1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security |
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Options
(2)
|
Â
(3)
|
09/20/2017 |
Common Stock
|
2,500
|
$
28.73
|
D
|
Â
|
Options
(2)
|
Â
(4)
|
09/17/2019 |
Common Stock
|
3,400
|
$
28.96
|
D
|
Â
|
Options
(2)
|
Â
(5)
|
09/16/2020 |
Common Stock
|
2,600
|
$
47.33
|
D
|
Â
|
Options
(2)
|
Â
(6)
|
09/15/2021 |
Common Stock
|
5,475
|
$
46.94
|
D
|
Â
|
Stock Appreciation Right
(7)
|
Â
(8)
|
09/19/2018 |
Common Stock
|
4,500
|
$
19.24
|
D
|
Â
|
Restricted Stock Unit Award
(9)
|
Â
(10)
|
09/16/2016 |
Common Stock
|
1,562.797
|
$
0
|
D
|
Â
|
Restricted Stock Unit Award
(9)
|
Â
(11)
|
09/15/2017 |
Common Stock
|
2,971.251
|
$
0
|
D
|
Â
|
Restricted Stock Unit Award
(9)
|
Â
(12)
|
02/13/2018 |
Common Stock
|
2,150
|
$
0
|
D
|
Â
|
Restricted Stock Unit Award
(13)
|
Â
(14)
|
12/15/2015 |
Common Stock
|
2,546.928
|
$
0
|
D
|
Â
|
* |
If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** |
Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) |
Total includes 1,067 shares of Restricted Stock, subject to certain vesting and forfeiture provisions, and includes a total of 713.07 shares acquired under the Oshkosh Corporation Employee Stock Purchase Plan through 5/14/2015. |
(2) |
Option (right to buy) granted pursuant to the Company's Stock Plan. |
(3) |
Options vest in one-third (1/3) annual increments commencing on 09/20/2011. |
(4) |
Options vest in one-third (1/3) annual increments commencing on 9/17/2013. |
(5) |
Options vest in one-third (1/3) annual increments commencing on 9/16/2014. |
(6) |
Options vest in one-third (1/3) annual increments commencing on 9/15/2015. |
(7) |
Stock Appreciation Rights Award granted pursuant to the Company's Stock Plan. |
(8) |
Stock Appreciation Rights Award vests in one-third (1/3) annual increments commencing on 9/19/2012. |
(9) |
Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock. |
(10) |
Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 9/16/2014. |
(11) |
Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 9/15/2015. |
(12) |
Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 2/13/2016. |
(13) |
Each Restricted Stock Unit represents a contingent right to receive the cash equivalent of one share of OSK Common Stock. |
(14) |
Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 9/17/2013. |