UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT
INVESTMENT COMPANY
Investment Company Act file number 811-21582
---------
Madison/Claymore Covered Call & Equity Strategy Fund
----------------------------------------------------
(Exact name of registrant as specified in charter)
2455 Corporate West Drive
Lisle, IL 60532
---------------
(Address of principal executive offices) (Zip code)
J. Thomas Futrell
2455 Corporate West Drive
Lisle, IL 60532
---------------
(Name and address of agent for service)
Registrant's telephone number, including area code: (630) 505-3700
--------------
Date of fiscal year end: December 31
-----------
Date of reporting period: July 1, 2008 - June 30, 2009
----------------------------
Form N-PX is to be used by a registered management investment company, other
than a small business investment company registered on Form N-5 (ss.ss. 239.24
and 274.5 of this chapter), to file reports with the Commission, not later than
August 31 of each year, containing the registrant's proxy voting record for the
most recent twelve-month period ended June 30, pursuant to section 30 of the
Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4).
The Commission may use the information provided on Form N-PX in its regulatory,
disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form N-PX,
and the Commission will make this information public. A registrant is not
required to respond to the collection of information contained in Form N-PX
unless the Form displays a currently valid Office of Management and Budget
("OMB") control number. Please direct comments concerning the accuracy of the
information collection burden estimate and any suggestions for reducing the
burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street,
NW, Washington, DC 20549-0609. The OMB has reviewed this collection of
information under the clearance requirements of 44 U.S.C. ss. 3507.
ITEM 1. PROXY VOTING RECORD.
******************************* FORM N-Px REPORT *******************************
ICA File Number: 811-21582
Reporting Period: 07/01/2008 - 06/30/2009
Madison/Claymore Covered Call & Equity Strategy Fund
============= MADISON/CLAYMORE COVERED CALL & EQUITY STRATEGY FUND =============
ADOBE SYSTEMS INCORPORATED
Ticker: ADBE Security ID: 00724F101
Meeting Date: APR 1, 2009 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1A ELECTION OF CLASS II DIRECTOR: ROBERT For For Management
K. BURGESS
1B ELECTION OF CLASS II DIRECTOR: CAROL For For Management
MILLS
1C ELECTION OF CLASS II DIRECTOR: DANIEL For For Management
ROSENSWEIG
1D ELECTION OF CLASS II DIRECTOR: ROBERT For For Management
SEDGEWICK
1E ELECTION OF CLASS II DIRECTOR: JOHN E. For For Management
WARNOCK
02 APPROVAL OF THE AMENDMENT OF THE ADOBE For For Management
SYSTEMS INCORPORATED 2003 EQUITY
INCENTIVE PLAN.
03 RATIFICATION OF THE APPOINTMENT OF KPMG For For Management
LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
THE FISCAL YEAR ENDING ON NOVEMBER 27,
2009.
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AFFILIATED MANAGERS GROUP, INC.
Ticker: AMG Security ID: 008252108
Meeting Date: JUN 9, 2009 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
01.1 DIRECTOR - RICHARD E. FLOOR For For Management
01.2 DIRECTOR - SEAN M. HEALEY For For Management
01.3 DIRECTOR - HAROLD J. MEYERMAN For For Management
01.4 DIRECTOR - WILLIAM J. NUTT For For Management
01.5 DIRECTOR - RITA M. RODRIGUEZ For For Management
01.6 DIRECTOR - PATRICK T. RYAN For For Management
01.7 DIRECTOR - JIDE J. ZEITLIN For For Management
02 TO RATIFY THE SELECTION OF For For Management
PRICEWATERHOUSECOOPERS LLP AS THE
COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE CURRENT FISCAL
YEAR.
--------------------------------------------------------------------------------
ALTERA CORPORATION
Ticker: ALTR Security ID: 021441100
Meeting Date: MAY 12, 2009 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1A ELECTION OF DIRECTOR: JOHN P. DAANE For For Management
1B ELECTION OF DIRECTOR: ROBERT J. For For Management
FINOCCHIO, JR.
1C ELECTION OF DIRECTOR: KEVIN MCGARITY For For Management
1D ELECTION OF DIRECTOR: GREGORY E. MYERS For For Management
1E ELECTION OF DIRECTOR: KRISH A. PRABHU For For Management
1F ELECTION OF DIRECTOR: JOHN SHOEMAKER For For Management
1G ELECTION OF DIRECTOR: SUSAN WANG For For Management
02 TO APPROVE AN AMENDMENT TO THE 2005 For For Management
EQUITY INCENTIVE PLAN TO INCREASE BY
5,000,000 THE NUMBER OF SHARES OF
COMMON STOCK RESERVED FOR ISSUANCE
UNDER THE PLAN.
03 TO APPROVE AN AMENDMENT TO THE 1987 For For Management
EMPLOYEE STOCK PURCHASE PLAN TO
INCREASE BY 1,000,000 THE NUMBER OF
SHARES OF COMMON STOCK RESERVED FOR
ISSUANCE UNDER THE PLAN.
04 TO RATIFY THE APPOINTMENT OF For For Management
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2009.
--------------------------------------------------------------------------------
AMERICAN EAGLE OUTFITTERS, INC.
Ticker: AEO Security ID: 02553E106
Meeting Date: JUN 16, 2009 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1A ELECTION OF DIRECTOR: JANICE E. PAGE For For Management
1B ELECTION OF DIRECTOR: J. THOMAS PRESBY For For Management
1C ELECTION OF DIRECTOR: GERALD E. WEDREN For For Management
2 AMEND AND RESTATE THE COMPANY'S 2005 For For Management
STOCK AWARD AND INCENTIVE PLAN.
3 RATIFY THE APPOINTMENT OF ERNST & YOUNG For For Management
LLP AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL
YEAR ENDING JANUARY 30, 2010.
--------------------------------------------------------------------------------
AMERICAN EXPRESS COMPANY
Ticker: AXP Security ID: 025816109
Meeting Date: APR 27, 2009 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1A ELECTION OF DIRECTOR: D.F. AKERSON For For Management
1B ELECTION OF DIRECTOR: C. BARSHEFSKY For For Management
1C ELECTION OF DIRECTOR: U.M. BURNS For For Management
1D ELECTION OF DIRECTOR: K.I. CHENAULT For For Management
1E ELECTION OF DIRECTOR: P. CHERNIN For For Management
1F ELECTION OF DIRECTOR: J. LESCHLY For For Management
1G ELECTION OF DIRECTOR: R.C. LEVIN For For Management
1H ELECTION OF DIRECTOR: R.A. MCGINN For For Management
1I ELECTION OF DIRECTOR: E.D. MILLER For For Management
1J ELECTION OF DIRECTOR: S.S REINEMUND For For Management
1K ELECTION OF DIRECTOR: R.D. WALTER For For Management
1L ELECTION OF DIRECTOR: R.A. WILLIAMS For For Management
02 RATIFICATION OF APPOINTMENT OF For For Management
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2009.
03 ADVISORY (NON-BINDING) VOTE APPROVING For For Management
EXECUTIVE COMPENSATION.
04 SHAREHOLDER PROPOSAL RELATING TO Against Against Shareholder
CUMULATIVE VOTING FOR DIRECTORS.
05 SHAREHOLDER PROPOSAL RELATING TO THE Against Against Shareholder
CALLING OF SPECIAL SHAREHOLDER
MEETINGS.
--------------------------------------------------------------------------------
APACHE CORPORATION
Ticker: APA Security ID: 037411105
Meeting Date: MAY 7, 2009 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
01 ELECTION OF DIRECTOR: FREDERICK M. For For Management
BOHEN
02 ELECTION OF DIRECTOR: GEORGE D. For For Management
LAWRENCE
03 ELECTION OF DIRECTOR: RODMAN D. PATTON For For Management
04 ELECTION OF DIRECTOR: CHARLES J. PITMAN For For Management
--------------------------------------------------------------------------------
APPLIED MATERIALS, INC.
Ticker: AMAT Security ID: 038222105
Meeting Date: MAR 10, 2009 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
01.1 DIRECTOR - AART J. DE GEUS For For Management
01.2 DIRECTOR - STEPHEN R. FORREST For For Management
01.3 DIRECTOR - PHILIP V. GERDINE For For Management
01.4 DIRECTOR - THOMAS J. IANNOTTI For For Management
01.5 DIRECTOR - ALEXANDER A. KARSNER For For Management
01.6 DIRECTOR - CHARLES Y.S. LIU For For Management
01.7 DIRECTOR - GERHARD H. PARKER For For Management
01.8 DIRECTOR - DENNIS D. POWELL For For Management
01.9 DIRECTOR - WILLEM P. ROELANDTS For For Management
01.10 DIRECTOR - JAMES E. ROGERS For For Management
01.11 DIRECTOR - MICHAEL R. SPLINTER For For Management
02 TO APPROVE AMENDMENTS TO THE For For Management
CERTIFICATE OF INCORPORATION THAT
ELIMINATE SUPERMAJORITY VOTING
PROVISIONS.
03 TO RATIFY THE APPOINTMENT OF KPMG LLP For For Management
AS APPLIED MATERIALS' INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
FISCAL YEAR 2009.
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BANK OF AMERICA CORPORATION
Ticker: BAC Security ID: 060505104
Meeting Date: DEC 5, 2008 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
01 A PROPOSAL TO APPROVE THE ISSUANCE OF For For Management
SHARES OF BANK OF AMERICA COMMON STOCK
AS CONTEMPLATED BY THE AGREEMENT AND
PLAN OF MERGER, DATED AS OF SEPTEMBER
15, 2008, BY AND BETWEEN MERRILL LYNCH
& CO., INC. AND BANK OF AMERICA
CORPORATION, AS SUCH AGREEMENT M
02 A PROPOSAL TO APPROVE AN AMENDMENT TO For For Management
THE 2003 KEY ASSOCIATE STOCK PLAN, AS
AMENDED AND RESTATED.
03 A PROPOSAL TO ADOPT AN AMENDMENT TO THE For For Management
BANK OF AMERICA AMENDED AND RESTATED
CERTIFICATE OF INCORPORATION TO
INCREASE THE NUMBER OF AUTHORIZED
SHARES OF BANK OF AMERICA COMMON STOCK
FROM 7.5 BILLION TO 10 BILLION.
04 A PROPOSAL TO APPROVE THE ADJOURNMENT For For Management
OF THE SPECIAL MEETING, IF NECESSARY OR
APPROPRIATE, TO SOLICIT ADDITIONAL
PROXIES, IN THE EVENT THAT THERE ARE
NOT SUFFICIENT VOTES AT THE TIME OF THE
SPECIAL MEETING TO APPROVE THE
FOREGOING PROPOSALS.
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BANK OF AMERICA CORPORATION
Ticker: BAC Security ID: 060505104
Meeting Date: APR 29, 2009 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1A ELECTION OF DIRECTOR: WILLIAM BARNET, For For Management
III
1B ELECTION OF DIRECTOR: FRANK P. BRAMBLE, For For Management
SR.
1C ELECTION OF DIRECTOR: VIRGIS W. COLBERT For Against Management
1D ELECTION OF DIRECTOR: JOHN T. COLLINS For For Management
1E ELECTION OF DIRECTOR: GARY L. For For Management
COUNTRYMAN
1F ELECTION OF DIRECTOR: TOMMY R. FRANKS For For Management
1G ELECTION OF DIRECTOR: CHARLES K. For For Management
GIFFORD
1H ELECTION OF DIRECTOR: KENNETH D. LEWIS For Against Management
1I ELECTION OF DIRECTOR: MONICA C. LOZANO For For Management
1J ELECTION OF DIRECTOR: WALTER E. MASSEY For For Management
1K ELECTION OF DIRECTOR: THOMAS J. MAY For For Management
1L ELECTION OF DIRECTOR: PATRICIA E. For For Management
MITCHELL
1M ELECTION OF DIRECTOR: JOSEPH W. PRUEHER For Against Management
1N ELECTION OF DIRECTOR: CHARLES O. For Against Management
ROSSOTTI
1O ELECTION OF DIRECTOR: THOMAS M. RYAN For For Management
1P ELECTION OF DIRECTOR: O. TEMPLE SLOAN, For Against Management
JR.
