File No. 30-150
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SECURITIES AND EXCHANGE COMMISSION
Washington, D.C.
FORM U5S
ANNUAL REPORT
For the year ended December 31, 2000
Filed Pursuant to the Public Utility Holding Company Act of 1935
by
AMERICAN ELECTRIC POWER COMPANY, INC.
1 Riverside Plaza, Columbus, Ohio 43215
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AMERICAN ELECTRIC POWER COMPANY, INC.
FORM U5S - ANNUAL REPORT
For the Year Ended December 31, 2000
TABLE OF CONTENTS
Page
ITEM 1. SYSTEM COMPANIES AND INVESTMENT THEREIN
AS OF DECEMBER 31, 2000 . . . . . . . . . . . . . . . . . . . . 1 - 13
ITEM 2. ACQUISITIONS OR SALES OF UTILITY ASSETS . . . . . . . . . . . . 14
ITEM 3. ISSUE, SALE, PLEDGE, GUARANTEE OR ASSUMPTION
OF SYSTEM SECURITIES. . . . . . . . . . . . . . . . . . . . . . 14 - 15
ITEM 4. ACQUISITION, REDEMPTION OR RETIREMENT OF
SYSTEM SECURITIES . . . . . . . . . . . . . . . . . . . . . . . 16 - 19
ITEM 5. INVESTMENTS IN SECURITIES OF NON-SYSTEM
COMPANIES . . . . . . . . . . . . . . . . . . . . . . . . . . . 20 - 23
ITEM 6. OFFICERS AND DIRECTORS
Part I. Names, principal business address and positions
held as of December 31, 2000 . . . . . . . . . . . . 24 - 43
Part II. Banking connections. . . . . . . . . . . . . . . . . 44
Part III. Compensation and other related information . . . . . 45 - 55
ITEM 7. CONTRIBUTIONS AND PUBLIC RELATIONS. . . . . . . . . . . . . . . 56
ITEM 8. SERVICE, SALES AND CONSTRUCTION CONTRACTS
Part I. Contracts for services or goods between system
companies . . . . . . . . . . . . . . . . . . . . . 57
Part II. Contracts to purchase services or goods between
any system company and any affiliate. . . . . . . . 58
Part III. Employment of any person by any system company
for the performance on a continuing basis of
management services . . . . . . . . . . . . . . . . 58
ITEM 9. WHOLESALE GENERATORS AND
FOREIGN UTILITY COMPANIES . . . . . . . . . . . . . . . . . . . 59 - 64
ITEM 10. FINANCIAL STATEMENTS AND EXHIBITS (Index) . . . . . . . . . . . 65
SIGNATURE. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 66
ITEM 1. SYSTEM COMPANIES AND INVESTMENT THEREIN AS OF DECEMBER 31, 2000.
Issuer Owner's
Number of Common Percent of Book Book
Name of Company Shares Owned Voting Power Value (P) Value (P)
(1) (2) (3) (4) (5)
--------------- ---------------- ------------ ------ -------
(in thousands)
American Electric Power Company, Inc. (AEP) None None None None
AEP Communications, Inc. (AEPC) 100 Shares 100 $ (12,090) $ (12,090)
---------- ----------
AEP Communications, LLC (AEPCLLC) Uncertificated 100 (14,669) (14,669)
---------- ----------
American Fiber Touch, LLC 48 (S) 6,937 6,937
---------- ----------
AEP Fiber Venture, LLC (AEPFIBER) Uncertificated 100 34,091 34,091
---------- ----------
America's Fiber Network, LLC 48 (R) 55,362 55,362
---------- ----------
Datapult, LLC Uncertificated 100 58 58
---------- ----------
Datapult Partnership (DATAPTR) Partnership 0.5 (Q) 59 58
---------- ----------
Datapult Limited Partnership Partnership 49.75 (Q) 5,774 3,412
---------- ----------
AEP Energy Services, Inc. (AEPES) 200 Shares 100 (3,743) (3,740)
---------- ----------
AEP Generating Company (AEGCo) 1,000 Shares 100 34,156 34,156
---------- ----------
AEP Investments, Inc. (AEPINV) 100 Shares 100 18,498 18,498
---------- ----------
AEP Power Marketing, Inc. 100 Shares 100 - -
---------- ----------
AEP Pro Serv, Inc. (AEPRO) (A) 110 Shares 100 (1,092) (1,092)
---------- ----------
AEP Retail Energy LLC (AEPRELL) Uncertificated 100 (113) (113)
---------- ----------
American Electric Power Service Corporation (AEPSC) 13,500 Shares 100 2,550 2,550
---------- ----------
AEP Resources, Inc. (AEPR) 100 Shares 100 210,007 210,989
---------- ----------
AEP Delaware Investment Company(AEPDI) Shares 100 1,355 1,353
---------- ----------
AEP Holdings I CV (AEPHLD) Partnership 1 1,317 1,284
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AEP Holdings II CV (AEPHLDII) Partnership 0.8 543 577
---------- ----------
AEP Energy Services Limited (AEPES-UK) .01 Shares 0.8 172 172
---------- ----------
AEP Energy Services Gmbh Uncertificated 0.8 - -
---------- ----------
AEP Energy Services (Switzerland) GmbH Uncertificated 0.8 - -
---------- ----------
AEP Funding Limited .01 Shares 0.8 - -
---------- ----------
AEPR Global Investments B.V. (AEPRGI) .3 Shares 0.8 - -
---------- ----------
Energia DeMexicali, S De R.L. Uncertificated - (B) - -
---------- ----------
AEPR Global Holland Holding B.V. (AEPRGHH) .3 Shares 0.8 - -
---------- ----------
AEPR Global Ventures B.V. (AEPRGV) .31 Shares 0.8 (2) (3)
---------- ----------
Energia DeMexicali, S De R.L. Uncertificated 0.8 (B) 2 2
---------- ----------
Australian Energy International Pty. Ltd. 1 Shares 0.1 (C) - -
---------- ----------
AEI (Loy Yang) Pty. Ltd. .40 Shares 0.8 - -
---------- ----------
Intergen Denmark, Aps Partnership .4 - 363
---------- ----------
Compresion Bajio S de R.L. de C.V. Shares .4 35 35
---------- -----------
Yorkshire Power Group Limited 440,001 Shares .1 (K) 770 721
---------- ----------
Yorkshire Cayman Holding Limited Shares .6 - -
---------- ----------
Yorkshire Holdings plc 300 Shares .6 - -
---------- ----------
Yorkshire Electricity Group plc 955,626 Shares .6 - -
---------- ----------
Yorkshire Power Finance Limited .1 Shares - -
---------- ----------
ITEM 1. (CONTINUED)
Yorkshire Power Finance Limited 6 Shares .2 - -
---------- ----------
AEP Delaware Investment Company II (AEPDII)(B) 1,000 Shares 100 75,476 75,482
---------- ----------
AEP Resources do Brasil Ltda .1 (T) - -
---------- ----------
AEP Holdings II CV (AEPHLDII) Partnership 15 10,175 10,200
---------- ----------
AEP Energy Services Limited (AEPES-UK) .15 Shares 15 3,215 3,206
---------- ----------
AEP Energy Services Gmbh Uncertificated 15 4 4
---------- ----------
AEP Energy Services (Switzerland) GmbH Uncertificated 15 2 2
---------- ----------
AEP Funding Limited 1 Shares 15 - -
---------- ----------
AEPR Global Investments B.V. (AEPRGI) 6 Shares 15 - -
---------- ----------
Energia DeMexicali, S De R.L. Uncertificated - (B) - -
---------- ----------
AEPR Global Holland Holding B.V. (AEPRGHH) 6 Shares 15 - -
---------- ----------
AEPR Global Ventures B.V. (AEPRGV) 6 Shares 15 (35) (38)
---------- ----------
Energia DeMexicali, S De R.L. de C.V. (ENERGIA) Uncertificated 15 (B) 35 35
---------- ----------
Australian Energy International Pty. Ltd. 15 Shares 2.4 (C) - -
---------- ----------
AEI (Loy Yang) Pty. Ltd. .15 Shares 15 - -
---------- ----------
Intergen Denmark, Aps Partnership 7.5 6,811 6,811
---------- ----------
Compresion Bajio S de R.L. de C.V. 7.5 650 650
---------- ----------
AEP Resources do Brasil ltda 99.9 (T) - -
---------- ----------
AEP Energy Management, L.L.C. Uncertificated 100 298 298
---------- ----------
AEP Holdings I CV (AEPHLD) Partnership 99 130,357 127,182
---------- ----------
AEP Holding II CV (AEPHLDII) Partnership 84.2 57,115 48,612
---------- ----------
AEP Energy Services Limited (AEPES-UK) .84 Shares 84.2 3,052 3,052
---------- ----------
AEP Energy Services Gmbh Uncertificated 84.2 23 22
---------- ----------
AEP Energy Services (Switzerland) Gmbh Uncertificated 84.2 10 10
---------- ----------
AEP Funding Limited .84 Shares 84.2 - -
---------- ----------
AEPR Global Investments B.V. (AEPRGI) 33.7 Shares 84.2 17 17
---------- ----------
Energia DeMexicali, S De R.L. Uncertificated - (B) - -
---------- ----------
AEPR Global Holland Holding B.V. (AEPRGHH) 33.7 Shares 84.2 (1) (1)
---------- ----------
AEPR Global Ventures B.V. (AEPRGV) 33.7 Shares 84.2 (196) (215)
---------- ----------
Energia DeMexicali, S De R.L. Uncertificated 84.2 (B) 199 199
---------- ----------
Australian Energy International Pty. Ltd. 84 Shares 13.5 (C) - -
---------- ----------
AEI (Loy Yang) Pty. Ltd. .84 Shares 84.2 - -
---------- ----------
Intergen Denmark, Aps Partnership 42.1 38,230 38,230
---------- ----------
Compresion Bajio S de R.L. de C.V. Shares 42.1 3,647 3,647
---------- ----------
Yorkshire Power Group Limited 43,560,000 Shares 9.9 (K) 76,230 71,371
---------- ----------
Yorkshire Cayman Holding Limited Shares 19.4 - -
---------- ----------
Yorkshire Holdings plc 9,700 Shares 19.4 - -
---------- ----------
Yorkshire Electricity Group plc 30,898,565 Shares 19.4 - -
---------- ----------
Yorkshire Power Finance Limited 3.9 Shares .4 - -
---------- ----------
ITEM 1. (CONTINUED)
Yorkshire Power Finance Limited 190 Shares 19.4 - -
---------- ----------
AEP Resources Australia Holdings Pty Ltd (AEHOL) 1 Shares 100 339,637 339,627
---------- ----------
AEP Resources CitiPower I Pty Ltd (AECP1) 1 Shares 100 77,704 77,704
---------- ----------
Australia's Energy Partnership (AEPNP) Partnership 99 (D) 998,305 998,305
---------- ----------
Marregon (No. 2) Pty Ltd (LDC1) 179,190,000 Shares 99 1,038 1,038
---------- ----------
CitiPower Pty (CTP) 4.95 Shares 99 5,051 5,051
---------- ----------
CitiPower Trust (TRUST) Uncertificated 99 973,916 973,916
---------- ----------
Marregon Pty Ltd (AEMAR) .99 Shares 99 - -
---------- ----------
AEP Resources CitiPower II Pty Ltd (AECP2) 1 Shares 100 1,767 1,767
---------- ----------
Australia's Energy Partnership (AEPNP) Partnership 1 (D) 10,084 10,084
---------- ----------
Marregon (No. 2) Pty Ltd (LDC1) 1,810,000 Shares 1 10 10
---------- ----------
CitiPower Pty (CTP) .05 Shares 1 51 51
---------- ----------
CitiPower Trust (TRUST) Uncertificated 1 9,838 9,838
---------- ----------
Marregon Pty Ltd (AEMAR) .01 Shares 1 - -
---------- ----------
AEP Resources Australia Pty., Ltd. (AEPRA) 3,753,752 Shares 100 17,169 17,169
---------- ----------
Pacific Hydro Limited 23,478,300 Shares 20 (E) 15,196 17,096
---------- ----------
AEP Resources Limited (AEPRL) 1 Shares 100 413 413
---------- ----------
AEP Resources Gas Holding Company (AEPRGH) 10 Shares 100 331,114 331,114
---------- ----------
AEP Energy Services Investments, Inc. (AEPRINV) 100 Shares 100 124,086 124,086
---------- ----------
LIG Pipeline Company (LIGPIPE) 100 Shares 100 124,049 124,049
---------- ----------
LIG, Inc. (LIGINC) 100 Shares 100 12,391 12,391
---------- ----------
Louisiana Intrastate Gas Company, L.L.C. (LIG) 100 Shares 10 (F) 12,404 12,404
---------- ----------
LIG Chemical Company (LIGCHEM) 100 Shares 10 (776) (776)
---------- ----------
LIG Liquids Company, L.L.C. (LIGLIQ) 10 Shares 1 (G) 145 145
---------- ----------
LIG Liquids Company, L.L.C. (LIGLIQ) 90 Shares 9 (G) 1,308 1,308
---------- ----------
Tuscaloosa Pipeline Company (TUSCALOOSA) 100 Shares 10 82 82
---------- ----------
Louisiana Intrastate Gas Company, L.L.C. (LIG) 900 Shares 90 (F) 111,638 111,638
---------- ----------
LIG Chemical Company (LIGCHEM) 900 Shares 90 (6,993) (6,993)
---------- ----------
LIG Liquids Company, L.L.C. (LIGLIQ) 90 Shares 9 (G) 1,308 1,308
---------- ----------
LIG Liquids Company, L.L.C. (LIGLIQ) 810 Shares 81 (G) 11,775 11,775
---------- ----------
Tuscaloosa Pipeline Company (TUSCALOOSA) 900 Shares 90 740 740
---------- ----------
AEP Energy Services Ventures, Inc. (VENTURES) 100 Shares 100 17,426 17,426
---------- ----------
Ventures Lease Co., LLC Shares 100 - -
---------- ----------
AEP Acquisition L.L.C. (AEPACQ) Uncertificated 50 (H) 12,876 12,876
---------- ----------
Jefferson Island Storage & Hub L.L.C. (JISH) 50 Shares 50 101,324 101,324
---------- ----------
AEP Energy Services Ventures II, Inc. (VENTURES II) 10 Shares 100 17,433 17,433
---------- ----------
AEP Acquisition L.L.C. (AEPACQ) Uncertificated 50 (H) 12,876 12,876
---------- ----------
Jefferson Island Storage & Hub L.L.C. (JISH) 50 Shares 50 101,324 101,324
---------- ----------
AEP Energy Services Ventures III, Inc. (VENTURES III) 10 Shares 100 155,803 155,803
---------- ----------
AEP Resources International, Ltd. (AEPRI) 2 Shares 100 37,712 37,721
---------- ----------
AEP Pushan Power, LDC (PUSHAN) 99 Shares 99 (I) 37,374 37,374
---------- ----------
Nanyang General Light Electric Co., Ltd. (NGLE) (I) 69.3 (J) 96,244 96,200
---------- ----------
AEP Resources Mauritius Company (MAURITIUS) 9,900 Shares 99 (I) (20) (20)
---------- ----------
AEP Resources Project Management Company, Ltd. (AEPRPM) 1 Shares 100 377 363
---------- ----------
AEP Pushan Power, LDC (PUSHAN) 1 Shares 1 (I) 377 377
---------- ----------
ITEM 1. (CONTINUED)
Nanyang General Light Electric Co., Ltd. (NGLE) (I) 0.7 (J) 972 971
---------- ----------
AEP Resources Mauritius Company (MAURITIUS) 100 Shares 1 (I) - -
---------- ----------
AEP Resource Services LLC Uncertificated 100 879 879
---------- ----------
Yorkshire Power Group Limited 176,000,000 Shares 40 (K) 308,000 268,943
---------- ----------
Yorkshire Cayman Holding Limited Shares 80 - -
---------- ----------
Yorkshire Holdings plc 50,000 Shares 80 - -
---------- ----------
Yorkshire Electricity Group plc 127,416,762 Shares 80 - -
---------- ----------
Yorkshire Power Finance Limited 16 Shares 1.6 (L) - -
---------- ----------
Yorkshire Power Finance Limited 784 Shares 78.4 (L) - -
---------- ----------
Total AEP Resources, Inc. 1,242,410 1,200,181
---------- ----------
Appalachian Power Company* (APCo) 13,499,500 Shares 98.7 1,096,259 1,117,298
---------- ----------
Cedar Coal Co. (CeCCo) 2,000 Shares 100 4,853 4,853
Central Appalachian Coal Company** (CACCo) 3,000 Shares 100 736 736
Central Coal Company** (CCCo) 1,500 Shares 50 (M) 604 604
Southern Appalachian Coal Company** (SACCo) 6,950 Shares 100 9,286 9,286
West Virginia Power Company** (WVPCo) 100 Shares 100 260 250
---------- ----------
Total Appalachian Power Company 15,739 15,729
---------- ----------
Columbus Southern Power Company (CSPCo)* 16,410,426 Shares 100 713,449 713,449
---------- ----------
Colomet, Inc.** (COLM) 1,500 Shares 100 2,374 2,374
Conesville Coal Preparation Company (CCPC) 100 Shares 100 1,530 1,530
Simco Inc.** (Simco) 90,000 Shares 100 372 372
Ohio Valley Electric Corporation (OVEC) 4,300 Shares 4.3 513 430
---------- ----------
Total Columbus Southern Power Company 4,789 4,706
---------- ----------
Franklin Real Estate Company (FRECo) 100 Shares 100 30 28
---------- ----------
Indiana Franklin Realty, Inc. (IFRI) 10 Shares 100 1 1
---------- ----------
Indiana Michigan Power Company* (I&M) 1,400,000 Shares 100 793,099 800,286
--------- ----------
Blackhawk Coal Company** (BHCCo) 39,521 Shares 100 55,965 55,965
Price River Coal Company** (PRCCo) 1,091 Shares 100 27 27
---------- ----------
Total Indiana Michigan Power Company 55,992 55,992
---------- ----------
Kentucky Power Company (KEPCo) 1,009,000 Shares 100 266,713 269,499
---------- ----------
Kingsport Power Company (KGPCo) 410,000 Shares 100 23,119 23,775
---------- ----------
ITEM 1. (CONTINUED)
Ohio Power Company* (OPCo) 27,952,473 Shares 99.2 1,181,771 1,186,183
---------- ----------
Cardinal Operating Company (CdOpCo) 250 Shares 50 (N) 70 83
Central Coal Company** (CCCo) 1,500 Shares 50 (M) 604 604
Central Ohio Coal Company (COCCo) 69,000 Shares 100 10 10
Southern Ohio Coal Company (SOCCo) 5,000 Shares 100 55,333 55,334
Windsor Coal Company (WCCo) 4,064 Shares 100 51 223
---------- ----------
Total Ohio Power Company 56,068 56,254
---------- ----------
Ohio Valley Electric Corporation* (OVEC) 39,900 Shares 39.9 4,761 4,082
---------- ----------
Indiana-Kentucky Electric Corporation (IKEC) 17,000 Shares 100 (O) 3,400 3,400
---------- ----------
Central and South West Corporation (CSW) Shares 100 3,666,665 3,666,567
---------- ----------
Central Power and Light Company (CPL) 6,755,535 Shares 100 1,371,438 1,371,438
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Public Service Company of Oklahoma (PSO) 9,013,000 Shares 100 477,699 477,699
---------- ----------
