Transaction
Valuation(*)
|
Amount
of Filing Fee
|
|
$256,980,309
|
$10,100
|
(*)
|
Calculated
solely for purpose of determining the amount of the filing fee and based
upon a purchase of $253,460,031 principal amount of 5% Senior Unsecured
Convertible Notes due 2010 plus accrued and unpaid interest up to, but not
including, the date of payment for the Notes accepted for
payment. The amount of the filing fee, $39.30 for each
$1,000,000 of value, was calculated in accordance with Rule 0-11 of
the Securities Exchange Act of 1934, as
amended.
|
x
|
Check
the box if any part of the fee is offset as provided by
Rule 0-11(a)(2) and identify the filing with which the offsetting fee
was previously paid. Identify the previous filing by
registration statement number, or the Form or Schedule and the date of its
filing.
|
Amount
Previously Paid:
|
$10,100
|
Filing
Party:
|
Vonage
Holdings Corp.
|
|
Form
or Registration No.:
|
Schedule TO
|
Date
Filed:
|
July 30,
2008
|
o
|
Check
the box if the filing relates solely to preliminary communications made
before the commencement of a tender
offer.
|
Check
the appropriate boxes to designate any transactions to which this
statement relates:
|
o |
third
party tender offer subject to Rule 14d-1
|
o |
going-private
transaction subject to Rule 13e-3
|
|
x |
issuer
tender offer subject to Rule 13e-4
|
o |
amendment
to Schedule 13D under
Rule 13d-2
|
Check
the following box if the filing is a final amendment reporting the results
of the tender offer:
|
o
|
1
|
Applicable
only to 5% Senior Unsecured Convertible Notes due 2010 that are
represented by Rule 144A global securities, and not to any such notes
that are represented by certificated
securities.
|
Item
12.
|
Exhibits.
|
(a)(5)(iv)
|
Press
Release announcing Extension of Offer, dated September 30,
2008.
|
VONAGE HOLDINGS CORP. | ||||
|
By: | /s/ John S. Rego | ||
Name: | John S. Rego | |||
Title: | Executive Vice President, Chief | |||
Financial Officer and Treasurer |
Exhibit
|
|
No.
|
Description |
(a)(1)(i)
|
Offer to Purchase, dated July 30, 2008.* |
(a)(1)(ii)
|
Form of Letter of Transmittal.* |
(a)(1)(iii)
|
Form of Notice of Guaranteed Delivery.* |
(a)(1)(iv)
|
Letter to Brokers, Dealers, Commercial Banks, Trust Companies and Other Nominees.* |
(a)(1)(v)
|
Letter to Clients.* |
(a)(1)(vi)
|
Guidelines for Certification of Taxpayer Identification Number on Substitute Form W-9.* |
(a)(1)(vii)
|
Letter to holders of Notes from Vonage Holdings Corp., dated August 19, 2008.* |
(a)(2)
|
Not Applicable. |
(a)(3)
|
Not Applicable. |
(a)(4)
|
Not Applicable. |
(a)(5)(i)
|
Press Release announcing Commencement of Offer, dated July 30, 2008.* |
(a)(5)(ii)
|
Press Release announcing Extension of Offer, dated August 27, 2008.* |
(a)(5)(iii)
|
Press Release announcing Extension of Offer, dated September 16, 2008.* |
(a)(5)(iv)
|
Press Release announcing Extension of Offer, dated September 30, 2008. |
(b)
|
None. |
(d)(1)
|
Registration Rights Agreement, dated December 16, 2005, among Vonage Holdings Corp. and the signatories thereto (previously filed as Exhibit 10.14 to the Company’s Form S-1 (No. 333-131659) filed April 7, 2006 and incorporated herein by reference).* |
(d)(2)
|
Form of Senior Unsecured Convertible Note issued pursuant to the Securities Purchase Agreement (incorporated by reference as Exhibit 4.2 to Amendment No. 1 to the Company’s Form S-1 filed April 7, 2006).* |
(d)(3)
|
Stock Purchase Warrant To Purchase Common Stock of Vonage Holdings Corp. (incorporated by reference as Exhibit 4.3 to Amendment No. 4 to Vonage Holdings Corp.’s Registration Statement on Form S-1 (File No. 333-131659) filed on April 28, 2006).* |
(d)(4)
|
Stock Purchase Warrant To Purchase Shares of Series A-2 Convertible Preferred Stock, par value $.001 per share of Vonage Holdings Corp. (incorporated by reference as Exhibit 4.4 to Amendment No. 4 to Vonage Holdings Corp.’s Registration Statement on Form S-1 (File No. 333-131659) filed on April 28, 2006).* |
(d)(5)
|
2001 Stock Incentive Plan of Vonage Holdings Corp. (incorporated by reference as Exhibit 10.1 to Amendment No. 1 to Vonage Holdings Corp.’s Registration Statement on Form S-1 (File No. 333-131659) filed on April 7, 2006).* |
(d)(6)
|
Form of Incentive Stock Option Agreement under the 2001 Stock Incentive Plan (incorporated by reference as Exhibit 10.2 to Amendment No. 1 to Vonage Holdings Corp.’s Registration Statement on Form S-1 (File No. 333-131659) filed on April 7, 2006).* |
