þ | QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 |
o | TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 |
Delaware (State or other jurisdiction of incorporation or organization) |
13-2857434 (I.R.S. Employer Identification Number) |
One CA Plaza Islandia, New York |
11749 | |
(Address of principal executive offices) | (Zip Code) |
Large accelerated filer þ | Accelerated filer o | Non-accelerated filer o (Do not check if a smaller reporting company) |
Smaller reporting company o |
Title of Class Common Stock par value $0.10 per share |
Shares Outstanding as of July 17, 2009 523,799,655 |
(i) | unaudited Condensed Consolidated Balance Sheets June 30, 2009 and March 31, 2009; | ||
(ii) | unaudited Condensed Consolidated Statements of Operations Three Months Ended June 30, 2009 and 2008; | ||
(iii) | unaudited Condensed Consolidated Statements of Cash Flows Three Months Ended June 30, 2009 and 2008; and | ||
(iv) | Notes to the unaudited Condensed Consolidated Financial Statements June 30, 2009 tagged as blocks of text. |
Regulation S-K | ||||
Exhibit Number | ||||
3.1
|
Amended and Restated Certificate of Incorporation. | Previously filed as Exhibit 3.3 to the Companys Current Report on Form 8-K dated March 6, 2006, and incorporated herein by reference. | ||
3.2
|
By-Laws of the Company, as amended. | Previously filed as Exhibit 3.1 to the Companys Current Report on Form 8-K dated February 23, 2007, and incorporated herein by reference. | ||
10.1*
|
Schedules C (as amended) to CA, Inc. Change in Control Severance Policy. | Previously filed as Exhibit 10.1 to the Companys Quarterly Report on Form 10-Q for the period ended June 30, 2009, and incorporated herein by reference. | ||
10.2*
|
Form of Restricted Stock Award Agreement for Kenneth V. Handal. | Previously filed as Exhibit 10.2 to the Companys Quarterly Report on Form 10-Q for the period ended June 30, 2009, and incorporated herein by reference. | ||
10.3*
|
Summary of compensation arrangement with Kenneth V. Handal. | Previously filed as Exhibit 10.3 to the Companys Quarterly Report on Form 10-Q for the period ended June 30, 2009, and incorporated herein by reference. | ||
10.4*
|
Summary of compensation arrangement with non-executive Chairman of the Board. | Previously filed as Exhibit 10.4 to the Companys Quarterly Report on Form 10-Q for the period ended June 30, 2009, and incorporated herein by reference. |
Exhibit | ||||
Number | ||||
12.1
|
Statement of Ratio of Earnings to Fixed Charges. | Previously filed as Exhibit 12.1 to the Companys Quarterly Report on Form 10-Q for the period ended June 30, 2009, and incorporated herein by reference. | ||
15
|
Accountants acknowledgment letter. | Previously filed as Exhibit 15 to the Companys Quarterly Report on Form 10-Q for the period ended June 30, 2009, and incorporated herein by reference. | ||
31.1
|
Certification of the CEO pursuant to §302 of the Sarbanes-Oxley Act of 2002. | Previously filed as Exhibit 31.1 to the Companys Quarterly Report on Form 10-Q for the period ended June 30, 2009, and incorporated herein by reference. | ||
31.2
|
Certification of the CFO pursuant to §302 of the Sarbanes-Oxley Act of 2002. | Previously filed as Exhibit 31.2 to the Companys Quarterly Report on Form 10-Q for the period ended June 30, 2009, and incorporated herein by reference. | ||
32
|
Certification pursuant to §906 of the Sarbanes-Oxley Act of 2002. | Previously filed as Exhibit 32 to the Companys Quarterly Report on Form 10-Q for the period ended June 30, 2009, and incorporated herein by reference. | ||
101
|
The following financial statements from CA Inc.s Quarterly Report on Form 10-Q for the quarter ended June 30, 2009, filed on July 24, 2009, formatted in XBRL (eXtensible Business Reporting Language): | Furnished herewith. |
(i) | unaudited Condensed Consolidated Balance Sheets June 30, 2009 and March 31, 2009; |
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(ii) | unaudited Condensed Consolidated Statements of Operations - Three Months Ended June 30, 2009 and 2008; |
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(iii) | unaudited Condensed Consolidated Statements of Cash Flows Three Months Ended June 30, 2009 and 2008; and |
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(iv) | Notes to unaudited Condensed Consolidated Financial Statements June 30, 2009 tagged as blocks of text. |
* | Management contract or compensatory plan or arrangement |
CA, INC. |
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By: | /s/ John A. Swainson | |||
John A. Swainson | ||||
Chief Executive Officer | ||||
By: | /s/ Nancy E. Cooper | |||
Nancy E. Cooper | ||||
Executive Vice President and Chief Financial Officer |