Ash Creek Mining Company 383,904 Shares 100 7 7
---------- ----------
Southwestern Electric Power Company (SWEPCo) 7,536,640 Shares 100 679,121 679,121
---------- ----------
The Arklahoma Corporation 238 Shares 47.6 367 175
---------- ----------
Southwestern Arkansas Utilities Corporation 100 Shares 100 10 10
---------- ----------
West Texas Utilities Company (WTU) 5,488,560 Shares 100 264,652 264,652
---------- ----------
CSW Leasing, Inc. (CSWL) 800 Shares 80 27,468 21,974
---------- ----------
CSW Credit, Inc. (CREDIT) 246 Shares 100 55,415 55,415
---------- ----------
C3 Communicatitons, Inc. (COMM) 1,000 Shares 100 (52,904) (52,904)
---------- ----------
CSWC Southwest Holdings, Inc. 100 Shares 100 1 1
---------- ----------
CSWC TeleChoice Management, Inc. 100 Shares 100 1 1
---------- ----------
CSWC TeleChoice, Inc. 100 Shares 100 1 1
---------- ----------
CSW Energy, Inc. (CSWE) 1,000 Shares 100 172,862 172,862
---------- ----------
CSW Development-I, Inc. (CSWD-I) 1,000 Shares 100 51,082 51,082
---------- ----------
Polk Power GP II, Inc. 500 Shares 50 257 128
---------- ----------
Polk Power GP, Inc. 1,000 Shares 100 273 273
---------- ----------
Polk Power Partners, LP Partnership 1 (U) 525 525
---------- ----------
CSW Mulberry II, Inc. 1,000 Shares 100 25,142 25,142
---------- ----------
CSW Mulberry, Inc. 1,000 Shares 100 26,644 26,644
---------- ----------
Polk Power Partners, LP Partnership 45.75 (U) 24,493 24,493
---------- ----------
Mulberry Holdings, Inc. 1,000 Shares 100 1 1
---------- ----------
Noah I Power GP, Inc. 1,000 Shares 100 (1) (1)
---------- ----------
Noah I Power Partners, LP Partnership 1 (V) 188 189
---------- ----------
Noah I Power Partners, LP Partnership 94.5 (V) 16,930 17,033
---------- ----------
Brush Cogeneration Partners Partnership 50 (W) 34,422 17,211
---------- ----------
ITEM 1. (CONTINUED)
Orange Cogeneration GP II, Inc. 500 Shares 50 (HH) 54 27
---------- ----------
Orange Cogeneration GP Inc. 1,000 Shares 100 52 52
---------- ----------
Orange Cogeneration Limited Partnership Partnership 1 (X) (111) (111)
---------- ----------
CSW Orange II, Inc. 1,000 Shares 100 839 839
---------- ----------
CSW Orange, Inc. 1,000 Shares 100 2,923 2,923
---------- ----------
Orange Cogeneration Limited Partnership Partnership 49.5 (X) (5,458) (5,458)
---------- ----------
Orange Cogen Funding Corp. 1,000 Shares 100 1 1
---------- ----------
Orange Holdings, Inc. 1,000 Shares 100 1 1
---------- ----------
CSW Development -II, Inc. (CSWD-II) 1,000 Shares 100 (3,999) (3,999)
---------- ----------
CSW Ft. Lupton, Inc. (CSWFL) 1,000 Shares 100 93,378 93,378
---------- ----------
Thermo Cogeneration Partnership, LP Partnership 50 (Y) 6,063 3,796
---------- ----------
Newgulf Power Venture, Inc. (NEWGULF) 1,000 Shares 100 12,108 12,108
---------- ----------
CSW Sweeny GP I, Inc. (SWEENY) 1,000 Shares 100 126 126
---------- ----------
CSW Sweeny GP II, Inc. 1,000 Shares 100 552 552
---------- ----------
CSW Sweeny LP I, Inc. (SWEENY) 1,000 Shares 100 9,875 9,875
---------- ----------
CSW Sweeny LP II, Inc. 1,000 Shares 100 31,483 31,483
---------- ----------
Sweeny Cogneration Limited Partnership Partnership 50 (Z) 27,260 27,260
---------- ----------
CSW Development-3, Inc. (CSWD#) 1,000 Shares 100 - -
---------- ----------
CSW Northwest GP, Inc. 1,000 Shares 100 - -
---------- ----------
CSW Northwest LP, Inc. 1,000 Shares 100 - -
---------- ----------
CSW Power Marketing, Inc. 1,000 Shares 100 - -
---------- ----------
CSW Nevada, Inc. 1,000 Shares 100 - -
---------- ----------
CSW Services International, Inc. 1,000 Shares 100 1,384 1,384
---------- ----------
Diversified Energy Contractors Company, LLC 900 Shares 90 (28,193) (28,193)
---------- ----------
DECCO II LLC 1,000 Shares 100 0 0
---------- ----------
Diversified Energy Contractors, LP Partnership 1 (II) (20) (20)
---------- ----------
Diversified Energy Contractors, LP Partnership 99 (II) (1,965) (1,965)
---------- ----------
Industry and Energy Associates, LLC 1,000 Shares 100 1,323 1,323
---------- ----------
CSW Frontera GP I, Inc. 1,000 Shares 100 33 33
---------- ----------
CSW Frontera GP II, Inc. 1,000 Shares 100 83 83
---------- ----------
Frontera Generation Limited Partnership Partnership 1 (JJ) 80 80
---------- ----------
CSW Frontera LP I, Inc. 1,000 Shares 100 3,518 3,518
---------- ----------
CSW Frontera LP II, Inc. 1,000 Shares 100 6,966 6,966
---------- ----------
Frontera Generation Limited Partnership Partnership 99 (JJ) 7,883 7,883
---------- ----------
Frontera International Sales Limited 500 Shares 100 1 1
---------- ----------
CSW Eastex GP I, Inc. 1,000 Shares 100 (1) (1)
---------- ----------
CSW Eastex GP II, Inc. 1,000 Shares 100 (11) (11)
---------- ----------
Eastex Cogeneration Limited Partnership Partnership 1 (KK) (17) (17)
---------- ----------
CSW Eastex LP I, Inc. 1,000 Shares 100 (66) (66)
---------- ----------
CSW Eastex LP II, Inc. 1,000 Shares 100 (1,079) (1,079)
---------- ----------
Eastex Cogeneration Limited Partnership Partnership 99 (KK) (1,726) (1,726)
---------- ----------
Southwestern Electric Wholesale Company 1,000 Shares 100 0 0
---------- ----------
ITEM 1. (CONTINUED)
CSW International, Inc. (CSWI) 1,000 Shares 100 802,552 802,552
---------- ----------
CSW International Two, Inc. (CSWI2) 1,000 Shares 100 1,035,666 1,035,666
---------- ----------
CSW UK Holdings 427,275,004 Shares 100 637,922 637,922
---------- ----------
CSWI Europe Limited 1,000 Shares 100 2,140 2,140
---------- ----------
South Coast Power Limited 1 Shares 50 - -
---------- ----------
Shoreham Operations Company Limited 2 Shares 50 - -
---------- ----------
CSW UK Finance Company 384,547,502 Shares 90 (CC) 640,408 576,367
---------- ----------
CSW Investments 629,842,502 Shares 83.7 (DD) 1,013,441 942,500
---------- ----------
SEEBOARD Group plc 811,194 Shares 83.7 1,151,781 1,151,781
---------- ----------
SEEBOARD (Generation) Limited 837 Shares 83.7 11,914 11,914
---------- ----------
Medway Power Limited 1,178 Shares 31.4 (EE) 28,382 10,643
---------- ----------
SEEBOARD Natural Gas Limited 1.7 Shares 83.7 (1,353) (1,353)
---------- ----------
Beacon Gas Limited 5,022,000 Shares 83.7 (5,336) (5,336)
---------- ----------
CSW UK Limited 1.7 Shares 83.7 - -
---------- ----------
Power Networkd Limited 1.7 Shares 83.7 - -
---------- ----------
SEEBOARD plc 209,663,229 Shares 83.7 653,056 653,056
---------- ----------
Appliance Protect Limited 1.7 Shares 83.7 - -
---------- ----------
Direct Power Limited 1.7 Shares 83.7 - -
---------- ----------
Directricity Limited 1.7 Shares 83.7 - -
---------- ----------
Electricity (UK) Limited 1.7 Shares 83.7 - -
---------- ----------
Electricity 2000 Limited 1.7 Shares 83.7 - -
---------- ----------
Energy Express Limited 1.7 Shares 83.7 - -
---------- ----------
First Electricity Limited 1.7 Shares 83.7 - -
---------- ----------
First Gas Limited 1.7 Shares 83.7 - -
---------- ----------
Gas 2000 Limited 1.7 Shares 83.7 - -
---------- ----------
Home Electricity Company Limited 1.7 Shares 83.7 - -
---------- ----------
Home Energy Company Limited 1.7 Shares 83.7 - -
---------- ----------
Home Gas Company Limited 1.7 Shares 83.7 - -
---------- ----------
Home Power Company Limited 1.7 Shares 83.7 - -
---------- ----------
Horizon Natural Gas Limited 1.7 Shares 83.7 - -
---------- ----------
Light & Power (UK) Limited 1.7 Shares 83.7 - -
---------- ----------
Longfield Insurance Company Limited 418,500 Shares 83.7 1,122 1,122
---------- ----------
Powercare Limited 1.7 Shares 83.7 - -
---------- ----------
Premier Electricity Limited 1.7 Shares 83.7 - -
---------- ----------
Premier Utilities Limited 1.7 Shares 83.7 - -
---------- ----------
Seeb Limited 8,370 Shares 83.7 19 19
---------- ----------
SEEBOARD Employment Services
Limited 1.7 Shares 83.7 814 814
---------- ----------
SEEBOARD Insurance Company Limited 837,000 Shares 83.7 10,433 10,433
---------- ----------
SEEBOARD Final Salary Pension Plan - -
---------- ----------
Trustee Company Limited 1.7 Shares 83.7 - -
---------- ----------
SEEBOARD International Limited 418,500 Shares 83.7 880 880
---------- ----------
SEEBOARD Pension Investment Plan
Trustee Company Limited 1.7 Shares 83.7 - -
---------- ----------
SEEBOARD Share Scheme Trustees
Limited 1.7 Shares 83.7 - -
---------- ----------
SEEBOARD Trading Limited 8,370,002 Shares 83.7 27,525 27,525
---------- ---------
SEEPOWER Limited 8,370 Shares 83.7 (5,147) (5,147)
---------- ----------
SEEBOARD Metering Limited 8,370 Shares 83.7 - -
---------- ----------
Power Asset Development Company
Limited 42 Shares 41.9 (FF) - 212
---------- ----------
SEEBOARD Powerlink Limited 669,600 Shares 67.0 (GG) 11,586 9,269
---------- ----------
Selectricity Limited 1.7 Shares 83.7 - -
---------- ----------
South Eastern Electricity Board
Limited 1.7 Shares 83.7 - -
---------- ----------
South Eastern Electricity Limited 1.7 Shares 83.7 - -
---------- ----------
South Eastern Services Limited 1.7 Shares 83.7 - -
---------- ----------
South Eastern Utilities Limited 1.7 Shares 83.7 - -
---------- ----------
Southern Gas Limited 418,500 Shares 83.7 (10,096) (10,096)
---------- ----------
Torch Natural Gas Limited 1.7 Shares 83.7 - -
---------- ----------
UK Electricity Limited 1.7 Shares 83.7 - -
---------- ----------
UK Light and Power Limited 1.7 Shares 83.7 - -
---------- ----------
CSW International Three, Inc. 1,000 Shares 100 - -
---------- ----------
CSW UK Investments Limited 100 Shares 100 - -
---------- ----------
CSW UK Finance Company 42,727,500 Shares 10 (CC) 71,156 64,041
---------- ----------
CSW Investments 69,982,500 Shares 9.3 (DD) 112,605 104,722
---------- ----------
SEEBOARD Group plc 90,133 Shares 9.3 127,976 127,976
---------- ----------
SEEBOARD (Generation) Limited 90 Shares 9.3 1,324 1,324
---------- ----------
Medway Power Limited 131 Shares 3.5 (EE) 3,164 1,186
---------- ----------
SEEBOARD Natural Gas Limited 0.2 Shares 9.3 (150) (150)
---------- ----------
Beacon Gas Limited 558,000 Shares 9.3 (593) (593)
---------- ----------
CSW UK Limited 0.2 Shares 9.3 - -
---------- ----------
Power Networkd Limited 0.2 Shares 9.3 - -
---------- ----------
SEEBOARD plc 23,295,914 Shares 9.3 72,562 72,562
---------- ----------
Appliance Protect Limited 0.2 Shares 9.3 - -
---------- ----------
Direct Power Limited 0.2 Shares 9.3 - -
---------- ----------
Directricity Limited 0.2 Shares 9.3 - -
---------- ----------
Electricity (UK) Limited 0.2 Shares 9.3 - -
---------- ----------
Electricity 2000 Limited 0.2 Shares 9.3 - -
---------- ----------
Energy Express Limited 0.2 Shares 9.3 - -
---------- ----------
First Electricity Limited 0.2 Shares 9.3 - -
---------- ----------
First Gas Limited 0.2 Shares 9.3 - -
---------- ----------
Gas 2000 Limited 0.2 Shares 9.3 - -
---------- ----------
Home Electricity Company Limited 0.2 Shares 9.3 - -
---------- ----------
Home Energy Company Limited 0.2 Shares 9.3 - -
---------- ----------
Home Gas Company Limited 0.2 Shares 9.3 - -
---------- ----------
Home Power Company Limited 0.2 Shares 9.3 - -
---------- ----------
Horizon Natural Gas Limited 0.2 Shares 9.3 - -
---------- ----------
Light & Power (UK) Limited 0.2 Shares 9.3 - -
---------- ----------
Longfield Insurance Company
Limited 46,500 Shares - -
---------- ----------
Powercare Limited 0.2 Shares 9.3 - -
---------- ----------
Premier Electricity Limited 0.2 Shares 9.3 - -
---------- ----------
Premier Utilities Limited 0.2 Shares 9.3 - -
---------- ----------
Seeb Limited 930 Shares 9.3 2 2
---------- ----------
SEEBOARD Employment Services
Limited 0.2 Shares 9.3 - -
---------- ----------
SEEBOARD Insurance Company
Limited 93,000 Shares 9.3 1,159 1,159
---------- ----------
SEEBOARD Final Salary Pension Plan - -
---------- ----------
Trustee Company Limited 0.2 Shares 9.3 - -
---------- ----------
SEEBOARD International Limited 46,500 Shares 9.3 98 98
---------- ----------
SEEBOARD Pension Investment Plan
Trustee Company Limited 0.2 Shares 9.3 - -
---------- ----------
SEEBOARD Share Scheme Trustees
Limited 0.2 Shares 9.3 - -
---------- ----------
SEEBOARD Trading Limited 930,000 Shares 9.3 3,058 3,058
---------- ----------
SEEPOWER Limited 930 Shares 9.3 (572) (572)
---------- ----------
Meterpoint Limited 930 Shares 9.3 - -
---------- ----------
Power Asset Development Company
Limited 5 Shares 4.7 (FF) 48 24
---------- ----------
SEEBOARD Powerlink Limited 74,400 Shares 7.4 (GG) 1,280 1,024
---------- ----------
Selectricity Limited 0.2 Shares 9.3 - -
---------- ----------
South Eastern Electricity Board
Limited 0.2 Shares 9.3 - -
---------- ----------
South Eastern Electricity Limited 0.2 Shares 9.3 - -
---------- ----------
South Eastern Services Limited 0.2 Shares 9.3 - -
---------- ----------
South Eastern Utilities Limited 0.2 Shares 9.3 - -
---------- ----------
Southern Gas Limited 46,500 Shares 9.3 (1,122) -
---------- ----------
Torch Natural Gas Limited 0.2 Shares 9.3 - -
---------- ----------
UK Electricity Limited 0.2 Shares 9.3 - -
---------- ----------
UK Light and Power Limited 0.2 Shares 9.3 - -
---------- ----------
CSW Investments 52,675,000 Shares 7 (DD) 78,823 78,823
----------
SEEBOARD Group plc 67,842 Shares 7 96,326 96,326
---------- ----------
SEEBOARD (Generation) Limited 70 Shares 7 996 996
---------- ----------
Medway Power Limited 98 Shares 2.6 (EE) 2,350 881
---------- ----------
SEEBOARD Natural Gas Limited 0.1 Shares 7 (113) (113)
---------- ----------
Beacon Gas Limited 420,000 Shares 7 (446) (446)
---------- ----------
CSW UK Limited 0.1 Shares 7 - -
---------- ----------
Power Networkd Limited 0.1 Shares 7 - -
---------- ----------
SEEBOARD plc 17,534,559 Shares 7 54,616 54,616
---------- ----------
Appliance Protect Limited 0.1 Shares 7 - -
---------- ----------
Direct Power Limited 0.1 Shares 7 - -
---------- ----------
Directricity Limited 0.1 Shares 7 - -
---------- ----------
Electricity (UK) Limited 0.1 Shares 7 - -
---------- ----------
Electricity 2000 Limited 0.1 Shares 7 - -
---------- ----------
Energy Express Limited 0.1 Shares 7 - -
---------- ----------
First Electricity Limited 0.1 Shares 7 - -
---------- ----------
First Gas Limited 0.1 Shares 7 - -
---------- ----------
Gas 2000 Limited 0.1 Shares 7 - -
---------- ----------
Home Electricity Company Limited 0.1 Shares 7 - -
---------- ----------
Home Energy Company Limited 0.1 Shares 7 - -
---------- ----------
Home Gas Company Limited 0.1 Shares 7 - -
---------- ----------
Home Power Company Limited 0.1 Shares 7 - -
---------- ----------
Horizon Natural Gas Limited 0.1 Shares 7 - -
---------- ----------
Light & Power (UK) Limited 0.1 Shares 7 - -
---------- ----------
Longfield Insurance Company
Limited 35,000 Shares 7 94 -
---------- ----------
Powercare Limited 0.1 Shares 7 - -
---------- ----------
Premier Electricity Limited 0.1 Shares 7 - -
---------- ----------
Premier Utilities Limited 0.1 Shares 7 - -
---------- ----------
Seeb Limited 700 Shares 7 2 2
---------- ----------
SEEBOARD Employment Services
Limited 0.1 Shares 7 68 68
---------- ----------
SEEBOARD Insurance Company
Limited 70,000 Shares 7 873 873
---------- ----------
SEEBOARD Final Salary Pension Plan - -
---------- ----------
Trustee Company Limited 0.1 Shares 7 - -
---------- ----------
SEEBOARD International Limited 35,000 Shares 7 74 74
---------- ----------
SEEBOARD Pension Investment
Plan Trustee Company Limited 0.1 Shares 7 - -
---------- ----------
SEEBOARD Share Scheme Trustees
Limited 0.1 Shares 7 - -
---------- ----------
SEEBOARD Trading Limited 700,000 Shares 7 2,302 2,302
---------- ----------
SEEPOWER Limited 700 Shares 7 (430) (430)
---------- ----------
Meterpoint Limited 700 Shares 7 - -
---------- ----------