1Q ELECTION OF DIRECTOR: ROBERT L. TILLMAN For For Management
1R ELECTION OF DIRECTOR: JACKIE M. WARD For For Management
02 RATIFICATION OF THE INDEPENDENT For For Management
REGISTERED PUBLIC ACCOUNTING FIRM FOR
2009
03 AN ADVISORY (NON-BINDING) VOTE For For Management
APPROVING EXECUTIVE COMPENSATION
04 STOCKHOLDER PROPOSAL - DISCLOSURE OF Against Against Shareholder
GOVERNMENT EMPLOYMENT
05 STOCKHOLDER PROPOSAL - ADVISORY VOTE ON Against Against Shareholder
EXEC COMP
06 STOCKHOLDER PROPOSAL - CUMULATIVE Against For Shareholder
VOTING
07 STOCKHOLDER PROPOSAL - SPECIAL Against For Shareholder
STOCKHOLDER MEETINGS
08 STOCKHOLDER PROPOSAL - INDEPENDENT Against For Shareholder
BOARD CHAIRMAN
09 STOCKHOLDER PROPOSAL - PREDATORY CREDIT Against Against Shareholder
CARD LENDING PRACTICES
10 STOCKHOLDER PROPOSAL - ADOPTION OF Against Against Shareholder
PRINCIPLES FOR HEALTH CARE REFORM
11 STOCKHOLDER PROPOSAL - LIMITS ON EXEC Against Against Shareholder
COMP
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BED BATH & BEYOND INC.
Ticker: BBBY Security ID: 075896100
Meeting Date: JUL 3, 2008 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
01.1 DIRECTOR - WARREN EISENBERG For For Management
01.2 DIRECTOR - LEONARD FEINSTEIN For For Management
01.3 DIRECTOR - DEAN S. ADLER For For Management
01.4 DIRECTOR - STANLEY F. BARSHAY For For Management
01.5 DIRECTOR - PATRICK R. GASTON For For Management
01.6 DIRECTOR - JORDAN HELLER For For Management
01.7 DIRECTOR - ROBERT S. KAPLAN For For Management
01.8 DIRECTOR - VICTORIA A. MORRISON For For Management
02 RATIFICATION OF THE APPOINTMENT OF KPMG For For Management
LLP
--------------------------------------------------------------------------------
BED BATH & BEYOND INC.
Ticker: BBBY Security ID: 075896100
Meeting Date: JUN 30, 2009 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
01.1 DIRECTOR - WARREN EISENBERG For For Management
01.2 DIRECTOR - LEONARD FEINSTEIN For For Management
01.3 DIRECTOR - STEVEN H. TEMARES For For Management
01.4 DIRECTOR - DEAN S. ADLER For For Management
01.5 DIRECTOR - STANLEY F. BARSHAY For For Management
01.6 DIRECTOR - KLAUS EPPLER For For Management
01.7 DIRECTOR - PATRICK R. GASTON For For Management
01.8 DIRECTOR - JORDAN HELLER For For Management
01.9 DIRECTOR - VICTORIA A. MORRISON For For Management
01.10 DIRECTOR - FRAN STOLLER For For Management
02 RATIFICATION OF THE APPOINTMENT OF KPMG For For Management
LLP
03 AMEND CERTIFICATE OF INCORPORATION; For For Management
MAJORITY VOTING IN NON-CONTESTED
DIRECTOR ELECTIONS
4A AMEND CERTIFICATE OF INCORPORATION; For For Management
ELIMINATE EXPRESS SUPERMAJORITY VOTING
PROVISIONS
4B AMEND CERTIFICATE OF INCORPORATION; For For Management
ELIMINATE STATUTORY SUPERMAJORITY
VOTING REQUIREMENTS
05 RE-APPROVAL OF PERFORMANCE GOALS UNDER For For Management
2004 INCENTIVE COMPENSATION PLAN
06 SHAREHOLDER PROPOSAL; SUSTAINABILITY Against Against Shareholder
REPORT
--------------------------------------------------------------------------------
BEST BUY CO., INC.
Ticker: BBY Security ID: 086516101
Meeting Date: JUN 24, 2009 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
01.1 DIRECTOR - RONALD JAMES* For For Management
01.2 DIRECTOR - ELLIOT S. KAPLAN* For For Management
01.3 DIRECTOR - SANJAY KHOSLA* For For Management
01.4 DIRECTOR - GEORGE L. MIKAN III* For For Management
01.5 DIRECTOR - MATTHEW H. PAULL* For For Management
01.6 DIRECTOR - RICHARD M. SCHULZE* For For Management
01.7 DIRECTOR - HATIM A. TYABJI* For For Management
01.8 DIRECTOR - GERARD R. VITTECOQ** For For Management
02 RATIFICATION OF THE APPOINTMENT OF For For Management
DELOITTE & TOUCHE LLP AS OUR
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR
THAT BEGAN ON MARCH 1, 2009.
03 APPROVAL OF AMENDMENTS TO OUR 2004 For For Management
OMNIBUS STOCK AND INCENTIVE PLAN, AS
AMENDED.
04 APPROVAL OF AMENDMENT TO ARTICLE IX OF For For Management
OUR AMENDED AND RESTATED ARTICLES OF
INCORPORATION TO CHANGE APPROVAL
REQUIRED.
05 APPROVAL OF AN AMENDMENT TO ARTICLE IX For For Management
OF OUR ARTICLES TO DECREASE THE
SHAREHOLDER APPROVAL REQUIRED TO AMEND
ARTICLE IX.
06 APPROVAL OF AMENDMENT TO ARTICLE IX OF For For Management
OUR ARTICLES TO DECREASE SHAREHOLDER
APPROVAL REQUIRED TO REMOVE DIRECTORS
WITHOUT CAUSE.
07 APPROVAL OF AMENDMENT TO ARTICLE IX TO For For Management
DECREASE SHAREHOLDER APPROVAL REQUIRED
TO AMEND CLASSIFIED BOARD PROVISIONS.
08 APPROVAL OF AN AMENDMENT TO ARTICLE X For For Management
TO DECREASE SHAREHOLDER APPROVAL
REQUIRED FOR CERTAIN REPURCHASES OF
STOCK.
09 APPROVAL OF AN AMENDMENT TO ARTICLE X For For Management
OF OUR ARTICLES TO DECREASE THE
SHAREHOLDER APPROVAL REQUIRED TO AMEND
ARTICLE X.
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BIOGEN IDEC INC.
Ticker: BIIB Security ID: 09062X103
Meeting Date: JUN 3, 2009 Meeting Type: Contested-Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
01.1 DIRECTOR - DR. ALEXANDER J. DENNER Unknown Withheld Management
01.2 DIRECTOR - DR. RICHARD C. MULLIGAN Unknown Withheld Management
01.3 DIRECTOR - DR. THOMAS F. DEUEL Unknown Withheld Management
01.4 DIRECTOR - DR. DAVID SIDRANSKY Unknown Withheld Management
02 APPROVAL OF THE ICAHN BYLAWS Unknown Against Management
AMENDMENTS.
03 APPROVAL OF THE NORTH DAKOTA Unknown Against Management
REINCORPORATION RESOLUTION.
04 RATIFICATION OF INDEPENDENT REGISTERED Unknown For Management
PUBLIC ACCOUNTING FIRM.
05 APPROVAL OF THE BIOGEN BYLAW AMENDMENT. Unknown For Management
--------------------------------------------------------------------------------
BIOGEN IDEC INC.
Ticker: BIIB Security ID: 09062X103
Meeting Date: JUN 3, 2009 Meeting Type: Contested-Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
01.1 DIRECTOR - LAWRENCE C. BEST For For Management
01.2 DIRECTOR - ALAN B. GLASSBERG For For Management
01.3 DIRECTOR - ROBERT W. PANGIA For For Management
01.4 DIRECTOR - WILLIAM D. YOUNG For For Management
02 TO RATIFY THE SELECTION OF For For Management
PRICEWATERHOUSECOOPERS LLP AS THE
COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2009.
03 TO APPROVE AMENDMENTS TO THE COMPANY'S For For Management
BYLAWS TO CHANGE THE VOTING STANDARD
FOR THE ELECTION OF DIRECTORS IN
UNCONTESTED ELECTIONS FROM A PLURALITY
STANDARD TO A MAJORITY STANDARD. THE
BOARD OF DIRECTORS RECOMMENDS A VOTE
"AGAINST" PROPOSALS 4 AND 5.
04 SHAREHOLDER PROPOSAL TO AMEND THE Against Against Shareholder
COMPANY'S BYLAWS TO FIX THE SIZE OF THE
BOARD AT 13 MEMBERS AND REMOVE THE
BOARD'S ABILITY TO CHANGE THE SIZE OF
THE BOARD.
05 SHAREHOLDER PROPOSAL THAT THE COMPANY Against Against Shareholder
REINCORPORATE FROM DELAWARE TO NORTH
DAKOTA AND ELECT TO BE SUBJECT TO THE
NORTH DAKOTA PUBLICLY TRADED
CORPORATIONS ACT.
--------------------------------------------------------------------------------
BIOGEN IDEC INC.
Ticker: BIIB Security ID: 09062X103
Meeting Date: JUN 3, 2009 Meeting Type: Contested-Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
01.1 DIRECTOR - LAWRENCE C. BEST For Did Not Vote Management
01.2 DIRECTOR - ALAN B. GLASSBERG For Did Not Vote Management
01.3 DIRECTOR - ROBERT W. PANGIA For Did Not Vote Management
01.4 DIRECTOR - WILLIAM D. YOUNG For Did Not Vote Management
02 TO RATIFY THE SELECTION OF For Did Not Vote Management
PRICEWATERHOUSECOOPERS LLP AS THE
COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2009.
03 TO APPROVE AMENDMENTS TO THE COMPANY'S For Did Not Vote Management
BYLAWS TO CHANGE THE VOTING STANDARD
FOR THE ELECTION OF DIRECTORS IN
UNCONTESTED ELECTIONS FROM A PLURALITY
STANDARD TO A MAJORITY STANDARD. THE
BOARD OF DIRECTORS RECOMMENDS A VOTE
"AGAINST" PROPOSALS 4 AND 5.
04 SHAREHOLDER PROPOSAL TO AMEND THE Against Did Not Vote Shareholder
COMPANY'S BYLAWS TO FIX THE SIZE OF THE
BOARD AT 13 MEMBERS AND REMOVE THE
BOARD'S ABILITY TO CHANGE THE SIZE OF
THE BOARD.
05 SHAREHOLDER PROPOSAL THAT THE COMPANY Against Did Not Vote Shareholder
REINCORPORATE FROM DELAWARE TO NORTH
DAKOTA AND ELECT TO BE SUBJECT TO THE
NORTH DAKOTA PUBLICLY TRADED
CORPORATIONS ACT.
--------------------------------------------------------------------------------
CAPITAL ONE FINANCIAL CORPORATION
Ticker: COF Security ID: 14040H105
Meeting Date: APR 23, 2009 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1A ELECTION OF DIRECTOR: RICHARD D. For For Management
FAIRBANK
1B ELECTION OF DIRECTOR: E.R. CAMPBELL For For Management
1C ELECTION OF DIRECTOR: BRADFORD H. For For Management
WARNER
1D ELECTION OF DIRECTOR: STANLEY WESTREICH For For Management
02 RATIFICATION OF SELECTION OF ERNST & For For Management
YOUNG LLP AS INDEPENDENT AUDITORS OF
THE CORPORATION FOR 2009.
03 APPROVAL AND ADOPTION OF CAPITAL ONE'S For For Management
SECOND AMENDED AND RESTATED 2004 STOCK
INCENTIVE PLAN.
04 ADVISORY APPROVAL OF CAPITAL ONE'S For For Management
NAMED EXECUTIVE OFFICER COMPENSATION.
--------------------------------------------------------------------------------
CHECK POINT SOFTWARE TECHNOLOGIES LTD.
Ticker: CHKP Security ID: M22465104
Meeting Date: SEP 4, 2008 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
01 ELECTION OF DIRECTORS: GIL SHWED, For For Management
MARIUS NACHT, JERRY UNGERMAN, DAN
PROPPER, DAVID RUBNER, TAL SHAVIT NOTE:
DIRECTORS ARE ELECTED AS A GROUP, NOT
INDIVIDUALLY PLEASE BE ADVISED THAT THE
ONLY VALID VOTING OPTIONS FOR THIS
PROPOSAL ARE EITHER "FOR" OR "ABST
2A REELECTION OF OUTSIDE DIRECTOR: IRWIN For For Management
FEDERMAN
2B REELECTION OF OUTSIDE DIRECTOR: RAY For For Management
ROTHROCK
03 TO RATIFY THE APPOINTMENT AND For For Management
COMPENSATION OF CHECK POINT'S
INDEPENDENT PUBLIC ACCOUNTANTS.
