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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Stock Option (Right to Buy) (2) | $ 13.87 | 05/15/2009 | A | 1,558 | 05/01/2010 | 05/15/2019 | Common Stock | 1,558 | $ 0 | 1,558 | D | ||||
Stock Option (Right to Buy) (2) | $ 13.87 | 05/15/2009 | A | 1,559 | 05/01/2011 | 05/15/2019 | Common Stock | 1,559 | $ 0 | 1,559 | D | ||||
Stock Option (Right to Buy) (2) | $ 13.87 | 05/15/2009 | A | 1,559 | 05/01/2012 | 05/15/2019 | Common Stock | 1,559 | $ 0 | 1,559 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
ODONOVAN TIMOTHY J C/O 850 - 76TH STEET SW GRAND RAPIDS, MI 49518 |
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/s/ Daniel C. Persinger, By Power of Attorney | 05/19/2009 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Reports the grant of 2,406 shares of restricted stock under the Spartan Stores, Inc. Stock Incentive Plan of 2005 ("Plan"). The shares will vest at the rate of one-third per year beginning on May 1, 2010 and will be fully vested on May 1, 2012. Prior to vesting, the shares remain subject to restrictions in accordance with the Plan and the terms of the grant. |
(2) | Reports the grant of options to purchase 4,676 shares of common stock under the Plan. The options vest at the rate of one-third per year beginning on May 1, 2010 and will be fully vested and exercisable on May 1, 2012. Prior to vesting, the options remain subject to restrictions in accordance with the Plan and the terms of the grant. |