KEITHLEY INSTRUMENTS, INC./LEON J. HENDRIX, JR.
 

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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION

Washington, DC 20549

FORM 4

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934,
Section 17(a) of the Public Utility Holding Company Act of 1935
or Section 30(h) of the Investment Company Act of 1940

o Check this box if no longer
subject to Section 16.
Form 4 or Form 5
obligations may continue.
See Instruction 1(b)

1. Name and Address of Reporting
Person*
(Last, First, Middle)
2. Issuer Name and Ticker or
Trading Symbol
3. I.R.S. Identification Number of Reporting
Person, if an entity
(Voluntary)
  Hendrix, Jr., Leon J
  Keithley Instruments, Inc. KEI
 
  340 Surfsong Rd.
4. Statement for (Month/Day/Year) 5. If Amendment, Date of Original (Month/Day/Year)
    March 10, 2003
 
  (Street) 6. Relationship of Reporting Person(s) to Issuer (Check All Applicable) 7. Individual or Joint/Group Filing
(Check Applicable Line)
  Kiawah Island, SC 29455
(City)                (State)           (Zip)
  x  Director o  10% Owner   x Form filed by One Reporting Person
    o  Officer (give title below)   o Form filed by More than One Reporting Person
    o  Other (specify below)  
       
     

Reminder:   Report on a separate line for each class of securities beneficially owned directly or indirectly.
 
*   If the form is filed by more than one reporting person, see instruction 4(b)(v).
 

 


 


Table I — Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned

1. Title of Security
(Instr. 3)
2. Transaction Date
(Month/Day/Year)
2a. Deemed Execution
Date, if any.

(Month/Day/Year)
3. Transaction Code
(Instr. 8)
4. Securities Acquired (A)
or Disposed of (D)

(Instr. 3, 4 and 5)
5. Amount of Securities
Beneficially Owned
Following Reported
Transactions(s)

(Instr. 3 and 4)
6. Ownership
Form:
Direct (D) or
Indirect (I)

(Instr. 4)
7. Nature of
Indirect
Beneficial
Ownership

(Instr. 4)

              Code V   Amount (A)
or
(D)
Price            

  Common Shares             10,000     D  

                     

                     

                     

                     

                     

                     

                   

                   

                   

Page 2


 


Table II — Derivative Securities Acquired, Disposed of, or Beneficially Owned
  (e.g., puts, calls, warrants, options, convertible securities)

1. Title of Derivative
Security

(Instr. 3)
2. Conversion or Exercise
Price of Derivative
Security
3. Transaction
Date

(Month/Day/Year)
3a. Deemed Execution
Date, if any

(Month/Day/Year)
4. Transaction
Code

(Instr. 8)
5. Number of Derivative Securities
Acquired (A) or Disposed of (D)

(Instr. 3, 4 and 5)

                      Code V   (A) (D)

  Common Stock Option   $4.40625     2/14/98      

  Common Stock Option   $3.78125     2/13/99      

  Common Stock Option   $17.78125     2/12/00      

  Common Stock Option   $36.85     2/17/01      

  Common Stock Option   $19.23     2/16/02      

  Common Stock Option   $10.70     2/15/03          

  Phantom Stock Units   $7.656     9/19/95      

  Phantom Stock Units   $7.938     12/14/95      

  Phantom Stock Units   $8.313     12/21/95      

  Phantom Stock Units   $7.50     2/22/96      

  Phantom Stock Units   $7.188     5/15/96      

  Phantom Stock Units   $4.563     7/26/96      

  Phantom Stock Units   $4.563     9/11/96      

  Phantom Stock Units   $4.625     9/12/96      

  Phantom Stock Units   $5.00     12/12/96      

  Phantom Stock Units   $5.063     12/12/96      

  Phantom Stock Units   $4.625     2/21/97      

  Phantom Stock Units   $4.375     5/15/97      

  Phantom Stock Units   $5.438     7/23/97      

  Phantom Stock Units   $5.875     9/24/97      

  Phantom Stock Units   $5.906     9/24/97      

  Phantom Stock Units   $5.00     12/9/97      

  Phantom Stock Units   $5.063     12/9/97      

  Phantom Stock Units   $4.38     2/18/98      

  Phantom Stock Units   $4.063     5/6/98      

  Phantom Stock Units   $4.094     5/6/98      

  Phantom Stock Units   $3.250     7/21/98      

  Phantom Stock Units   $3.313     7/21/98      

  Phantom Stock Units   $2.563     9/18/98      

  Phantom Stock Units   $2.594     9/18/98      

  Phantom Stock Units   $2.469     10/23/98      

  Phantom Stock Units   $3.6065     12/12/98      

  Phantom Stock Units   $3.8963     2/19/99      

  Phantom Stock Units   $4.0831     5/7/99      

  Phantom Stock Units   $4.219     7/19/99      

  Phantom Stock Units   $7.00     9/14/99      

  Phantom Stock Units   $10.00     12/6/99      

  Phantom Stock Units   $10.125     12/6/99      

  Phantom Stock Units   $17.5625     2/14/00      

  Phantom Stock Units   $30.3125     5/10/00      

  Phantom Stock Units   $55.8125     7/25/00      

  Phantom Stock Units   $64.00     9/13/00      

  Phantom Stock Units   $47.4470     12/11/00      

  Phantom Stock Units   $31.700     2/21/01      

  Phantom Stock Units   $28.060     5/8/01      

  Phantom Stock Units   $18.510     7/23/01      

  Phantom Stock Units   $15.720     9/17/01      

  Phantom Stock Units   $17.10     12/10/01      

  Phantom Stock Units   $19.0971     2/20/02      

  Phantom Stock Units   $18.40     5/6/02      

  Phantom Stock Units   $14.310     7/22/02      

 Phantom Stock Units   $14.94     9/9/02      

  Phantom Stock Units   $12.4147     12/6/02      

  Phantom Stock Units   $11.25     2/18/03      

  Phantom Stock Units   $10.7573     3/10/03     A   70.45

Page 3


 


