eh1300237_13g-canon.htm


 
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C.  20549
 
SCHEDULE 13G
Under the Securities Exchange Act of 1934
 
(Amendment No.   )*
 
Canon Inc.
(Name of Issuer)
 
Common Stock
(Title of Class of Securities)
 
138006309
(CUSIP Number)
 
December 31, 2012
(Date of Event Which Requires Filing of this Statement)
 
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
 
þ :
Rule 13d-1(b)
   
o :
Rule 13d-1(c)
   
o :
Rule 13d-1(d)
 
* The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.
 
The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
 
 


 
 
 
 
 

CUSIP No. 138006309

 
1
NAME OF REPORTING PERSON
 
Mitsubishi UFJ Financial Group, Inc.
 
2
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
 
 
(a)  o
(b)  o
3
SEC USE ONLY
 
 
 
4
CITIZENSHIP OR PLACE OF ORGANIZATION
 
Tokyo, Japan
 
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
5
SOLE VOTING POWER
 
58,085,897
6
SHARED VOTING POWER
 
-0-
7
SOLE DISPOSITIVE POWER
 
58,085,897
8
SHARED DISPOSITIVE POWER
 
-0-
9
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
 
58,085,897
 
10
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
 
 
o
11
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
 
5.0%
 
12
TYPE OF REPORTING PERSON
 
FI
 
 

 
 
Page 2 of 34

 

 

CUSIP No. 138006309

 
1
NAME OF REPORTING PERSON
 
The Bank of TokyoMitsubishi UFJ, Ltd.
 
2
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
 
 
(a)  o
(b)  o
3
SEC USE ONLY
 
 
 
4
CITIZENSHIP OR PLACE OF ORGANIZATION
 
Tokyo, Japan
 
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
5
SOLE VOTING POWER
 
6,000,564
6
SHARED VOTING POWER
 
-0-
7
SOLE DISPOSITIVE POWER
 
6,000,564
8
SHARED DISPOSITIVE POWER
 
-0-
9
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
 
6,000,564
 
10
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
 
 
o
11
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
 
0.5%
 
12
TYPE OF REPORTING PERSON
 
FI
 
 
 
 
 
Page 3 of 34

 

 
CUSIP No. 138006309

 
1
NAME OF REPORTING PERSON
 
Mitsubishi UFJ Trust and Banking Corporation
 
2
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
 
 
(a)  o
(b)  o
3
SEC USE ONLY
 
 
 
4
CITIZENSHIP OR PLACE OF ORGANIZATION
 
Tokyo, Japan
 
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
5
SOLE VOTING POWER
 
40,847,300
6
SHARED VOTING POWER
 
-0-
7
SOLE DISPOSITIVE POWER
 
40,847,300
8
SHARED DISPOSITIVE POWER
 
-0-
9
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
 
40,847,300
 
10
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
 
 
o
11
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
 
3.5%
 
12
TYPE OF REPORTING PERSON
 
FI
 
 

 
Page 4 of 34

 


CUSIP No. 138006309

 
1
NAME OF REPORTING PERSON
 
Mitsubishi UFJ Securities Holdings Co., Ltd.
 
2
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
 
 
(a)  o
(b)  o
3
SEC USE ONLY
 
 
 
4
CITIZENSHIP OR PLACE OF ORGANIZATION
 
Tokyo, Japan
 
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
5
SOLE VOTING POWER
 
2,988,250
6
SHARED VOTING POWER
 
-0-
7
SOLE DISPOSITIVE POWER
 
2,988,250
8
SHARED DISPOSITIVE POWER
 
-0-
9
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
 
2,988,250
 
10
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
 
 
o
11
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
 
0.3%
 
12
TYPE OF REPORTING PERSON
 
FI
 
 

 
Page 5 of 34

 


CUSIP No. 138006309

 
1
NAME OF REPORTING PERSON
 
Mitsubishi UFJ Morgan Stanley Securities Co., Ltd.
 
