hb_8k0506.htm
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549

 
FORM 8-K
 
CURRENT REPORT
 
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
 

Date of report (Date of earliest event reported):  May 5, 2011
 
 
Horizon Bancorp
(Exact Name of Registrant as Specified in Its Charter)
     
Indiana
000-10792
35-1562417
(State or Other Jurisdiction of Incorporation)
(Commission File Number)
(IRS Employer Identification No.)
   
   
515 Franklin Square, Michigan City, Indiana
46360
(Address of Principal Executive Offices)
(Zip Code)
 
 
(219) 879-0211
(Registrant’s Telephone Number, Including Area Code)
 
 
N/A
(Former Name or Former Address, if Changed Since Last Report)
 

 
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
 

 
o  
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
 
o  
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
 
o  
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
 
o  
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 
 
 

Item 5.07.   Submission of Matters to a Vote of Security Holders
 
On May 5, 2011, Horizon held its Annual Meeting of Shareholders, and the matters voted upon at the Annual Meeting and the results of the voting were as follows:
 
 
Proposal 1: Election of Directors
 
Horizon’s shareholders elected the three persons nominated to serve as directors, as set forth below:
 
 
Director
  
Expiration of Term
  
Votes For
  
Withheld Vote
  
Broker Non-Votes
 
Craig M. Dwight
  
2014
  
1,862,114
  
38,324
  
477,274
 
James B. Dworkin
  
2014
  
1,859,987
  
40,451
  
477,274
 
Daniel F. Hopp
  
2014
  
1,857,653
  
42,785
  
477,274

 
Proposal 2: Advisory Vote on Executive Compensation
 
Horizon’s shareholders approved a non-binding, advisory proposal on executive compensation proposed by Horizon:
 
     
For
  
Against
  
Abstain
  
Broker Non-Votes
 
Advisory Vote on Executive Compensation
  
1,851,539
  
24,040
  
24,859
  
477,274

 
Proposal 3: Ratification of the Appointment of BKD, LLP as Auditors for 2011
 
Horizon’s shareholders ratified the appointment of BKD, LLP as independent auditors for 2011:
 
     
For
  
Against
  
Abstain
 
Ratification of the appointment of BKD, LLP as auditors for 2011
  
2,350,839
  
9,591
  
17,282


 
 
 


 
SIGNATURES
 
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereto duly authorized.
 
Date: May 6, 2011
Horizon Bancorp
     
 
By:
 /s/ Craig M. Dwight
   
Craig M. Dwight
   
President and Chief Executive Officer