|
|
|
||||||
Delaware
|
|
58-1642740
|
||||||
(State of incorporation or organization)
|
|
(I.R.S. Employer
|
||||||
|
|
Identification No.)
|
||||||
|
|
|
||||||
11726 San Vicente Blvd, Suite 650,
|
|
|
||||||
Los Angeles, California
|
|
90049
|
||||||
(Address of principal executive offices)
|
|
(Zip Code)
|
||||||
|
|
|
|
|
|
|
||
If this form relates to the registration of a class of securities pursuant to Section 12(b) of the Exchange Act and is effective pursuant to General Instruction A.(c), check the following box.
|
|
☑
|
|
If this form relates to the registration of a class of securities pursuant to Section 12(g) of the Exchange Act and is effective pursuant to General Instruction A.(d), check the following box.
|
|
☐
|
|
|
|
Title of Each Class
|
|
Name of Each Exchange on Which
|
to be so Registered
|
|
Each Class is to be Registered
|
Series A Junior Participating Preferred Stock
Purchase Rights |
|
The NASDAQ Capital Market
|
Exhibit No.
|
Description
|
|
4.1
|
Shareholder Protection Rights Agreement, dated as of April 16, 1997, between Cytrx Corporation and American Stock Transfer & Trust Company (which includes as Exhibit A thereto the Form of Right Certificate) (incorporated by reference to Exhibit 99.1 to registrant's Current Report on Form 8‑K filed with the Securities and Exchange Commission on April 17, 1997)
|
|
4.2
|
Amendment No. 1 to Shareholder Protection Rights Agreement (incorporated by reference to Exhibit 4.2 to registrant's Annual Report on Form 10-K filed on April 1, 2002)
|
|
4.3
|
Amendment No. 2 to Shareholder Protection Rights Agreement (incorporated by reference Exhibit 4.3 to to registrant's Annual Report on Form 10‑K filed on April 2, 2007)
|
|
4.4
|
Amendment No. 3 to Shareholder Protection Rights Agreement (incorporated by reference to Exhibit 4.1 to registrant's Quarterly Report on Form 10-Q filed on November 9, 2016)
|
|
Company Name | |||
Date: March 7, 2017
|
By:
|
/s/ STEVEN A. KRIEGSMAN | |
Name: Steven A. Kriegsman | |||
Title: Chairman and Chief Executive Officer | |||