04 TO APPROVE COMPENSATION TO CHECK For For Management
POINT'S CHIEF EXECUTIVE OFFICER WHO IS
ALSO THE CHAIRMAN OF THE BOARD OF
DIRECTORS.
5A I AM A "CONTROLLING SHAREHOLDER" OF THE For Against Management
COMPANY. MARK "FOR" = YES OR "AGAINST"
= NO.
5B I HAVE A "PERSONAL INTEREST" IN ITEM 4. For Against Management
MARK "FOR" = YES OR "AGAINST" = NO.
--------------------------------------------------------------------------------
CISCO SYSTEMS, INC.
Ticker: CSCO Security ID: 17275R102
Meeting Date: NOV 13, 2008 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1A ELECTION OF DIRECTOR: CAROL A. BARTZ For For Management
1B ELECTION OF DIRECTOR: M. MICHELE BURNS For For Management
1C ELECTION OF DIRECTOR: MICHAEL D. For For Management
CAPELLAS
1D ELECTION OF DIRECTOR: LARRY R. CARTER For For Management
1E ELECTION OF DIRECTOR: JOHN T. CHAMBERS For For Management
1F ELECTION OF DIRECTOR: BRIAN L. HALLA For For Management
1G ELECTION OF DIRECTOR: DR. JOHN L. For For Management
HENNESSY
1H ELECTION OF DIRECTOR: RICHARD M. For For Management
KOVACEVICH
1I ELECTION OF DIRECTOR: RODERICK C. For For Management
MCGEARY
1J ELECTION OF DIRECTOR: MICHAEL K. POWELL For For Management
1K ELECTION OF DIRECTOR: STEVEN M. WEST For For Management
1L ELECTION OF DIRECTOR: JERRY YANG For For Management
02 TO RATIFY THE APPOINTMENT OF For For Management
PRICEWATERHOUSECOOPERS LLP AS CISCO'S
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING JULY 25, 2009.
03 PROPOSAL SUBMITTED BY A SHAREHOLDER TO Against Against Shareholder
AMEND THE COMPANY'S BYLAWS TO ESTABLISH
A BOARD COMMITTEE ON HUMAN RIGHTS.
04 PROPOSAL SUBMITTED BY SHAREHOLDERS Against Against Shareholder
REQUESTING THE BOARD TO PUBLISH A
REPORT TO SHAREHOLDERS WITHIN SIX
MONTHS PROVIDING A SUMMARIZED LISTING
AND ASSESSMENT OF CONCRETE STEPS CISCO
COULD REASONABLY TAKE TO REDUCE THE
LIKELIHOOD THAT ITS BUSINESS PRACTICES
--------------------------------------------------------------------------------
CITIGROUP INC.
Ticker: C Security ID: 172967101
Meeting Date: APR 21, 2009 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1A ELECTION OF DIRECTOR: C. MICHAEL For Against Management
ARMSTRONG
1B ELECTION OF DIRECTOR: ALAIN J.P. BELDA For Against Management
1C ELECTION OF DIRECTOR: JOHN M. DEUTCH For Against Management
1D ELECTION OF DIRECTOR: JERRY A. For For Management
GRUNDHOFER
1E ELECTION OF DIRECTOR: ANDREW N. LIVERIS For Against Management
1F ELECTION OF DIRECTOR: ANNE M. MULCAHY For Against Management
1G ELECTION OF DIRECTOR: MICHAEL E. For For Management
O'NEILL
1H ELECTION OF DIRECTOR: VIKRAM S. PANDIT For For Management
1I ELECTION OF DIRECTOR: RICHARD D. For Against Management
PARSONS
1J ELECTION OF DIRECTOR: LAWRENCE R. For For Management
RICCIARDI
1K ELECTION OF DIRECTOR: JUDITH RODIN For Against Management
1L ELECTION OF DIRECTOR: ROBERT L. RYAN For For Management
1M ELECTION OF DIRECTOR: ANTHONY M. For For Management
SANTOMERO
1N ELECTION OF DIRECTOR: WILLIAM S. For For Management
THOMPSON, JR.
02 PROPOSAL TO RATIFY THE SELECTION OF For For Management
KPMG LLP AS CITI'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
2009.
03 PROPOSAL TO APPROVE THE CITIGROUP 2009 For For Management
STOCK INCENTIVE PLAN.
04 PROPOSAL TO APPROVE CITI'S 2008 For Against Management
EXECUTIVE COMPENSATION
05 STOCKHOLDER PROPOSAL REQUESTING A Against Against Shareholder
REPORT ON PRIOR GOVERNMENTAL SERVICE OF
CERTAIN INDIVIDUALS.
06 STOCKHOLDER PROPOSAL REQUESTING A Against Against Shareholder
REPORT ON POLITICAL CONTRIBUTIONS.
07 STOCKHOLDER PROPOSAL REQUESTING A Against Against Shareholder
REPORT ON PREDATORY CREDIT CARD
PRACTICES.
08 STOCKHOLDER PROPOSAL REQUESTING THAT Against Against Shareholder
TWO CANDIDATES BE NOMINATED FOR EACH
BOARD POSITION.
09 STOCKHOLDER PROPOSAL REQUESTING A Against Against Shareholder
REPORT ON THE CARBON PRINCIPLES.
10 STOCKHOLDER PROPOSAL REQUESTING THAT Against Against Shareholder
EXECUTIVE OFFICERS RETAIN 75% OF THE
SHARES ACQUIRED THROUGH COMPENSATION
PLANS FOR TWO YEARS FOLLOWING
TERMINATION OF EMPLOYMENT.
11 STOCKHOLDER PROPOSAL REQUESTING Against For Shareholder
ADDITIONAL DISCLOSURE REGARDING CITI'S
COMPENSATION CONSULTANTS.
12 STOCKHOLDER PROPOSAL REQUESTING THAT Against For Shareholder
STOCKHOLDERS HOLDING 10% OR ABOVE HAVE
THE RIGHT TO CALL SPECIAL SHAREHOLDER
MEETINGS.
13 STOCKHOLDER PROPOSAL REQUESTING Against For Shareholder
CUMULATIVE VOTING.
--------------------------------------------------------------------------------
COACH, INC.
Ticker: COH Security ID: 189754104
Meeting Date: OCT 30, 2008 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
01.1 DIRECTOR - LEW FRANKFORT For For Management
01.2 DIRECTOR - SUSAN KROPF For For Management
01.3 DIRECTOR - GARY LOVEMAN For For Management
01.4 DIRECTOR - IVAN MENEZES For For Management
01.5 DIRECTOR - IRENE MILLER For For Management
01.6 DIRECTOR - KEITH MONDA For For Management
01.7 DIRECTOR - MICHAEL MURPHY For For Management
01.8 DIRECTOR - JIDE ZEITLIN For For Management
02 TO CONSIDER AND VOTE UPON A PROPOSAL TO For For Management
AMEND THE COACH, INC. PERFORMANCE-BASED
ANNUAL INCENTIVE PLAN.
--------------------------------------------------------------------------------
COMMUNITY HEALTH SYSTEMS, INC.
Ticker: CYH Security ID: 203668108
Meeting Date: MAY 19, 2009 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1A ELECTION OF CLASS III DIRECTOR: JOHN A. For For Management
CLERICO
1B ELECTION OF CLASS III DIRECTOR: JULIA For For Management
B. NORTH
1C ELECTION OF CLASS III DIRECTOR: WAYNE For For Management
T. SMITH
1D ELECTION OF CLASS II DIRECTOR: JAMES S. For For Management
ELY III
02 PROPOSAL TO APPROVE THE 2000 STOCK For For Management
OPTION AND AWARD PLAN, AMENDED AND
RESTATED AS OF MARCH 24, 2009.
03 PROPOSAL TO APPROVE THE 2004 EMPLOYEE For For Management
PERFORMANCE INCENTIVE PLAN, AMENDED AND
RESTATED AS OF MARCH 24, 2009.
04 PROPOSAL TO APPROVE THE 2009 STOCK For For Management
OPTION AND AWARD PLAN, ADOPTED AS OF
MARCH 24, 2009.
05 PROPOSAL TO RATIFY THE SELECTION OF For For Management
DELOITTE & TOUCHE LLP AS THE COMPANY'S
INDEPENDENT ACCOUNTANTS FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2009.
--------------------------------------------------------------------------------
DELL INC.
Ticker: DELL Security ID: 24702R101
Meeting Date: JUL 18, 2008 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
01.1 DIRECTOR - DONALD J. CARTY For For Management
01.2 DIRECTOR - MICHAEL S. DELL For For Management
01.3 DIRECTOR - WILLIAM H. GRAY, III For For Management
01.4 DIRECTOR - SALLIE L. KRAWCHECK For For Management
01.5 DIRECTOR - ALAN (A.G.) LAFLEY For For Management
01.6 DIRECTOR - JUDY C. LEWENT For For Management
01.7 DIRECTOR - THOMAS W. LUCE, III For For Management
01.8 DIRECTOR - KLAUS S. LUFT For For Management
01.9 DIRECTOR - ALEX J. MANDL For For Management
01.10 DIRECTOR - MICHAEL A. MILES For For Management
01.11 DIRECTOR - SAMUEL A. NUNN, JR. For For Management
02 RATIFICATION OF INDEPENDENT AUDITOR For For Management
03 APPROVAL OF EXECUTIVE ANNUAL INCENTIVE For Against Management
BONUS PLAN
SH1 REIMBURSEMENT OF PROXY EXPENSES Against Against Shareholder
SH2 ADVISORY VOTE ON EXECUTIVE COMPENSATION Against Against Shareholder
--------------------------------------------------------------------------------
EBAY INC.
Ticker: EBAY Security ID: 278642103
Meeting Date: APR 29, 2009 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1A ELECTION OF DIRECTOR: MARC L. For For Management
ANDREESSEN
1B ELECTION OF DIRECTOR: WILLIAM C. FORD, For For Management
JR.
1C ELECTION OF DIRECTOR: DAWN G. LEPORE For For Management
1D ELECTION OF DIRECTOR: PIERRE M. OMIDYAR For For Management
1E ELECTION OF DIRECTOR: RICHARD T. For For Management
SCHLOSBERG, III
02 TO APPROVE AMENDMENTS TO CERTAIN OF OUR For Against Management
EXISTING EQUITY INCENTIVE PLANS TO
ALLOW FOR A ONE-TIME STOCK OPTION
EXCHANGE PROGRAM FOR EMPLOYEES OTHER
THAN OUR NAMED EXECUTIVE OFFICERS AND
DIRECTORS.
03 TO APPROVE THE AMENDMENT AND For Against Management
RESTATEMENT OF OUR 2008 EQUITY
INCENTIVE AWARD PLAN TO INCREASE THE
AGGREGATE NUMBER OF SHARES AUTHORIZED
FOR ISSUANCE UNDER THE PLAN BY 50
MILLION SHARES AND TO ADD MARKET SHARES
AND VOLUME METRICS AS PERFORMANCE
CRITERIA UND
04 TO RATIFY THE SELECTION OF For For Management
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT AUDITORS FOR OUR FISCAL
YEAR ENDING DECEMBER 31, 2009.
--------------------------------------------------------------------------------
EMC CORPORATION
Ticker: EMC Security ID: 268648102
Meeting Date: MAY 6, 2009 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1A ELECTION OF DIRECTOR: MICHAEL W. BROWN For For Management
1B ELECTION OF DIRECTOR: RANDOLPH L. COWEN For For Management
1C ELECTION OF DIRECTOR: MICHAEL J. CRONIN For For Management
1D ELECTION OF DIRECTOR: GAIL DEEGAN For For Management
1E ELECTION OF DIRECTOR: JOHN R. EGAN For For Management
1F ELECTION OF DIRECTOR: W. PAUL For For Management
FITZGERALD
1G ELECTION OF DIRECTOR: EDMUND F. KELLY For For Management
1H ELECTION OF DIRECTOR: WINDLE B. PRIEM For For Management
1I ELECTION OF DIRECTOR: PAUL SAGAN For For Management
1J ELECTION OF DIRECTOR: DAVID N. STROHM For For Management
1K ELECTION OF DIRECTOR: JOSEPH M. TUCCI For For Management
02 TO RATIFY SELECTION BY AUDIT COMMITTEE For For Management
OF PRICEWATERHOUSECOOPERS LLP AS EMC'S
INDEPENDENT AUDITORS.