Power Asset Development Company
Limited 4 Shares 3.5 (FF) 35 18
---------- ----------
SEEBOARD Powerlink Limited 56,000 Shares 5.6 (GG) 968 775
---------- ----------
Selectricity Limited 0.1 Shares 7 - -
---------- ----------
South Eastern Electricity Board
Limited 0.1 Shares 7 - -
---------- ----------
South Eastern Electricity Limited 0.1 Shares 7 - -
---------- ----------
South Eastern Services Limited 0.1 Shares 7 - -
---------- ----------
South Eastern Utilities Limited 0.1 Shares 7 - -
---------- ----------
Southern Gas Limited 35,000 Shares 7 (844) (844)
---------- ----------
Torch Natural Gas Limited 0.1 Shares 7 - -
---------- ----------
UK Electricity Limited 0.1 Shares 7 - -
---------- ----------
UK Light and Power Limited 0.1 Shares 7 - -
---------- ----------
CSW International (U.K.), Inc. 100 Shares 100 0 0
---------- ----------
Energia Internacional de CSW, SA de CV **** 23,564,706 Shares 100 2,962 2,962
---------- ----------
Aceltek, S. de R.L. de C.V. **** Partnership 50 (AA) - -
---------- ----------
Enertek, S.A. de C.V. **** 4,549,085 Shares 100 - -
---------- ----------
Cinergy, S. de R.L. de C.V. **** Partnership 100 - -
---------- ----------
Servicios Industriales y Administrativos del
Noroeste, S. de R.L. de C.V. (SIAN) **** Partnership 51 (BB) - -
---------- ----------
CSW International, Inc. 1,000 Shares 100 166,595 166,595
---------- ----------
CSW Vale L.L.C. 1,000 99.9 169,271 169,271
---------- ----------
Empresa de Electricidade Vale de
Paranapanema S.A. **** 21,498,447 Shares 21.42 - -
---------- ----------
CSW Power do Brasil ltda. **** LLC 100 - -
---------- ----------
Latin American Energy Holdings, Inc. **** 1,000 Shares 10 - -
---------- ----------
Chile Energy Holdings L.L.C. **** 1,000 Shares 90 - -
---------- ----------
Inversiones Sol Energia Chile Limitada LLC 100 83,786 83,786
---------- ----------
Sol Energia Holdings I, Limitada **** LLC 100 - -
---------- ----------
Sol Energia Holdings II, Limitada **** LLC 100 - -
---------- ----------
Sol Energia, Limitada **** LLC 100 - -
---------- ----------
CSW International Energy Development Ltd. **** LLC 100 - -
---------- ----------
Tenaska CSW International Ltd. **** 1,000 50 - -
---------- ----------
Enershop Inc. (Enershop) 1,000 Shares 100 (15,981) (15,981)
---------- ----------
Envirotherm, Inc. 1,500 Shares 100 - -
---------- ----------
CSW Energy Services, Inc. (ESI) 1,000 Shares 100 (23,514) (23,514)
---------- ----------
Nuvest, L.L.C. 1,714,000 Shares 92.9 (2,375) (1,852)
---------- ----------
National Temporary Services, Inc. 1,000 Shares 100 - -
---------- ----------
Octagon Inc. 1,000 Shares 100 (4,884) (4,884)
---------- ----------
Numanco, L.L.C. 1,000 Shares 100 (5,665) (5,665)
---------- ----------
Power Systems Energy Services, Inc. 1,000 Shares 100 180 180
---------- ----------
NuSun, Inc. 1,000 Shares 100 7,783 7,783
---------- ----------
Sun Technical Services, Inc. 50 Shares 100 7,677 7,677
---------- ----------
Calibration Testing Corporation 6,480 Shares 100 106 106
---------- ----------
ESG Technical Services, L.L.C. 10,000 Shares 100 - -
---------- ----------
ESG Manufacturing, L.L.C. 1,000 Shares 100 708 708
---------- ----------
National Environmental Services
Technology L.L.C. 100,000 Shares 100 267 267
---------- ----------
ESG Indonesia, L.L.C. 100,000 Shares 100 - -
---------- ----------
Advance Shielding Technologies, L.L.C. 50 Shares 50 - -
---------- ----------
ESG, L.L.C. 500 Shares 50 (764) (382)
---------- ----------
Wheeling Power Company (WPCo) 150,000 Shares 100 26,746 27,727
---------- ----------
Equity in Subsidiaries - Unallocated 8,889 8,889
---------- ----------
------------------------------------------------
New subsidiaries added during 2000 are:
Name of Company Date and Place of Organization Description of Business
--------------- ------------------------------ -----------------------
AEP Energy Services GmbH March 17, 2000 - Germany Energy Trading
AEP Energy Services (Switzerland) GmbH June 19, 2000 - Switzerland Energy Trading
AEP Fiber Venture, LLC March 29, 2000 - State of Virginia Telecommunication and
Development of Fiber Network
Datapult, LLC November 29, 2000 - State of Delaware Produce and Sell Energy
Management Services
Datapult Limited Partnership December 11, 2000 - State of Delaware Produce and Sell Energy
Management Services
AEP Retail Energy, LLC June 28, 2000 - State of Delaware Retail Energy Sales
AEP Resources Services, LLC October 20, 1999 - State of Delaware Investment in Electric Power
Technology
Energica de Mexicali, S de R.L. de C.V. February 4, 1999 - Mexico Own and Finance Foreign Electric
Projects and Energy Trading
America's Fiber Network, LLC Telecommunication and
Development of Fiber Network
America's Fiber Touch, LLC January 5, 2000 - Delaware Telecommunication and
Development of Fiber Network
AEP Resources do Brasil Ltda. November 26, 1998 - Brazil Invest in Foreign Electric
Projects
Ventures Lease Co., LLC May 2, 2000 - Delaware Equipment Leasing
Compresion Baijo S de R.L. de C.V. Foreign Electric Project
(A) Name changed from AEP Resources Service Company on March 7, 2000.
(B) AEPR Global Investments BV owns 0.3% and AEPR Global Ventures B.V.
owns 99.97%.
(C) AEP Resources Global Ventures B.V. owns 16% and the remaining 84% is
owned an unaffiliated company.
(D) Owned 99% by AEP Resources CitiPower I Pty Ltd and 1% by AEP Resources
CitiPower II Pty Ltd.
(E) Owned 20% by AEP Resources Australia Pty., Ltd. and 80% by
unaffiliated companies.
(F) Owned 10% by LIG, Inc. and 90% by LIG Pipeline Company.
(G) Owned 10% by LIG Chemical Company and 90% by Louisiana Intrastate Gas
Company.
(H) Owned 50% by AEP Resources Ventures, Inc and 50% by AEP Resources
Ventures II, Inc.
(I) Owned 99% by AEP Resources International Ltd. and 1% by AEP Resources
Project Management Company Ltd.
(J) AEP Pushan Power, LDC owns 70%; the other 30% is owned by unaffiliated
companies. The Company is a joint venture company domiciled in the
People's Republic of China. It has registered capital totaling Renminbi
four hundred seventy six million six hundred sixty seven thousand Yuan.
(K) AEP Resources, Inc. owns 40% and AEP Holdings I CV owns 10%. The
remaining 50% is owned by an unaffiliated company.
(L) Owned 2% by Yorkshire Holdings plc and 98% by Yorkshire Power Group
Limited.
(M) Owned 50% by Appalachian Power Company and 50% by Ohio Power Company.
(N) Ohio Power Company owns 50% of the stock; the other 50% is owned by a
corporation not affiliated with American Electric Power Company, Inc.
(O) This Company is a wholly-owned subsidiary of Ohio Valley Electric
Corporation, 44.2% of whose voting securities are owned by the
American Electric Power System, the balance by unaffiliated companies.
(P) Includes unsecured debt as follows: for AEHOL - $182,729,000,
AEPRA - $4,192,000, AEPRGH - $243,600,000, AEPSC - $1,100,000,
NGLE - $56,222,000, CdOpCo - $83,000 and MAURITIUS - $1,065,000.
(Q) AEP Communications, LLC and C3 Communications own 49.75% each,
Datapult, LLC owns .5% of Partnership.
(R) Owned 48% by AEP Fiber Ventures LLC and the remaining 52% is owned by
unaffiliated companies.
(S) Owned 50% by AEP Communications, LLC and the remaining 50% is owned by
an unaffiliated company.
(T) Owned 99.9% by AEP Resources, Inc. and .1% by AEP Delaware Investment
Company II.
(U) CSW Mulberry, Inc. holds a 45.75% interest and Polk Power GP, Inc.
holds a 1% interest.
(V) CSW Development-I, Inc. holds a 94.5% interest and Noah I Power GP,
Inc. holds a 1% interest.
(W) Noah I Power Partners, L.P. holds a 50% interest and 50% by
non-affiliates.
(X) CSW Orange, Inc. holds a 49.5% interest and Orange Cogeneration G.P.,
Inc. holds a 1% interest.
(Y) CSW Ft. Lupton, Inc. holds a 50% interest.
(Z) CSW Sweeney LP II, Inc. holds a 49% interest and CSII Sweeney GPH, Inc.
holds a 1% interest. The remaining 50% interest is held by
unaffiliated companies.
(AA) Energia Internacional de CSW, S.A. de C.V. owns 49.99% of Aceltek,
S. de R.L. de C.V.
(BB) Enertek, S.A. de C.V. owns 51.12% of Servicios Industriales y
Administrativos del Noreste, S. de R.L. de C.V.
(CC) CSW UK Holding holds a 90% interest and cSW International Three, Inc.
holds a 10% interest.
(DD) CSW UK Finance Company holds a 93% interest and CSW International
Three, Inc. holds a 7% interest.
(EE) SEEBOARD (Generation) Limited holds a 37.5% interest and the remaining
62.5% interest is held by unaffiliated companies.
(FF) SEEBOARD Limited holds a 50% interest and the remaining 50% interest is
held by an unaffiliated companies.
(GG) SEEBOARD Limited holds an 80% interest and the remaining 20% interest
is held by unaffiliated companies.
(HH) CSW Development-I, Inc. holds 50% of the stock and the remaining 50%
is held by unaffiliated companies.
(II) Diverwsified Energy Contractors Company, LLC holds a 99% interest and
DECCO II LLC holds a 1% interest.
(JJ) CSW Frontera LP II, Inc. holds a 99% interest and CSW Frontera CP-II,
Inc. holds a 1% interest.
(KK) CSW Eastex LP II, Inc. holds a 99% interest and CSW Eastex GP II, Inc.
holds a 1% interest.
*Exempt under Section 3(A) pursuant to Rule 2 thereof.
**Inactive.
***Exempt under Securities and Exchange Commission Release No. 35-24295.
****Information not currently available.
ITEM 2. ACQUISITIONS OR SALES OF UTILITY ASSETS
Brief Description
Name of Company Consideration of Transaction Location Exemption
--------------- ------------- ---------------- -------- ---------
Columbus Southern Power 1,284,000 Substation #77 facilities Substation #77 Rule 44
ITEM 3. ISSUE, SALE, PLEDGE, GUARANTEE OR ASSUMPTION OF SYSTEM SECURITIES
Name of Issuer and Authorization
Description of Issues Date and Form of Transactions Consideration or Exemption
(1) (2) (3) (4)
--------------------- ----------------------------- ------------- -------------
(in thousands)
Appalachian Power Company:
-------------------------
Floating Rate Notes,
Series A, Due 2001 6/27/2000 - Public Offering 74,888 Rule 52
Central Power and Light Company:
Floating Rate Notes,
Due February 22, 2002 2/23/2000 - Public Offering 149,625 Rule 52
Indiana Michigan Power Company:
------------------------------
Floating Rate Notes,
Series B, Due 2002 08/31/2000 - Public Offering 199,500 Rule 52
ITEM 3. (CONTINUED)
Name of Issuer and Authorization
Description of Issues Date and Form of Transactions Consideration or Exemption
(1) (2) (3) (4)
--------------------- ----------------------------- ------------- -------------
(in thousands)
Kentucky Power Company:
----------------------
Floating Rate Notes,
Series B, Due 2002 11/17/2000 - Public Offering 69,825 Rule 52
Ohio Power Company:
------------------
Floating Rate Notes,
Series A, Due 2001 5/22/2000 - Public Offering 74,888 Rule 52
Public Service Company of Oklahoma:
Floating Rate Notes,
Series A, Due 2002 11/21/2000 - Public Offering 105,735 Rule 52
Southwestern Electric Power Company:
Floating Rate Notes,
Due March 1, 2002 3/01/2000 - Public Offering 149,625 Rule 52
GUARANTEE:
At December 31, 2000, American Electric Power Company, Inc. had outstanding
parental guaranties of approximately $1.9 billion.
ITEM 4. ACQUISITION, REDEMPTION OR RETIREMENT OF SYSTEM SECURITIES
Name of Company Extinguished (EXT)
Name of Issuer and Acquiring, Redeeming or or Held (H) for Authorization
Title of Issue Retiring Securities Consideration Further Disposition or Exemption
(1) (2) (3) (4) (5)
------------------ ----------------------- ------------- ------------------- -------------
(in thousands)
American Electric Power Service Corp:
------------------------------------
Mortgage Notes
9.60% Series Due 2008 AEPSC 2,000 EXT Rule 42
AEP Communications, LLC:
-----------------------
Notes Payable
Variable - Due 2002 AEPC 60,000 EXT Rule 42
AEP Resources, Inc.:
-------------------
Notes Payable
Variable - Due 2000 AEPR 200,000 EXT Rule 42
Variable - Due 2000 AEPR 355,000 EXT Rule 42
Variable - Due 2000 AEPR 70,000 EXT Rule 42
Appalachian Power Company:
-------------------------
Cumulative Preferred Stock,
No Par Value
4-1/2% Series APCo 468 EXT Rule 42
5.90% Series APCo 1,006 EXT Rule 42
6.85% Series APCo 8,450 EXT Rule 42
First Mortgage Bonds
6.35% Series Due 2000 APCo 48,000 EXT Rule 42
6.71% Series Due 2000 APCo 48,000 EXT Rule 42
7.125% Series Due 2024 APCo 4,600 EXT Rule 42
8.00% Series Due 2025 APCo 4,963 EXT Rule 42
Central Power and Light Company:
-------------------------------
First Mortgage Bonds
6.00% Series HH Due 2000 CPL 100,000 EXT Rule 42
7.50% Series AA Due 2020 CPL 50,000 EXT Rule 42
Junior Debentures
8.00% Series A Due 2037 CPL 1,500 EXT Rule 42
ITEM 4. (CONTINUED)
Name of Company Extinguished (EXT)
Name of Issuer and Acquiring, Redeeming or or Held (H) for Authorization
Title of Issue Retiring Securities Consideration Further Disposition or Exemption
(1) (2) (3) (4) (5)
------------------ ----------------------- ------------- ------------------- -------------
(in thousands)
CitiPower:
---------
Notes Payable
Variable - Due 2000 Citipower 242,840 EXT Rule 42
Columbus Southern Power Company:
-------------------------------
Cumulative Preferred Stock,
No Par Value
7.00% Series CSPCo 10,000 EXT Rule 42
First Mortgage Bonds
7.25% Series Due 2002 CSPCo 18,395 EXT Rule 42
6.80% Series Due 2003 CSPCo 4,903 EXT Rule 42
8.40% Series Due 2022 CSPCo 1,976 EXT Rule 42
Indiana Michigan Power Company:
------------------------------
Cumulative Preferred Stock,
$100 Par Value
4-1/8% Series I&M 225 EXT Rule 42
4.12% Series I&M 89 EXT Rule 42
First Mortgage Bonds
6.40% Series Due 2000 I&M 48,000 EXT Rule 42
Senior Unsecured Notes Payable
Floating - Due 2000 I&M 100,000 EXT Rule 42
ITEM 4. (CONTINUED)
Name of Company Extinguished (EXT)
Name of Issuer and Acquiring, Redeeming or or Held (H) for Authorization
Title of Issue Retiring Securities Consideration Further Disposition or Exemption
(1) (2) (3) (4) (5)
------------------ ----------------------- ------------- ------------------- -------------
(in thousands)
Kentucky Power Company:
----------------------
Senior Unsecured Notes Payable
Floating - Due 2000 KPCo 80,000 EXT Rule 42
Notes Payable
6.57% Due 2000 KPCo 25,000 EXT Rule 42
Kingsport Power Company:
-----------------------
Notes Payable
6.73% Due 2000 KGPCo 5,000 EXT Rule 42
Ohio Power Company:
------------------
Cumulative Preferred Stock,
$100 Par Value
4-1/2% Series OPCo 138 EXT Rule 42
4.20% Series OPCo 17 EXT Rule 42
4.40% Series OPCo 27 EXT Rule 42
First Mortgage Bonds
6.75% Series Due 2003 OPCo 1,155 EXT Rule 42
7.10% Series Due 2023 OPCo 2,742 EXT Rule 42
7.30% Series Due 2024 OPCo 3,272 EXT Rule 42
Senior Unsecured Notes Payable
6.24% Due 2008 OPCo 11,817 EXT Rule 42
Public Service Company of Oklahoma:
----------------------------------
First Mortgage Bonds
5.89% Series Due 2000 PSO 10,000 EXT Rule 42
6.43% Series Due 2000 PSO 10,000 EXT Rule 42
Cumulative Preferred Stock
$100 Par Value
4.00% Series PSO 3 EXT Rule 42
ITEM 4. (CONTINUED)
Name of Company Extinguished (EXT)
Name of Issuer and Acquiring, Redeeming or or Held (H) for Authorization
Title of Issue Retiring Securities Consideration Further Disposition or Exemption
(1) (2) (3) (4) (5)
------------------ ----------------------- ------------- ------------------- -------------
(in thousands)
Southwestern Electric Power Company:
-----------------------------------
First Mortgage Bonds
5.25% Series AA Due 2000 SWEPCo 45,000 EXT Rule 42
6.20% Series 1976A Due 2006 SWEPCo 145 EXT Rule 42
Cumulative Preferred Stock
$100 Par Value
5.00% Series SWEPCo 1 EXT Rule 42
West Texas Utilities Company:
----------------------------
First Mortgage Bonds
7.50% Series T Due 2000 WTU 40,000 EXT Rule 42
6.375% Series U Due 2005 WTU 8,000 EXT Rule 42
ITEM 5. INVESTMENTS IN SECURITIES OF NONSYSTEM COMPANIES AS OF DECEMBER 31, 2000.
