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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Option (3) | $ 41.04 | 09/19/2005 | A | 141,500 | (4) | 10/19/2015 | Common Stock | 141,500 | $ 0 (3) | 141,500 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
BOHN ROBERT G C/O OSHKOSH TRUCK CORPORATION 2307 OREGON STREET OSHKOSH, WI 54902-7062 |
X | Chairman, CEO & President |
Robert G. Bohn | 09/21/2005 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | On August 26, 2005, Oshkosh Truck Corporation paid a two-for-one stock split of its common stock resulting in the reporting person's acquisition of additional shares of common stock. All price, share and option amounts reflected herein have been adjusted to reflect the split. The reporting person disclaims beneficial ownership of the reported shares. Such indirect ownership balance was inadvertently omitted from Forms 4 dated September 14, 2004, November 19, 2004, November 22, 2004, November 24, 2004 and September 15, 2005. Such Forms 4 are hereby accordingly amended to include such indirect ownership balance. |
(2) | Restricted Shares granted to Reporting Person on September 19, 2005, subject to certain vesting and forfeiture provisions. |
(3) | Option (right to buy) granted pursuant to the Company's Stock Plan. |
(4) | Options vest in one-third (1/3) annual increments commencing on 09/19/2006. |