03 TO APPROVE AN AMENDMENT TO EMC'S For For Management
EMPLOYEE STOCK PURCHASE PLAN TO
INCREASE SHARES AVAILABLE BY 30
MILLION.
04 TO APPROVE AN AMENDMENT TO EMC'S BYLAWS For For Management
TO REDUCE THE PERCENTAGE OF SHARES
REQUIRED FOR SHAREHOLDERS TO CALL A
SPECIAL MEETING.
05 TO ACT UPON A SHAREHOLDER PROPOSAL Against Against Shareholder
RELATING TO AN ADVISORY VOTE ON
EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------
FISERV, INC.
Ticker: FISV Security ID: 337738108
Meeting Date: MAY 20, 2009 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1.1 DIRECTOR - D. P. KEARNEY For For Management
1.2 DIRECTOR - P. J. KIGHT For For Management
1.3 DIRECTOR - J. W. YABUKI For For Management
2 TO APPROVE THE AMENDED AND RESTATED For For Management
FISERV, INC. EMPLOYEE STOCK PURCHASE
PLAN.
3 TO RATIFY THE SELECTION OF DELOITTE & For For Management
TOUCHE LLP AS OUR INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
2009.
--------------------------------------------------------------------------------
FLEXTRONICS INTERNATIONAL LTD.
Ticker: FLEX Security ID: Y2573F102
Meeting Date: SEP 30, 2008 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1A RE-ELECTION OF MR. H. RAYMOND BINGHAM For For Management
AS A DIRECTOR OF FLEXTRONICS.
1B RE-ELECTION OF MR. AJAY B. SHAH AS A For For Management
DIRECTOR OF FLEXTRONICS.
02 RE-ELECTION OF DR. WILLY C. SHIH AS A For For Management
DIRECTOR OF FLEXTRONICS.
03 RE-APPOINTMENT OF MR. ROCKWELL A. For For Management
SCHNABEL AS A DIRECTOR OF FLEXTRONICS.
04 TO APPROVE THE RE-APPOINTMENT OF For For Management
DELOITTE & TOUCHE LLP AS FLEXTRONICS'S
INDEPENDENT AUDITORS FOR THE 2009
FISCAL YEAR.
05 TO APPROVE THE GENERAL AUTHORIZATION For For Management
FOR THE DIRECTORS OF FLEXTRONICS TO
ALLOT AND ISSUE ORDINARY SHARES.
06 TO APPROVE THE RENEWAL OF THE SHARE For For Management
PURCHASE MANDATE RELATING TO
ACQUISITIONS BY FLEXTRONICS OF ITS OWN
ISSUED ORDINARY SHARES.
07 APPROVE AN AMENDMENT TO 2001 EQUITY For For Management
INCENTIVE PLAN TO INCREASE THE
SUB-LIMIT ON THE MAXIMUM NUMBER OF
ORDINARY SHARES WHICH MAY BE ISSUED AS
SHARE BONUSES BY 5,000,000 ORDINARY
SHARES.
08 TO APPROVE AN AMENDMENT TO THE 2001 For Against Management
EQUITY INCENTIVE PLAN TO INCREASE THE
SUB-LIMIT ON THE MAXIMUM NUMBER OF
ORDINARY SHARES SUBJECT TO AWARDS WHICH
MAY BE GRANTED TO A PERSON IN A SINGLE
CALENDAR YEAR BY 2,000,000 ORDINARY
SHARES.
09 TO APPROVE AN AMENDMENT TO THE 2001 For Against Management
EQUITY INCENTIVE PLAN TO INCREASE THE
NUMBER OF ORDINARY SHARES RESERVED FOR
ISSUANCE BY 20,000,000 ORDINARY SHARES.
--------------------------------------------------------------------------------
GARMIN LTD.
Ticker: GRMN Security ID: G37260109
Meeting Date: JUN 5, 2009 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
01.1 DIRECTOR - MIN H. KAO For For Management
01.2 DIRECTOR - CHARLES W. PEFFER For For Management
02 RATIFICATION OF THE APPOINTMENT OF For For Management
ERNST & YOUNG LLP AS GARMIN'S
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE 2009 FISCAL
YEAR.
03 APPROVAL OF AMENDMENT TO THE GARMIN For For Management
LTD. 2005 EQUITY INCENTIVE PLAN.
04 APPROVAL OF AMENDMENT TO THE GARMIN For For Management
LTD. 2000 NON-EMPLOYEE DIRECTORS'
OPTION PLAN.
05 IN THEIR DISCRETION, THE PROXIES ARE For For Management
AUTHORIZED TO VOTE WITH RESPECT TO ANY
OTHER MATTERS THAT MAY COME BEFORE THE
ANNUAL GENERAL MEETING OR ANY
ADJOURNMENT THEREOF.
--------------------------------------------------------------------------------
GOOGLE INC.
Ticker: GOOG Security ID: 38259P508
Meeting Date: MAY 7, 2009 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
01.1 DIRECTOR - ERIC SCHMIDT For For Management
01.2 DIRECTOR - SERGEY BRIN For For Management
01.3 DIRECTOR - LARRY PAGE For For Management
01.4 DIRECTOR - L. JOHN DOERR For For Management
01.5 DIRECTOR - JOHN L. HENNESSY For For Management
01.6 DIRECTOR - ARTHUR D. LEVINSON For For Management
01.7 DIRECTOR - ANN MATHER For For Management
01.8 DIRECTOR - PAUL S. OTELLINI For For Management
01.9 DIRECTOR - K. RAM SHRIRAM For For Management
01.10 DIRECTOR - SHIRLEY M. TILGHMAN For For Management
02 RATIFICATION OF THE APPOINTMENT OF For For Management
ERNST & YOUNG LLP AS GOOGLE'S
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2009.
03 APPROVAL OF AN AMENDMENT TO GOOGLE'S For For Management
2004 STOCK PLAN TO INCREASE THE NUMBER
OF AUTHORIZED SHARES OF CLASS A COMMON
STOCK ISSUABLE UNDER THE PLAN BY
8,500,000.
04 STOCKHOLDER PROPOSAL REGARDING For For Management
POLITICAL CONTRIBUTION DISCLOSURE.
05 STOCKHOLDER PROPOSAL REGARDING INTERNET Against Against Shareholder
CENSORSHIP.
06 STOCKHOLDER PROPOSAL REGARDING HEALTH Against Against Shareholder
CARE REFORM.
--------------------------------------------------------------------------------
INTUIT INC.
Ticker: INTU Security ID: 461202103
Meeting Date: DEC 16, 2008 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
01.1 DIRECTOR - STEPHEN M. BENNETT For For Management
01.2 DIRECTOR - CHRISTOPHER W. BRODY For For Management
01.3 DIRECTOR - WILLIAM V. CAMPBELL For For Management
01.4 DIRECTOR - SCOTT D. COOK For For Management
01.5 DIRECTOR - DIANE B. GREENE For For Management
01.6 DIRECTOR - MICHAEL R. HALLMAN For For Management
01.7 DIRECTOR - EDWARD A. KANGAS For For Management
01.8 DIRECTOR - SUZANNE NORA JOHNSON For For Management
01.9 DIRECTOR - DENNIS D. POWELL For For Management
01.10 DIRECTOR - STRATTON D. SCLAVOS For For Management
01.11 DIRECTOR - BRAD D. SMITH For For Management
02 RATIFY THE SELECTION OF ERNST & YOUNG For For Management
LLP AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR FISCAL 2009.
03 APPROVE THE AMENDMENT TO OUR 2005 For Against Management
EQUITY INCENTIVE PLAN.
--------------------------------------------------------------------------------
KOHL'S CORPORATION
Ticker: KSS Security ID: 500255104
Meeting Date: MAY 14, 2009 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1A ELECTION OF DIRECTOR: PETER BONEPARTH For For Management
1B ELECTION OF DIRECTOR: STEVEN A. BURD For For Management
1C ELECTION OF DIRECTOR: JOHN F. HERMA For For Management
1D ELECTION OF DIRECTOR: DALE E. JONES For For Management
1E ELECTION OF DIRECTOR: WILLIAM S. For For Management
KELLOGG
1F ELECTION OF DIRECTOR: KEVIN MANSELL For For Management
1G ELECTION OF DIRECTOR: R. LAWRENCE For For Management
MONTGOMERY
1H ELECTION OF DIRECTOR: FRANK V. SICA For For Management
1I ELECTION OF DIRECTOR: PETER M. For For Management
SOMMERHAUSER
1J ELECTION OF DIRECTOR: STEPHANIE A. For For Management
STREETER
1K ELECTION OF DIRECTOR: STEPHEN E. WATSON For For Management
02 RATIFY APPOINTMENT OF ERNST & YOUNG LLP For For Management
AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM.
03 SHAREHOLDER PROPOSAL REGARDING THE Against Against Shareholder
AMENDMENT OF THE COMPANY'S ARTICLES OF
INCORPORATION.
--------------------------------------------------------------------------------
LINEAR TECHNOLOGY CORPORATION
Ticker: LLTC Security ID: 535678106
Meeting Date: NOV 5, 2008 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
01.1 DIRECTOR - ROBERT H. SWANSON, JR. For For Management
01.2 DIRECTOR - DAVID S. LEE For For Management
01.3 DIRECTOR - LOTHAR MAIER For For Management
01.4 DIRECTOR - RICHARD M. MOLEY For For Management
01.5 DIRECTOR - THOMAS S. VOLPE For For Management
02 TO RATIFY THE APPOINTMENT OF ERNST & For For Management
YOUNG LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
THE FISCAL YEAR ENDING JUNE 28, 2009.
--------------------------------------------------------------------------------
LOWE'S COMPANIES, INC.
Ticker: LOW Security ID: 548661107
Meeting Date: MAY 29, 2009 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
01.1 DIRECTOR - PETER C. BROWNING For For Management
01.2 DIRECTOR - MARSHALL O. LARSEN For For Management
01.3 DIRECTOR - STEPHEN F. PAGE For For Management
01.4 DIRECTOR - O. TEMPLE SLOAN, JR. For For Management
02 TO APPROVE AMENDMENTS TO THE COMPANY'S For For Management
2006 LONG TERM INCENTIVE PLAN.
03 TO RATIFY THE APPOINTMENT OF DELOITTE & For For Management
TOUCHE LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM.
04 TO APPROVE AMENDMENTS TO LOWE'S For For Management
ARTICLES OF INCORPORATION ELIMINATING
ALL REMAINING SUPERMAJORITY VOTE
REQUIREMENTS.
05 SHAREHOLDER PROPOSAL REGARDING Against Against Shareholder
REINCORPORATING IN NORTH DAKOTA.
06 SHAREHOLDER PROPOSAL REGARDING HEALTH Against Against Shareholder
CARE REFORM PRINCIPLES.
07 SHAREHOLDER PROPOSAL REGARDING Against Against Shareholder
SEPARATING THE ROLES OF CHAIRMAN AND
CEO.