Table II — Derivative Securities Acquired, Disposed of, or Beneficially Owned — Continued
(e.g., puts, calls, warrants, options, convertible securities)

6. Date Exercisable and
Expiration Date

(Month/Day/Year)
7. Title and Amount
of Underlying Securities

(Instr. 3 and 4)
8. Price of Derivative
Security

(Instr. 5)
9. Number of Derivative
Securities Beneficially Owned
Following Reported Transaction(s)

(Instr. 4)
10. Ownership Form of
Derivative Security:
Direct (D) or Indirect (I)

(Instr. 4)
11. Nature of
Indirect
Beneficial
Ownership

(Instr. 4)

  Date
Exercisable
Expiration
Date
  Title Amount or
Number of
Shares
                       

  8/15/98 2/14/08   Common Stk 10,000   $ -       10,000     D  

  8/14/99 2/13/09   Common Stk 10,000   $ -       10,000     D  

  8/13/00 2/12/10   Common Stk 10,000   $ -       10,000     D  

  8/18/01 2/17/11   Common Stk 10,000   $ -       10,000     D  

  8/18/02 2/16/12   Common Stk 10,000   $ -       10,000     D  

  8/16/03 2/15/13   Common Stk 10,000   $ -       10,000     D  

  (1) (1)   Common Stk 549.18   $ -       549.18     D  

  (1) (1)   Common Stk 509.36   $ -       509.36     D  

  (1) (1)   Common Stk 15.80   $ -       15.80     D  

  (1) (1)   Common Stk 570.72   $ -       570.72     D  

  (1) (1)   Common Stk 595.16   $ -       595.16     D  

  (1) (1)   Common Stk 354.90   $ -       354.90     D  

  (1) (1)   Common Stk 291.54   $ -       291.54     D  

  (1) (1)   Common Stk 446.10   $ -       446.10     D  

  (1) (1)   Common Stk 375.64   $ -       375.64     D  

  (1) (1)   Common Stk 810.04   $ -       810.04     D  

  (1) (1)   Common Stk 783.00   $ -       783.00     D  

  (1) (1)   Common Stk 818.40   $ -       818.40     D  

  (1) (1)   Common Stk 899.72   $ -       899.72     D  

  (1) (1)   Common Stk 130.26   $ -       130.26     D  

  (1) (1)   Common Stk 210.74   $ -       210.74     D  

  (1)   Common Stk 195.08   $ -       195.08     D  

  (1)   Common Stk 766.16   $ -       766.16     D  

  (1)   Common Stk 845.88   $ -       845.88     D  

  (1)   Common Stk 188.80   $ -       188.80     D  

  (1)   Common Stk 705.76   $ -       705.76     D  

  (1)   Common Stk 94.70   $ -       94.70     D  

  (1)   Common Stk 573.92   $ -       573.92     D  

  (1)   Common Stk 371.98   $ -       371.98     D  

  (1)   Common Stk 1026.04   $ -       1026.04     D  

  (1)   Common Stk 468.36   $ -       468.36     D  

  (1)   Common Stk 1142.66   $ -       1142.66     D  

  (1)   Common Stk 991.16   $ -       991.16     D  

  (1)   Common Stk 933.12   $ -       933.12     D  

  (1)   Common Stk 1047.14   $ -       1047.14     D  

  (1)   Common Stk 513.40   $ -       513.40     D  

  (1) (1)   Common Stk 453.18   $ -       453.18     D  

  (1) (1)   Common Stk 4,286.00   $ -       4,286.00     D  

  (1) (1)   Common Stk 233.76   $ -       233.76     D  

  (1) (1)   Common Stk 138.78   $ -       138.78     D  

  (1) (1)   Common Stk 85.25   $ -       85.25     D  

  (1) (1)   Common Stk 55.82   $ -       55.82     D  

  (1) (1)   Common Stk 101.34   $ -       101.34     D  

  (1) (1)   Common Stk 132.24   $ -       132.24     D  

  (1) (1)   Common Stk 178.45   $ -       178.45     D  

  (1) (1)   Common Stk 270.47   $ -       270.47     D  

  (1) (1)   Common Stk 227.40   $ -       227.40     D  

  (1) (1)   Common Stk 294.18   $ -       294.18     D  

  (1) (1)   Common Stk 242.10   $ -       242.10     D  

  (1) (1)   Common Stk 255.47   $ -       255.47     D  

  (1) (1)   Common Stk 377.92   $ -       377.92     D  

  (1) (1)   Common Stk 242.93   $ -       242.93     D  

  (1) (1)   Common Stk 498.00   $ -       498.00     D  

  (1) (1)   Common Stk 491.77   $ -       491.77     D  

  (1) (1)   Common Stk 70.45   $ -       70.45     D  

Explanation of Responses:

(1) The phantom stock units were accrued under the Keithley Instruments, Inc. Deferred Stock Plan and are to be settled in common stock upon the retirement from the Board of the reporting person.

Mark J. Plush, Attorney-in Fact   3/10/03

**Signature of Reporting Person
 
Date


**   Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
 
Note:   File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
 

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