UNITED STATES SECURITIES AND EXCHANGE COMMISSION
FORM 8-K
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(d) OF THE
SECURITIES EXCHANGE ACT OF 1934
Date of Report (Date of earliest event reported): March 1, 2007
SUPERIOR BANCORP
(Exact Name of Registrant as Specified in Charter)
Delaware
State or Other
Jurisdiction of
Incorporation
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0-25033
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63-1201350 |
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(Commission
File Number)
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(IRS Employer
Identification No.) |
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17 North 20th Street, Birmingham, Alabama
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35203 |
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(Address of Principal Executive Offices)
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Zip Code) |
(205) 327-1400
(Registrants Telephone Number, including Area Code)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the
filing obligation of the registrant under any of the following provisions:
þ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
o Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
o Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
o Pre-commencement communication pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Section 8 Other Events
Item 8.01. Other Events
On March 1, 2007, representatives of Superior Bancorp will make a presentation at an investor
conference using slides containing the information attached to this Form 8-K as Exhibit 99. We
expect to use such slides, possibly with variations, at other investor presentations after that
date.
The information contained in the slides is summary information that is intended to be considered in
the context of our SEC filings and other public announcements that we may make, by press release or
otherwise, from time to time. We undertake no duty or obligation to publicly update or revise the
information contained in this report, although we may do so from time to time as our management
believes is warranted. Any such updating may be made through the filing of other reports or
documents with the SEC, through press releases or through other public disclosure.
Additional Information and Where to Find It
The information contained in this Form 8-K may be deemed to be solicitation material with
respect to the proposed merger of Peoples Community Bancshares, Inc. with and into Superior
Bancorp. Superior Bancorp plans to file a registration statement on Form S-4 with the Securities
and Exchange Commission (the SEC) in connection with the proposed merger. That registration
statement will contain a proxy statement/prospectus to be distributed to the shareholders of
Peoples Community Bancshares in connection with their vote on the proposed merger. SHAREHOLDERS OF
PEOPLES COMMUNITY BANCSHARES ARE URGED TO READ THE REGISTRATION STATEMENT AND ANY OTHER RELEVANT
DOCUMENTS FILED WITH THE SEC, INCLUDING THE PROXY STATEMENT/PROSPECTUS THAT WILL BE PART OF THE
REGISTRATION STATEMENT, BECAUSE THEY WILL CONTAIN IMPORTANT INFORMATION ABOUT THE PROPOSED MERGER.
The proxy statement/prospectus will be mailed to the shareholders of Peoples Community
Bancshares. Investors and security holders may also obtain free copies of the documents filed with
the SEC (including any documents incorporated by reference) from the SECs website,
www.sec.gov. Such documents may also be obtained from Superior Bancorp by contacting Carol
Murcks, Investor Relations, at (205) 488-3327, or from Peoples Community Bancshares, Inc. by
contacting Neil D. McCurry, Jr., President and CEO, at (941) 365-5934.
Superior Bancorp, Peoples Community Bancshares and their respective directors and executive
officers may be deemed to participate in the solicitation of proxies in respect of the proposed
merger. Information regarding Superior Bancorps directors and executive officers is available at
http://www.superiorbank.com/fs_investor_relations.html. Information regarding Peoples directors
and executive officers is available from http://www.peoplescb.com. Additional information
regarding the interests of such directors and executive officers will be included in the
proxy statement/prospectus and the other relevant documents filed with the SEC when they become
available.