--------------------------------------------------------------------------------
MARSHALL & ILSLEY CORPORATION
Ticker: MI Security ID: 571837103
Meeting Date: APR 28, 2009 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1.1 DIRECTOR - ANDREW N. BAUR For Withheld Management
1.2 DIRECTOR - JON F. CHAIT For For Management
1.3 DIRECTOR - JOHN W. DANIELS, JR. For Withheld Management
1.4 DIRECTOR - MARK F. FURLONG For For Management
1.5 DIRECTOR - TED D. KELLNER For For Management
1.6 DIRECTOR - DENNIS J. KUESTER For For Management
1.7 DIRECTOR - DAVID J. LUBAR For For Management
1.8 DIRECTOR - KATHARINE C. LYALL For For Management
1.9 DIRECTOR - JOHN A. MELLOWES For For Management
1.10 DIRECTOR - SAN W. ORR, JR. For For Management
1.11 DIRECTOR - ROBERT J. O'TOOLE For For Management
1.12 DIRECTOR - PETER M. PLATTEN, III For Withheld Management
1.13 DIRECTOR - JOHN S. SHIELY For For Management
1.14 DIRECTOR - GEORGE E. WARDEBERG For For Management
1.15 DIRECTOR - JAMES B. WIGDALE For For Management
2 PROPOSAL TO APPROVE THE MARSHALL & For For Management
ILSLEY CORPORATION 2009 EMPLOYEE STOCK
PURCHASE PLAN
3 PROPOSAL TO APPROVE THE MARSHALL & For For Management
ILSLEY CORPORATION 2009 EQUITY
INCENTIVE PLAN
4 PROPOSAL TO RATIFY THE APPOINTMENT OF For For Management
DELOITTE & TOUCHE LLP TO AUDIT THE
FINANCIAL STATEMENTS OF MARSHALL &
ILSLEY CORPORATION FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2009
5 PROPOSAL TO APPROVE A NON-BINDING, For For Management
ADVISORY PROPOSAL ON THE COMPENSATION
OF MARSHALL & ILSLEY CORPORATION'S
EXECUTIVE OFFICERS
6 SHAREHOLDER PROPOSAL TO REQUEST Against For Shareholder
MARSHALL & ILSLEY CORPORATION'S BOARD
OF DIRECTORS TO INITIATE A PROCESS TO
AMEND MARSHALL & ILSLEY CORPORATION'S
ARTICLES OF INCORPORATION TO PROVIDE
FOR MAJORITY ELECTION OF DIRECTORS IN
NON-CONTESTED ELECTIONS
--------------------------------------------------------------------------------
MERRILL LYNCH & CO., INC.
Ticker: MER Security ID: 590188108
Meeting Date: DEC 5, 2008 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
01 ADOPT THE AGREEMENT AND PLAN OF MERGER, For For Management
DATED AS OF SEPTEMBER 15, 2008, BY AND
BETWEEN MERRILL LYNCH & CO., INC. AND
BANK OF AMERICA CORPORATION
02 APPROVE THE AMENDMENT TO THE RESTATED For For Management
CERTIFICATE OF INCORPORATION OF MERRILL
LYNCH & CO., INC.
03 APPROVE ADJOURNMENT OF THE SPECIAL For For Management
MEETING, IF NECESSARY OR APPROPRIATE,
TO SOLICIT ADDITIONAL PROXIES IN THE
EVENT THAT THERE ARE NOT SUFFICIENT
VOTES AT THE TIME OF THE SPECIAL
MEETING FOR THE FOREGOING PROPOSALS
--------------------------------------------------------------------------------
MGIC INVESTMENT CORPORATION
Ticker: MTG Security ID: 552848103
Meeting Date: MAY 14, 2009 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
01.1 DIRECTOR - KARL E. CASE For For Management
01.2 DIRECTOR - CURT S. CULVER For For Management
01.3 DIRECTOR - WILLIAM A. MCINTOSH For For Management
01.4 DIRECTOR - LESLIE M. MUMA For For Management
02 RATIFY THE APPOINTMENT OF For For Management
PRICEWATERHOUSECOOPERS LLP AS THE
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM OF MGIC INVESTMENT
CORPORATION.
--------------------------------------------------------------------------------
MICROSOFT CORPORATION
Ticker: MSFT Security ID: 594918104
Meeting Date: NOV 19, 2008 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
01 ELECTION OF DIRECTOR: STEVEN A. BALLMER For For Management
02 ELECTION OF DIRECTOR: JAMES I. CASH JR. For For Management
03 ELECTION OF DIRECTOR: DINA DUBLON For For Management
04 ELECTION OF DIRECTOR: WILLIAM H. GATES For For Management
III
05 ELECTION OF DIRECTOR: RAYMOND V. For For Management
GILMARTIN
06 ELECTION OF DIRECTOR: REED HASTINGS For For Management
07 ELECTION OF DIRECTOR: DAVID F. For For Management
MARQUARDT
08 ELECTION OF DIRECTOR: CHARLES H. NOSKI For For Management
09 ELECTION OF DIRECTOR: HELMUT PANKE For For Management
10 APPROVAL OF MATERIAL TERMS OF For For Management
PERFORMANCE CRITERIA UNDER THE
EXECUTIVE OFFICER INCENTIVE PLAN.
11 APPROVAL OF AMENDMENTS TO THE 1999 For For Management
STOCK OPTION PLAN FOR NON-EMPLOYEE
DIRECTORS.
12 RATIFICATION OF THE SELECTION OF For For Management
DELOITTE & TOUCHE LLP AS THE COMPANY'S
INDEPENDENT AUDITOR.
13 SHAREHOLDER PROPOSAL - ADOPTION OF Against Against Shareholder
POLICIES ON INTERNET CENSORSHIP.
14 SHAREHOLDER PROPOSAL - ESTABLISHMENT OF Against Against Shareholder
BOARD COMMITTEE ON HUMAN RIGHTS.
15 SHAREHOLDER PROPOSAL - DISCLOSURE OF Against Against Shareholder
CHARITABLE CONTRIBUTIONS.
--------------------------------------------------------------------------------
MORGAN STANLEY
Ticker: MS Security ID: 617446448
Meeting Date: FEB 9, 2009 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
01 TO APPROVE THE CONVERSION TERMS OF For For Management
MORGAN STANLEY'S SERIES B
NON-CUMULATIVE NON-VOTING PERPETUAL
CONVERTIBLE PREFERRED STOCK, THE
ISSUANCE OF MORGAN STANLEY'S COMMON
STOCK PURSUANT TO SUCH TERMS AND
POTENTIAL EQUITY ISSUANCES CONTEMPLATED
BY INVESTOR AG
02 TO APPROVE THE ADJOURNMENT OF THE For For Management
SPECIAL MEETING, IF NECESSARY OR
APPROPRIATE, TO SOLICIT ADDITIONAL
PROXIES IF (A) THERE ARE INSUFFICIENT
VOTES AT THE TIME OF THE SPECIAL
MEETING TO APPROVE PROPOSAL 1 OR (B) A
QUORUM IS NOT PRESENT AT THE TIME OF
THE SP
--------------------------------------------------------------------------------
MORGAN STANLEY
Ticker: MS Security ID: 617446448
Meeting Date: APR 29, 2009 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1A ELECTION OF DIRECTOR: ROY J. BOSTOCK For Against Management
1B ELECTION OF DIRECTOR: ERSKINE B. BOWLES For For Management
1C ELECTION OF DIRECTOR: HOWARD J. DAVIES For For Management
1D ELECTION OF DIRECTOR: NOBUYUKI HIRANO For For Management
1E ELECTION OF DIRECTOR: C. ROBERT KIDDER For For Management
1F ELECTION OF DIRECTOR: JOHN J. MACK For For Management
1G ELECTION OF DIRECTOR: DONALD T. For For Management
NICOLAISEN
1H ELECTION OF DIRECTOR: CHARLES H. NOSKI For For Management
1I ELECTION OF DIRECTOR: HUTHAM S. OLAYAN For For Management
1J ELECTION OF DIRECTOR: CHARLES E. For For Management
PHILLIPS, JR.
1K ELECTION OF DIRECTOR: O. GRIFFITH For For Management
SEXTON
1L ELECTION OF DIRECTOR: LAURA D. TYSON For Against Management
02 TO RATIFY THE APPOINTMENT OF DELOITTE & For For Management
TOUCHE LLP AS INDEPENDENT AUDITOR
03 TO APPROVE THE COMPENSATION OF For For Management
EXECUTIVES AS DISCLOSED IN THE PROXY
STATEMENT
04 TO AMEND THE 2007 EQUITY INCENTIVE For Against Management
COMPENSATION PLAN
05 SHAREHOLDER PROPOSAL REGARDING SPECIAL Against For Shareholder
SHAREOWNER MEETINGS
06 SHAREHOLDER PROPOSAL REGARDING Against For Shareholder
INDEPENDENT CHAIR
--------------------------------------------------------------------------------
MYLAN INC.
Ticker: MYL Security ID: 628530107
Meeting Date: MAY 7, 2009 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
01.1 DIRECTOR - MILAN PUSKAR For For Management
01.2 DIRECTOR - ROBERT J. COURY For For Management
01.3 DIRECTOR - WENDY CAMERON For For Management
01.4 DIRECTOR - NEIL DIMICK, C.P.A. For For Management
01.5 DIRECTOR - DOUG LEECH, C.P.A. For For Management
01.6 DIRECTOR - JOSEPH C. MAROON, MD For For Management
01.7 DIRECTOR - RODNEY L. PIATT, C.P.A. For For Management
01.8 DIRECTOR - C.B. TODD For For Management
01.9 DIRECTOR - R.L. VANDERVEEN PHD RPH For For Management
02 APPROVE AN AMENDMENT TO THE COMPANY'S For For Management
ARTICLES OF INCORPORATION TO INCREASE
AUTHORIZED SHARES.
03 APPROVE AN AMENDMENT TO THE COMPANY'S For For Management
2003 LONG- TERM INCENTIVE PLAN.
04 APPROVE AN AMENDMENT TO THE COMPANY'S For For Management
BYLAWS REGARDING VOTING IN UNCONTESTED
DIRECTOR ELECTIONS.
05 RATIFY APPOINTMENT OF DELOITTE & TOUCHE For For Management
LLP AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM.
--------------------------------------------------------------------------------
PFIZER INC.
Ticker: PFE Security ID: 717081103
Meeting Date: APR 23, 2009 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1A ELECTION OF DIRECTOR: DENNIS A. For For Management
AUSIELLO
1B ELECTION OF DIRECTOR: MICHAEL S. BROWN For For Management
1C ELECTION OF DIRECTOR: M. ANTHONY BURNS For For Management
1D ELECTION OF DIRECTOR: ROBERT N. BURT For For Management
1E ELECTION OF DIRECTOR: W. DON CORNWELL For For Management
1F ELECTION OF DIRECTOR: WILLIAM H. GRAY, For For Management
III
1G ELECTION OF DIRECTOR: CONSTANCE J. For For Management
HORNER
1H ELECTION OF DIRECTOR: JAMES M. KILTS For For Management
1I ELECTION OF DIRECTOR: JEFFREY B. For For Management
KINDLER
1J ELECTION OF DIRECTOR: GEORGE A. LORCH For For Management
1K ELECTION OF DIRECTOR: DANA G. MEAD For For Management
1L ELECTION OF DIRECTOR: SUZANNE NORA For For Management
JOHNSON
1M ELECTION OF DIRECTOR: STEPHEN W. SANGER For For Management
1N ELECTION OF DIRECTOR: WILLIAM C. For For Management
STEERE, JR.
02 PROPOSAL TO RATIFY THE SELECTION OF For For Management
KPMG LLP AS INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2009.
03 PROPOSAL TO APPROVE THE PFIZER INC. For For Management
2004 STOCK PLAN, AS AMENDED AND
RESTATED.
04 SHAREHOLDER PROPOSAL REGARDING STOCK Against Against Shareholder
OPTIONS.
05 SHAREHOLDER PROPOSAL REGARDING ADVISORY Against Against Shareholder
VOTE ON EXECUTIVE COMPENSATION.
06 SHAREHOLDER PROPOSAL REGARDING Against Against Shareholder
CUMULATIVE VOTING.
07 SHAREHOLDER PROPOSAL REGARDING SPECIAL Against Against Shareholder
SHAREHOLDER MEETINGS.
--------------------------------------------------------------------------------
QLOGIC CORPORATION
Ticker: QLGC Security ID: 747277101
Meeting Date: AUG 28, 2008 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
01.1 DIRECTOR - H.K. DESAI For For Management
01.2 DIRECTOR - JOEL S. BIRNBAUM For For Management
01.3 DIRECTOR - JAMES R. FIEBIGER For For Management
01.4 DIRECTOR - BALAKRISHNAN S. IYER For For Management
01.5 DIRECTOR - KATHRYN B. LEWIS For For Management
01.6 DIRECTOR - GEORGE D. WELLS For For Management
02 APPROVAL OF AMENDMENTS TO THE QLOGIC For For Management
CORPORATION 2005 PERFORMANCE INCENTIVE
PLAN
03 APPROVAL OF AMENDMENTS TO THE QLOGIC For For Management
CORPORATION 1998 EMPLOYEE STOCK
PURCHASE PLAN
04 RATIFICATION OF APPOINTMENT OF KPMG LLP For For Management
AS INDEPENDENT AUDITORS
--------------------------------------------------------------------------------
SCHLUMBERGER LIMITED (SCHLUMBERGER N.V.)
