UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Long-term Incentive Units | Â (1) | Â (1) | Common Stock | 5,913 (2) | $ (3) | D | Â |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Hollub Vicki A. OCCIDENTAL OIL AND GAS CORP. 10800 STOCKDALE HIGHWAY BAKERSFIELD, CA 93311 |
 |  |  Vice President |  |
/s/ Linda S. Peterson as Power of Attorney for Vicki A. Hollub | 07/14/2014 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | On July 2012, the reporting person was granted 5,913 long-term incentive units, vesting in three equal installments beginning on the first anniversary of the grant date. The award is payable 50% in stock and 50% in cash. |
(2) | These long-term incentive units were inadvertently omitted from the original Form 3 filed on October 11, 2013, and the amended Form 3 filed on July 11, 2014. |
(3) | The long-term incentive units are payable 50% in stock and 50% in cash. |