As filed with the Securities and Exchange Commission on June 9, 2010 | Registration No. 333- |
Ohio | 34-0590250 | |
(State or Other Jurisdiction of Incorporation or Organization) |
(I.R.S. Employer Identification No.) |
Large accelerated filer þ | Accelerated filer o | Non-accelerated filer o | Smaller reporting company o | |||
(Do not check if a smaller reporting company) |
Proposed | Proposed | |||||||||||||||||||||
maximum | maximum | |||||||||||||||||||||
Title of each class of securities | Amount to be | offering price | aggregate | Amount of | ||||||||||||||||||
to be registered* | registered | per share (2) | offering price (2) | registration fee | ||||||||||||||||||
Common Shares,
without par value (1) |
1,000,000 shares | $ | 64.45 | $ | 64,450,000 | $ | 4,596 | |||||||||||||||
* | In addition, pursuant to Rule 416(c) under the Securities Act of 1933, as amended, this registration statement also covers an indeterminate amount of interests to be offered or sold pursuant to the employee benefits plans described herein. | |
(1) | This registration statement is deemed to cover 1,000,000 of Nordson Corporations Common Shares, without par value (the Common Shares) offered or to be offered by Nordson Corporation under the Nordson Employees Savings Trust Plan and the Nordson Hourly-Rated Employees Savings Trust Plan (the Plans). | |
(2) | Estimated in accordance with Rule 457(c) and 457(h) under the Securities Act of 1933, as amended, solely for purposes of calculating the registration fee. The fee with respect to the Common Shares registered on this registration statement is based on the average of the high and low sale prices on June 4, 2010 of the Common Shares as reported on the NASDAQ Global Select Market. |
PART I | ||||||||
PART II | ||||||||
Item 3 | ||||||||
Item 4 | ||||||||
Item 5 | ||||||||
Item 6 | ||||||||
Item 7 | ||||||||
Item 8 | ||||||||
Item 9 | ||||||||
SIGNATURES | ||||||||
EXHIBIT INDEX | ||||||||
EX-4.3 | ||||||||
EX-4.4 | ||||||||
EX-4.5 | ||||||||
EX-4.6 | ||||||||
EX-4.7 | ||||||||
EX-4.8 | ||||||||
EX-4.9 | ||||||||
EX-4.10 | ||||||||
EX-23.1 | ||||||||
EX-23.2 | ||||||||
EX-24.1 |
Item 3. | Incorporation of Documents by Reference. |
(a) | Nordsons Annual Report on Form 10-K for the year ended October 31, 2009; | ||
(b) | Nordsons Quarterly Reports on Form 10-Q for the quarters ended January 31, 2010 and April 30, 2010; | ||
(c) | Nordson Employees Savings Trust Plans Annual Report on Form 11-K for the year ended December 31, 2008; | ||
(d) | Nordson Hourly-Rated Employees Savings Trust Plans Annual Report on Form 11-K for the year ended December 31, 2008; | ||
(e) | Nordsons Current Reports on Form 8-K filed with the Commission on December 11, 2009, December 21, 2009, February 3, 2010 and February 19, 2010; and | ||
(f) | The description of the Common Shares, without par value, of Nordson set forth in Nordsons Registration Statement on Form 8-A filed with the Commission pursuant to Section 12 of the 1934 Act, including any amendment or report filed for the purpose of updating that description. |
Item 4. | Description of Securities. | |
Not Applicable. |
Item 5. | Interests of Named Experts and Counsel. | |
Not Applicable. |
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Item 6. | Indemnification of Directors and Officers. |
Item 7. | Exemption from Registration Claimed. | |
Not applicable. |
Item 8. | Exhibits. |
Item 9. | Undertakings. |
(a) | The undersigned registrant hereby undertakes: |
(1) | To file, during any period in which offers or sales are being made, a post-effective amendment to this registration statement: |
(i) | To include any prospectus required by Section 10(a)(3) of the Securities Act; |
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(ii) | To reflect in the prospectus any facts or events arising after the effective date of the registration statement (or the most recent post-effective amendment thereof) which, individually or in the aggregate, represents a fundamental change in the information set forth in the registration statement. Notwithstanding the foregoing, any increase or decrease in volume of securities offered (if the total dollar value of securities offered would not exceed that which was registered) and any deviation from the low or high end of the estimated maximum offering range may be reflected in the form of prospectus filed with the Commission pursuant to Rule 424(b) if, in the aggregate, the changes in volume and price represent no more than 20 percent change in the maximum aggregate offering price set forth in the Calculation of Registration Fee table in the effective registration statement; and | ||
(iii) | To include any material information with respect to the plan of distribution not previously disclosed in the registration statement or any material change to such information in the registration statement; |