2
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
 
 
(a)  o
(b)  o
3
SEC USE ONLY
 
 
 
4
CITIZENSHIP OR PLACE OF ORGANIZATION
 
Tokyo, Japan
 
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
5
SOLE VOTING POWER
 
2,988,250
6
SHARED VOTING POWER
 
-0-
7
SOLE DISPOSITIVE POWER
 
2,988,250
8
SHARED DISPOSITIVE POWER
 
-0-
9
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
 
2,988,250
 
10
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
 
 
o
11
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
 
0.3%
 
12
TYPE OF REPORTING PERSON
 
FI
 
 
 
 
Page 6 of 34

 


CUSIP No. 138006309

 
1
NAME OF REPORTING PERSON
 
Mitsubishi UFJ Asset Management Co., Ltd.
 
2
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
 
 
(a)  o
(b)  o
3
SEC USE ONLY
 
 
 
4
CITIZENSHIP OR PLACE OF ORGANIZATION
 
Tokyo, Japan
 
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
5
SOLE VOTING POWER
 
6,970,000
6
SHARED VOTING POWER
 
-0-
7
SOLE DISPOSITIVE POWER
 
6,970,000
8
SHARED DISPOSITIVE POWER
 
-0-
9
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
 
6,970,000
 
10
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
 
 
o
11
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
 
0.6%
 
12
TYPE OF REPORTING PERSON
 
FI
 
 

 
 
Page 7 of 34

 
 
CUSIP No. 138006309

 
1
NAME OF REPORTING PERSON
 
Mitsubishi UFJ Asset Management (UK) Ltd.
 
2
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
 
 
(a)  o
(b)  o
3
SEC USE ONLY
 
 
 
4
CITIZENSHIP OR PLACE OF ORGANIZATION
 
London, United Kingdom
 
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
5
SOLE VOTING POWER
 
28,700
6
SHARED VOTING POWER
 
-0-
7
SOLE DISPOSITIVE POWER
 
28,700
8
SHARED DISPOSITIVE POWER
 
-0-
9
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
 
28,700
 
10
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
 
 
o
11
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
 
0.0%
 
12
TYPE OF REPORTING PERSON
 
FI
 
 

 
Page 8 of 34

 

 
CUSIP No. 138006309

 
1
NAME OF REPORTING PERSON
 
MU Investments Co., Ltd.
 
2
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
 
 
(a)  o
(b)  o
3
SEC USE ONLY
 
 
 
4
CITIZENSHIP OR PLACE OF ORGANIZATION
 
Tokyo, Japan
 
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
5
SOLE VOTING POWER
 
991,600
6
SHARED VOTING POWER
 
-0-
7
SOLE DISPOSITIVE POWER
 
991,600
8
SHARED DISPOSITIVE POWER
 
-0-
9
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
 
991,600
 
10
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
 
 
o
11
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
 
0.1%
 
12
TYPE OF REPORTING PERSON
 
FI
 
 

 
Page 9 of 34

 

 
CUSIP No. 138006309

 
1
NAME OF REPORTING PERSON
 
kabu.com Securities Co., Ltd.
 
2
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
 
 
(a)  o
(b)  o
3
SEC USE ONLY
 
 
 
4
CITIZENSHIP OR PLACE OF ORGANIZATION
 
Tokyo, Japan
 
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
5
SOLE VOTING POWER
 
181,870
6
SHARED VOTING POWER
 
-0-
7
SOLE DISPOSITIVE POWER
 
181,870
8
SHARED DISPOSITIVE POWER
 
-0-
9
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
 
181,870
 
10
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
 
 
o
11
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
 
0.0%
 
12
TYPE OF REPORTING PERSON
 
FI
 
 


 
Page 10 of 34

 
 

CUSIP No. 138006309

 
1
NAME OF REPORTING PERSON
 
KOKUSAI Asset Management Co., Ltd.
 
2
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
 
 
(a)  o
(b)  o
3
SEC USE ONLY
 
 
 
4
CITIZENSHIP OR PLACE OF ORGANIZATION
 
Tokyo, Japan
 
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
5
SOLE VOTING POWER
 
105,700
6
SHARED VOTING POWER
 
-0-
7
SOLE DISPOSITIVE POWER
 
105,700
8
SHARED DISPOSITIVE POWER
 
-0-
9
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
 
105,700
 
10
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
 
 
o
11
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
 
0.0%
 
12
TYPE OF REPORTING PERSON
 
FI
 
 
 
 
Page 11 of 34

 
 
CUSIP No. 138006309

 
1
NAME OF REPORTING PERSON
 
HighMark Capital Management, Inc.
 
