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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Option to Purchase Common Stock | $ 27.955 | 11/14/2014 | M | 5,824 | 11/15/2005 | 11/15/2014 | Common Stock | 5,824 | $ 0 (5) | 113,084 | D | ||||
Option to Purchase Common Stock | $ 27.92 | 11/14/2014 | M | 6,888 | 11/14/2006 | 11/14/2015 | Common Stock | 6,888 | $ 0 | 106,196 | D | ||||
Option to Purchase Common Stock | $ 38.73 | 11/14/2014 | M | 10,847 | 11/19/2007 | 11/19/2017 | Common Stock | 10,847 | $ 0 | 95,349 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
TYNAN GLENN E C/O CURTISS-WRIGHT CORPORATION 10 WATERVIEW BOULEVARD PARSIPPANY, NJ 07054 |
Vice President and CFO |
Paul J. Ferdenzi by Power of Attorney for Glenn E. Tynan | 11/18/2014 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | These shares were acquired through an exercise of three stock option awards granted under the Company's 2005 Long Term Incentive Plan. |
(2) | Weighted average strike price for the three stock option awards. Reporting person received an award for 5824 shares in 2004 at a strike price of $27.955; an award for 6888 shares in 2005 at a strike price of $27.92, and an award in 2006 at a strike price of $36.73. |
(3) | Shares were sold in compliance with the Company's share ownership guidelines whereby the executive may sell shares once they hold sufficient shares to meet ownership guidelines. After sale, reporting person still maintains stock ownership in excess of 200% of his required ownership guideline. |
(4) | Weighted average selling price of shares sold on November 14, 2014. |
(5) | No price on the date of issue having been granted as an employee benefit transaction. |
(6) | These shares were acquired through a dividend reinvestment plan maintained by the reporting person's broker. |