SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934
Date of report (Date of earliest event reported): October 29, 2007
GEOVAX LABS, INC.
(Exact name of registrant as specified in Charter)
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Illinois
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000-52091
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87-0455038 |
(State or other jurisdiction of
incorporation or organization)
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(Commission File No.)
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(IRS Employee Identification No.) |
1256 Briarcliff Road N.E.
Emtech Bio Suite 500
Atlanta, Georgia 30306
(Address of Principal Executive Offices)
(404) 727-0971
(Issuer Telephone number)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the
filing obligation of the Registrant under any of the following provisions (see General Instruction
A.2 below).
o Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
o
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
o Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR
240.14d-2(b)).
o Pre-commencement communications pursuant to Rule 13e-4© under the Exchange Act (17 CFR
240.13(e)-4(c))
This Form 8-K and other reports filed by GeoVax Labs, Inc. (the Registrant or GeoVax) from
time to time with the Securities and Exchange Commission (collectively the Filings) contain
forward looking statements and information that are based upon beliefs of, and information
currently available to, the registrants management as well as estimates and assumptions made by
the registrants management. When used in the Filings the words anticipate, believe,
estimate, expect, future, intend, plan or the negative of these terms and similar
expressions as they relate to the registrant or the registrants management identify forward
looking statements. Such statements reflect the current view of the registrant with respect to
future events and are subject to risks, uncertainties, assumptions and other factors relating to
the registrants industry, operations and results of operations and any businesses that may be
acquired by the registrant. Should one or more of these risks or uncertainties materialize, or
should the underlying assumptions prove incorrect, actual results may differ significantly from
those anticipated, believed, estimated, expected, intended or planned.
Item 8.01 Other Events
As previously announced, on July 30, 2007 GeoVax entered into a Subscription Agreement with
Pure Capital LLC (Pure), pursuant to which Pure agreed to purchase a total of 48,387,097 shares
of GeoVax common stock and warrants to purchase an additional 35,000,000 shares of common stock at
an exercise price of $0.33 per share, for an aggregate purchase price of $7.5 million (the
Financing). The Financing was to occur in two closings, the first on August 6, 2007 for $3.5
million (the First Closing), and the second on
November 5, 2007 for $4 million (the Second
Closing).
During September 2007, Pure advanced $300,000 to GeoVax as payment towards its obligation
associated with the First Closing. The balance ($3.2 million) was deferred due to administrative
factors associated with the formation of the investment fund managed by Pure.
On October 29, 2007, the parties entered into an Extension Agreement, pursuant to which the
First Closing has been postponed to November 2, 2007. The Extension Agreement has no effect on the
date of the Second Closing.
The foregoing summary is qualified in its entirety by reference to the Extension Agreement
referred to above, which is attached as an exhibit to this Current Report and incorporated herein
by reference.
Item 9.01 Financial Statements and Exhibits
(a) Financial Statements of Businesses Acquired.
Not applicable.
(b) Pro Forma Financial Information
Not applicable.
(c) Exhibits
Exhibit 10.1 Extension Agreement