2
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
 
 
(a)  o
(b)  o
3
SEC USE ONLY
 
 
 
4
CITIZENSHIP OR PLACE OF ORGANIZATION
 
California, United States
 
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
5
SOLE VOTING POWER
 
613
6
SHARED VOTING POWER
 
-0-
7
SOLE DISPOSITIVE POWER
 
613
8
SHARED DISPOSITIVE POWER
 
-0-
9
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
 
613
 
10
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
 
 
o
11
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
 
0.0%
 
12
TYPE OF REPORTING PERSON
 
IA
 
 
 
 
 
Page 12 of 34

 
 
CUSIP No. 138006309
 
ITEM 1
     
 
(a)
Name of Issuer
     
   
Canon Inc.
     
 
(b)
Address of Issuer's Principal Executive Offices
     
   
30-2, Shimomaruko 3-chome, Ohta-ku, Tokyo 146-8501, Japan
     
ITEM 2
     
 
(a)
Names of Persons Filing
     
   
Mitsubishi UFJ Financial Group, Inc. ("MUFG")
     
   
The Bank of Tokyo-Mitsubishi UFJ, Ltd. ("BTMU")
     
   
Mitsubishi UFJ Trust and Banking Corporation ("MUTB")
     
   
Mitsubishi UFJ Securities Holdings Co., Ltd. ("MUSHD")
     
   
Mitsubishi UFJ Morgan Stanley Securities Co., Ltd. ("MUMSS")
     
   
Mitsubishi UFJ Asset Management Co., Ltd. ("MUAM")
     
   
Mitsubishi UFJ Asset Management (UK) Ltd. ("MUAMUK")
     
   
MU Investments Co., Ltd. ("MUI")
     
   
kabu.com Securities Co., Ltd. ("KC")
     
   
KOKUSAI Asset Management Co., Ltd. ("KAM")
     
   
HighMark Capital Management, Inc. ("HCM")
     
 
(b)
Address of Principal Business Office or, if none, Residence
     
   
MUFG:
   
7-1 Marunouchi 2-chome, Chiyoda-ku
   
Tokyo 100-8330, Japan
     
   
BTMU:
   
7-1 Marunouchi 2-chome, Chiyoda-ku
   
Tokyo 100-8388, Japan
     
   
MUTB:
   
4-5 Marunouchi 1-chome, Chiyoda-ku
   
Tokyo 100-8212, Japan
     
   
MUSHD:
   
5-2 Marunouchi 2-chome, Chiyoda-ku
   
Tokyo 100-0005, Japan
     
   
MUMSS:
   
5-2 Marunouchi 2-chome, Chiyoda-ku
   
Tokyo 100-0005, Japan
     
 
 
Page 13 of 34

 

CUSIP No. 138006309
 
 
   
MUAM:
   
4-5 Marunouchi 1-chome, Chiyoda-ku
   
Tokyo 100-8212, Japan
     
   
MUAMUK:
   
Ropemaker Place, 25 Ropemaker Street
   
London, EC2Y 9AN, United Kingdom
     
   
MUI:
   
2-15 Nihonbashi Muromachi 3-chome, Chuo-ku
   
Tokyo 103-0022, Japan
     
   
KC:
   
3-2 Otemachi 1-chome, Chiyoda-ku
   
Tokyo 100-0004, Japan
     
   
KAM:
   
1-1 Marunouchi 3-chome, Chiyoda-ku
   
Tokyo 100-0005, Japan
     
   
HCM:
   
350 California Street, San Francisco
   
California 94104, USA
     
 
(c)
Citizenship
     
   
Not applicable.
     
