UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 10-Q/A
(Mark One)
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QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 |
For the quarterly period ended September 30, 2010
or
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TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 |
For the transition period from
to
Commission File Number 1-8787
American International Group, Inc.
(Exact name of
registrant as specified in its charter)
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Delaware
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13-2592361 |
(State or other jurisdiction of
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(I.R.S. Employer |
incorporation or organization)
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Identification No.) |
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180 Maiden Lane, New York, New York
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10038 |
(Address of principal executive offices)
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(Zip Code) |
Registrants telephone number, including area code: (212) 770-7000
Former name, former address and former fiscal year, if changed since last report: Not applicable
Indicate by check mark whether the registrant (1) has filed all reports required to be
filed by Section 13 or 15(d) of the Securities Exchange Act of 1934 during the preceding 12 months
(or for such shorter period that the registrant was required to file such reports), and (2) has
been subject to such filing requirements for the past 90 days. Yes þ No o
Indicate by check mark whether the registrant has submitted electronically and posted on its
corporate Web site, if any, every Interactive Data File required to be submitted and posted
pursuant to Rule 405 of Regulation S-T (§232.405 of this chapter) during the preceding 12 months
(or for such shorter period that the registrant was required to submit and post such files). Yes
þ No o
Indicate by check mark whether the registrant is a large accelerated filer, an accelerated
filer, a non-accelerated filer, or a smaller reporting company. See the definitions of large
accelerated filer, accelerated filer and smaller reporting company in Rule 12b-2 of the
Exchange Act.
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Large accelerated filer þ
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Accelerated filer o
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Non-accelerated filer o
(Do not check if a smaller reporting company)
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Smaller reporting company o |
Indicate by check mark whether the registrant is a shell company (as defined in Rule 12b-2 of
the Exchange Act). Yes o No þ
As of October 29, 2010, there were 135,143,176 shares outstanding of the registrants common
stock.
TABLE OF CONTENTS
EXPLANATORY NOTE
This amendment to the Quarterly Report on Form 10-Q for the quarter ended September 30, 2010
(Amendment No. 1) is being filed solely to provide a revised copy of Exhibit 10.3 to restore
information that was previously omitted from Exhibit 10.3 pursuant to a request for confidential
treatment. All other items of the Quarterly Report on Form 10-Q for the quarterly period ended
September 30, 2010 (the September 30, 2010 Form 10-Q) are unaffected by the change described above
and have been omitted from this Amendment No. 1.
Part II
Item 6. Exhibits
The Exhibit index listed under Item 6 of Part II of the September 30, 2010 Form 10-Q is hereby
amended such that Exhibit 10.3 is replaced in its entirety by the document attached as an exhibit
to this Amendment No. 1, which is hereby included as an exhibit to the September 30, 2010 Form
10-Q.
Exhibit Index
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Exhibit |
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Description |
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Location |
10.3
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Settlement Term Sheet, dated July 1,
2010 with respect to the proposed
settlement of the litigation titled In
re AIG Securities Litigation.
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Filed herewith. |
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31
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Rule 13a-14/15d-14(a)
Certifications
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Filed herewith. |
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused
this report to be signed on its behalf by the undersigned thereunto duly authorized.
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AMERICAN INTERNATIONAL GROUP, INC.
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(Registrant)
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/s/ David L. Herzog
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David L. Herzog |
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Executive Vice President
Chief Financial Officer
Principal Financial Officer |
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/s/ Joseph D. Cook
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Joseph D. Cook |
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Vice President
Controller
Principal Accounting Officer |
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Dated: November 23, 2010