Ticker: SLB Security ID: 806857108
Meeting Date: APR 8, 2009 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
01.1 DIRECTOR - P. CAMUS For For Management
01.2 DIRECTOR - J.S. GORELICK For For Management
01.3 DIRECTOR - A. GOULD For For Management
01.4 DIRECTOR - T. ISAAC For For Management
01.5 DIRECTOR - N. KUDRYAVTSEV For For Management
01.6 DIRECTOR - A. LAJOUS For For Management
01.7 DIRECTOR - M.E. MARKS For For Management
01.8 DIRECTOR - L.R. REIF For For Management
01.9 DIRECTOR - T.I. SANDVOLD For For Management
01.10 DIRECTOR - H. SEYDOUX For For Management
01.11 DIRECTOR - L.G. STUNTZ For For Management
02 PROPOSAL TO ADOPT AND APPROVE OF For For Management
FINANCIALS AND DIVIDENDS.
03 PROPOSAL REGARDING A STOCKHOLDER Against Against Shareholder
ADVISORY VOTE ON NAMED EXECUTIVE
OFFICER COMPENSATION.
04 PROPOSAL TO APPROVE OF INDEPENDENT For For Management
REGISTERED PUBLIC ACCOUNTING FIRM.
--------------------------------------------------------------------------------
STARBUCKS CORPORATION
Ticker: SBUX Security ID: 855244109
Meeting Date: MAR 18, 2009 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1A ELECTION OF DIRECTOR: HOWARD SCHULTZ For For Management
1B ELECTION OF DIRECTOR: BARBARA BASS For For Management
1C ELECTION OF DIRECTOR: WILLIAM W. For For Management
BRADLEY
1D ELECTION OF DIRECTOR: MELLODY HOBSON For For Management
1E ELECTION OF DIRECTOR: KEVIN R. JOHNSON For For Management
1F ELECTION OF DIRECTOR: OLDEN LEE For For Management
1G ELECTION OF DIRECTOR: SHERYL SANDBERG For For Management
1H ELECTION OF DIRECTOR: JAMES G. SHENNAN, For For Management
JR.
1I ELECTION OF DIRECTOR: JAVIER G. TERUEL For For Management
1J ELECTION OF DIRECTOR: MYRON E. ULLMAN, For For Management
III
1K ELECTION OF DIRECTOR: CRAIG E. For For Management
WEATHERUP
02 AMENDMENTS TO EQUITY PLANS FOR ONE-TIME For Against Management
STOCK OPTION EXCHANGE PROGRAM FOR
EMPLOYEES OTHER THAN DIRECTORS &
EXECUTIVE OFFICERS.
03 PROPOSAL TO RATIFY THE SELECTION OF For For Management
DELOITTE & TOUCHE LLP AS THE
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL 2009.
--------------------------------------------------------------------------------
STATE STREET CORPORATION
Ticker: STT Security ID: 857477103
Meeting Date: MAY 20, 2009 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
01.1 DIRECTOR - K. BURNES For For Management
01.2 DIRECTOR - P. COYM For For Management
01.3 DIRECTOR - P. DE SAINT-AIGNAN For For Management
01.4 DIRECTOR - A. FAWCETT For For Management
01.5 DIRECTOR - D. GRUBER For For Management
01.6 DIRECTOR - L. HILL For For Management
01.7 DIRECTOR - R. KAPLAN For For Management
01.8 DIRECTOR - C. LAMANTIA For For Management
01.9 DIRECTOR - R. LOGUE For For Management
01.10 DIRECTOR - R. SERGEL For For Management
01.11 DIRECTOR - R. SKATES For For Management
01.12 DIRECTOR - G. SUMME For For Management
01.13 DIRECTOR - R. WEISSMAN For For Management
02 TO APPROVE AMENDMENTS TO STATE STREET'S For For Management
ARTICLES OF ORGANIZATION AND BY-LAWS
CHANGING THE SHAREHOLDER QUORUM AND
VOTING REQUIREMENTS, INCLUDING THE
ADOPTION OF A MAJORITY VOTE STANDARD
FOR UNCONTESTED ELECTIONS OF DIRECTORS.
03 TO APPROVE THE AMENDED AND RESTATED For For Management
2006 EQUITY INCENTIVE PLAN TO, AMONG
OTHER THINGS, INCREASE BY 17 MILLION
THE NUMBER OF SHARES OF OUR COMMON
STOCK THAT MAY BE DELIVERED IN
SATISFACTION OF AWARDS UNDER THE PLAN.
04 TO APPROVE A NON-BINDING ADVISORY For For Management
PROPOSAL ON EXECUTIVE COMPENSATION.
05 TO RATIFY THE SELECTION OF ERNST & For For Management
YOUNG LLP AS STATE STREET'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
THE YEAR ENDING DECEMBER 31, 2009.
06 TO VOTE ON A SHAREHOLDER PROPOSAL. Against Against Shareholder
--------------------------------------------------------------------------------
SYMANTEC CORPORATION
Ticker: SYMC Security ID: 871503108
Meeting Date: SEP 22, 2008 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
01.1 DIRECTOR - MICHAEL BROWN For For Management
01.2 DIRECTOR - WILLIAM T. COLEMAN For For Management
01.3 DIRECTOR - FRANK E. DANGEARD For For Management
01.4 DIRECTOR - GERALDINE B. LAYBOURNE For For Management
01.5 DIRECTOR - DAVID L. MAHONEY For For Management
01.6 DIRECTOR - ROBERT S. MILLER For For Management
01.7 DIRECTOR - GEORGE REYES For For Management
01.8 DIRECTOR - DANIEL H. SCHULMAN For For Management
01.9 DIRECTOR - JOHN W THOMPSON For For Management
01.10 DIRECTOR - V. PAUL UNRUH For For Management
02 TO APPROVE THE AMENDMENT AND For For Management
RESTATEMENT OF OUR 2004 EQUITY
INCENTIVE PLAN, INCLUDING THE
RESERVATION OF AN ADDITIONAL 50,000,000
SHARES FOR ISSUANCE THEREUNDER.
03 TO APPROVE THE ADOPTION OF OUR 2008 For For Management
EMPLOYEE STOCK PURCHASE PLAN, INCLUDING
THE RESERVATION OF 20,000,000 SHARES
FOR ISSUANCE THEREUNDER.
04 TO APPROVE THE MATERIAL TERMS OF THE For For Management
AMENDED AND RESTATED SYMANTEC SENIOR
EXECUTIVE INCENTIVE PLAN TO PRESERVE
THE DEDUCTIBILITY UNDER FEDERAL TAX
RULES OF AWARDS MADE UNDER THE PLAN.
05 TO RATIFY THE SELECTION OF KPMG LLP AS For For Management
SYMANTEC'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE 2009
FISCAL YEAR.
--------------------------------------------------------------------------------
SYNOVUS FINANCIAL CORP.
Ticker: SNV Security ID: 87161C105
Meeting Date: DEC 17, 2008 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
01 TO APPROVE AMENDMENT OF ARTICLE 4 OF For For Management
THE ARTICLES OF INCORPORATION TO
AUTHORIZE THE ISSUANCE OF PREFERRED
STOCK
02 TO APPROVE AMENDMENT OF SECTION 1 OF For For Management
ARTICLE III OF THE BYLAWS TO AUTHORIZE
THE BOARD OF DIRECTORS TO FIX THE SIZE
OF THE BOARD OF DIRECTORS
--------------------------------------------------------------------------------
SYNOVUS FINANCIAL CORP.
Ticker: SNV Security ID: 87161C105
Meeting Date: APR 23, 2009 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
01 ELECTION OF DIRECTOR: DANIEL P. AMOS For For Management
02 ELECTION OF DIRECTOR: RICHARD E. For For Management
ANTHONY
03 ELECTION OF DIRECTOR: JAMES H. For For Management
BLANCHARD
04 ELECTION OF DIRECTOR: RICHARD Y. For For Management
BRADLEY
05 ELECTION OF DIRECTOR: FRANK Y. BRUMLEY For For Management
06 ELECTION OF DIRECTOR: ELIZABETH W. CAMP For For Management
07 ELECTION OF DIRECTOR: GARDINER W. For For Management
GARRARD, JR.
08 ELECTION OF DIRECTOR: T. MICHAEL For For Management
GOODRICH
09 ELECTION OF DIRECTOR: FREDERICK L. For For Management
GREEN, III
10 ELECTION OF DIRECTOR: V. NATHANIEL For For Management
HANSFORD
11 ELECTION OF DIRECTOR: MASON H. LAMPTON For For Management
12 ELECTION OF DIRECTOR: ELIZABETH C. OGIE For For Management
13 ELECTION OF DIRECTOR: H. LYNN PAGE For For Management
14 ELECTION OF DIRECTOR: NEAL PURCELL For For Management
15 ELECTION OF DIRECTOR: MELVIN T. STITH For For Management
16 ELECTION OF DIRECTOR: PHILIP W. For For Management
TOMLINSON
17 ELECTION OF DIRECTOR: WILLIAM B. For For Management
TURNER, JR.
18 ELECTION OF DIRECTOR: JAMES D. YANCEY For For Management
19 TO RATIFY THE APPOINTMENT OF KPMG LLP For For Management
AS SYNOVUS' INDEPDENDENT AUDITOR FOR
THE YEAR 2009.
20 TO APPROVE THE COMPENSATION OF SYNOVUS' For For Management
NAMED EXECUTIVE OFFICERS AS DETERMINED
BY THE COMPENSATION COMMITTEE.
--------------------------------------------------------------------------------
TARGET CORPORATION
Ticker: TGT Security ID: 87612E106
Meeting Date: MAY 28, 2009 Meeting Type: Contested-Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
01 COMPANY'S PROPOSAL TO DETERMINE THAT Unknown Against Management
THE NUMBER OF DIRECTORS CONSTITUTING
THE BOARD OF DIRECTORS SHALL BE 12.
2A.1 DIRECTORS - WILLIAM A. ACKMAN Unknown For Management
2A.2 DIRECTORS - MICHAEL L. ASHNER Unknown For Management
2A.3 DIRECTORS - JAMES L. DONALD Unknown For Management
2A.4 DIRECTORS - RICHARD W. VAGUE Unknown For Management
2B ASSUMING PROPOSAL 1 IS REJECTED BY THE Unknown Against Management
SHAREHOLDERS, TO ELECT RONALD J. GILSON
AS A DIRECTOR OF TARGET CORPORATION.
03 COMPANY'S PROPOSAL TO RATIFY THE Unknown For Management
APPOINTMENT OF ERNST & YOUNG LLP AS THE
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM.
04 COMPANY'S PROPOSAL TO APPROVE THE Unknown For Management
PERFORMANCES MEASURES AVAILABLE UNDER
THE TARGET CORPORATION LONG-TERM
INCENTIVE PLAN.
05 SHAREHOLDER PROPOSAL REGARDING ANNUAL Unknown For Shareholder
ADVISORY VOTE ON EXECUTIVE
COMPENSATION.
--------------------------------------------------------------------------------
TARGET CORPORATION
Ticker: TGT Security ID: 87612E106
Meeting Date: MAY 28, 2009 Meeting Type: Contested-Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
01 DETERMINATION THAT THE NUMBER OF For Did Not Vote Management
DIRECTORS CONSTITUTING OUR BOARD OF
DIRECTORS SHALL BE 12
2A ELECTION OF DIRECTOR: MARY N. DILLON For Did Not Vote Management
2B ELECTION OF DIRECTOR: RICHARD M. For Did Not Vote Management
KOVACEVICH
2C ELECTION OF DIRECTOR: GEORGE W. TAMKE For Did Not Vote Management
2D ELECTION OF DIRECTOR: SOLOMON D. For Did Not Vote Management
TRUJILLO
03 COMPANY PROPOSAL TO RATIFY THE For Did Not Vote Management
APPOINTMENT OF ERNST & YOUNG LLP AS THE
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM
04 COMPANY PROPOSAL TO APPROVE THE For Did Not Vote Management
PERFORMANCE MEASURES AVAILABLE UNDER
THE TARGET CORPORATION LONG-TERM
INCENTIVE PLAN
05 SHAREHOLDER PROPOSAL REGARDING ANNUAL Against Did Not Vote Shareholder
ADVISORY VOTE ON EXECUTIVE COMPENSATION
--------------------------------------------------------------------------------
THE HOME DEPOT, INC.