 
(d)
Title of Class of Securities
     
   
Common Stock
     
 
(e)
CUSIP Number
     
   
138006309
 
ITEM 3
 
If this statement is filed pursuant to §§ 240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:
         
 
MUFG:
(a)
[ ]
Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o);
         
   
(b)
[ ]
Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c);
         
   
(c)
[ ]
Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c);
         
   
(d)
[ ]
Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8);
         
   
(e)
[ ]
An investment adviser in accordance with § 240.13d-1(b)(1)(ii)(E);
         
   
(f)
[ ]
An employee benefit plan or endowment fund in accordance with § 240.13d-1(b)(1)(ii)(F);
         
   
(g)
[ ]
A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G);
         
 
 
 
Page 14 of 34

 

CUSIP No. 138006309
 
 
   
(h)
[ ]
A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
         
   
(i)
[ ]
A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);
         
   
(j)
[√]
A non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J);
         
   
(k)
[ ]
Group, in accordance with § 240.13d-1(b)(1)(ii)(K).
     
   
If filing as a non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J), please specify the type of institution:  Parent holding company
         
 
BTMU:
(a)
[ ]
Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o);
         
   
(b)
[ ]
Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c);
         
   
(c)
[ ]
Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c);
         
   
(d)
[ ]
Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8);
         
   
(e)
[ ]
An investment adviser in accordance with § 240.13d-1(b)(1)(ii)(E);
         
   
(f)
[ ]
An employee benefit plan or endowment fund in accordance with § 240.13d-1(b)(1)(ii)(F);
         
   
(g)
[ ]
A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G);
         
   
(h)
[ ]
A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
         
   
(i)
[ ]
A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);
         
   
(j)
[√]
A non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J);
         
   
(k)
[ ]
Group, in accordance with § 240.13d-1(b)(1)(ii)(K).
         
   
If filing as a non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J), please specify the type of institution:  Bank
         
 
MUTB:
(a)
[ ]
Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o);
         
   
(b)
[ ]
Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c);
         
   
(c)
[ ]
Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c);
         
   
(d)
[ ]
Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8);
         
   
(e)
[ ]
An investment adviser in accordance with § 240.13d-1(b)(1)(ii)(E);
         
   
(f)
[ ]
An employee benefit plan or endowment fund in accordance with § 240.13d-1(b)(1)(ii)(F);
         
 
 
 
Page 15 of 34

 

CUSIP No. 138006309
 
 
   
(g)
[ ]
A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G);
         
   
(h)
[ ]
A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
         
   
(i)
[ ]
A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);
         
   
(j)
[√]
A non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J);
         
   
(k)
[ ]
Group, in accordance with § 240.13d-1(b)(1)(ii)(K).
         
   
If filing as a non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J), please specify the type of institution:  Bank
         
 
MUSHD:
(a)
[ ]
Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o);
         
   
(b)
[ ]
Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c);
         
   
(c)
[ ]
Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c);
         
   
(d)
[ ]
Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8);
         
   
(e)
[ ]
An investment adviser in accordance with § 240.13d-1(b)(1)(ii)(E);
         
   
(f)
[ ]
An employee benefit plan or endowment fund in accordance with § 240.13d-1(b)(1)(ii)(F);
         
   
(g)
[ ]
A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G);
         
   
(h)
[ ]
A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
         
   
(i)
[ ]
A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);
         
   
(j)
[√]
A non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J);
         
   
(k)
[ ]
Group, in accordance with § 240.13d-1(b)(1)(ii)(K).
         
   
If filing as a non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J), please specify the type of institution:  Broker-dealer
         
 
MUMSS:
(a)
[ ]
Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o);
         
   
(b)
[ ]
Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c);
         
   
(c)
[ ]
Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c);
         
   
(d)
[ ]
Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8);
         
   
(e)
[ ]
An investment adviser in accordance with § 240.13d-1(b)(1)(ii)(E);
         
 
 
Page 16 of 34

 

CUSIP No. 138006309
 
 
   
(f)
[ ]
An employee benefit plan or endowment fund in accordance with § 240.13d-1(b)(1)(ii)(F);
         
   
(g)
[ ]
A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G);
         
   
(h)
[ ]
A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
         
   
(i)
[ ]
A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);
         
   
(j)
[√]
A non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J);
         
   
(k)
[ ]
Group, in accordance with § 240.13d-1(b)(1)(ii)(K).
         