1. Aggregate amount of investments in persons operating in the retail service area of AEP or of its subsidiaries.
Aggregate Amount of Investments Number of
Name of in Persons (Entities), Operating in Persons Description of
Company Retail Service Area of Owner (Entities) Persons (Entities)
(1) (2) (3) (4)
(in thousands)
APCo $ 701 8 Industrial Development Corporations
AEPCLLC (4,678) 2 Personal Communications Services Provider
AEPINV 1,314 1 Economic Development Company
AEPINV 100 1 Economic Development Company
I&M 8 1 Economic Development Company
WPCo 13 1 Industrial Development Corporation
2. Securities owned not included in 1 above.
Name of Nature of Description Number Percent of Owner's
Company Name of Issuer Issuer's Business of Securities of Shares Voting Power Book Value
(1) (2) (3) (4) (5) (6) (7)
(in thousands)
AEPINV Intersource Research &
Technologies, Inc. Technology Development Common Stock 800,000 9.9 $11,500
Preferred Stock 95,000
AEPINV EnviroTech Investment Research &
Fund I Technology Development Limited Partner * 9.9 2,535
AEPINV Altra Energy Internet-based Energy Convertible
Technologies, Inc. Trading Preferred Stock 952,381 ** 5,000
AEPPRO Lectrix LLC Provide Services-Power Limited Liability
Quality Company *** 33.3 524
AEPPRO Lectrix LLC Provide Services-Power Limited Liability
Quality Company *** 33.3 461
AEPPRO Powerspan Corp. Research & Convertible
Technology Development Preferred Stock 5,369,851 9.8 5,000
AEPPRO IntercontinentalExchange Trading platform for Limited Liability
LLC Electric Utilities Company *** 5.3 3,167
AEP Integrated Communica- Development of
tions System, Inc. Demand Side Management Common Stock 80,000 8.4 -
AEPINV Pantellos Corporation Internet-based Supply Common Stock 540,000 5.0 4,439
Chain
AEPINV Active Power, Inc. Research & Common Stock 37,501 4.0 513
Technology Development
C3 Comm Infinitec Local telecommunication Convertible
Networks, Inc. services Preferred Stock 1,724,447 12.6 1,843
Series C
C3 Comm Infinitec Local telecommunication Convertible
Networks, Inc. services Preferred Stock 13,984 .1 1,398
Series D
C3 Comm Infinitec Local telecommunication Warrants
Networks, Inc. services & Options 1,714,243 N/A -
Seeboard Electricity Pension
plc Trustee Limited Trustee Company Common Stock 20,000 4.9 29,860
Seeboard ESN Holdings Limited Trustee Company Common Stock 104 4.9 155
plc
Seeboard ESN Holdings Limited Trustee Company Preference shares 50,000 N/A 74,650
plc
PSO Powerware Solutions, Supplier of demand-side Convertible
Inc management software Preferred Stock
Series A, Voting 18,833 2.68 1,575
Series A,
Non-voting 263,033
PSO AEMT, Inc Manufacturer and sells
residential surge
protectors and power Preferred Stock
quality devices for Series 1,
industrial customers Nonvoting 250,000 N/A 322
PSO AEMT, Inc Manufacturer and sells
residential surge
protectors and power Preferred Stock
quality devices for Series 1,
industrial customers Nonvoting 781,250 N/A 1,573
PSO Utility Data Provides utility Convertible
Resources, Inc outsourcing of large Preferred Stock
customer time Series A,
Non-voting 16,175 4.5 1,617
differentiated meter Common Stock
reading and billing. Non-voting 257,500
Voting Common Stock 12,500
PSO RIKA Management
Company, LLC Engaged in the development
and commercialization of
computer automation
technology for the electric
power industry Membership Units 50 4.0 1,918
PSO RIKA Management
Company, LLC Engaged in the development
and commercialization of
computer automation
technology for the electric
power industry Membership Units 48 4.0
PSO RIKA Management
Company, LLC Engaged in the development
and commericalization of
computer automation
technology for the electric
power industry Membership Units 71 4.0 -
PSO RIKA Management
Company, LLC Engaged in the development
and commericalization of
computer automation
technology for the electric
power industry Membership Units 48 4.0
* Limited Partnership Interests
** Less than 3%
*** One-third Membership Interest
ITEM 6. OFFICERS AND DIRECTORS
PART I as of December 31, 2000
The following are the abbreviations to be used for principal business address
and positions.
Principal Business Address Code
1 Riverside Plaza
Columbus, OH 43215 (a)
40 Franklin Road
Roanoke, VA 24022 (b)
700 Morrison Road
Gahanna, OH 43230 (c)
One Summit Square
Fort Wayne, IN 46801 (d)
555 Office Center Place
Gahanna, OH 43230 (e)
Dayuan Zhuan Village
Pushan Town, Nanyang City
People's Republic of China (f)
Walker House, Mary Street
P.O. Box 265GT
George Town, Grand Cayman
Cayman Islands (g)
1105 North Market Street
Wilmington, DE 19899 (i)
600 Bourke Street
Melbourne, Victoria
3000 Australia (j)
29/30 St. James's Street, London
SW1A 1HB, Great Britain (k)
P.O. Box B
Brilliant, OH 43913 (l)
301 Cleveland Ave., SW
Canton, OH 44702 (m)
225 South 15th Street
Philadelphia, PA 19102 (n)
Wetherby Road, Scarcroft, Leeds
LS14 3HS Great Britain (o)
P.O. Box 309 George Town
Grand Cayman, Cayman Islands (p)
Herengracht 548
1017 CG Amsterdam
The Netherlands (q)
Suite 400, Deseret Building
Salt Lake City, UT 84111 (r)
1701 Central Avenue
Ashland, KY 41101 (s)
301 Virginia Street East
Charleston, WV 25301 (t)
P.O. Box 75
Wheeling, WV 26003 (u)
P.O. Box 468
Piketon, Ohio 45661 (w)
1225 17th Street, Suite 500
Denver, CO 80202 (x)
474 Flinders Street
Melbourne, Victoria
3000 Australia (aa)
5555 San Felipe
Houston, TX 77056 (bb)
461 Rua Butana, 4th Fl. Rm A
Sao Paulo, Sao Paulo
05424-140 Brazil (cc)
Level 15, 624 Bourke Street
Melbourne, Victoria
3000 Australia (dd)
Bahnstrasse 16, 40212
Dusseldorf, Germany (ee)
Interpark House, 7 Down St.
Mayfair London
W1Y 7DS Great Britain (ff)
1010 Wien, Austria (gg)
Alpenstrasse 12
CH-6304 Zug, Switzerland (hh)
130 N. Main Street
Butte, MT 59701 (ii)
212 E. 6th Street
Tulsa, OK 74119 (jj)
539 N. Carancahua Street
Corpus Christi, TX 78401 (kk)
1616 Woodall Rodgers Fwy
Dallas, TX 75202 (ll)
Forest Gate, Brighton Road
Crawley, West Sussex
RH11 9BH Great Britain (mm)
P.O. Box 806E
Bridgetown, Barbados (nn)
Strawinskylaan 3105,1077 ZX
Amsterdam, The Netherlands (oo)
Torre Chapultepec Piso 13
Ruben Dario, No.281,
Bosques de Chapultepec
11580 Mexico, D.F. (pp)
212 East 6th Street
Tulsa, OK 74119 (qq)
428 Travis Street
Shreveport, LA 71156 (rr)
301 Cypress Street
Abilene, TX 79601 (ss)
Position Code
Director D
Chairman of the Board CB
Vice Chairman of the Board VCB
President P
Chief Executive Officer CEO
Chief Operating Officer COO
Executive Vice President EVP
Senior Vice President SVP
Vice President VP
Controller C
Deputy Controller DC
Secretary S
Treasurer T
General Counsel GC
Chief Financial Officer CFO
Chief Accounting Officer CAO
Chief Information Officer CIO
Managing Director MD
Board of Managers B
Delegate Manager DM
General Manager GM
The officer's or director's principal business address is the same as indicated
in the Company heading unless another address is provided with the individual's
name.
American Electric Power Company, Inc.
Name and Principal Address(a) Position
E. R. Brooks D
7 Glenmeadow Court
Dallas, TX 75225
Donald M. Carlton D
403 N. Weston Lane
Austin, TX 78733
John P. DesBarres D
32064 Pacifica Drive
Rancho Palos Verdes, CA 90275
E. Linn Draper, Jr. D,CB,P,CEO
Robert W. Fri D
6001 Overlea Road
Bethesda, MD 20816
William R. Howell D
4 Saint Andrews Court
Frisco, TX 75034
Lester A Hudson, Jr. D
P.O. Box 8583
Greenville, SC 29604
Leonard J. Kujawa D
225 Peachtree St.,NE
Atlanta, GA 30303
James L. Powell D
Box 98
Fort McKavett, TX 76841
Richard L. Sandor D
111 W. Jackson Blvd., 14th FL.
Chicago, IL 60604
Thomas V. Shockley, III D,VCB
Donald G. Smith D
P.O. Box 13948
Roanoke, VA 24038
Linda Gillespie Stuntz D
1275 Pennsylvania Ave.,NW
Washington, DC 20004
Kathryn D. Sullivan D
795 Old Oak Trace
Columbus, OH 43235
Morris Tanenbaum D
74 Falmouth Street
Short Hills, NJ 07078
Henry W. Fayne VP,CFO
Leonard V. Assante DC
Armando A. Pena T
Susan Tomasky S
AEI (Loy Yang) Pty Ltd
Name and Principal Address(j) Position
Alan John Bielby D
147 Argyle Street
Kowloon, Hong Kong
Donald E. Boyd (a) D
Peter Albert Littlewood D
22/F,CMG Asia Tower
The Gateway Harbour City
15 Canton Road
Kowloon, Hong Kong
Kenneth Warren Oberg D
22/F,CMG Asia Tower
The Gateway Harbour City
15 Canton Road
Kowloon, Hong Kong
Paul Robert Rainey D,S
AEP Acquisition, L.L.C.
Name and Principal Address(a) Position
Paul D. Addis CB
Michael K. Tate P
8090 Highway 3128
Pineville, LA 71360-8991
Geoffrey S. Chatas VP
Jeffrey D. Cross VP
Armando A. Pena VP,T
Leonard V. Assante C
Timothy A. King S
AEP Communications, Inc.
Name and Principal Address(a) Position
Paul D. Addis D
Donald M. Clements, Jr. D,P
E. Linn Draper, Jr. D,CB,CEO
Henry W. Fayne D,VP
William J. Lhota D
Armando A. Pena D,VP,T
Thomas V. Shockley, III D,VP
Susan Tomasky D,VP
Peter R. Thomas VP
Leonard V. Assante DC
John F. DiLorenzo, Jr. S
AEP Communications, LLC
Name and Principal Address(a) Position
Donald M. Clements, Jr. B,P
Armando A. Pena B,T
Peter R. Thomas B,VP
Jeffrey D. Cross S
AEP Credit, Inc.
Name and Principal Address(a) Position
E. Linn Draper, Jr. D,CB,CEO,P
Henry W. Fayne D,VP
William J. Lhota D
L. T. McDowell (ll) D
Armando A. Pena D,T
Thomas V. Shockley, III D
Susan Tomasky D
Joseph H. Vipperman D
Leonard V. Assante DC
John F. DiLorenzo, Jr. S
ITEM 6. OFFICERS AND DIRECTORS
PART I (Continued)
AEP C&I Company, LLC
Name and Principal Address(a) Position
Paul D. Addis B,CB,P
Steven A. Appelt B,VP
Jeffrey D. Cross B,VP
Armando A. Pena B,VP,T
Geoffrey S. Chatas VP
Mark W. Stewart VP
Timothy A. King S
AEP Delaware Investment Company
Name and Principal Address(i) Position
Sean Breiner D
Geoffrey S. Chatas (a) D,VP
Jeffrey D. Cross (a) D,VP
David W. Dupert D
Timothy A. King (a) D,S
Armando A. Pena (a) D,P,T
Mark A. Pyle (a) D
Leonard V. Assante (a) C
AEP Delaware Investment Company II
Name and Principal Address(i) Position
Sean Breiner D
Geoffrey S. Chatas (a) D,VP
Jeffrey D. Cross (a) D,VP
David W. Dupert D
Timothy A. King (a) D,S
Armando A. Pena (a) D,P,T
Mark A. Pyle (a) D
Leonard V. Assante (a) C
AEP Energy Management, L.L.C.
Name and Principal Address(a) Position
Paul D. Addis B
Henry W. Fayne B
Susan Tomasky B
AEP Energy Services Gas Holding Company
Name and Principal Address(i) Position
Sean Breiner D
Geoffrey S. Chatas (a) D,VP
Jeffrey D. Cross (a) D,VP
David W. Dupert D
Timothy A. King (a) D,S
Armando A. Pena (a) D,VP,T
Mark A. Pyle (a) D
Paul D. Addis (a) P
Leonard V. Assante (a) C
AEP Energy Services GmbH
Name and Principal Address(ee)Position
Paul D. Addis (a) MD
Henry D. Jones (ff) MD
Armando A. Pena (a) MD,T
AEP Energy Services Investments, Inc.
Name and Principal Address(i) Position
Sean Breiner D
Geoffrey S. Chatas (a) D,VP
Jeffrey D. Cross (a) D,VP
David W. Dupert D
Timothy A. King (a) D,S
Armando A. Pena (a) D,VP,T
Mark A. Pyle (a) D
Paul D. Addis (a) P
Leonard V. Assante (a) C
AEP Energy Services Limited
Name and Principal Address(ff)Position
Paul D. Addis (a) D
Henry D. Jones MD
Jeffrey D. Cross (a) S
Armando A. Pena (a) T
AEP Energy Services (Austria) GmbH
Name and Principal Address(gg)Position
Paul D. Addis (a) MD
Henry D. Jones (ff) MD
Armando A. Pena (a) MD,T
AEP Energy Services (Switzerland) GmbH
Name and Principal Address(hh)Position
Paul D. Addis (a) MD
Henry D. Jones (ff) MD
Armando A. Pena (a) MD,T
Georg Schlumpf (q) MD
AEP Energy Services Ventures, Inc.
Name and Principal Address(i) Position
Sean Breiner D
Geoffrey S. Chatas (a) D,VP
Jeffrey D. Cross (a) D,VP
David W. Dupert D
Timothy A. King (a) D,S
Armando A. Pena (a) D,VP,T
Mark A. Pyle (a) D
Paul D. Addis (a) P
Leonard V. Assante (a) C
AEP Energy Services Ventures II, Inc.
Name and Principal Address(i) Position
Sean Breiner D
Geoffrey S. Chatas (a) D,VP
Jeffrey D. Cross (a) D,VP
David W. Dupert D
Timothy A. King (a) D,S
Armando A. Pena (a) D,VP,T
Mark A. Pyle (a) D
Paul D. Addis (a) P
Leonard V. Assante (a) C
AEP Energy Services Ventures III, Inc.
Name and Principal Address(i) Position
Sean Breiner D
Geoffrey S. Chatas (a) D,VP
Jeffrey D. Cross (a) D,VP
David W. Dupert D
Timothy A. King (a) D,S
Armando A. Pena (a) D,VP,T
Mark A. Pyle (a) D
Leonard V. Assante (a) C
Paul D. Addis (a) P
ITEM 6. OFFICERS AND DIRECTORS
PART I (Continued)
AEP Energy Services, Inc.