(d)(7)
|
Form of Nonqualified Stock Option Agreement for Employees under the 2001 Stock Incentive Plan (incorporated by reference as Exhibit 10.3 to Amendment No. 1 to Vonage Holdings Corp.’s Registration Statement on Form S-1 (File No. 333-131659) filed on April 7, 2006).* |
(d)(8)
|
Form of Nonqualified Stock Option Agreement for Outside Directors under the 2001 Stock Incentive Plan (incorporated by reference as Exhibit 10.4 to Amendment No. 1 to Vonage Holdings Corp.’s Registration Statement on Form S-1 (File No. 333-131659) filed on April 7, |
2006).* | |
(d)(9)
|
2006 Incentive Plan (incorporated by reference as Exhibit 10.20 to Amendment No. 4 to Vonage Holdings Corp.’s Registration Statement on Form S-1 (File No. 333-131659) filed on April 28, 2006).* |
(d)(10)
|
Form of Restricted Stock Unit Agreement under the Vonage Holdings Corp. 2006 Incentive Plan (incorporated by reference as Exhibit 10.27 to Vonage Holding Corp.’s Annual Report on Form 10-K (File No. 001-32887) filed on April 17, 2007).* |
(d)(11)
|
Form of Nonqualified Stock Option Agreement under the Vonage Holdings Corp. 2006 Incentive Plan (incorporated by reference as Exhibit 10.28 to Vonage Holding Corp.’s Annual Report on Form 10-K (File No. 001-32887) filed on April 17, 2007).* |
(d)(12)
|
Form of Restricted Stock Agreement under the Vonage Holdings Corp. 2006 Incentive Plan (incorporated by reference as Exhibit 10.29 to Vonage Holding Corp.’s Annual Report on Form 10-K (File No. 001-32887) filed on April 17, 2007).* |
(d)(13)
|
Form of Restricted Stock Agreement under the Vonage Holdings Corp. 2006 Incentive Plan for Non-Employee Directors (incorporated by reference as Exhibit 10.30 to Vonage Holding Corp.’s Annual Report on Form 10-K (File No. 001-32887) filed on April 17, 2007).* |
(d)(14)
|
Form of Nonqualified Stock Option Agreement under the Vonage Holdings Corp. 2006 Incentive Plan for Non-Employee Directors (incorporated by reference as Exhibit 10.31 to Vonage Holding Corp.’s Annual Report on Form 10-K (File No. 001-32887) filed on April 17, 2007).* |
(d)(15)
|
Non-Executive Director Compensation Program effective July 1, 2008 (incorporated by reference as Exhibit 10.3 to Vonage Holding Corp.’s Quarterly Report on Form 10-Q (File No. 001-32887) filed on May 12, 2007).* |
(d)(16)
|
Third Amended and Restated Investors’ Rights Agreement, as amended, dated April 27, 2005, among Vonage Holdings Corp. and the signatories thereto (incorporated by reference to Amendment No. 4 to Vonage Holdings Corp.’s Registration Statement on Form S-1 (File No. 333-131659) filed on April 28, 2006).* |
(d)(17)
|
Written Consent of Vonage Holdings Corp. and Certain Stockholders to the amendment to the Third Amended and Restated Investors’ Rights Agreement dated April 27, 2005, as amended, dated November 13, 2006 (incorporated by reference to Vonage Holding Corp.’s Current Report on Form 8-K (File No. 001-32887) filed on November 14, 2006).* |
(d)(18)
|
Employment Agreement dated as of July 29, 2008 by and between Vonage Holdings Corp. and Marc P. Lefar (incorporated by reference as Exhibit 10.1 to Vonage Holding Corp.’s Current Report on Form 8-K filed on August 4, 2008).* |
(d)(19)
|
Form of Nonqualified Stock Option Agreement for Marc P. Lefar under the Vonage Holdings Corp. 2006 Incentive Plan (incorporated by reference as Exhibit 10.3 to Vonage Holding Corp.’s Current Report on Form 8-K filed on August 4, 2008).* |
(d)(20)
|
Separation Agreement and General Release dated as of July 29, 2008 by and between Vonage Holdings Corp. and Jeffrey A. Citron (incorporated by reference as Exhibit 10.4 to Vonage Holding Corp.’s Current Report on Form 8-K filed on August 4, 2008).* |
(d)(21)
|
Consulting Agreement dated as of July 29, 2008 by and between Vonage Holdings Corp. and KEC Holdings LLC (incorporated by reference as Exhibit 10.5 to Vonage Holding Corp.’s Current Report on Form 8-K filed on August 4, 2008).* |
(d)(22)
|
Form of Nonqualified Stock Option Agreement for Jeffrey A. Citron under the Vonage Holdings Corp. 2006 Incentive Plan (incorporated by reference as Exhibit 10.6 to Vonage Holding Corp.’s Current Report on Form 8-K filed on August 4, 2008).* |
(d)(23)
|
Form of Voting Agreement, dated as of August 19, 2008 between Vonage Holdings Corp. and certain Stockholders.* |
(g)
|
None. |
(h)
|
None. |