   
If filing as a non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J), please specify the type of institution:  Broker-dealer
         
 
MUAM:
(a)
[ ]
Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o);
         
   
(b)
[ ]
Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c);
         
   
(c)
[ ]
Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c);
         
   
(d)
[ ]
Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8);
         
   
(e)
[ ]
An investment adviser in accordance with § 240.13d-1(b)(1)(ii)(E);
         
   
(f)
[ ]
An employee benefit plan or endowment fund in accordance with § 240.13d-1(b)(1)(ii)(F);
         
   
(g)
[ ]
A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G);
         
   
(h)
[ ]
A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
         
   
(i)
[ ]
A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);
         
   
(j)
[√]
A non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J);
         
   
(k)
[ ]
Group, in accordance with § 240.13d-1(b)(1)(ii)(K).
         
   
If filing as a non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J), please specify the type of institution:  Investment adviser
         
 
MUAMUK:
(a)
[ ]
Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o);
         
   
(b)
[ ]
Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c);
         
   
(c)
[ ]
Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c);
         
   
(d)
[ ]
Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8);
         
 
 
Page 17 of 34

 

CUSIP No. 138006309
 
 
   
(e)
[ ]
An investment adviser in accordance with § 240.13d-1(b)(1)(ii)(E);
         
   
(f)
[ ]
An employee benefit plan or endowment fund in accordance with § 240.13d-1(b)(1)(ii)(F);
         
   
(g)
[ ]
A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G);
         
   
(h)
[ ]
A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
         
   
(i)
[ ]
A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);
         
   
(j)
[√]
A non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J);
         
   
(k)
[ ]
Group, in accordance with § 240.13d-1(b)(1)(ii)(K).
         
   
If filing as a non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J), please specify the type of institution:  Investment adviser
         
 
MUI:
(a)
[ ]
Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o);
         
   
(b)
[ ]
Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c);
         
   
(c)
[ ]
Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c);
         
   
(d)
[ ]
Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8);
         
   
(e)
[ ]
An investment adviser in accordance with § 240.13d-1(b)(1)(ii)(E);
         
   
(f)
[ ]
An employee benefit plan or endowment fund in accordance with § 240.13d-1(b)(1)(ii)(F);
         
   
(g)
[ ]
A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G);
         
   
(h)
[ ]
A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
         
   
(i)
[ ]
A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);
         
   
(j)
[√]
A non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J);
         
   
(k)
[ ]
Group, in accordance with § 240.13d-1(b)(1)(ii)(K).
         
   
If filing as a non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J), please specify the type of institution:  Investment adviser
         
 
KC:
(a)
[ ]
Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o);
         
   
(b)
[ ]
Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c);
         
 
 
 
Page 18 of 34

 
 

CUSIP No. 138006309
 
 
   
(c)
[ ]
Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c);
         
   
(d)
[ ]
Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8);
         
   
(e)
[ ]
An investment adviser in accordance with § 240.13d-1(b)(1)(ii)(E);
         
   
(f)
[ ]
An employee benefit plan or endowment fund in accordance with § 240.13d-1(b)(1)(ii)(F);
         
   
(g)
[ ]
A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G);
         
   
(h)
[ ]
A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
         
   
(i)
[ ]
A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);
         
   
(j)
[√]
A non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J);
         
   
(k)
[ ]
Group, in accordance with § 240.13d-1(b)(1)(ii)(K).
         
   
If filing as a non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J), please specify the type of institution:  Broker-dealer
         
 
KAM:
(a)
[ ]
Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o);
         
   
(b)
[ ]
Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c);
         
   
(c)
[ ]
Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c);
         
   
(d)
[ ]
Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8);
         
   
(e)
[ ]
An investment adviser in accordance with § 240.13d-1(b)(1)(ii)(E);
         
   
(f)
[ ]
An employee benefit plan or endowment fund in accordance with § 240.13d-1(b)(1)(ii)(F);
         
   
(g)
[ ]
A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G);
         
   
(h)
[ ]
A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
         
   
(i)
[ ]
A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);
         
   
(j)
[√]
A non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J);
         
   
(k)
[ ]
Group, in accordance with § 240.13d-1(b)(1)(ii)(K).
         
