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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Stock Options (right to buy) | $ 66.62 | 03/10/2014 | M | 644 | (3) | 03/02/2022 | Common Stock | 644 | $ 0 | 967 | D | ||||
Stock Options (right to buy) | $ 63.72 | 03/10/2014 | M | 644 | (3) | 03/02/2022 | Common Stock | 644 | $ 0 | 967 | D | ||||
Stock Options (right to buy) | $ 62.43 | 03/10/2014 | M | 644 | (3) | 03/02/2022 | Common Stock | 644 | $ 0 | 967 | D | ||||
Stock Options (right to buy) | $ 72.42 | 03/10/2014 | M | 644 | (3) | 03/02/2022 | Common Stock | 644 | $ 0 | 967 | D | ||||
Stock Options (right to buy) | $ 64.22 | 03/10/2014 | M | 645 | (4) | 03/04/2021 | Common Stock | 645 | $ 0 | 1,289 | D | ||||
Stock Options (right to buy) | $ 62.01 | 03/10/2014 | M | 645 | (4) | 03/04/2021 | Common Stock | 645 | $ 0 | 1,289 | D | ||||
Stock Options (right to buy) | $ 71.35 | 03/10/2014 | M | 1,933 | (4) | 03/04/2021 | Common Stock | 1,933 | $ 0 | 1,289 | D | ||||
Stock Options (right to buy) | $ 72.45 | 03/10/2014 | M | 1,933 | (4) | 03/04/2021 | Common Stock | 1,933 | $ 0 | 1,289 | D | ||||
Stock Options (right to buy) | $ 71.62 | 03/10/2014 | M | 2,577 | (5) | 03/04/2020 | Common Stock | 2,577 | $ 0 | 645 | D | ||||
Stock Options (right to buy) | $ 47.34 | 03/10/2014 | M | 644 | (5) | 03/04/2020 | Common Stock | 644 | $ 0 | 644 | D | ||||
Stock Options (right to buy) | $ 37.18 | 03/10/2014 | M | 644 | (5) | 03/04/2020 | Common Stock | 644 | $ 0 | 644 | D | ||||
Stock Options (right to buy) | $ 46.19 | 03/10/2014 | M | 644 | (5) | 03/04/2020 | Common Stock | 644 | $ 0 | 644 | D | ||||
Stock Options (right to buy) | $ 42.4 | 03/10/2014 | M | 596 | (6) | 03/04/2019 | Common Stock | 596 | $ 0 | 0 | D | ||||
Stock Options (right to buy) | $ 43.09 | 03/10/2014 | M | 596 | (6) | 03/04/2019 | Common Stock | 596 | $ 0 | 0 | D | ||||
Stock Options (right to buy) | $ 44.95 | 03/10/2014 | M | 596 | (6) | 03/04/2019 | Common Stock | 596 | $ 0 | 0 | D | ||||
Stock Options (right to buy) | $ 28.41 | 03/10/2014 | M | 596 | (6) | 03/04/2019 | Common Stock | 596 | $ 0 | 0 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Ryan Richard C/O SEACOR HOLDINGS INC. 2200 ELLER DRIVE FT. LAUDERDALE, FL 33316 |
SVP, Chief Financial Officer |
/s/ Richard J. Ryan | 03/12/2014 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Includes 295.8579 shares of common stock acquired through Issuer's 2009 Employee Stock Purchase Plan on February 28, 2014. The total number of shares purchased has been rounded to the nearest whole share. |
(2) | The price reported in Column 4 is a weighted average price. The Common Shares were sold in separate transactions on the same day at prices ranging from $88.24 to $89.085 per share. The Reporting Person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of Common Shares sold at each separate price within the range set forth in this footnote. |
(3) | This option is exercisable in five equal installments. The first two installments became exercisable on March 4, 2013 and March 4, 2014 and the next three installments become exercisable on March 4, 2015, March 4, 2016 and March 4, 2017. |
(4) | This option is exercisable in five equal installments. The first three installments became exercisable on March 4, 2012, March 4, 2013 and March 4, 2014 and the next two installments become exercisable on March 4, 2015 and March 4, 2016. |
(5) | This option is exercisable in five equal installments. The first four installments became exercisable on March 4, 2011, March 4, 2012, March 4, 2013 and March 4, 2014 and the final installment becomes exercisable on March 4, 2015. |
(6) | The option was exercisable in five equal annual installments beginning on March 4, 2010 and became fully exercisable on March 4, 2014. |