Ticker: HD Security ID: 437076102
Meeting Date: MAY 28, 2009 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1A ELECTION OF DIRECTOR: F. DUANE ACKERMAN For For Management
1B ELECTION OF DIRECTOR: DAVID H. For For Management
BATCHELDER
1C ELECTION OF DIRECTOR: FRANCIS S. BLAKE For For Management
1D ELECTION OF DIRECTOR: ARI BOUSBIB For For Management
1E ELECTION OF DIRECTOR: GREGORY D. For For Management
BRENNEMAN
1F ELECTION OF DIRECTOR: ALBERT P. CAREY For For Management
1G ELECTION OF DIRECTOR: ARMANDO CODINA For For Management
1H ELECTION OF DIRECTOR: BONNIE G. HILL For For Management
1I ELECTION OF DIRECTOR: KAREN L. KATEN For For Management
02 TO RATIFY THE APPOINTMENT OF KPMG LLP For For Management
AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM OF THE COMPANY FOR THE
FISCAL YEAR ENDING JANUARY 31, 2010.
03 TO AMEND THE SIXTH ARTICLE OF THE For For Management
COMPANY'S CERTIFICATE OF INCORPORATION
TO ALLOW HOLDERS OF AT LEAST 25% OF
SHARES OF THE COMPANY'S OUTSTANDING
COMMON STOCK TO CALL A SPECIAL MEETING
OF SHAREHOLDERS.
04 SHAREHOLDER PROPOSAL REGARDING Against Against Shareholder
CUMULATIVE VOTING.
05 SHAREHOLDER PROPOSAL REGARDING SPECIAL Against Against Shareholder
SHAREHOLDER MEETINGS.
06 SHAREHOLDER PROPOSAL REGARDING Against Against Shareholder
EMPLOYMENT DIVERSITY REPORT.
07 SHAREHOLDER PROPOSAL REGARDING Against Against Shareholder
EXECUTIVE OFFICER COMPENSATION.
08 SHAREHOLDER PROPOSAL REGARDING ENERGY Against Against Shareholder
USAGE.
--------------------------------------------------------------------------------
TRANSOCEAN INC
Ticker: RIG Security ID: G90073100
Meeting Date: DEC 8, 2008 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
01 APPROVAL OF THE MERGER TRANSACTION TO For For Management
BE EFFECTED BY THE SCHEMES OF
ARRANGEMENT, ATTACHED TO THE
ACCOMPANYING PROXY STATEMENT AS ANNEX
B.
02 APPROVAL OF THE MOTION TO ADJOURN THE For For Management
MEETING TO A LATER DATE TO SOLICIT
ADDITIONAL PROXIES IF THERE ARE
INSUFFICIENT VOTES AT THE TIME OF THE
MEETING TO APPROVE THE MERGER
TRANSACTION.
--------------------------------------------------------------------------------
TRANSOCEAN, LTD.
Ticker: RIG Security ID: H8817H100
Meeting Date: MAY 15, 2009 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
01 APPROVAL OF THE 2008 ANNUAL REPORT, THE For For Management
CONSOLIDATED FINANCIAL STATEMENTS OF
TRANSOCEAN LTD. FOR FISCAL YEAR 2008
AND THE STATUTORY FINANCIAL STATEMENTS
OF TRANSOCEAN LTD.
02 DISCHARGE OF THE MEMBERS OF THE BOARD For For Management
OF DIRECTORS AND THE EXECUTIVE OFFICERS
FOR FISCAL YEAR 2008
03 APPROPRIATION OF THE AVAILABLE RETAINED For For Management
EARNINGS WITHOUT PAYMENT OF A DIVIDEND
TO SHAREHOLDERS FOR FISCAL YEAR 2008
AND RELEASE OF CHF 3.5 BILLION OF LEGAL
RESERVES TO OTHER RESERVES.
04 AUTHORIZATION OF A SHARE REPURCHASE For For Management
PROGRAM
05 APPROVAL OF THE LONG-TERM INCENTIVE For For Management
PLAN OF TRANSOCEAN LTD. IN THE FORM AS
AMENDED AND RESTATED EFFECTIVE AS OF
2/12/09
6A REELECTION OF CLASS I DIRECTOR FOR A For For Management
THREE YEAR TERM: W. RICHARD ANDERSON
6B REELECTION OF CLASS I DIRECTOR FOR A For For Management
THREE YEAR TERM: RICHARD L. GEORGE
6C REELECTION OF CLASS I DIRECTOR FOR A For For Management
THREE YEAR TERM: ROBERT L. LONG
6D REELECTION OF CLASS I DIRECTOR FOR A For For Management
THREE YEAR TERM: EDWARD R. MULLER
6E REELECTION OF CLASS III DIRECTOR FOR A For For Management
TWO-YEAR TERM: VICTOR E. GRIJALVA
07 APPOINTMENT OF ERNST & YOUNG LLP AS For For Management
TRANSOCEAN LTD.'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
FISCAL YEAR 2009 AND REELECTION OF
ERNST & YOUNG LTD., ZURICH, AS
TRANSOCEAN LTD.'S AUDITOR PURSUANT TO
THE SWISS CODE OF OBLIGATIONS FOR A
FURTHER O
--------------------------------------------------------------------------------
UNIT CORPORATION
Ticker: UNT Security ID: 909218109
Meeting Date: MAY 6, 2009 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
01.1 DIRECTOR - JOHN G. NIKKEL For For Management
01.2 DIRECTOR - ROBERT J. SULLIVAN JR. For For Management
01.3 DIRECTOR - GARY R. CHRISTOPHER For For Management
02 TO RATIFY THE SELECTION OF For For Management
PRICEWATERHOUSECOOPERS LLP AS THE
COMPANY'S INDEPENDENT PUBLIC ACCOUNTING
FIRM FOR THE YEAR 2009.
--------------------------------------------------------------------------------
UNITED PARCEL SERVICE, INC.
Ticker: UPS Security ID: 911312106
Meeting Date: MAY 7, 2009 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
01.1 DIRECTOR - F. DUANE ACKERMAN For For Management
01.2 DIRECTOR - MICHAEL J. BURNS For For Management
01.3 DIRECTOR - D. SCOTT DAVIS For For Management
01.4 DIRECTOR - STUART E. EIZENSTAT For For Management
01.5 DIRECTOR - MICHAEL L. ESKEW For For Management
01.6 DIRECTOR - WILLIAM R. JOHNSON For For Management
01.7 DIRECTOR - ANN M. LIVERMORE For For Management
01.8 DIRECTOR - RUDY MARKHAM For For Management
01.9 DIRECTOR - JOHN W. THOMPSON For For Management
01.10 DIRECTOR - CAROL B. TOME For For Management
02 RATIFICATION OF THE APPOINTMENT OF For For Management
DELOITTE & TOUCHE LLP AS UPS'S
INDEPENDENT REGISTERED PUBLIC
ACCOUNTANTS FOR THE YEAR ENDING
DECEMBER 31, 2009.
03 APPROVAL OF THE UNITED PARCEL SERVICE, For For Management
INC. 2009 OMNIBUS INCENTIVE
COMPENSATION PLAN.
--------------------------------------------------------------------------------
UNITEDHEALTH GROUP INCORPORATED
Ticker: UNH Security ID: 91324P102
Meeting Date: JUN 2, 2009 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1A ELECTION OF DIRECTOR: WILLIAM C. For For Management
BALLARD, JR.
1B ELECTION OF DIRECTOR: RICHARD T. BURKE For For Management
1C ELECTION OF DIRECTOR: ROBERT J. For For Management
DARRETTA
1D ELECTION OF DIRECTOR: STEPHEN J. For For Management
HEMSLEY
1E ELECTION OF DIRECTOR: MICHELE J. HOOPER For For Management
1F ELECTION OF DIRECTOR: DOUGLAS W. For For Management
LEATHERDALE
1G ELECTION OF DIRECTOR: GLENN M. RENWICK For For Management
1H ELECTION OF DIRECTOR: KENNETH I. SHINE, For For Management
M.D.
1I ELECTION OF DIRECTOR: GAIL R. WILENSKY, For For Management
PH.D.
02 RATIFICATION OF THE APPOINTMENT OF For For Management
DELOITTE & TOUCHE LLP AS THE
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE COMPANY FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2009.
03 SHAREHOLDER PROPOSAL CONCERNING Against Against Shareholder
ADVISORY VOTE ON EXECUTIVE
COMPENSATION.
--------------------------------------------------------------------------------
VALERO ENERGY CORPORATION
Ticker: VLO Security ID: 91913Y100
Meeting Date: APR 30, 2009 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1A ELECTION OF DIRECTOR: JERRY D. CHOATE For For Management
1B ELECTION OF DIRECTOR: WILLIAM R. KLESSE For For Management
1C ELECTION OF DIRECTOR: DONALD L. NICKLES For For Management
1D ELECTION OF DIRECTOR: SUSAN KAUFMAN For For Management
PURCELL
02 RATIFY THE APPOINTMENT OF KPMG LLP AS For For Management
VALERO'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2009.
03 VOTE ON A STOCKHOLDER PROPOSAL Against Against Shareholder
ENTITLED, "SAY-ON- PAY."
04 VOTE ON A STOCKHOLDER PROPOSAL Against Against Shareholder
ENTITLED, "STOCK RETENTION BY
EXECUTIVES."
05 VOTE ON A STOCKHOLDER PROPOSAL Against Against Shareholder
ENTITLED, "COMPENSATION CONSULTANT
DISCLOSURES."
06 VOTE ON A STOCKHOLDER PROPOSAL Against Against Shareholder
ENTITLED, "DISCLOSURE OF POLITICAL
CONTRIBUTIONS/TRADE ASSOCIATIONS."
--------------------------------------------------------------------------------
VARIAN MEDICAL SYSTEMS, INC.
Ticker: VAR Security ID: 92220P105
Meeting Date: FEB 12, 2009 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
01.1 DIRECTOR - TIMOTHY E. GUERTIN* For For Management
01.2 DIRECTOR - DAVID W. MARTIN, JR MD* For For Management
01.3 DIRECTOR - R. NAUMANN-ETIENNE* For For Management
01.4 DIRECTOR - V. THYAGARAJAN** For For Management
02 TO APPROVE AN AMENDMENT TO THE SECOND For For Management
AMENDED AND RESTATED VARIAN MEDICAL
SYSTEMS, INC. 2005 OMNIBUS STOCK PLAN
TO INCREASE THE NUMBER OF SHARES
AVAILABLE FOR AWARDS THEREUNDER.
03 TO APPROVE THE VARIAN MEDICAL SYSTEMS, For For Management
INC. MANAGEMENT INCENTIVE PLAN.
04 TO RATIFY THE APPOINTMENT OF For For Management
PRICEWATERHOUSECOOPERS LLP AS VARIAN
MEDICAL SYSTEMS, INC.'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
FISCAL YEAR 2009.
--------------------------------------------------------------------------------
WATERS CORPORATION
Ticker: WAT Security ID: 941848103
Meeting Date: MAY 12, 2009 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1.1 DIRECTOR - JOSHUA BEKENSTEIN For For Management
1.2 DIRECTOR - MICHAEL J. BERENDT, PHD For For Management
1.3 DIRECTOR - DOUGLAS A. BERTHIAUME For For Management
1.4 DIRECTOR - EDWARD CONARD For For Management
1.5 DIRECTOR - LAURIE H. GLIMCHER, M.D For For Management
1.6 DIRECTOR - CHRISTOPHER A. KUEBLER For For Management
1.7 DIRECTOR - WILLIAM J. MILLER For For Management
1.8 DIRECTOR - JOANN A. REED For For Management
1.9 DIRECTOR - THOMAS P. SALICE For For Management
2 TO APPROVE THE COMPANY'S 2009 EMPLOYEE For For Management
STOCK PURCHASE PLAN
3 TO APPROVE THE COMPANY'S MANAGEMENT For For Management
INCENTIVE PLAN
4 TO RATIFY THE SELECTION OF For For Management
PRICEWATERHOUSECOOPERS LLP AS THE
COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2009
--------------------------------------------------------------------------------
WELLS FARGO & COMPANY
Ticker: WFC Security ID: 949746101
Meeting Date: APR 28, 2009 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1A ELECTION OF DIRECTOR: JOHN D. BAKER II For Against Management
1B ELECTION OF DIRECTOR: JOHN S. CHEN For For Management
1C ELECTION OF DIRECTOR: LLOYD H. DEAN For For Management
1D ELECTION OF DIRECTOR: SUSAN E. ENGEL For For Management
1E ELECTION OF DIRECTOR: ENRIQUE For For Management
HERNANDEZ, JR.