Name and Principal Address(a) Position
Paul D. Addis D,P
Donald M. Clements, Jr. D
E. Linn Draper, Jr. D,CB,CEO
Henry W. Fayne D,VP
Armando A. Pena D,VP,T
Thomas V. Shockley, III D,VP
Susan Tomasky D,VP
Eric J. van der Walde D,SVP
Steven A. Appelt SVP
Henry D. Jones (ff) SVP
Andrew W. Patterson SVP
Mark W. Stewart SVP
David A. Banks VP
Thomas A. Barry VP
David B. Dunn VP
Dwayne L. Hart VP
Darren Lobdell VP
Paul S. Mason VP
P. M. O'Brien VP
Douglas K. Penrod VP
William C. Reed, II VP
Glenn Riepl VP
George Rooney VP
Leonard V. Assante DC
John F. DiLorenzo, Jr. S
AEP Fiber Venture, LLC
Name and Principal Address(a) Position
Donald M. Clements, Jr. B,P
Armando A. Pena B,VP,T
Peter R. Thomas B,VP
Geoffrey S. Chatas VP
Jeffrey D. Cross VP
Timothy A. King S
AEP Funding Limited
Name and Principal Address(g) Position
Jeffrey D. Cross (a) D,S
Armando A. Pena (a) D,T
AEP Gas Power GP, LLC
Name and Principal Address(a) Position
Paul D. Addis B,CB,P
Steven A. Appelt B,VP
Jeffrey D. Cross B,VP
Armando A. Pena B,T
Mark W. Stewart VP
Timothy A. King S
AEP Gas Power Systems, LLC
Name and Principal Address(a) Position
Steven A. Appelt B
Charles C. Cooper B,P
430 Telser Road
Lake Zurich, IL 60047-1588
Daniel O. Dickinson B
430 Telser Road
Lake Zurich, IL 60047-1588
John F. Norris, Jr. B
Mark W. Stewart B
AEP Generating Company
Name and Principal Address(a) Position
E. Linn Draper, Jr. D,CEO
Henry W. Fayne D,VP
William J. Lhota D,P
Armando A. Pena D,VP,T
Thomas V. Shockley, III D,VP
Susan Tomasky D,VP
Joseph H. Vipperman D,VP
John F. Norris, Jr. VP
Leonard V. Assante DC
John F. DiLorenzo, Jr. S
AEP Investments, Inc.
Name and Principal Address(a) Position
Paul D. Addis D
Donald M. Clements, Jr. D,P
E. Linn Draper, Jr. D,CB,CEO
Henry W. Fayne D,VP
William J. Lhota D
Armando A. Pena D,VP,T
Thomas V. Shockley, III D,VP
Susan Tomasky D,VP
Leonard V. Assante DC
John F. DiLorenzo, Jr. S
AEP Ohio Commercial & Industrial Retail
Company, LLC
Name and Principal Address(a) Position
Paul D. Addis B,CB,P
Steven A. Appelt B,VP
Jeffrey D. Cross B,VP
Armando A. Pena B,VP,T
Geoffrey S. Chatas VP
Mark W. Stewart VP
Timothy A. King S
AEP Ohio Retail Energy, LLC
Name and Principal Address(a) Position
Paul D. Addis B,CB,P
Steven A. Appelt B,VP
Jeffrey D. Cross B,VP,S
Armando A. Pena B,T
AEP Power Marketing, Inc.
Name and Principal Address(a) Position
Paul D. Addis D,P
E. Linn Draper, Jr. D,CB,CEO
Henry W. Fayne D,VP
Armando A. Pena D,VP,T
Leonard V. Assante C
John F. DiLorenzo, Jr. S
ITEM 6. OFFICERS AND DIRECTORS
PART I (Continued)
AEP Pro Serv, Inc.
Name and Principal Address(a) Position
Paul D. Addis D
E. Linn Draper, Jr. D,CB,CEO
Henry W. Fayne D,VP
John F. Norris, Jr. D
Armando A. Pena D,VP,T
Thomas V. Shockley, III D,VP
Susan Tomasky D,VP
John R. Jones P
V. A. Lepore SVP
Martin L. Mearhoff VP
Ali Azad VP
L. E. Dillahunty (ll) VP
Mark A. Gray VP
James A. Howard VP
John A. Mazzone VP
J. K. McWilliams VP
Leonard V. Assante DC
John F. DiLorenzo, Jr. S
AEP Pushan Power, LDC
Name and Principal Address(g) Position
Donald M. Clements, Jr. (a) D,P
Jeffrey D. Cross (a) D
Armando A. Pena (a) D,VP,T
W.S. Walker & Co. S
AEP Resource Services, LLC
Name and Principal Address(a) Position
Frederick J. Boyle B,VP,T
Donald M. Clements, Jr. B,CB
Jeffrey D. Cross VP,S
AEP Resources, Inc.
Name and Principal Address(a) Position
Paul D. Addis D
Donald M. Clements, Jr. D,P
E. Linn Draper, Jr. D,CB,CEO
Henry W. Fayne D,VP
William J. Lhota D
Armando A. Pena D,VP,T
Thomas V. Shockley, III D,VP
Susan Tomasky D,VP
Donald E. Boyd SVP
Frederick J. Boyle VP
Thomas S. Jobes VP
Dennis A. Lantzy VP
James H. Sweeney VP
Commerence Exec. Park III
1850 Centennial Park Dr.#480
Reston, VA 20191
Christopher Wilson (k) VP
Leonard V. Assante DC
John F. DiLorenzo, Jr. S
AEP Resources Australia Holdings Pty Ltd
Name and Principal Address(j) Position
Donald E. Boyd (a) D
Donald M. Clements, Jr.(a) D
William J. Lhota (a) D
John Marshall (dd) D
Armando A. Pena (a) D,T
Jeffrey D. Cross (a) S
Simon Lucas (dd) S
AEP Resources Australia Pty., Ltd.
Name and Principal Address(j) Position
Donald E. Boyd (a) D
Donald M. Clements, Jr.(a) D,CB
Jeffrey D. Cross (a) D,S
Armando A. Pena (a) D
Mark A. Snape D,S
100 Walker Street
North Sydney 2060
Australia
AEP Resources do Brasil Ltda.
Name and Principal Address(cc)Position
Hercules Celescuekci DM
AEP Resources CitiPower I Pty Ltd
Name and Principal Address(j) Position
Donald E. Boyd (a) D
Donald M. Clements, Jr.(a) D
William J. Lhota (a) D
John Marshall (dd) D
Armando A. Pena (a) D,T
Jeffrey D. Cross (a) S
Simon Lucas (dd) S
AEP Resources CitiPower II Pty Ltd
Name and Principal Address(j) Position
Donald E. Boyd (a) D
Donald M. Clements, Jr.(a) D
William J. Lhota (a) D
John Marshall (dd) D
Armando A. Pena (a) D,T
Jeffrey D. Cross (a) S
Simon Lucas (dd) S
AEP Resources International, Limited
Name and Principal Address(g) Position
Donald M. Clements, Jr. (a) D,P
E. Linn Draper, Jr. (a) D,CB,CEO
Henry W. Fayne (a) D,VP
William J. Lhota (a) D
Armando A. Pena (a) D,VP,T,CFO
David Mustine (c) SVP
Jeffrey D. Cross (a) VP,GC
John R. Jones (a) VP
Dennis A. Lantzy (a) VP
Leonard V. Assante(a) C,CAO
John F. DiLorenzo, Jr. (a) S
AEP Resources Limited
Name and Principal Address(k) Position
Donald M. Clements, Jr. (a) D
Jeffrey D. Cross (a) D,S
Armando A. Pena (a) D,T
Chris Wilson MD
AEP Resources Project Management Company, Ltd.
Name and Principal Address(g) Position
Donald M. Clements, Jr. (a) D,P
Jeffrey D. Cross (a) D
Armando A. Pena (a) D,T
W.S. Walker & Company S
ITEM 6. OFFICERS AND DIRECTORS
PART I (Continued)
AEP Retail Energy, LLC
Name and Principal Address(a) Position
Paul D. Addis B,P
Henry W. Fayne B,VP
Susan Tomasky B,S
Armando A. Pena T
AEP Texas Commercial & Industrial
Retail GP, LLC
Name and Principal Address(a) Position
Paul D. Addis B,CB,P
Steven A. Appelt B,VP
Jeffrey D. Cross B,VP
Armando A. Pena B,T
Mark W. Stewart VP
Timothy A. King S
AEP Texas Retail GP, LLC
Name and Principal Address(a) Position
Paul D. Addis B,CB,P
Steven A. Appelt B,VP
Jeffrey D. Cross B,VP
Armando A. Pena B,T
Mark W. Stewart VP
Timothy A. King S
AEP T&D Services, LLC
Name and Principal Address(a) Position
Jeffrey D. Cross B,VP
Glenn M. Files (c) B,VP
William J. Lhota B,CB,P
David Mustine (c) B,VP
Armando A. Pena B,T
Richard P. Verret B,VP
825 Tech Center Drive
Gahanna, OH 43230
Timothy A. King S
AEP Wind GP, LLC
Name and Principal Address(a) Position
Paul D. Addis P
Geoffrey S. Chatas VP
Jeffrey D. Cross VP
Paul E. Graf (ll) VP
Dwayne L. Hart VP
Armando A. Pena VP,T
Timothy A. King S
AEP Wind LP, LLC
Name and Principal Address(a) Position
Paul D. Addis P
Geoffrey S. Chatas VP
Jeffrey D. Cross VP
Paul E. Graf (ll) VP
Dwayne L. Hart VP
Armando A. Pena VP,T
Timothy A. King S
AEPR Global Holland Holding B.V.
Name and Principal Address(q) Position
AEP Resources, Inc. (a) MD
AEPR Global Investments B.V.
Name and Principal Address(q) Position
Donald M. Clements, Jr.(a) MD
Jeffrey D. Cross (a) MD
Ad C.G. de Beer MD
Pieter Oosthoek MD
Armando A. Pena (a) MD
AEPR Global Ventures B.V.
Name and Principal Address(q) Position
Donald M. Clements, Jr. (a) MD
Jeffrey D. Cross (a) MD
Ad C.G. de Beer MD
Pieter Oosthoek MD
Armando A. Pena (a) MD
American Electric Power Service Corporation
Name and Principal Address(a) Position
Paul D. Addis D,EVP
Donald M. Clements, Jr. D,EVP
E. Linn Draper, Jr. D,CB,P,CEO
Henry W. Fayne D,EVP
William J. Lhota D,EVP
Thomas V. Shockley, III D,VCB
Susan Tomasky D,EVP,GC
Joseph H. Vipperman D,EVP
Nicholas J. Ashooh SVP
J. C. Baker SVP
Jeffrey D. Cross SVP
Thomas M. Hagan SVP
Dale E. Heydlauff SVP
Michael F. Moore SVP,CIO
R. E. Munczinski SVP
John F. Norris, Jr. SVP
Armando A. Pena SVP,T
Rodney B. Plimpton SVP
Robert P. Powers SVP
Melinda S. Ackerman VP
Leonard V. Assante VP,DC
Bruce M. Barber VP
Edward J. Brady VP
Bruce H. Braine VP
Robert T. Burns (ll) VP
Geoffrey S. Chatas VP
John F. DiLorenzo, Jr. VP,S
W. N. D'Onofrio VP
Joseph J. Hamrock VP
3455 Mill Run Dr.
Hilliard, OH 43228
Jane A. Harf VP
Wendy G. Hargus (ll) VP
John D. Harper VP
Anthony P. Kavanagh VP
801 Pennsylvania Ave.
Washington, DC 20004
Michael D. Martin VP
Martin L. Mearhoff VP
ITEM 6. OFFICERS AND DIRECTORS
PART I (Continued)
American Electric Power Service Corporation (Cont.)
Name and Principal Address(a) Position
Mark W. Menezes VP
601 Pennsylvania Ave.
Washington, DC 20004
D. Michael Miller VP
Richard A. Mueller VP
Charles R. Patton VP
4000 W. 15th Street
Austin, TX 78701
Gary M. Prescott VP
H. E. Rhodes (c) VP
Daniel J. Rogier VP
William L. Scott VP
O. J. Sever VP
William L. Sigmon, Jr. VP
Waldo Zerger VP
American Fiber Touch, LLC
Name and Principal Address(ii) Position
Donald M. Clements, Jr.(a) B
Perry J. Cole B
Michael J. Meldahl B
Peter R. Thomas (a) B
Appalachian Power Company
Name and Principal Address(b) Position
E. Linn Draper, Jr. (a) D,CB,CEO
Henry W. Fayne (a) D,VP
William J. Lhota (a) D,P,COO
Armando A. Pena (a) D,VP,T
Thomas V. Shockley,III(a) D,VP
Susan Tomasky (a) D,VP
Joseph H. Vipperman (a) D,VP
R. D. Carson, Jr. VP
1051 East Cary Street, 7th Fl.
Richmond, VA 23219
David H. Crabtree (c) VP
Glenn M. Files (c) VP
Michelle S. Kalnas(c) VP
David Mustine (c) VP
John F. Norris, Jr.(a) VP
M. P. Ryan (c) VP
Stuart Solomon (t) VP
Richard P. Verret VP
825 Tech Center Drive
Gahanna, OH 43230
Leonard V. Assante (a) DC
John F. DiLorenzo, Jr.(a) S
Ash Creek Mining Co.
Name and Principal Address(jj)Position
Paul D. Addis (a) D
E. Linn Draper, Jr. (a) D,CB,CEO
Henry W. Fayne (a) D,VP
Armando A. Pena (a) D,VP,T
Thomas V. Shockley,III(a) D,VP
Susan Tomasky (a) D,VP
Charles A. Ebetino, Jr.(e) P,COO
Leonard V. Assante (a) DC
John F. DiLorenzo, Jr. (a) S
Australian Energy International Pty Ltd
Name and Principal Address(j) Position
Alan John Bielby D
147 Argyle Street
Kowloon, Hong Kong
Donald E. Boyd (a) D
Peter Albert Littlewood D
22/F., CMG Asia Tower Gateway
Harbour City, 15 Canton Road
Kowloon, Hong Kong
Kenneth Warren Oberg D
22/F., CMG Asia Tower Gateway
Harbour City, 15 Canton Road
Kowloon, Hong Kong
Paul Robert Rainey D,S
Mark Snape D
100 Walker Street
North Sydney
2060 Australia
Australia's Energy Partnership
Name and Principal Address(j) Position
Armando A. Pena (a) T
Blackhawk Coal Company
Name and Principal Address(r) Position
Paul D. Addis (a) D
E. Linn Draper, Jr. (a) D,CB,CEO
Henry W. Fayne (a) D,VP
Armando A. Pena (a) D,VP,T
Thomas V. Shockley,III(a) D,VP
Susan Tomasky (a) D,VP
Charles A. Ebetino,Jr.(e) P,COO
Leonard V. Assante (a) DC
John F. DiLorenzo, Jr.(a) S
C3 Communications, Inc.
Name and Principal Address(a) Position
Paul D. Addis D
Donald M. Clements, Jr. D,P
E. Linn Draper, Jr. D,CB,CEO
Henry W. Fayne D,VP
William J. Lhota D
Armando A. Pena D,VP,T
Thomas V. Shockley, III D,VP
Susan Tomasky D,VP
Peter R. Thomas VP
Leonard V. Assante DC
John F. DiLorenzo, Jr. S
ITEM 6. OFFICERS AND DIRECTORS
PART I (Continued)
Cardinal Operating Company
Name and Principal Address(l) Position
Anthony J. Ahern D
6677 Busch Blvd.
Columbus, OH 43226
J. C. Baker (a) D
Richard K. Byrne D,VP
6677 Busch Blvd.
Columbus, OH 43226
E. Linn Draper, Jr. (a) D,P
John R. Jones (a) D,VP
William J. Lhota (a) D,VP
Ralph E. Luffler D,VP
P.O. Box 250
Lancaster, OH 43130-0250
Steven K. Nelson D,VP
P.O. Box 280
Coshocton, OH 43812
John F. Norris, Jr.(a) D,VP
Michael L. Sims D
3888 Stillwell Beckett Rd.
Oxford, OH 45056
Leonard V. Assante (a) C
Armando A. Pena (a) T
John F. DiLorenzo, Jr.(a) S
Cedar Coal Co.
Name and Principal Address(b) Position
Paul D. Addis (a) D
E. Linn Draper, Jr. (a) D,CB,CEO
Henry W. Fayne (a) D,VP
Armando A. Pena (a) D,VP,T
Thomas V. Shockley, III (a) D,VP
Susan Tomasky (a) D,VP
Charles A. Ebetino, Jr.(e) P,COO
Leonard V. Assante (a) DC
John F. DiLorenzo, Jr. (a) S
Central and South West Corporation
Name and Principal Address(ll)Position
E. Linn Draper, Jr. (a) D,CB,CEO,P
Henry W. Fayne (a) D,VP
William J. Lhota (a) D
Armando A. Pena (a) D,T
Thomas V. Shockley,III(a) D
Susan Tomasky (a) D
Joseph H. Vipperman (a) D
Leonard V. Assante (a) DC
John F. DiLorenzo, Jr.(a) S
Central Appalachian Coal Company
Name and Principal Address(b) Position
Paul D. Addis (a) D
E. Linn Draper, Jr. (a) D,CB,CEO
Henry W. Fayne (a) D,VP
Armando A. Pena (a) D,VP,T
Thomas V. Shockley, III (a) D,VP
Susan Tomasky (a) D,VP
Charles A. Ebetino, Jr. (e) P,COO
Leonard V. Assante (a) DC
John F. DiLorenzo, Jr. (a) S
Central Coal Company
Name and Principal Address(b) Position
Paul D. Addis (a) D
E. Linn Draper, Jr.(a) D,CB,CEO
Henry W. Fayne (a) D,VP
Armando A. Pena (a) D,VP,T
Thomas V. Shockley, III (a) D,VP
Susan Tomasky (a) D,VP
Charles A. Ebetino, Jr. (e) P,COO
Leonard V. Assante (a) DC
John F. DiLorenzo, Jr. (a) S
Central Ohio Coal Company
Name and Principal Address(m) Position
Paul D. Addis (a) D
E. Linn Draper, Jr. (a) D,CB,CEO
Henry W. Fayne (a) D,VP
Armando A. Pena (a) D,VP,T
Thomas V. Shockley, III (a) D,VP
Susan Tomasky (a) D,VP
Charles A. Ebetino, Jr. (e) P,COO
Leonard V. Assante (a) DC
John F. DiLorenzo, Jr. (a) S
Central Power and Light Company
Name and Principal Address(kk)Position
E. Linn Draper, Jr. (a) D,CB,CEO
Henry W. Fayne (a) D,VP
William J. Lhota (a) D,P,COO
Armando A. Pena (a) D,VP,T
Thomas V. Shockley,III(a) D,VP
Susan Tomasky (a) D,VP
Joseph H. Vipperman (a) D,VP
David H. Crabtree (c) VP
Glenn M. Files (c) VP
Alphonso R. Jackson VP
400 W. 15th Street, Ste 1500
Austin, TX 78701
Michelle S. Kalnas (c) VP
David Mustine (c) VP
John F. Norris, Jr. (a) VP
M. P. Ryan (c) VP
Richard P. Verret VP
825 Tech Center Drive
Gahanna, Ohio 43230
Leonard V. Assante (a) DC
John F. DiLorenzo,Jr.(a) S
Chile Energy Holdings, L.L.C.
