UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 10-Q/A
(Amendment No. 1)
(Mark One)
x |
QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 |
For the quarterly period ended November 30, 2002
or
o |
TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 |
For the transition period from ______________________ to ________________________
Commission File Number: 0-17276
FSI INTERNATIONAL, INC.
MINNESOTA | 41-1223238 | |
(State or other jurisdiction of incorporation or organization) | (I.R.S. Employer Identification No.) |
3455 Lyman Boulevard, Chaska, Minnesota | 55318 | |
(Address of principal executive offices) | (Zip Code) |
952-448-5440
N/A
(Former name, former address and former fiscal year, if changed since last report)
Indicate by check mark whether the registrant (1) has filed all reports required to be filed by Section 13 or 15(d) of the Securities Exchange Act of 1934 during the preceding 12 months (or for such shorter period that the registrant was required to file such reports), and (2) has been subject to such filing requirements for the past 90 days.
x YES o NO
Indicate by check mark whether the registrant is an accelerated filer (as defined in Rule 12b-2 of the Exchange Act).
o YES o NO x NOT APPLICABLE
Indicate the number of shares outstanding of each of the issuers classes of common stock as of the latest practical date:
Common Stock, No Par Value 29,465,170 shares outstanding as of December 30, 2002
INTRODUCTORY NOTE
This Amendment No. 1 on Form 10-Q/A (the Amendment) is being filed solely for the purpose of furnishing exhibits and schedules to the Metron Transition Agreement dated as of October 9, 2002 by and between FSI International, Inc. and Metron Technology, B.V.
FSI INTERNATIONAL, INC. AND SUBSIDIARIES
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
FSI INTERNATIONAL, INC. | |||
[Registrant] |
DATE: April 8, 2003
By: /s/Patricia M. Hollister |
|||
Patricia M. Hollister, | |||
Chief Financial Officer | |||
on behalf of the | |||
Registrant and as | |||
Principal Financial and Accounting Officer |
INDEX TO EXHIBITS
Exhibit | Description | Method of Filing | ||||||
2.1 | Agreement and Plan of Reorganization, dated as of January 21, 1999 among FSI International, Inc., BMI International, Inc. and YieldUP International Corporation. (5) | Incorporated by reference. | ||||||
2.2 | Agreement and Plan of Reorganization by and Among FSI International, Inc., Spectre Acquisition Corp., and Semiconductor Systems, Inc. (1) | Incorporated by reference. | ||||||
2.3 | Asset Purchase Agreement dated as of June 9, 1999 between FSI International, Inc. and The BOC Group, Inc. (6) | Incorporated by reference. | ||||||
3.1 | Restated Articles of Incorporation of the Company. (2) | Incorporated by reference. | ||||||
3.2 | Restated and amended By-Laws. (9) | Incorporated by reference. | ||||||
3.5 | Articles of Amendment of Restated Articles of Incorporation. (7) | Incorporated by reference. | ||||||
4.1 | Form of Rights Agreement dated as of May 22, 1997 between FSI International, Inc. and Harris Trust and Savings Bank, National Association, as Rights Agent. (3) | Incorporated by reference. | ||||||
4.2 | Amendment dated March 26, 1998 to Rights Agreement dated May 22, 1997 by and between FSI International, Inc. and Harris Trust and Saving Bank, National Association as Rights Agent. (4) | Incorporated by reference. | ||||||
4.3 | Amendment dated March 9, 2000 to Rights Agreement dated May 22, 1997, as amended March 26, 1998 by and between FSI International, Inc. and Harris Trust and Savings Bank as Rights Agent. (8) | Incorporated by reference. | ||||||
4.4 | Third Amendment dated April 3, 2002 to Rights Agreement dated May 22, 1997, as amended on March 26, 2008 and March 9, 2000 by and between FSI and Harris Trust and Savings Bank, as Rights Agent. (10) | Incorporated by reference. | ||||||
4.5 | Form of Purchase Agreement, dated April 4, 2002. (11) | Incorporated by reference. | ||||||
4.6 | Schedule of Purchasers which have executed the Form of Purchase Agreement, dated April 4, 2002. (12) | Incorporated by reference. | ||||||
10.32 | Metron Transaction Agreement dated as of October 9, 2002 by and between FSI International, Inc. and Metron Technology, B.V., portions of which have been omitted pursuant to a request for confidential treatment. These portions are identified by [***] | Filed herewith. |
(1) | Filed as an Exhibit to the Companys Registration Statement on Form S-4 (as amended) dated March 21, 1996, SEC File No. 333-1509 and incorporated by reference. | ||
(2) | Filed as an Exhibit to the Companys Report on Form 10-Q for the quarter ended February 24, 1990, SEC File No. 0-17276, and incorporated by reference. | ||
(3) | Filed as an Exhibit to the Companys Report on Form 8-K, filed by the Company on June 5, 1997, SEC File No. 0-17276, and incorporated by reference. | ||
(4) | Filed as an Exhibit to the Companys Report on Form 8-A/A-1, filed by the Company on April 16, 1998, Sec File No. 0-17276 and incorporated by reference. | ||
(5) | Filed as an Exhibit to the Companys Report on Form 8-K, filed by the Company on January 27, 1999, SEC File No. 0-17276 and incorporated by reference. | ||
(6) | Filed as an Exhibit to the Companys Report on Form 8-K, filed by the Company on June 24, 1999, SEC File No. 0-17276 and incorporated by reference. | ||
(7) | Filed as an Exhibit to the Companys Report on Form 10-K for the fiscal year ended August 28, 1999, SEC File No. 0-17276, and incorporated by reference. | ||
(8) | Filed as an Exhibit to the Companys Report on Form 10-Q for the fiscal quarter ended May 27, 2000, SEC File No. 0-17276 and incorporated by reference. | ||
(9) | Filed as an Exhibit to the Companys Report on Form 10-Q for the fiscal quarter ended February 23, 2002, SEC File No. 0-17276 and incorporated by reference. | ||
(10) | Filed as an Exhibit to the Companys Registration Statement on Form 8-A/A2, filed by the Company on April 9, 2002, SEC File No. 0-17276, and incorporated by reference. | ||
(11) | Filed as an Exhibit to the Companys Current Report on Form 8-K, filed by the Company on April 5, 2002, SEC File No. 0-17276, and incorporated by reference. | ||
(12) | Filed as an Exhibit to the Companys Registration Statement on Form S-3 dated April 12, 2002, SEC File No. 333-896148, and incorporated by reference. |