   
If filing as a non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J), please specify the type of institution:  Investment adviser
         
 
 
 
Page 19 of 34

 
 

CUSIP No. 138006309
 
 
 
HCM:
(a)
[ ]
Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o);
         
   
(b)
[ ]
Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c);
         
   
(c)
[ ]
Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c);
         
   
(d)
[ ]
Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8);
         
   
(e)
[√]
An investment adviser in accordance with § 240.13d-1(b)(1)(ii)(E);
         
   
(f)
[ ]
An employee benefit plan or endowment fund in accordance with § 240.13d-1(b)(1)(ii)(F);
         
   
(g)
[ ]
A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G);
         
   
(h)
[ ]
A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
         
   
(i)
[ ]
A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);
         
   
(j)
[ ]
A non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J);
         
   
(k)
[ ]
Group, in accordance with § 240.13d-1(b)(1)(ii)(K).
         
   
If filing as a non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J), please specify the type of institution:  Not applicable
 
ITEM 4
Ownership
       
 
Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1.
       
 
For MUFG
 
       
 
(a)
Amount beneficially owned:
58,085,897
       
 
(b)
Percent of class:
5.04%
       
 
(c)
Number of shares as to which the person has:
 
       
   
(i) Sole power to vote or to direct the vote:
58,085,897
       
   
(ii) Shared power to vote or to direct the vote:
-0-
       
   
(iii) Sole power to dispose or to direct the disposition of:
58,085,897
       
   
(iv) Shared power to dispose or to direct the disposition of:
-0-
       
 
For BTMU
 
       
 
(a)
Amount beneficially owned:
6,000,564
       
       
 
(b)
Percent of class:
0.52%
       
 
(c)
Number of shares as to which the person has:
 
       
   
(i) Sole power to vote or to direct the vote:
6,000,564
       
   
(ii) Shared power to vote or to direct the vote:
-0-
       
 
 
 
 
Page 20 of 34

 

CUSIP No. 138006309
 
 
   
(iii) Sole power to dispose or to direct the disposition of:
6,000,564
       
   
(iv) Shared power to dispose or to direct the disposition of:
-0-
       
 
For MUTB
 
       
 
(a)
Amount beneficially owned:
40,847,300
       
 
(b)
Percent of class:
3.54%
       
 
(c)
Number of shares as to which the person has:
 
       
   
(i) Sole power to vote or to direct the vote:
40,847,300
       
   
(ii) Shared power to vote or to direct the vote:
-0-
       
   
(iii) Sole power to dispose or to direct the disposition of:
40,847,300
       
   
(iv) Shared power to dispose or to direct the disposition of:
-0-
       
 
For MUSHD
 
       
 
(a)
Amount beneficially owned:
2,988,250
       
 
(b)
Percent of class:
0.26%
       
 
(c)
Number of shares as to which the person has:
 
       
   
(i) Sole power to vote or to direct the vote:
2,988,250
       
   
(ii) Shared power to vote or to direct the vote:
-0-
       
   
(iii) Sole power to dispose or to direct the disposition of:
2,988,250
       
   
(iv) Shared power to dispose or to direct the disposition of:
-0-
       
 
For MUMSS
 
       
 
(a)
Amount beneficially owned:
2,988,250
       
 
(b)
Percent of class:
0.26%
       
 
(c)
Number of shares as to which the person has:
 
       
   
(i) Sole power to vote or to direct the vote:
2,988,250
       
   
(ii) Shared power to vote or to direct the vote:
-0-
       
   
(iii) Sole power to dispose or to direct the disposition of:
2,988,250
       
   
(iv) Shared power to dispose or to direct the disposition of:
-0-
       
 
For MUAM
 
       
 
(a)
Amount beneficially owned:
6,970,000
       
 
(b)
Percent of class:
0.60%
       
 
(c)
Number of shares as to which the person has:
 
       
   
(i) Sole power to vote or to direct the vote:
6,970,000
       
   
(ii) Shared power to vote or to direct the vote:
-0-
       
   
(iii) Sole power to dispose or to direct the disposition of:
6,970,000
       
   
(iv) Shared power to dispose or to direct the disposition of:
-0-
       
 
 
Page 21 of 34

 

CUSIP No. 138006309
 
 
 
For MUAMUK
 
       
 
(a)
Amount beneficially owned:
28,700
       
 
(b)
Percent of class:
0.00%
       
 
(c)
Number of shares as to which the person has:
 
       
   
(i) Sole power to vote or to direct the vote:
28,700
       
   
(ii) Shared power to vote or to direct the vote:
-0-
       
   
(iii) Sole power to dispose or to direct the disposition of:
28,700
       
   
(iv) Shared power to dispose or to direct the disposition of:
-0-
       
 
For MUI
 
       
 