1F ELECTION OF DIRECTOR: DONALD M. JAMES For Against Management
1G ELECTION OF DIRECTOR: ROBERT L. JOSS For For Management
1H ELECTION OF DIRECTOR: RICHARD M. For For Management
KOVACEVICH
1I ELECTION OF DIRECTOR: RICHARD D. For For Management
MCCORMICK
1J ELECTION OF DIRECTOR: MACKEY J. For Against Management
MCDONALD
1K ELECTION OF DIRECTOR: CYNTHIA H. For Against Management
MILLIGAN
1L ELECTION OF DIRECTOR: NICHOLAS G. MOORE For For Management
1M ELECTION OF DIRECTOR: PHILIP J. QUIGLEY For Against Management
1N ELECTION OF DIRECTOR: DONALD B. RICE For Against Management
1O ELECTION OF DIRECTOR: JUDITH M. RUNSTAD For For Management
1P ELECTION OF DIRECTOR: STEPHEN W. SANGER For For Management
1Q ELECTION OF DIRECTOR: ROBERT K. STEEL For For Management
1R ELECTION OF DIRECTOR: JOHN G. STUMPF For For Management
1S ELECTION OF DIRECTOR: SUSAN G. SWENSON For For Management
02 PROPOSAL TO APPROVE A NON-BINDING For For Management
ADVISORY RESOLUTION REGARDING THE
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVES.
03 PROPOSAL TO RATIFY APPOINTMENT OF KPMG For For Management
LLP AS INDEPENDENT AUDITORS FOR 2009.
04 PROPOSAL TO APPROVE AN AMENDMENT TO THE For Against Management
COMPANY'S LONG-TERM INCENTIVE
COMPENSATION PLAN.
05 STOCKHOLDER PROPOSAL REGARDING A Against For Shareholder
BY-LAWS AMENDMENT TO REQUIRE AN
INDEPENDENT CHAIRMAN.
06 STOCKHOLDER PROPOSAL REGARDING A REPORT Against For Shareholder
ON POLITICAL CONTRIBUTIONS.
--------------------------------------------------------------------------------
WILLIAMS-SONOMA, INC.
Ticker: WSM Security ID: 969904101
Meeting Date: MAY 22, 2009 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1.1 DIRECTOR - W. HOWARD LESTER For For Management
1.2 DIRECTOR - ADRIAN D.P. BELLAMY For For Management
1.3 DIRECTOR - PATRICK J. CONNOLLY For For Management
1.4 DIRECTOR - ADRIAN T. DILLON For For Management
1.5 DIRECTOR - ANTHONY A. GREENER For For Management
1.6 DIRECTOR - TED W. HALL For For Management
1.7 DIRECTOR - MICHAEL R. LYNCH For For Management
1.8 DIRECTOR - RICHARD T. ROBERTSON For For Management
1.9 DIRECTOR - DAVID B. ZENOFF For For Management
2 RATIFICATION OF SELECTION OF For For Management
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING JANUARY 31, 2010.
3 A SHAREHOLDER PROPOSAL RECOMMENDING Against Against Shareholder
THAT THE BOARD ADOPT A POLICY TO
APPOINT, WHENEVER POSSIBLE, AN
INDEPENDENT DIRECTOR WHO HAS NOT
PREVIOUSLY SERVED AS ONE OF OUR
EXECUTIVE OFFICERS TO SERVE AS
CHAIRMAN.
--------------------------------------------------------------------------------
XTO ENERGY INC.
Ticker: XTO Security ID: 98385X106
Meeting Date: MAY 19, 2009 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
01 APPROVAL OF AMENDMENT TO BYLAWS TO For For Management
PROVIDE FOR THE ANNUAL ELECTION OF ALL
DIRECTORS.
2A ELECTION OF PHILLIP R. KEVIL CLASS B For For Management
DIRECTOR (2-YEAR TERM) OR, IF ITEM 1 IS
NOT APPROVED, CLASS I DIRECTOR (3-YEAR
TERM).
2B ELECTION OF HERBERT D. SIMONS CLASS B For For Management
DIRECTOR (2- YEAR TERM) OR, IF ITEM 1
IS NOT APPROVED, CLASS I DIRECTOR
(3-YEAR TERM).
2C ELECTION OF VAUGHN O. VENNERBERG II For For Management
CLASS B DIRECTOR (2-YEAR TERM) OR, IF
ITEM 1 IS NOT APPROVED, CLASS I
DIRECTOR (3-YEAR TERM).
03 APPROVAL OF THE 2009 EXECUTIVE For For Management
INCENTIVE COMPENSATION PLAN.
04 RATIFICATION OF THE APPOINTMENT OF KPMG For For Management
LLP AS THE COMPANY'S INDEPENDENT
AUDITOR FOR 2009.
05 STOCKHOLDER PROPOSAL CONCERNING A Against Against Shareholder
STOCKHOLDER ADVISORY VOTE ON EXECUTIVE
COMPENSATION IF PROPERLY PRESENTED.
06 STOCKHOLDER PROPOSAL CONCERNING Against Against Shareholder
STOCKHOLDER APPROVAL OF EXECUTIVE
BENEFITS PAYABLE UPON DEATH IF PROPERLY
PRESENTED.
--------------------------------------------------------------------------------
YAHOO! INC.
Ticker: YHOO Security ID: 984332106
Meeting Date: AUG 1, 2008 Meeting Type: Contested-Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
01.1 DIRECTORS - LUCIAN A. BEBCHUK Unknown For Management
01.2 DIRECTORS - FRANK J. BIONDI, JR. Unknown For Management
01.3 DIRECTORS - JOHN H. CHAPPLE Unknown For Management
01.4 DIRECTORS - MARK CUBAN Unknown For Management
01.5 DIRECTORS - ADAM DELL Unknown For Management
01.6 DIRECTORS - CARL C. ICAHN Unknown For Management
01.7 DIRECTORS - KEITH A. MEISTER Unknown For Management
01.8 DIRECTORS - EDWARD H. MEYER Unknown For Management
01.9 DIRECTORS - BRIAN S. POSNER Unknown For Management
02 RATIFICATION OF APPOINTMENT OF Unknown For Management
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM.
03 STOCKHOLDER PROPOSAL REGARDING PAY-FOR- Unknown For Shareholder
SUPERIOR-PERFORMANCE.
04 STOCKHOLDER PROPOSAL REGARDING INTERNET Unknown Against Shareholder
CENSORSHIP.
05 STOCKHOLDER PROPOSAL REGARDING BOARD Unknown Against Shareholder
COMMITTEE ON HUMAN RIGHTS.
--------------------------------------------------------------------------------
YAHOO! INC.
Ticker: YHOO Security ID: 984332106
Meeting Date: AUG 1, 2008 Meeting Type: Contested-Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
01.1 DIRECTOR - ROY J. BOSTOCK For Did Not Vote Management
01.2 DIRECTOR - RONALD W. BURKLE For Did Not Vote Management
01.3 DIRECTOR - ERIC HIPPEAU For Did Not Vote Management
01.4 DIRECTOR - VYOMESH JOSHI For Did Not Vote Management
01.5 DIRECTOR - ARTHUR H. KERN For Did Not Vote Management
01.6 DIRECTOR - ROBERT A. KOTICK For Did Not Vote Management
01.7 DIRECTOR - MARY AGNES WILDEROTTER For Did Not Vote Management
01.8 DIRECTOR - GARY L. WILSON For Did Not Vote Management
01.9 DIRECTOR - JERRY YANG For Did Not Vote Management
02 RATIFICATION OF APPOINTMENT OF For Did Not Vote Management
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM.
03 STOCKHOLDER PROPOSAL REGARDING PAY-FOR- Against Did Not Vote Shareholder
SUPERIOR-PERFORMANCE.
04 STOCKHOLDER PROPOSAL REGARDING INTERNET Against Did Not Vote Shareholder
CENSORSHIP.
05 STOCKHOLDER PROPOSAL REGARDING BOARD Against Did Not Vote Shareholder
COMMITTEE ON HUMAN RIGHTS.
--------------------------------------------------------------------------------
YAHOO! INC.
Ticker: YHOO Security ID: 984332106
Meeting Date: JUN 25, 2009 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1A ELECTION OF DIRECTOR: CAROL BARTZ For For Management
1B ELECTION OF DIRECTOR: FRANK J. BIONDI, For For Management
JR.
1C ELECTION OF DIRECTOR: ROY J. BOSTOCK For For Management
1D ELECTION OF DIRECTOR: RONALD W. BURKLE For For Management
1E ELECTION OF DIRECTOR: JOHN H. CHAPPLE For For Management
1F ELECTION OF DIRECTOR: ERIC HIPPEAU For For Management
1G ELECTION OF DIRECTOR: CARL C. ICAHN For For Management
1H ELECTION OF DIRECTOR: VYOMESH JOSHI For For Management
1I ELECTION OF DIRECTOR: ARTHUR H. KERN For For Management
1J ELECTION OF DIRECTOR: MARY AGNES For For Management
WILDEROTTER
1K ELECTION OF DIRECTOR: GARY L. WILSON For For Management
1L ELECTION OF DIRECTOR: JERRY YANG For For Management
02 AMENDMENTS TO THE COMPANY'S AMENDED AND For For Management
RESTATED 1995 STOCK PLAN.
03 AMENDMENTS TO THE COMPANY'S AMENDED AND For For Management
RESTATED 1996 EMPLOYEE STOCK PURCHASE
PLAN.
04 RATIFICATION OF THE APPOINTMENT OF For For Management
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM.
05 STOCKHOLDER PROPOSAL REGARDING Against Against Shareholder
EXECUTIVE COMPENSATION ADVISORY VOTE,
IF PROPERLY PRESENTED AT THE ANNUAL
MEETING.
--------------------------------------------------------------------------------
ZEBRA TECHNOLOGIES CORPORATION
Ticker: ZBRA Security ID: 989207105
Meeting Date: MAY 21, 2009 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
01.1 DIRECTOR - RICHARD L. KEYSER For For Management
01.2 DIRECTOR - ROSS W. MANIRE For For Management
01.3 DIRECTOR - DR. ROBERT J. POTTER For For Management
02 PROPOSAL TO RATIFY ERNST & YOUNG LLP AS For For Management
INDEPENDENT AUDITORS
--------------------------------------------------------------------------------
ZIMMER HOLDINGS, INC.
Ticker: ZMH Security ID: 98956P102
Meeting Date: MAY 4, 2009 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1A ELECTION OF DIRECTOR: BETSY J. BERNARD For For Management
1B ELECTION OF DIRECTOR: MARC N. CASPER For For Management
1C ELECTION OF DIRECTOR: DAVID C. DVORAK For For Management
1D ELECTION OF DIRECTOR: ROBERT A. For For Management
HAGEMANN
1E ELECTION OF DIRECTOR: ARTHUR J. HIGGINS For For Management
1F ELECTION OF DIRECTOR: CECIL B. PICKETT, For For Management
PH.D.
1G ELECTION OF DIRECTOR: AUGUSTUS A. For For Management
WHITE, III, M.D., PH.D.
02 RATIFICATION OF APPOINTMENT OF For For Management
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM
03 APPROVAL OF THE 2009 STOCK INCENTIVE For For Management
PLAN
04 APPROVAL OF AN EXTENSION OF THE STOCK For For Management
PLAN FOR NON-EMPLOYEE DIRECTORS
05 APPROVAL OF AN EXTENSION OF THE For For Management
RESTATED DEFERRED COMPENSATION PLAN FOR
NON-EMPLOYEE DIRECTORS
========== END NPX REPORT
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
Madison/Claymore Covered Call & Equity Strategy Fund
----------------------------------------------------
By: /s/ J. Thomas Futrell
--------------------------------------------
Name: J. Thomas Futrell
Title: Chief Executive Officer
Date: August 17, 2009