SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 8-K
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(d) of the
Securities Exchange Act of 1934
Date of report (Date of earliest event reported): August 14, 2002
NACCO INDUSTRIES, INC.
(Exact Name of Registrant as Specified in Charter)
Delaware 1-9172 34-1505819
(State or Other Jurisdiction (Commission (IRS Employer
of Incorporation) File Number) Identification No.)
5875 Landerbrook Drive
Mayfield Heights, Ohio 44124-4017
(Address of Principal Executive Offices) (Zip Code)
Registrant's telephone number, including area code: (440) 449-9600
Item 9. Regulation FD Disclosure
On August 14, 2002, pursuant to Securities and Exchange Commission Order
No. 4-460, each of Alfred M. Rankin, Jr., who as Chairman, President and Chief
Executive Officer of NACCO Industries, Inc., a Delaware corporation (the
"Company"), serves as the principal executive officer of the Company, and
Kenneth C. Schilling, who as Vice President and Controller of the Company serves
as the principal financial officer of the Company, stated and attested as
follows:
(1) To the best of my knowledge, based upon a review of the
covered reports of NACCO Industries, Inc., and, except as
corrected or supplemented in a subsequent covered report:
o no covered report contained an untrue
statement of a material fact as of the end of the
period covered by such report (or in the case of a
report on Form 8-K or definitive proxy materials, as
of the date on which it was filed); and
o no covered report omitted to state a
material fact necessary to make the statements in the
covered report, in light of the circumstances under
which they were made, not misleading as of the end of
the period covered by such report (or in the case of
a report on Form 8-K or definitive proxy materials,
as of the date on which it was filed).
(2) I have reviewed the contents of this statement with the Audit
Review Committee of NACCO Industries, Inc.
(3) In this statement under oath, each of the following, if filed
on or before the date of this statement, is a "covered
report":
o Annual Report on Form 10-K of NACCO Industries, Inc.,
for the year ended December 31, 2001, filed with the
Commission on March 26, 2002;
o all reports on Form 10-Q, all reports on Form 8-K and
all definitive proxy materials of NACCO Industries,
Inc. filed with the Commission subsequent to the
filing of the Form 10-K identified above; and
o any amendments to any of the foregoing.
On August 14, 2002, in connection with the filing of the Quarterly Report
on Form 10-Q of the Company for the quarterly period ended June 30, 2002 (the
"Report"), each of Alfred M. Rankin, Jr., who as Chairman, President and Chief
Executive Officer of the Company serves as the principal executive officer of
the Company, and Kenneth C. Schilling, who as Vice President and Controller of
the Company serves as the principal financial officer of the Company, certified,
pursuant to 18 U.S.C. ss. 1350, as adopted pursuant to ss. 906 of the
Sarbanes-Oxley Act of 2002, that, to such officer's knowledge:
(1) The Report fully complies with the requirements of Section
13(a) or 15(d) of the Securities Exchange Act of 1934; and
(2) The information contained in the Report fairly
presents, in all material respects, the financial condition
and results of operations of the Company as of the dates and
for the periods expressed in the Report.
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934,
the registrant has duly caused this report to be signed on its behalf by the
undersigned, hereunto duly authorized.
NACCO INDUSTRIES, Inc.
----------------------
(Registrant)
By: /s/ Charles A. Bittenbender
---------------------------
Name: Charles A. Bittenbender
Title: Vice President, General Counsel
and Secretary
Date: August 14, 2002