(a)
Amount beneficially owned:
991,600
       
 
(b)
Percent of class:
0.09%
       
 
(c)
Number of shares as to which the person has:
 
       
   
(i) Sole power to vote or to direct the vote:
991,600
       
   
(ii) Shared power to vote or to direct the vote:
-0-
       
   
(iii) Sole power to dispose or to direct the disposition of:
991,600
       
   
(iv) Shared power to dispose or to direct the disposition of:
-0-
       
 
For KC
 
       
 
(a)
Amount beneficially owned:
181,870
       
 
(b)
Percent of class:
0.02%
       
 
(c)
Number of shares as to which the person has:
 
       
   
(i) Sole power to vote or to direct the vote:
181,870
       
   
(ii) Shared power to vote or to direct the vote:
-0-
       
   
(iii) Sole power to dispose or to direct the disposition of:
181,870
       
   
(iv) Shared power to dispose or to direct the disposition of:
-0-
       
 
For KAM
 
       
 
(a)
Amount beneficially owned:
105,700
       
 
(b)
Percent of class:
0.01%
       
 
(c)
Number of shares as to which the person has:
 
       
   
(i) Sole power to vote or to direct the vote:
105,700
       
   
(ii) Shared power to vote or to direct the vote:
-0-
       
   
(iii) Sole power to dispose or to direct the disposition of:
105,700
       
   
(iv) Shared power to dispose or to direct the disposition of:
-0-
       
 
For HCM
 
       
 
(a)
Amount beneficially owned:
613
       
 
(b)
Percent of class:
0.00%
       
 
(c)
Number of shares as to which the person has:
 
 
 
 
Page 22 of 34

 

CUSIP No. 138006309
 
 
   
(i) Sole power to vote or to direct the vote:
613
       
   
(ii) Shared power to vote or to direct the vote:
-0-
       
   
(iii) Sole power to dispose or to direct the disposition of:
613
       
   
(iv) Shared power to dispose or to direct the disposition of:
-0-
 
ITEM 5
Ownership of Five Percent or Less of a Class
   
 
Not applicable.
   
ITEM 6
Ownership of More than Five Percent on Behalf of Another Person
   
 
Not applicable.
   
ITEM 7
Identification and Classification of the Subsidiary which Acquired the Security Being Reported on by the Parent Holding Company or Control Person
   
 
As of December 31, 2012, MUFG beneficially owns 58,085,897 shares of the issuer indirectly through its subsidiaries as follows: BTMU holds 6,000,564 shares; MUTB holds 40,847,300 shares; MUSHD holds 2,988,250 shares (indirectly through a subsidiary, MUMSS); MUAM holds 6,970,000 shares (including 28,700 shares indirectly held through a subsidiary, MUAMUK); MUI holds 991,600 shares; KC holds 181,870 shares; KAM holds 105,700 shares; and HCM holds 613 shares.
   
ITEM 8
Identification and Classification of Members of the Group
   
 
Not applicable.
   
ITEM 9
Notice of Dissolution of Group
   
 
Not applicable.
   
ITEM 10
Certifications
   
 
By signing below the filers certify that, to the best of their knowledge and belief, (i) the securities referred to above were acquired and are held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect, and (ii) the foreign regulatory schemes applicable to parent holding companies, banks, broker-dealers and investment advisers, respectively, are substantially comparable to the regulatory schemes applicable to the functionally equivalent U.S. institutions. The filers also undertake to furnish to the Commission staff, upon request, information that would otherwise be disclosed in a Schedule 13D.
   
 
By signing below HCM certifies that, to the best of its knowledge and belief, the securities referred to above were acquired and are held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.

 
 
 
Page 23 of 34

 

CUSIP No. 138006309

SIGNATURE
 
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
 
 
February 13, 2013
 
       
     
 
Mitsubishi UFJ Financial Group, Inc.
 
       
       
 
By:
/s/ Tadashi Yamamoto
 
       
 
Name:
Tadashi Yamamoto
 
       
 
Title:
Senior Manager, Credit & Investment Management Division
 

 
 
 
 

 
 
 
Page 24 of 34

 

CUSIP No. 138006309
 
SIGNATURE
 
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
 
 
 
February 13, 2013
 
       
     
 
The Bank of Tokyo-Mitsubishi UFJ, Ltd.
 