Name and Principal Address(p)Position
Jeffrey D. Cross (a) D,VP
Paul E. Graf (ll) D,VP
Dwayne L. Hart (a) D,P
Armando A. Pena (a) D,VP
Susan Tomasky (a) D
Geoffrey S. Chatas (a) VP
Sandra S. Bennett (ll) C
Wendy G. Hargus (ll) T
Timothy A. King (a) S
ITEM 6. OFFICERS AND DIRECTORS
PART I (Continued)
CitiPower Pty
Name and Principal Address(dd)Position
Donald E. Boyd (a) D
Donald M. Clements, Jr.(a) D
Michael Codd, AC D
Jeffrey D. Cross (a) D,S
Brian Healey D
William J. Lhota (a) D
John Marshall D
Armando A. Pena (a) D,T
Simon Lucas S
CitiPower Trust
Principal Address (j)
NONE
Colomet, Inc.
Name and Principal Address(a) Position
E. Linn Draper, Jr. D,P,CEO
Henry W. Fayne D,VP
William J. Lhota D,VP
Armando A. Pena D,VP,T
Thomas V. Shockley, III D,VP
Susan Tomasky D,VP
Joseph H. Vipperman D,VP
Glenn M. Files (c) VP
Richard P. Verret VP
825 Tech Center Drive
Gahanna, OH 43230
Leonard V. Assante DC
John F. DiLorenzo, Jr. S
Columbus Southern Power Company
Name and Principal Address(a) Position
E. Linn Draper, Jr. D,CB,CEO
Henry W. Fayne D,VP
William J. Lhota D,P,COO
Armando A. Pena D,VP,T
Thomas V. Shockley, III D,VP
Susan Tomasky D,VP
Joseph H. Vipperman D,VP
David H. Crabtree (c) VP
Glenn M. Files (c) VP
Michelle S. Kalnas (c) VP
David Mustine (c) VP
Floyd W. Nickerson VP
88 East Broad Street, Ste 800
Columbus, OH 43215
John F. Norris, Jr. VP
M. P. Ryan (c) VP
Richard P. Verret VP
825 Tech Center Drive
Gahanna, OH 43230
Leonard V. Assante DC
John F. DiLorenzo, Jr. S
Conesville Coal Preparation Company
Name and Principal Address(a) Position
Paul D. Addis D
E. Linn Draper, Jr. D,CB,CEO
Henry W. Fayne D,VP
Armando A. Pena D,VP,T
Thomas V. Shockley III D,VP
Susan Tomasky D,VP
Charles A. Ebetino,Jr.(e) P,COO
Leonard V. Assante DC
John F. DiLorenzo, Jr. S
CSW Development-3, Inc.
Name and Principal Address(a) Position
Jeffrey D. Cross D,VP
Paul E. Graf (ll) D,VP
Dwayne L. Hart D,P
Armando A. Pena D,VP
Leonard V. Assante C
Timothy A. King S
Wendy G. Hargus (ll) T
CSW Development-II, Inc.
Name and Principal Address(a) Position
Jeffrey D. Cross D,VP
Paul E. Graf (ll) D,VP
Dwayne L. Hart D,P
Armando A. Pena D,VP
Leonard V. Assante C
Timothy A. King S
Wendy G. Hargus (ll) T
CSW Development-I, Inc.
Name and Principal Address(a) Position
Jeffrey D. Cross D,VP
Paul E. Graf (ll) D,VP
Dwayne L. Hart D,P
Armando A. Pena D,VP
Leonard V. Assante C
Timothy A. King S
Wendy G. Hargus (ll) T
CSW Eastex GP II, Inc.
Name and Principal Address(a) Position
Jeffrey D. Cross D,VP
Paul E. Graf (11) D,VP
Dwayne L. Hart D,P
Armando A. Pena D,VP
Geoffrey S. Chatas VP
Sandra S. Bennett (ll) C
Timothy A. King S
Wendy G. Hargus (11) T
CSW Eastex GP I, Inc.
Name and Principal Address(a) Position
Jeffrey D. Cross D,VP
Paul E. Graf (11) D,VP
Dwayne L. Hart D,P
Armando A. Pena D,VP
Geoffrey S. Chatas VP
Sandra S. Bennett (ll) C
Timothy A. King S
Wendy G. Hargus (11) T
ITEM 6. OFFICERS AND DIRECTORS
PART I (Continued)
CSW Eastex LP II, Inc.
Name and Principal Address(a) Position
Jeffrey D. Cross D,VP
Paul E. Graf (11) D,VP
Dwayne L. Hart D,P
Armando A. Pena D,VP
Geoffrey S. Chatas VP
Sandra S. Bennett (ll) C
Timothy A. King S
Wendy G. Hargus (11) T
CSW Eastex LP I, Inc.
Name and Principal Address(a) Position
Jeffrey D. Cross D,VP
Paul E. Graf (11) D,VP
Dwayne L. Hart D,P
Armando A. Pena D,VP
Geoffrey S. Chatas VP
Sandra S. Bennett (ll) C
Timothy A. King S
Wendy G. Hargus (11) T
CSW Energy Services, Inc.
Name and Principal Address(a) Position
Donald M. Clements, Jr. D
Holly Keller Koeppel D,P
Armando A. Pena D,VP,T
Thomas V. Shockley, III D
John F. DiLorenzo, Jr. S
CSW Energy, Inc.
Name and Principal Address(a) Position
Paul D. Addis D,P
Donald M. Clements, Jr. D
E. Linn Draper, Jr. D,CB,CEO
Henry W. Fayne D,VP
Armando A. Pena D,VP,T
Thomas V. Shockley, III D,VP
Susan Tomasky D,VP
Paul E. Graf (ll) VP
Dwayne L. Hart VP
Leonard V. Assante DC
John F. DiLorenzo, Jr. S
CSW Frontera GP II, Inc.
Name and Principal Address(a) Position
Jeffrey D. Cross D,VP
Paul E. Graf (ll) D,VP
Dwayne L. Hart D,P
Armando A. Pena D,VP
Timothy A. King S
Wendy G. Hargus (ll) T
CSW Frontera GP I, Inc.
Name and Principal Address(a) Position
Jeffrey D. Cross D,VP
Paul E. Graf (ll) D,VP
Dwayne L. Hart D,P
Armando A. Pena D,VP
Timothy A. King S
Wendy G. Hargus (ll) T
CSW Frontera LP II, Inc.
Name and Principal Address(a) Position
Jeffrey D. Cross D,VP
Paul E. Graf (ll) D,VP
Dwayne L. Hart D,P
Armando A. Pena D,VP
Timothy A. King S
Wendy G. Hargus (ll) T
CSW Frontera LP I, Inc.
Name and Principal Address(a) Position
Jeffrey D. Cross D,VP
Paul E. Graf (ll) D,VP
Dwayne L. Hart D,P
Armando A. Pena D,VP
Timothy A. King S
Wendy G. Hargus (ll) T
CSW Ft. Lupton, Inc.
Name and Principal Address(a) Position
Jeffrey D. Cross D,VP
Paul E. Graf (ll) D,VP
Dwayne L. Hart D,P
Armando A. Pena D,VP
Geoffrey S. Chatas VP
Leonard V. Assante C
Timothy A. King S
Wendy G. Hargus (ll) T
CSW International Three, Inc.
Name and Principal Address(a) Position
Geoffrey S. Chatas D
Jeffrey D. Cross D,VP
Timothy A. King D,S
Armando A. Pena D,P,T
Mark A. Pyle D
Paul E. Graf (ll) VP
Leonard V. Assante C
CSW International Two, Inc.
Name and Principal Address(a) Position
Geoffrey S. Chatas D
Jeffrey D. Cross D,VP
Timothy A. King D,S
Armando A. Pena D,P,T
Mark A. Pyle D
Paul E. Graf (ll) VP
Leonard V. Assante C
CSW International (U.K.), Inc.
Name and Principal Address(a) Position
Geoffrey S. Chatas D
Jeffrey D. Cross D,VP
Timothy A. King D,S
Armando A. Pena D,P,T
Mark A. Pyle D
Paul E. Graf (ll) VP
Leonard V. Assante C
ITEM 6. OFFICERS AND DIRECTORS
PART I (Continued)
CSW International, Inc.(a Delaware
Corp.)
Name and Principal Address(a) Position
Paul D. Addis D,P
Donald M. Clements, Jr. D
E. Linn Draper, Jr. D,CB,CEO
Henry W. Fayne D,VP
Armando A. Pena D,VP,T
Thomas V. Shockley, III D,VP
Susan Tomasky D,VP
Paul E. Graf (ll) VP
Dwayne L. Hart VP
Leonard V. Assante DC
John F. DiLorenzo, Jr. S
CSW International, Inc.(a Cayman
Corp.)
Name and Principal Address(a) Position
Jeffrey D. Cross D,VP
Paul E. Graf (ll) D,VP
Dwayne L. Hart D,P
Armando A. Pena D,VP
Susan Tomasky D
Geoffrey S. Chatas VP
Sandra S. Bennett (ll) C
Timothy A. King S
Wendy G. Hargus (ll) T
CSW Investments
Name and Principal Address(mm)Position
H. Cadoux-Hudson D
Donald M. Clements,Jr.(a) D
E. Linn Draper,Jr.(a) D
T. J. Ellis D
M. J. Pavia D
Armando A. Pena (a) D
Thomas V. Shockley,III(a) D
J. Weight D
Christopher Wilson (k) D
Jeffrey D. Cross (a) S
CSW Leasing, Inc.
Name and Principal Address(a) Position
E. Linn Draper, Jr. D,CB
Henry W. Fayne D,P
Thomas V. Shockley, III D,VP
Susan Tomasky D,VP
Nikita Zdanow D
1211 Ave. Of the Americas
New York, NY 10036
Kenneth Brown (ll) SVP
Jeffrey Knittle (11) SVP
Jean Stein (ll) SVP
Joseph H. Vipperman VP
Leonard V. Assante DC
John F. DiLorenzo, Jr. S
Armando A. Pena T
CSW Mulberry II, Inc.
Name and Principal Address(a) Position
Jeffrey D. Cross D,VP
Paul E. Graf (ll) D,VP
Dwayne L. Hart D,P
Armando A. Pena D,VP
Geoffrey S. Chatas VP
Leonard V. Assante C
Timothy A. King S
Wendy G. Hargus (ll) T
CSW Mulberry, Inc.
Name and Principal Address(a) Position
Jeffrey D. Cross D,VP
Paul E. Graf (ll) D,VP
Dwayne L. Hart D,P
Armando A. Pena D,VP
Geoffrey S. Chatas VP
Leonard V. Assante C
Timothy A. King S
Wendy G. Hargus (ll) T
CSW Nevada, Inc.
Name and Principal Address(a) Position
Jeffrey D. Cross D,VP
Paul E. Graf (11) D,VP
Dwayne L. Hart D,P
Armando A. Pena D,VP
Geoffrey S. Chatas VP
Leonard V. Assante C
Timothy A. King S
Wendy G. Hargus (ll) T
CSW Northwest GP, Inc.
Name and Principal Address(a) Position
Jeffrey D. Cross D,VP
Paul E. Graf (11) D,VP
Dwayne L. Hart D,P
Armando A. Pena D,VP
Geoffrey S. Chatas VP
Leonard V. Assante C
Timothy A. King S
Wendy G. Hargus (ll) T
CSW Northwest LP, Inc.
Name and Principal Address(a) Position
Jeffrey D. Cross D,VP
Paul E. Graf (11) D,VP
Dwayne L. Hart D,P
Armando A. Pena D,VP
Geoffrey S. Chatas VP
Leonard V. Assante C
Timothy A. King S
Wendy G. Hargus (ll) T
CSW Orange II, Inc.
Name and Principal Address(a) Position
Jeffrey D. Cross D,VP
Paul E. Graf (11) D,VP
Dwayne L. Hart D,P
Armando A. Pena D,VP
Geoffrey S. Chatas VP
Leonard V. Assante C
Timothy A. King S
Wendy G. Hargus (ll) T
ITEM 6. OFFICERS AND DIRECTORS
PART I (Continued)
CSW Orange, Inc.
Name and Principal Address(a) Position
Jeffrey D. Cross D,VP
Paul E. Graf (11) D,VP
Dwayne L. Hart D,P
Armando A. Pena D,VP
Geoffrey S. Chatas VP
Leonard V. Assante C
Timothy A. King S
Wendy G. Hargus (ll) T
CSW Power Marketing, Inc.
Name and Principal Address(a) Position
Jeffrey D. Cross D,VP
Dwayne L. Hart D,P
Armando A. Pena D
Geoffrey S. Chatas VP
Leonard V. Assante C
Timothy A. King S
Wendy G. Hargus (ll) T
CSW Services International, Inc.
Name and Principal Address(a) Position
Jeffrey D. Cross D,VP
Paul E. Graf (11) D,VP
Dwayne L. Hart D,P
Armando A. Pena D,VP
Geoffrey S. Chatas VP
Sandra S. Bennett (ll) C
Timothy A. King S
Wendy G. Hargus (ll) T
CSW Sweeny GP II, Inc.
Name and Principal Address(a) Position
Jeffrey D. Cross D,VP
Paul E. Graf (11) D,VP
Dwayne L. Hart D,P
Armando A. Pena D,VP
Geoffrey S. Chatas VP
Sandra S. Bennett (11) C
Timothy A. King S
Wendy G. Hargus (ll) T
CSW Sweeny GP I, Inc.
Name and Principal Address(a) Position
Jeffrey D. Cross D,VP
Paul E. Graf (11) D,VP
Dwayne L. Hart D,P
Armando A. Pena D,VP
Geoffrey S. Chatas VP
Leonard V. Assante C
Timothy A. King S
Wendy G. Hargus (ll) T
CSW Sweeny LP II, Inc.
Name and Principal Address(a) Position
Jeffrey D. Cross D,VP
Paul E. Graf (11) D,VP
Dwayne L. Hart D,P
Armando A. Pena D,VP
Geoffrey S. Chatas VP
Leonard V. Assante C
Timothy A. King S
Wendy G. Hargus (ll) T
CSW Sweeny LP I, Inc.
Name and Principal Address(a) Position
Jeffrey D. Cross D,VP
Paul E. Graf (11) D,VP
Dwayne L. Hart D,P
Armando A. Pena D,VP
Geoffrey S. Chatas VP
Leonard V. Assante C
Timothy A. King S
Wendy G. Hargus (ll) T
CSW UK Finance Company
Name and Principal Address(mm)Position
H. Cadoux-Hudson D
Donald M. Clements,Jr.(a) D
E. Linn Draper,Jr.(a) D
T. J. Ellis D,CB
M. J. Pavia D,CFO
Armando A. Pena (a) D,T
Thomas V. Shockley,III(a) D
J. Weight D
Christopher Wilson (k) D
Jeffrey D. Cross (a) S
CSW UK Holdings
Name and Principal Address(mm)Position
H. Cadoux-Hudson D
Donald M. Clements,Jr.(a) D
E. Linn Draper,Jr.(a) D
T. J. Ellis D,CB
M. J. Pavia D,CFO
Armando A. Pena (a) D,T
Thomas V. Shockley,III(a) D
J. Weight D
Christopher Wilson (k) D
Jeffrey D. Cross (a) S
CSW UK Investments Limited
Name and Principal Address(mm)Position
H. Cadoux-Hudson D
Donald M. Clements, Jr.(a) D
E. Linn Draper, Jr. (a) D
T. J. Ellis D
M. J. Pavia D
Armando A. Pena (a) D
Thomas V. Shockley, III (a) D
J. Weight D
Christopher Wilson (k) D
Jeffrey D. Cross (a) S
CSW Vale L.L.C.
Name and Principal Address(a) Position
Jeffrey D. Cross D,VP
Paul E. Graf (11) D,VP
Dwayne L. Hart D,P
Armando A. Pena D,VP
Susan Tomasky D
Geoffrey S. Chatas VP
Sandra S. Bennett (ll) C
Timothy A. King S
Wendy G. Hargus (ll) T
ITEM 6. OFFICERS AND DIRECTORS
PART I (Continued)
CSWC Southwest Holdings, Inc.
Name and Principal Address(a) Position
Donald M. Clements, Jr. D,P
Armando A. Pena D,VP,T
Peter R. Thomas D,VP
Geoffrey S. Chatas VP
Jeffrey D. Cross VP
Leonard V. Assante C
Timothy A. King S
CSWC TeleChoice Management, Inc.
Name and Principal Address(a) Position
Donald M. Clements, Jr. D,P
Armando A. Pena D,VP,T
Peter R. Thomas D,VP
Geoffrey S. Chatas VP
Jeffrey D. Cross VP
Leonard V. Assante C
Timothy A. King S
CSWC TeleChoice, Inc.
Name and Principal Address(a) Position
Donald M. Clements, Jr. D,P
Armando A. Pena D,VP,T
Peter R. Thomas D,VP
Geoffrey S. Chatas VP
Jeffrey D. Cross VP
Leonard V. Assante C
Timothy A. King S
CSWI Europe Limited
Name and Principal Address(mm)Position
H. Cadoux-Hudson D
Paul E. Graf (ll) D
M. A. Nagle S
CSWI Netherlands, Inc.
Name and Principal Address(a) Position
Geoffrey S. Chatas D,VP
Jeffrey D. Cross D,VP
Timothy A. King D,S
Armando A. Pena D,P,T
Mark A. Pyle D
Leonard V. Assante C
Datapult Limited Partnership
Name and Principal Address(a) Position
Donald M. Clements, Jr. P
Geoffrey S. Chatas VP
Jeffrey D. Cross VP
Armando A. Pena VP,T
Peter R. Thomas VP
Timothy A. King S
Datapult, LLC
Name and Principal Address(a) Position
Donald M. Clements, Jr. B,P
Jeffrey D. Cross B,VP
Armando A. Pena B,T
Peter R. Thomas B,VP
Timothy A. King S
DECCO II, LLC
Name and Principal Address(a) Position
John R. Jones CEO
Geoffrey S. Chatas VP
Jeffrey D. Cross VP
Armando A. Pena VP,T
Leonard V. Assante C
Timothy A. King S
Diversified Energy Contractors Company, LLC
Name and Principal Address(a) Position
John R. Jones CEO
Geoffrey S. Chatas VP
Jeffrey D. Cross VP
Armando A. Pena VP,T
Leonard V. Assante C
Timothy A. King S
Energia de Mexicali, S de R.L.de C.V.
