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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date of Report (Date of Earliest Event Reported): June 16, 2010
ENERGY FOCUS, INC.
(Exact name of registrant as specified in its charter)
         
Delaware
(State or Other Jurisdiction of
Incorporation)
  0-24230
(Commission File Number)
  94-3021850
(I.R.S. Employer
Identification Number)
     
32000 Aurora Road, Solon, Ohio
(Address of principal executive offices)
  44139
(Zip Code)
440.715.1300
(Registrant’s telephone number,
including area code)
N/A
(Former name or former address, if changed since last report.)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligations of the registrant under any of the following provisions:
o     Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
o     Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
o     Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
o     Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240-13e-4(c))
 
 

 


 

Item 5.07 Submission of Matters to a Vote of Security Holders.
Energy Focus, Inc. (the “Company”) held its Annual Meeting of Shareholders on June 16, 2010 in Solon, Ohio. The matters voted upon and the results of the votes were as follows:
Proposal One — Approval of the Quercus Trust Warrant Exercise Price Reduction
                                 
                            Broker
    For   Against   Abstain   Non-Votes
 
    12,589,766       1,507,045       669,618       5,447,098  
Proposal Two — Board of Directors
                         
            Withheld   Broker
    For All   For All   Non-Votes
David Anthony
    14,648,540       118,089       5,447,098  
John M. Davenport
    14,612,993       153,636       5,447,098  
J. James Finnerty
    14,546,064       220,565       5,447,098  
Michael A. Kasper
    13,827,945       938,684       5,447,098  
Joseph G. Kaveski
    14,574,704       191,925       5,447,098  
Paul von Paumgartten
    13,929,121       837,508       5,447,098  
R. Louis Schneeberger
    14,593,879       172,750       5,447,098  
Proposal Three — Amendment to the Company’s Certificate of Incorporation
                                 
                            Broker
    For   Against   Abstain   Non-Votes
 
    18,623,508       1,495,050       95,169        
Proposal Four — Amendment to the Company’s 2008 Stock Incentive Plan
                                 
                            Broker
    For   Against   Abstain   Non-Votes
 
    12,957,956       1,788,430       20,243       5,447,098  
Proposal Five — Approval of the Company’s Bonding Support Program
                                 
                            Broker
    For   Against   Abstain   Non-Votes
 
    13,780,076       604,298       382,255       5,447,098  
The Company’s Proxy Statement for the Meeting filed with the Securities and Exchange Commission on April 30, 2010 provides more information about these proposals and the vote required for approval of each of them.
Item 7.01 Regulation FD Disclosure.
Copies of the agenda and transcript for the Company’s 2010 Annual Meeting of Shareholders discussed in Item 5.07 above are attached to this report as Exhibit 99.1 and 99.2. Exhibits 99.1 and 99.2 are being furnished and not filed with this report for purposes of Section 18 of the Securities Exchange Act of 1934.

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Item 9.01. Financial Statements and Exhibits.
     (d) Exhibits.
     
Exhibit No.   Description
 
   
99.1
  Energy Focus, Inc. 2010 Annual Meeting of Shareholders Agenda
99.2
  Energy Focus, Inc. 2010 Annual Meeting of Shareholders Script
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
Dated: June 22, 2010
         
  ENERGY FOCUS, INC.
 
 
  By /s/ Joseph G. Kaveski    
  Name:   Joseph G. Kaveski   
  Title:   Chief Executive Officer   

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