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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Fehsenfeld Fred M Jr 2780 WATERFRONT PKWY. E. DRIVE SUITE 200 INDIANAPOLIS, IN 46214 |
X | Chairman |
/s/ R. Patrick Murray, II, as Attorney-in-Fact for Fred M. Fehsenfeld, Jr. | 06/03/2008 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | This transaction involved a gift of Common Units by the reporting person ("Fehsenfeld") to his spouse. Fehsenfeld disclaims beneficial ownership of these Common Units, and the inclusion of these Common Units in this report shall not be deemed an admission of beneficial ownership of the reported Common Units for purposes of Section 16 or for any other purpose. |
(2) | The Common Units are owned by two trusts for the benefit of Fehsenfeld and his immediate family. Fehsenfeld disclaims beneficial ownership of the Common Units owned by the trusts, except to the extent of his pecuniary interest therein, and the inclusion of these Common Units in this report shall not be deemed an admission of beneficial ownership of all the reported Common Units for purposes of Section 16 or for any other purpose. |
(3) | The Common Units are owned by The Heritage Group ("THG"). Fehsenfeld is one of six trustees of the thirty grantor trusts that own all of the partnership interests in THG. The beneficiaries of the trusts include Fehsenfeld and members of his immediate and extended family. Fehsenfeld disclaims beneficial ownership of the Common Units owned by THG, except to the extent of his pecuniary interest therein, and the inclusion of these Common Units in this report shall not be deemed an admission of beneficial ownership of all the reported Common Units for purposes of Section 16 or for any other purpose. |
(4) | The Common Units are owned by Calumet, Incorporated ("Inc."). Fehsenfeld is an indirect shareholder and director of Inc. Fehsenfeld disclaims beneficial ownership of the Common Units owned by Inc., except to the extent of his pecuniary interest therein, and the inclusion of these Common Units in this report shall not be deemed an admission of beneficial ownership of all the reported Common Units for purposes of Section 16 or for any other purpose. |
(5) | The Common Units are owned by Fehsenfeld's daughter. Fehsenfeld disclaims beneficial ownership of these Common Units, and the inclusion of these Common Units in this report shall not be deemed an admission of beneficial ownership of the reported Common Units for purposes of Section 16 or for any other purpose. |
(6) | The Common Units are owned by Fehsenfeld's son. Fehsenfeld disclaims beneficial ownership of these Common Units, and the inclusion of these Common Units in this report shall not be deemed an admission of beneficial ownership of the reported Common Units for purposes of Section 16 or for any other purpose. |