Name and Principal Address(pp)Position
Donald M. Clements,Jr.(a) B,P
Jeffrey D. Cross (a) B
Armando A. Pena (a) B
James H. Sweeney B
1850 Centennial Park Drive
Suite 480, Reston, VA 20191
Enershop Inc.
Name and Principal Address(a) Position
Paul D. Addis D,CB,P
Steven A. Appelt D,VP
Jeffrey D. Cross D,VP
Armando A. Pena D,VP,T
Geoffrey S. Chatas VP
Mark W. Stewart VP
Leonard V. Assante C
Timothy A. King S
Envirotherm, Inc.
Name and Principal Address(ll) Position
Paul D. Addis (a) D,CB,P
Steven A. Appelt (a) D,VP
Jeffrey D. Cross (a) D,VP
Armando A. Pena (a) D,VP,T
Geoffrey S. Chatas (a) VP
Mark W. Stewart (a) VP
Leonard V. Assante (a) C
Timothy A. King (a) S
ITEM 6. OFFICERS AND DIRECTORS
PART I (Continued)
Franklin Real Estate Company
Name and Principal Address(n) Position
E. Linn Draper, Jr. (a) D,P,CEO
Henry W. Fayne (a) D,VP
William J. Lhota (a) D,VP
Armando A. Pena (a) D,VP,T
Thomas V. Shockley,III(a) D,VP
Susan Tomasky (a) D,VP
Joseph H. Vipperman (a) D,VP
Glenn M. Files (c) VP
Richard P. Verret VP
825 Tech Center Drive
Gahanna, Ohio 43230
Leonard V. Assante (a) DC
John F. DiLorenzo, Jr.(a) S
Frontera International Sales Limited
Name and Principal Address(nn)Position
Mary Ellen M. Bourque D
Jeffrey D. Cross (a) D,VP
Paul E. Graf (ll) D,VP
Dwayne L. Hart (a) D,P
Armando A. Pena (a) D,VP
Timothy A. King (a) S
Wendy G. Hargus (ll) T
Indiana-Kentucky Electric Corporation
Name and Principal Address(w) Position
E. Linn Draper, Jr. (a) D,P
Arthur R. Garfield D
76 South Main Street
Akron, OH 44308
J. Gordon Hurst D
20 NW Fourth Street
Evansville, IN 47741
Ronald G. Jochum D
20 NW Fourth Street
Evansville, IN 47741
John R. Sampson D
101 W. Ohio Street, Ste 1320
Indianapolis, IN 46204
Peter J. Skrgic D
800 Cabin Hill Drive
Greensburg, PA 15601
William E. Walters D
100 East Wayne Street
South Bend, IN 46601
David L. Hart (a) VP
David E. Jones VP
Armando A. Pena (a) VP
John D. Brodt S,T
Indiana Franklin Realty, Inc.
Name and Principal Address(d) Position
E. Linn Draper, Jr. (a) D,P,CEO
Henry W. Fayne (a) D,VP
William J. Lhota (a) D,VP
Armando A. Pena (a) D,VP,T
Thomas V. Shockley,III(a) D,VP
Susan Tomasky (a) D,VP
Joseph H. Vipperman (a) D,VP
Glenn M. Files (c) VP
Richard P. Verret VP
825 Tech Center Drive
Gahanna, OH 43230
Leonard V. Assante (a) DC
John F. DiLorenzo, Jr.(a) S
Indiana Michigan Power Company
Name and Principal Address(d) Position
Karl G. Boyd D
E. Linn Draper, Jr. (a) D,CB,CEO
Jeffrey A. Drozda D
101 W. Ohio, Suite 1320
Indianapolis, IN 46204
Henry W. Fayne (a) D,VP
William J. Lhota (a) D,P,COO
Susanne M. Moorman D
John R. Sampson D,VP
101 W. Ohio, Suite 1320
Indianapolis, IN 46204
Thomas V. Shockley,III(a) D,VP
Jackie S. Siefker D
5000 Wheeling Ave.
Muncie, IN 47304
D. B. Synowiec D
2791 N. U.S. Highway 231
Rockport, IN 47635
Susan Tomasky (a) D,VP
Joseph H. Vipperman (a) D,VP
William E. Walters D
100 East Wayne Steet
South Bend, IN 46601
A. Christopher Bakken III VP
One Cook Place
Bridgman, MI 49106
Paul J. Brower VP
110 West Michigan,Ste 1000-A
Lansing, MI 48933
David H. Crabtree (c) VP
Glenn M. Files (c) VP
Michelle S. Kalnas (c) VP
David Mustine (c) VP
John F. Norris, Jr. (a) VP
Armando A. Pena (a) VP,T
Robert P. Powers (a) VP
Michael W. Rencheck VP
500 Circle Drive
Buchanan, MI 49107
M. P. Ryan (c) VP
Richard P. Verret VP
825 Tech Center Drive
Gahanna, OH 43230
Leonard V. Assante (a) DC
John F. DiLorenzo, Jr.(a) S
Industry and Energy Associates,L.L.C.
Name and Principal Address(a)Position
John R. Jones CEO
Geoffrey S. Chatas VP
Jeffrey D. Cross VP
Armando A. Pena VP,T
Kenneth B. Rogers VP
9 Donald B. Dean Drive
South Portland, ME 04106
Leonard V. Assante C
Timothy A. King S
ITEM 6. OFFICERS AND DIRECTORS
PART I (Continued)
Jefferson Island Storage & Hub L.L.C.
Name and Principal Address(bb)Position
Paul D. Addis (a) B,CB
Jeffrey D. Cross (a) B,VP
Armando A. Pena (a) B,VP,T
Michael K. Tate P
8090 Highway 3128
Pineville, LA 71360
Geoffrey S. Chatas(a) VP
Leonard V. Assante (a) C
Timothy A. King (a) S
Kentucky Power Company
Name and Principal Address(s) Position
E. Linn Draper, Jr. (a) D,CB,CEO
Henry W. Fayne (a) D,VP
William J. Lhota (a) D,P,COO
Armando A. Pena (a) D,VP,T
Thomas V. Shockley,III(a) D,VP
Susan Tomasky (a) D,VP
Joseph H. Vipperman (a) D,VP
David H. Crabtree (c) VP
Glenn M. Files (c) VP
Michelle S. Kalnas (c) VP
T. C. Mosher VP
101A Enterprise Drive
Frankfort, KY 40602
David Mustine (c) VP
John F. Norris, Jr. (a) VP
M. P. Ryan (c) VP
Richard P. Verret VP
825 Tech Center Drive
Gahanna, OH 43230
Leonard V. Assante (a) DC
John F. DiLorenzo, Jr.(a) S
Kingsport Power Company
Name and Principal Address(b) Position
E. Linn Draper, Jr. (a) D,CB,CEO
Henry W. Fayne (a) D,VP
William J. Lhota (a) D,P,COO
Armando A. Pena (a) D,VP,T
Thomas V. Shockley,III(a) D,VP
Susan Tomasky (a) D,VP
Joseph H. Vipperman (a) D,VP
R. D. Carson, Jr. VP
1051 East Cary Street, 7th Fl.
Richmond, VA 23219
David H. Crabtree (c) VP
Glenn M. Files (c) VP
Michelle S. Kalnas (c) VP
David Mustine (c) VP
John F. Norris, Jr. (a) VP
M. P. Ryan (c) VP
Richard P. Verret VP
825 Tech Center Drive
Gahanna, OH 43230
Leonard V. Assante (a) DC
John F. DiLorenzo, Jr.(a) S
Latin American Energy Holdings, Inc.
Name and Principal Address(a) Position
Jeffrey D. Cross D,VP
Paul E. Graf (ll) D,VP
Dwayne L. Hart D,P
Armando A. Pena D,VP
Geoffrey S. Chatas VP
Sandra S. Bennett (ll) C
Timothy A. King S
Wendy G. Hargus (ll) T
LECTRIX International B.V.
Name and Principal Address(oo)Position
Donald M. Clements, Jr.(a) D
Hanfried Edward Fischer D
01077 Neunkirchen am Brand
Germany, Kapellenweg 9
Vincent Paul Unruh D
59 Orinda View Road
Orinda, CA 94563
LIG Chemical Company
Name and Principal Address(bb)Position
Paul D. Addis (a) B,CB
Jeffrey D. Cross (a) B,VP
Armando A. Pena (a) B,VP,T
Michael K. Tate P
8090 Highway 3128
Pineville, LA 71360-8991
Geoffrey S. Chatas (a) VP
Leonard V. Assante (a) C
Timothy A. King (a) S
LIG Liquids Company, L.L.C.
Name and Principal Address(bb)Position
Paul D. Addis (a) B,CB
Jeffrey D. Cross (a) B,VP
Armando A. Pena (a) B,VP,T
Michael K. Tate P
8090 Highway 3128
Pineville, LA 71360-8991
Geoffrey S. Chatas (a) VP
Leonard V. Assante (a) C
Timothy A. King (a) S
LIG Pipeline Company
Name and Principal Address(bb)Position
Paul D. Addis (a) D,CB
Jeffrey D. Cross (a) D,VP
Armando A. Pena (a) D,VP,T
Michael K. Tate P
8090 Highway 3128
Pineville, LA 71360-8991
Geoffrey S. Chatas (a) VP
Leonard V. Assante (a) C
Timothy A. King (a) S
LIG, Inc.
Name and Principal Address(bb)Position
Paul D. Addis (a) D,CB
Jeffrey D. Cross (a) D,VP
Armando A. Pena (a) D,VP,T
Michael K. Tate P
8090 Highway 3128
Pineville, LA 71360-8991
Geoffrey S. Chatas (a) VP
Leonard V. Assante (a) C
Timothy A. King (a) S
ITEM 6. OFFICERS AND DIRECTORS
PART I (Continued)
Louisiana Intrastate Gas Company, L.L.C.
Name and Principal Address(bb)Position
Paul D. Addis (a) B,CB
Jeffrey D. Cross (a) B,VP
Armando A. Pena (a) B,VP,T
Michael K. Tate P
8090 Highway 3128
Pineville, LA 71360-8991
Geoffrey S. Chatas (a) VP
Leonard V. Assante (a) C
Timothy A. King (a) S
Marregon Pty Limited
Name and Principal Address(j) Position
Donald E. Boyd (a) D
Donald M. Clements, Jr.(a) D
Jeffrey D. Cross (a) D,S
William J. Lhota (a) D
John Marshall (dd) D
Armando A. Pena (a) D,T
Simon Lucas (dd) S
Marregon (No. 2) Pty Limited
Name and Principal Address(j) Position
Donald E. Boyd (a) D
Donald M. Clements, Jr.(a) D
Jeffrey D. Cross (a) D,S
William J. Lhota (a) D
John Marshall (dd) D
Armando A. Pena (a) D,T
Simon Lucas (dd) S
Mulberry Holdings, Inc.
Name and Principal Address(a) Position
Jeffrey D. Cross D,VP
Paul E. Graf (ll) D,VP
Dwayne L. Hart D,P
Armando A. Pena D,VP
Geoffrey S. Chatas VP
Sandra S. Bennett (ll) C
Timothy A. King S
Wendy G. Hargus (ll) T
Mutual Energy L.L.C.
Name and Principal Address(a) Position
Paul D. Addis CB,P
Steven A. Appelt VP
Geoffrey S. Chatas VP
Jeffrey D. Cross VP
Timothy A. King S
Armando A. Pena T
Mutual Energy Service Company, L.L.C.
Name and Principal Address(a) Position
Paul D. Addis CB,P
Steven A. Appelt VP
Geoffrey S. Chatas VP
Jeffrey D. Cross VP
Timothy A. King S
Armando A. Pena T
Nanyang General Light Electric Co., Ltd.
Name and Principal Address(f) Position
Donald E. Boyd (a) D
Donald M. Clements,Jr.(a) D,CB
Jeffrey D. Cross (a) D,S
Bernard Hu D
2648 Durfee Ave., #B
El Monte, CA 91732
Dennis A. Lantzy (a) D
Armando A. Pena (a) D
Lu Ming Tao D
Xu Xinglong D,VCB
Hao Zhengshan D
Newgulf Power Venture, Inc.
Name and Principal Address(a) Position
Jeffrey D. Cross D,VP
Paul E. Graf (ll) D,VP
Dwayne L. Hart D,P
Armando A. Pena D,VP
Geoffrey S. Chatas VP
Leonard V. Assante C
Timothy A. King S
Wendy G. Hargus (ll) T
Noah I Power GP, Inc.
Name and Principal Address(a) Position
Jeffrey D. Cross D,VP
Paul E. Graf (ll) D,VP
Dwayne L. Hart D,P
Armando A. Pena D,VP
Geoffrey S. Chatas VP
Leonard V. Assante C
Timothy A. King S
Wendy G. Hargus (ll) T
Ohio Power Company
Name and Principal Address(m) Position
E. Linn Draper, Jr. (a) D,CB,CEO
Henry W. Fayne (a) D,VP
William J. Lhota (a) D,P,COO
Armando A. Pena (a) D,VP,T
Thomas V. Shockley,III(a) D,VP
Susan Tomasky (a) D,VP
Joseph H. Vipperman (a) D,VP
David H. Crabtree (c) VP
Glenn M. Files (c) VP
Michelle S. Kalnas (c) VP
David Mustine (c) VP
Floyd W. Nickerson VP
88 East Broad Street, Ste 800
Columbus, OH 43215
John F. Norris, Jr.(a) VP
M. P. Ryan (c) VP
Richard P. Verret VP
825 Tech Center Drive
Gahanna, OH 43230
Leonard V. Assante (a) DC
John F. DiLorenzo, Jr.(a) S
ITEM 6. OFFICERS AND DIRECTORS
PART I (Continued)
Ohio Valley Electric Corporation
Name and Principal Address(w) Position
Paul D. Addis (a) D
H. Peter Burg D
76 South Main Street
Akron, OH 44308
E. Linn Draper, Jr. (a) D,P
Henry W. Fayne (a) D
Donald R. Feenstra D
800 Cabin Hill Drive
Greensburg, PA 15601
Arthur R. Garfield D
76 South Main Street
Akron, OH 44308
Chris Hermann D
220 West Main Street
Louisville, KY 40202
J. Gordon Hurst D
20 NW Fourth Street
Evansville, IN 47741
William J. Lhota (a) D
Wayne T. Lucas D
220 West Main Street
Louisville, KY 40202
Alan J. Noia D
10435 Downsville Pike
Hagerstown, MD 21740
Guy L. Pipitone D
76 South Main Street
Akron, OH 44308
J. H. Randolph D
139 East Fourth Street
Cincinnati, OH 45202
H. Ted Santo D
1065 Woodman Drive
Dayton, OH 45432
Peter J. Skrgic D
800 Cabin Hill Drive
Greensburg, PA 15601
David L. Hart (a) VP
David E. Jones VP
Armando A. Pena (a) VP
John D. Brodt S,T
Operaciones Azteca VIII, S. de R.L. de C.V.
Name and Principal Address(pp)Position
Frederick J. Boyle (a) D
Philip Cantner D
5922 SW 34th Street
Miami, FL 33155
Donald M. Clements,Jr.(a) D
James H. Sweeney D
1850 Centennial Park Drive
Reston, VA 20191
J. Christopher Terajewicz D
5 Magnolia Circle
Norfolk, MA 02056
Robert H. Warburton D
195 Dalton Road
Holliston, MA 01746
Jorge Young D
Two Alhambra Plaza, Ste 1100
Coral Gables, FL 33134
Carlos de Maria y Campos Segura S
Torre Optima AV. Paseo de las
Palmas #405, 3rd Fl.,Lomas de
Chapultepec 11000 Mexico
Orange Cogen Funding Corp.
Name and Principal Address(a)Position
Joseph H. Emberger D
Dwayne L. Hart D
Larry Kellerman D,P
1001 Louisiana Street
Houston, TX 77002
John O'Rourke D
1001 Louisiana Street
Houston, TX 77002
Timothy A. King S
Orange Cogeneration GP II, Inc.
Name and Principal Address(a)Position
Joseph H. Emberger D
Dwayne L. Hart D,CEO
Larry Kellerman D,P
1001 Louisiana Street
Houston, TX 77002
John O'Rourke D
1001 Louisiana Street
Houston, TX 77002
A. Wade Smith GM
David L. Siddall S
1001 Louisiana Street
Houston, TX 77002
Orange Cogeneration GP, Inc.
Name and Principal Address(a)Position
Joseph H. Emberger D
Dwayne L. Hart D,CEO
Larry Kellerman D,P
1001 Louisiana Street
Houston, TX 77002
John O'Rourke D
1001 Louisiana Street
Houston, TX 77002
A. Wade Smith GM
David L. Siddall S
1001 Louisiana Street
Houston, TX 77002
Orange Holdings, Inc.
Name and Principal Address(a) Position
Jeffrey D. Cross D,VP
Paul E. Graf (ll) D,VP
Dwayne L. Hart D,P
Armando A. Pena D,VP
Sandra S. Bennett (ll) C
Timothy A. King S
Wendy G. Hargus (ll) T
Pacific Hydro Limited
Name and Principal Address(aa)Position
Donald E. Boyd (a) D
Kingsley G. Culley D,CB
Peter L. Downie D
Michael C. Fitzpatrick D
Jeffrey Harding D
John L. C. McInnes D
Mark A. Snape D
100 Walker Street
North Sydney 2060
Australia
Philip van der Riet D
Peter F. Westaway D
Matthew G. C. Williams D
Anthony G. Evans S
ITEM 6. OFFICERS AND DIRECTORS
PART I (Continued)
Polk Power GP II, Inc.
Name and Principal Address(a)Position
Joseph H. Emberger D
Dwayne L. Hart D,P
Larry Kellerman D,CEO
1001 Louisiana Street
Houston, TX 77002
John O'Rourke D
1001 Louisiana Street
Houston, TX 77002
A. Wade Smith GM
Timothy A. King S
Polk Power GP, Inc.