       
       
 
By:
/s/ Tadashi Yamamoto
 
       
 
Name:
Tadashi Yamamoto
 
       
 
Title:
Chief Manager, Credit & Investment Management Division
 


 
 
 
 
 
Page 25 of 34

 

CUSIP No. 138006309


 
SIGNATURE
 
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
 
 
 
February 13, 2013
 
       
     
 
Mitsubishi UFJ Trust and Banking Corporation
 
       
       
 
By:
/s/ Eiji Ihori
 
       
 
Name:
Eiji Ihori
 
       
 
Title:
General Manager of Assets Planning Division
 


 
 
 

 
 
 
 
 
 
 
Page 26 of 34

 

CUSIP No. 138006309

 
SIGNATURE
 
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
 
 
 
February 13, 2013
 
       
     
 
Mitsubishi UFJ Securities Holdings Co., Ltd.
 
       
       
 
By:
/s/ Tetsuya Niimi
 
       
 
Name:
Tetsuya Niimi
 
       
 
Title:
General Manager, Corporate Planning Division
 


 
 
 
 
 
 
 
 
Page 27 of 34

 

CUSIP No. 138006309
 

 SIGNATURE
 
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
 
 
 
February 13, 2013
 
       
     
 
Mitsubishi UFJ Morgan Stanley Securities Co., Ltd.
 
       
       
 
By:
/s/ Hitoshi Kawai
 
       
 
Name:
Hitoshi Kawai
 
       
 
Title:
General Manager, Corporate Planning Division
 


 
 
 
 
 

 
 
Page 28 of 34

 

CUSIP No. 138006309

 
SIGNATURE
 
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
 
 
 
February 13, 2013
 
       
     
 
Mitsubishi UFJ Asset Management Co., Ltd.
 
       
       
 
By:
/s/ Katsutoshi Edamura
 
       
 
Name:
Katsutoshi Edamura
 
       
 
Title:
General Manager of Risk Management Division
 


 
 
 
 
 
 
 
Page 29 of 34

 
 

CUSIP No. 138006309

 
SIGNATURE
 
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
 
 
 
February 13, 2013
 
       
     
 
Mitsubishi UFJ Asset Management (UK) Ltd.
 
       
       
 
By:
/s/ Kenji Nakai
 
       
 
Name:
Kenji Nakai
 
       
 
Title:
Managing Director & CE
 
 

 
 
 
 
 
 
 
Page 30 of 34

 
 
CUSIP No. 138006309

 
SIGNATURE
 
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
 
 
 
February 13, 2013
 
       
     
 
MU Investments Co., Ltd.
 
       
       
 
By:
/s/ Yoshihiro Asada
 
       
 
Name:
Yoshihiro Asada
 
       
 
Title:
Executive Officer
 
 

 
 
 
 
 
 
Page 31 of 34

 

CUSIP No. 138006309
 
SIGNATURE
 
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
 
 
 
February 13, 2013
 
       
     
 
kabu.com Securities Co., Ltd.
 
       
       
 
By:
/s/ Takeshi Amemiya
 
       
 
Name:
Takeshi Amemiya
 
       
 
Title:
General Manager of Corporate Administration
 


 
 
 
 
 
 
 
 
Page 32 of 34

 

CUSIP No. 138006309
 
SIGNATURE
 
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
 
 
 
February 13, 2013
 
       
     
 
KOKUSAI Asset Management Co., Ltd.
 
       
       
 
By:
/s/ Takeshi Dohi
 
       
 
Name:
Takeshi Dohi
 
       
 
Title:
General Manager, Investment Management Planning Dept.
 
 
 
 

 
 
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CUSIP No. 138006309
 
SIGNATURE
 
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
 
 
 
February 13, 2013
 
       
     
 
HighMark Capital Management, Inc.
 
       
       
 
By:
/s/ Dennis J. Mooradian
 
       
 
Name:
Dennis J. Mooradian
 
       
 
Title:
Chairman, President and CEO
 
 
 
 

 
 
 
 
 
 
 

 
Page 34 of 34