provided, however, that paragraphs (a)(1)(i) and (a)(1)(ii) do not apply if the registration statement is on Form S-8, and the information required to be included in a post-effective amendment by those paragraphs is contained in periodic reports filed with or furnished to the Commission by the registrant pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 (the Exchange Act) that are incorporated by reference in the registration statement. |
(2) | That, for the purpose of determining any liability under the Securities Act, each such post-effective amendment shall be deemed to be a new registration statement relating to the securities offered therein, and the offering of such securities at that time shall be deemed to be the initial bona fide offering thereof. | ||
(3) | To remove from registration by means of a post-effective amendment any of the securities being registered which remain unsold at the termination of the offering. |
(b) | The undersigned registrant hereby undertakes that, for purposes of determining any liability under the Securities Act, each filing of the registrants annual report pursuant to Section 13(a) or Section 15(d) of the Exchange Act (and, where applicable, each filing of an employee benefit plans annual report pursuant to Section 15(d) of the Exchange Act) that is incorporated by reference in the registration statement shall be deemed to be a new registration statement relating to the securities offered therein, and the offering of such securities at that time shall be deemed to be the initial bona fide offering thereof. | ||
(c) | Insofar as indemnification for liabilities arising under the Securities Act may be permitted to directors, officers, and controlling persons of the registrant pursuant to the foregoing provisions, or otherwise, the registrant has been advised that in the opinion of the Commission such indemnification is against public policy as expressed in the Securities Act and is, therefore, unenforceable. In the event that a claim for indemnification against such liabilities (other than the payment by the registrant of expenses incurred or paid by a director, officer, or controlling person of the registrant in the successful defense of any action, suit, or proceeding) is asserted by such director, officer, or controlling person in connection with the securities being registered, the registrant will, unless in the opinion of its counsel the matter has been settled by controlling precedent, submit to a court of appropriate jurisdiction the question whether such indemnification by it is against public policy as expressed in the Securities Act and will be governed by the final adjudication of such issue. |
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NORDSON CORPORATION |
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By: | /s/ Robert E. Veillette | |||
Robert E. Veillette | ||||
Vice President, General Counsel and Secretary | ||||
Name | Title | |
Michael F. Hilton*
|
Director, President and Chief Executive Officer | |
(principal executive officer) | ||
Gregory A. Thaxton
|
Vice President, Chief Financial Officer | |
(principal financial officer) | ||
(principal accounting officer) | ||
Lee C. Banks*
|
Director | |
Randolph W. Carson*
|
Director | |
Stephen R. Hardis*
|
Director | |
David W. Ignat*
|
Director | |
Joseph P. Keithley*
|
Chairman of the Board | |
William P. Madar*
|
Director | |
Michael J. Merriman, Jr.*
|
Director | |
Mary G. Puma*
|
Director | |
Victor L. Richey, Jr.*
|
Director | |
William L. Robinson*
|
Director | |
Benedict P. Rosen*
|
Director |
*By:
|
/s/ Robert E. Veillette
Attorney-In-Fact |
NORDSON EMPLOYEES SAVINGS TRUST PLAN |
||||
By: | NORDSON CORPORATION, the Plan Administrator | |||
By: | /s/ Gregory A. Thaxton | |||
Gregory A. Thaxton | ||||
Vice President, Chief Financial Officer | ||||
NORDSON HOURLY-RATED EMPLOYEES SAVINGS TRUST PLAN |
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By: | NORDSON CORPORATION, the Plan Administrator | |||
By: | /s/ Gregory A. Thaxton | |||
Gregory A. Thaxton | ||||
Vice President, Chief Financial Officer |
Exhibit Number | Description of Exhibit | |
4.1
|
1989 Amended Articles of Incorporation (incorporated herein by reference to Exhibit 3-a to Nordsons Annual Report on Form 10-K for the year ended October 30, 2005). | |
4.2
|
1998 Amended Regulations (incorporated herein by reference to Exhibit 3-b to Nordsons Annual Report on Form 10-K for the year ended October 31, 2004). | |
4.3
|
Nordson Employees Savings Trust Plan. | |
4.4
|
First Amendment to Nordson Employees Savings Trust Plan. | |
4.5
|
Second Amendment to Nordson Employees Savings Trust Plan. | |
4.6
|
Third Amendment to Nordson Employees Savings Trust Plan. | |
4.7
|
Nordson Hourly-Rated Employees Savings Trust Plan. | |
4.8
|
First Amendment to Nordson Hourly-Rated Employees Savings Trust Plan. | |
4.9
|
Second Amendment to Nordson Hourly-Rated Employees Savings Trust Plan. | |
4.10
|
Third Amendment to Nordson Hourly-Rated Employees Savings Trust Plan. | |
23.1
|
Consent of Ernst & Young LLP. | |
23.2
|
Consent of Meaden & Moore, Ltd. | |
24.1
|
Power of Attorney. |