UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 _____________________________________ FORM S-8 REGISTRATION STATEMENT Under THE SECURITIES ACT OF 1933 _____________________________________ | |
MGIC INVESTMENT CORPORATION (Exact name of registrant as specified in its charter) | |
Wisconsin (State or other jurisdiction of incorporation or organization) | 39-1486475 (I.R.S. Employer Identification No.) |
250 East Kilbourn Avenue Milwaukee, Wisconsin 53202 (Address, including zip code, of registrant’s principal executive offices) _____________________________________ | |
MGIC Investment Corporation 2015 Omnibus Incentive Plan (Full title of the plan) | |
Jeffrey H. Lane Executive Vice President, General Counsel and Secretary MGIC Investment Corporation 250 East Kilbourn Avenue Milwaukee, Wisconsin 53202 (414) 347-6480 (Name, address, and telephone number, including area code, of agent for service) |
Large accelerated filer þ | Accelerated filer o |
Non-accelerated filer o (Do not check if a smaller reporting company) | Smaller reporting company o |
Title of Securities to be Registered | Amount to be Registered | Proposed Maximum Offering Price Per Share | Proposed Maximum Aggregate Offering Price | Amount of Registration Fee |
Common Stock, $1.00 par value | 10,000,000 | $9.43 (1) | $94,300,000 (1) | $9,496.01 |
Common Share Purchase Rights | 10,000,000 | (2) | (2) | (2) |
(1) | Estimated pursuant to Rule 457(c) and (h) under the Securities Act of 1933, as amended, solely for the purpose of calculating the registration fee based on the average of the high and low prices of the Common Stock as reported by The New York Stock Exchange on November 4, 2015. |
(2) | The value attributable to the Common Share Purchase Rights is reflected in the market price of the Common Stock to which the Rights are attached. |
(a) | The undersigned registrant hereby undertakes: |
(1) | To file, during any period in which offers or sales are being made, a post-effective amendment to this registration statement: |
(i) | To include any prospectus required by Section 10(a)(3) of the Securities Act of 1933; |
(ii) | To reflect in the prospectus any facts or events arising after the effective date of the registration statement (or the most recent post-effective amendment thereof) which, individually or in the aggregate, represent a fundamental change in the information set forth in the registration statement; and |
(iii) | To include any material information with respect to the plan of distribution not previously disclosed in the registration statement or any material change to such information in the registration statement; provided, however, that paragraphs (a)(1)(i) and (a)(1)(ii) do not apply if the information required to be included in a post-effective amendment by those paragraphs is |
(2) | That, for the purpose of determining any liability under the Securities Act of 1933, each such post-effective amendment shall be deemed to be a new registration statement relating to the securities offered therein, and the offering of such securities at that time shall be deemed to be the initial bona fide offering thereof. |
(3) | To remove from registration by means of a post-effective amendment any of the securities being registered which remain unsold at the termination of the offering. |
(b) | The undersigned registrant hereby undertakes that, for purposes of determining any liability under the Securities Act of 1933, each filing of the registrant’s annual report pursuant to Section 13(a) or Section 15(d) of the Securities Exchange Act of 1934 that is incorporated by reference in the registration statement shall be deemed to be a new registration statement relating to the securities offered therein, and the offering of such securities at that time shall be deemed to be the initial bona fide offering thereof. |
(c) | Insofar as indemnification for liabilities arising under the Securities Act of 1933 may be permitted to directors, officers and controlling persons of the registrant pursuant to the foregoing provisions, or otherwise, the registrant has been advised that in the opinion of the Securities and Exchange Commission such indemnification is against public policy as expressed in the Act and is, therefore, unenforceable. In the event that a claim for indemnification against such liabilities (other than the payment by the registrant of expenses incurred or paid by a director, officer or controlling person of the registrant in the successful defense of any action, suit or proceeding) is asserted by such director, officer or controlling person in connection with the securities being registered, the registrant will, unless in the opinion of its counsel the matter has been settled by controlling precedent, submit to a court of appropriate jurisdiction the question whether such indemnification by it is against public policy as expressed in the Act and will be governed by the final adjudication of such issue. |
MGIC INVESTMENT CORPORATION | ||
By: | /s/ Timothy J. Mattke | |
Timothy J. Mattke | ||
Executive Vice President and Chief Financial Officer |
Signature | Title | |
/s/ Patrick Sinks | ||
Patrick Sinks | President, Chief Executive Officer and Director (Principal Executive Officer) | |
/s/ Timothy J. Mattke | ||
Timothy J. Mattke | Executive Vice President and Chief Financial Officer (Principal Financial Officer) | |
/s/ Julie K. Sperber | ||
Julie K. Sperber | Vice President, Controller and Chief Accounting Officer (Principal Accounting Officer) | |
* | ||
Curt S. Culver | Director, Chairman of the Board | |
* | ||
Daniel A. Arrigoni | Director | |
* | ||
Cassandra C. Carr | Director | |
* | ||
C. Edward Chaplin | Director | |
* | ||
Timothy A. Holt | Director | |
* | ||
Kenneth M. Jastrow, II | Director | |
* | ||
Michael E. Lehman | Director | |
* | ||
Donald T. Nicolaisen | Director | |
* | ||
Gary A. Poliner | Director | |
* | ||
Mark M. Zandi | Director |
* By: | /s/ Timothy J. Mattke |
Timothy J. Mattke | |
Attorney-in-Fact |
(4.1) | Articles of Incorporation, as amended, [Incorporated by reference to Exhibit 3.1 to the Company’s Quarterly Report on Form 10-Q, filed on August 8, 2013] | |
(4.2) | Amended and Restated Bylaws, as amended, [Incorporated by reference to Exhibit 3.2 to the Company’s Current Report on Form 8-K, filed on July 25, 2014] | |
(4.3) | MGIC Investment Corporation 2015 Omnibus Incentive Plan, [Incorporated by reference to Appendix A to the Company’s Proxy Statement dated March 24, 2015 in connection with its Annual Meeting of Shareholders held on April 23, 2015 (File No. 1-10816)] | |
(4.4) | Amended and Restated Rights Agreement, dated as of July 23, 2015, between MGIC Investment Corporation and Wells Fargo Bank, National Association [Incorporated by reference to Exhibit 4.1 to the Company’s Form 8-A/A filed on July 24, 2015 (File No. 1-10816)] | |
(5) | Opinion of Jeffrey H. Lane | |
(23.1) | Consent of PricewaterhouseCoopers LLP | |
(23.2) | Consent of Jeffrey H. Lane (contained in Exhibit 5 hereto) | |
(24) | Powers of Attorney relating to this filing and any subsequent amendments |