Name and Principal Address(a)Position
Joseph H. Emberger D
Dwayne L. Hart D,P
Larry Kellerman D,CEO
1001 Louisiana Street
Houston, TX 77002
John O'Rourke D
1001 Louisiana Street
Houston, TX 77002
A. Wade Smith GM
Timothy A. King S
Price River Coal Company, Inc.
Name and Principal Address(d) Position
Paul D. Addis (a) D
E. Linn Draper, Jr. (a) D,CB,CEO
Henry W. Fayne (a) D,VP
Armando A. Pena (a) D,VP,T
Thomas V. Shockley,III(a) D,VP
Susan Tomasky (a) D,VP
Charles A. Ebetino,Jr.(e) P,COO
Leonard V. Assante (a) DC
John F. DiLorenzo, Jr.(a) S
Public Service Company of Oklahoma
Name and Principal Address(qq)Position
E. Linn Draper, Jr. (a) D,CB,CEO
Henry W. Fayne (a) D,VP
William J. Lhota (a) D,P,COO
Armando A. Pena (a) D,VP,T
Thomas V. Shockley,III(a) D,VP
Susan Tomasky (a) D,VP
Joseph H. Vipperman (a) D,VP
T. D. Churchwell VP
1601 N.W. Expressway,Ste 1400
Oklahoma City, OK 73118
David H. Crabtree (c) VP
Glenn M. Files (c) VP
Michelle S. Kalnas (c) VP
David Mustine (c) VP
John F. Norris, Jr. (a) VP
M. P. Ryan (c) VP
Richard P. Verret VP
825 Tech Center Drive
Gahanna, Ohio 43230
Leonard V. Assante (a) DC
John F. DiLorenzo,Jr.(a) S
SEEBOARD Group plc
Name and Principal Address(mm)Position
H. Cadoux-Hudson D
Donald M. Clements,Jr.(a) D
E. Linn Draper,Jr.(a) D
T. J. Ellis D
M. J. Pavia D
Armando A. Pena (a) D
Thomas V. Shockley,III(a) D
J. Weight D
Christopher Wilson (k) D
SEEBOARD plc
Name and Principal Address(mm)Position
H. Cadoux-Hudson D
T. J. Ellis D
M. J. Pavia D
J. Weight D
M. A. Nagle S
Servicios Azteca VIII,S.de R.L. de C.V.
Name and Principal Address(pp)Position
Frederick J. Boyle (a) D
Philip Cantner D
5922 SW 34th Street
Miami, FL 33155
Donald M. Clements,Jr.(a) D
John H. Foster D,CB
Two Alhambra Plaza, Ste 1100
Coral Gables, FL 33134
Carlos Riva D
P.O. Box 137
Hamilton, MA 01936
James H. Sweeney D
1850 Centennial Park Drive
Reston, VA 20191
Enrique Tabora D
Two Alhambra Plaza, Ste 1100
Coral Gables, FL 33134
Carlos de Maria y Campos Segura S
Torre Optima AV. Paseo de las
Palmas #405 3rd Fl., Lomas de
Chapultepec 11000 Mexico
Shoreham Operations Company Limited
Name and Principal Address(mm)Position
T. S. Clarke D
Joseph H. Emberger (a) D
E. S. Golland D
Paul E. Graf (ll) D
E. Kolodziej (11) D
Jeffrey D. Lafleur (ll) D
C. D. MacKendrick S
Simco Inc.
Name and Principal Address(a) Position
Paul D. Addis D
E. Linn Draper, Jr. D,CB,CEO
Henry W. Fayne D,VP
Armando A. Pena D,VP,T
Thomas V. Shockley, III D,VP
Susan Tomasky D,VP
Charles A. Ebetino,Jr.(e) P,COO
Leonard V. Assante DC
John F. DiLorenzo, Jr. S
ITEM 6. OFFICERS AND DIRECTORS
PART I (Continued)
South Coast Power Limited
Name and Principal Address(mm)Position
E. S. Golland D
Paul E. Graf (ll) D
Henry D. Jones (ff) D
E. Kolodziej (11) D
B. J. McNaught D
Southern Appalachian Coal Company
Name and Principal Address(b) Position
Paul D. Addis (a) D
E. Linn Draper, Jr. (a) D,CB,CEO
Henry W. Fayne (a) D,VP
Armando A. Pena (a) D,VP,T
Thomas V. Shockley,III(a) D,VP
Susan Tomasky (a) D,VP
Charles A. Ebetino,Jr.(e) P,COO
Leonard V. Assante (a) DC
John F. DiLorenzo, Jr.(a) S
Southern Ohio Coal Company
Name and Principal Address(m) Position
Paul D. Addis (a) D
E. Linn Draper, Jr. (a) D,CB,CEO
Henry W. Fayne (a) D,VP
Armando A. Pena (a) D,VP,T
Thomas V. Shockley,III(a) D,VP
Susan Tomasky (a) D,VP
Charles A. Ebetino,Jr.(e) P,COO
Leonard V. Assante (a) DC
John F. DiLorenzo, Jr.(a) S
Southwestern Electric Power Company
Name and Principal Address(rr)Position
E. Linn Draper, Jr. (a) D,CB,CEO
Henry W. Fayne (a) D,VP
William J. Lhota (a) D,P,COO
Armando A. Pena (a) D,VP,T
Thomas V. Shockley,III(a) D,VP
Susan Tomasky (a) D,VP
Joseph H. Vipperman (a) D,VP
David H. Crabtree (c) VP
Glenn M. Files (c) VP
Alphonso R. Jackson VP
400 W. 15th Street, Ste 1500
Austin, TX 78701
Michelle S. Kalnas (c) VP
Michael H. Madison VP
David Mustine (c) VP
John F. Norris, Jr. (a) VP
M. P. Ryan (c) VP
Richard P. Verret VP
825 Tech Center Drive
Gahanna, Ohio 43230
Leonard V. Assante (a) DC
John F. DiLorenzo,Jr.(a) S
Southwestern Electric Wholesale Company
Name and Principal Address(a)Position
Jeffrey D. Cross D,VP
Dwayne L. Hart D,P
Armando A. Pena D,VP
Geoffrey S. Chatas VP
Leonard V. Assante C
Timothy A. King S
Tuscaloosa Pipeline Company
Name and Principal Address(bb)Position
Paul D. Addis (a) B,CB
Jeffrey D. Cross (a) B,VP
Armando A. Pena (a) B,VP,T
Michael K. Tate P
8090 Highway 3128
Pineville, LA 71360-8991
Geoffrey S. Chatas (a) VP
Leonard V. Assante (a) C
Timothy A. King (a) S
Ventures Lease Co., LLC
Name and Principal Address(a)Position
Jeffrey D. Cross B,VP
Armando A. Pena B,P,T
Geoffrey S. Chatas VP
Timothy A. King S
West Texas Utilities Company
Name and Principal Address(ss)Position
E. Linn Draper, Jr. (a) D,CB,CEO
Henry W. Fayne (a) D,VP
William J. Lhota (a) D,P,COO
Armando A. Pena (a) D,VP,T
Thomas V. Shockley,III(a) D,VP
Susan Tomasky (a) D,VP
Joseph H. Vipperman (a) D,VP
David H. Crabtree (c) VP
Glenn M. Files (c) VP
Alphonso R. Jackson VP
400 W. 15th Street, Ste 1500
Austin, TX 78701
Michelle S. Kalnas (c) VP
David Mustine (c) VP
John F. Norris, Jr. (a) VP
M. P. Ryan (c) VP
Richard P. Verret VP
825 Tech Center Drive
Gahanna, Ohio 43230
Leonard V. Assante (a) DC
John F. DiLorenzo,Jr.(a) S
West Virginia Power Company
Name and Principal Address(t) Position
E. Linn Draper, Jr. (a) D,CEO
Henry W. Fayne (a) D,VP
William J. Lhota (a) D,P
Armando A. Pena (a) D,VP,T
Thomas V. Shockley,III(a) D,VP
Susan Tomasky (a) D,VP
Joseph H. Vipperman (a) D,VP
John F. Norris, Jr. (a) VP
Leonard V. Assante (a) DC
John F. DiLorenzo, Jr.(a) S
ITEM 6. OFFICERS AND DIRECTORS
PART I (Continued)
Wheeling Power Company
Name and Principal Address(u) Position
E. Linn Draper, Jr. (a) D,CB,CEO
Henry W. Fayne (a) D,VP
William J. Lhota (a) D,P,COO
Armando A. Pena (a) D,VP,T
Thomas V. Shockley,III(a) D,VP
Susan Tomasky (a) D,VP
Joseph H. Vipperman (a) D,VP
David H. Crabtree (c) VP
Glenn M. Files (c) VP
Michelle S. Kalnas(c) VP
David Mustine (c) VP
John F. Norris, Jr.(a) VP
M. P. Ryan (c) VP
Stuart Solomon (t) VP
Richard P. Verret VP
825 Tech Center Drive
Gahanna, OH 43230
Leonard V. Assante (a) DC
John F. DiLorenzo, Jr.(a) S
Windsor Coal Company
Name and Principal Address(m) Position
Paul D. Addis (a) D
E. Linn Draper, Jr. (a) D,CB,CEO
Henry W. Fayne (a) D,VP
Armando A. Pena (a) D,VP,T
Thomas V. Shockley,III(a) D,VP
Susan Tomasky (a) D,VP
Charles A. Ebetino,Jr.(e) P,COO
Leonard V. Assante (a) DC
John F. DiLorenzo, Jr.(a) S
Yorkshire Cayman Holding Limited
Name and Principal Address(p) Position
Stephen T. Haynes (a) D
Richard C. Kelly (x) D
Yorkshire Electricity Group plc
Name and Principal Address(o) Position
Paul R. Bonavia (x) D
Wayne H. Brunetti (x) D,CB
Donald M. Clements,Jr.(a) D
E. Linn Draper, Jr. (a) D,VCB
Graham J. Hall D,CEO
Richard C. Kelly (x) D
Armando A. Pena (a) D
Roger Dickinson S
Yorkshire Holdings plc
Name and Principal Address(o) Position
Paul R. Bonavia (x) D
Wayne H. Brunetti (x) D,VCB
Donald M. Clements,Jr.(a) D
E. Linn Draper, Jr. (a) D,CB
Richard C. Kelly (x) D
Armando A. Pena (a) D
Jeffrey D. Cross (a) S
Yorkshire Power Finance 2 Limited
Name and Principal Address(p) Position
Roger Dickinson (o) D
Andrew G. Donnelly (o) D
Graham J. Hall (o) D
Linda Martin S
Yorkshire Power Finance Limited
Name and Principal Address(p) Position
Roger Dickinson (o) D
Andrew G. Donnelly (o) D
Graham J. Hall (o) D
Linda Martin S
Yorkshire Power Group Limited
Name and Principal Address(o)Position
Paul R. Bonavia (x) D
Wayne H. Brunetti (x) D,VCB
Donald M. Clements,Jr.(a) D
E. Linn Draper,Jr. (a) D,CB
Richard C. Kelly (x) D
Armando A. Pena (a) D,CFO
Jeffrey D. Cross (a) S
YPG Holdings LLC
Name and Principal Address(a)Position
Armando A. Pena CB
Richard C. Kelly (x) P
Jeffrey D. Cross VP,S
Brian P. Jackson (x) VP,T
ITEM 6. (CONTINUED)
Part II. Each officer and director with a financial connection within
the provisions of Section 17(c) of the Act are as follows:
Position
Name and Location Held in Applicable
Name of Officer of Financial Financial Exemption
or Director Institution Institution Rule
(1) (2) (3) (4)
David W. Dupert Merchants Bank of N.Y. Holding Corp. Director 70(d)
N.Y., N.Y.
Provident Bank of Maryland Investment Co. Director 70(d)
Baltimore, MD
State Bank of Long Island Director 70(d)
Financial Services Corp.
Long Island, N.Y.
State Bank of Long Island Director 70(d)
Portfolio Management Corp.
Long Island, N.Y.
Central Pennsylvania Investment Company Director 70(d)
Parent Co: Omega Financial Corp.
State College, PA
William R. Howell Bankers Trust Bank Director 70(b)
New York, N.Y.
Bankers Trust Corp. Director 70(b)
New York, N.Y.
L.A. Hudson, Jr. American National Bankshares, Inc. Director 70(a)
Danville, Virginia
American National Bank & Trust Co. Director 70(a)
Danville, Virginia
Alphonso R. Jackson J.P. Morgan Chase Bank of Texas Advisory 70(f)
Houston, Texas Director
W.J. Lhota Huntington Bancshares, Inc. Director 70(c), (f)
Columbus, Ohio
James L. Powell First National Bank of Mertzon Advisory
Mertzon, Texas Director 70(a)
J.H. Randolph PNC Financial Group
Pittsburgh, PA Director 70(d)
M.P. Ryan Firstar Advisory
Columbus, Ohio Director 70(f)
Richard L. Sandor Bear, Stearns Financial Products, Inc. Director 70(b)
Chicago, Illinois
Bear, Stearns Trading Risk
Management Inc. Director 70(b)
Chicago, Illinois
Georg Schlumpf Credit Suisse Managing
Zurich, Switzerland Officer 70(d)
Donald G. Smith First Union National Bank - Mid Atlantic
of Virginia Director 70(a)
Roanoke, Virginia
Lu Ming Tao City Commerical Bank of Nanyang Vice Chairman 70(c)
Nanyang City Province, China
ITEM 6. (continued)
Part III. The disclosures made in the System companies' most recent proxy
statement and annual report on Form 10-K with respect to items (a)
through (f) follow:
(a) COMPENSATION OF DIRECTORS AND EXECUTIVE OFFICERS
Executive Compensation
The following table shows for 2000, 1999 and 1998 the compensation earned by the
chief executive officer and the four other most highly compensated executive
officers (as defined by regulations of the Securities and Exchange Commission)
of AEP at December 31, 2000.
Summary Compensation Table
Long-Term
Annual Compensation Compensation All Other
Salary Bonus Payouts Compensation
Name Year ($) ($)(1) LTIP Payouts($)(1) ($)(2)
---- ----------------- ------------ ------------------ ------------
E. Linn Draper, Jr. 2000 850,000 485,775 -0- 106,699
1999 820,000 208,280 -0- 103,218
1998 780,000 194,376 345,906 104,941
Paul D. Addis 2000 500,000 6,500,000 -0- 44,547
William J. Lhota 2000 415,000 173,927 -0- 62,394
1999 400,000 71,120 -0- 55,690
1998 380,000 82,859 134,266 56,493
Donald M. Clements, Jr. 2000 390,000 163,449 -0- 45,979
1999 375,000 66,675 -0- 38,484
1998 350,000 76,317 60,047 39,040
Henry W. Fayne 2000 365,000 152,972 -0- 47,074
1999 315,000 56,007 -0- 34,885
1998 290,000 63,234 61,555 34,124
Notes to Summary Compensation Table
(1) Amounts in the "Bonus" column reflect awards under the Senior Officer
Annual Incentive Compensation Plan and, in the case of Mr. Addis, the
AEP Energy Services Incentive Compensation Plan. Payments are made in
the first quarter of the succeeding fiscal year for performance in the
year indicated.
Amounts in the "Long-Term Compensation" - Payouts column reflect
performance share unit targets earned under the AEP 2000 Long-Term Incentive
Plan (and predecessor Performance Share Incentive Plan) for three-year
performance periods.
(2) Amounts in the "All Other Compensation" column include (i) AEP's matching
contributions under the AEP Retirement Savings Plan and the AEP Supplemental
Savings Plan, a non-qualified plan designed to supplement the AEP Savings Plan,
(ii) subsidiary companies director fees, (iii) vehicle allowance, and (iv) split
-dollar insurance. In August 2000, AEP discontinued providing vehicles for its
executive officers and began paying them a monthly allowance. Split-dollar
insurance represents the present value of the interest projected to accrue for
the employee's benefit on the current year's insurance premium paid by AEP.
Cumulative net life insurance premiums paid are recovered by AEP at the later of
retirement or 15 years. Detail of the 2000 amounts in the "All Other
Compensation" column is shown below.
Item Dr. Draper Mr. Addis Mr. Lhota Mr. Clements Mr. Fayne
---- ------------ --------- ---------- ------------- ---------
Savings Plan Matching
Contributions $ 3,187 $ 3,687 $ 5,100 $ 3,544 $ 5,100
Supplemental Savings Plan
Matching Contributions 22,313 11,313 7,350 8,156 5,850
Subsidiaries Directors Fee 13,060 3,805 11,405 3,900 13,060
Vehicle Allowance 6,000 4,000 8,143 4,983 5,000
Split-Dollar Insurance 62,139 21,742 30,396 25,396 18,064
------ ------ ------ ------ ------
Total All Other Compensation $106,699 $44,547 $62,394 $45,979 $47,074
======== ======= ======= ======= =======
(3) No 1999 and 1998 compensation information is reported for Mr. Addis
because he was not an executive officer in these years.
Compensation of Directors
Annual Retainers and Meeting Fees. Directors who are officers of AEP or
employees of any of its subsidiaries do not receive any compensation, other than
their regular salaries and the accident insurance coverage described below, for
attending meetings of AEP's Board of Directors. The other members of the Board
receive an annual retainer of $25,000 for their services, an additional annual
retainer of $3,500 for each Committee that they chair, a fee of $1,200 for each
meeting of the Board and of any Committee that they attend (except a meeting of
the Executive Committee held on the same day as a Board meeting), and a fee of
$1,200 per day for any inspection trip or conference.
Deferred Compensation and Stock Plan. The Deferred Compensation and
Stock Plan for Non-Employee Directors permits non-employee directors to choose
to receive up to 100 percent of their annual Board retainer in shares of AEP
Common Stock and/or units that are equivalent in value to shares of Common Stock
("Stock Units"), deferring receipt by the non-employee director until
termination of service or for a period that results in payment commencing not
later than five years thereafter. AEP Common Stock is distributed and/or Stock
Units are credited to directors, as the case may be, when the retainer is
payable, and are based on the closing price of the Common Stock on the payment
date. Amounts equivalent to cash dividends on the Stock Units accrue as
additional Stock Units. Payment of Stock Units to a director from deferrals of
the retainer and dividend credits is made in cash or AEP Common Stock, or a
combination of both, as elected by the director.
Stock Unit Accumulation Plan. The Stock Unit Accumulation Plan for
Non-Employee Directors annually awards 750 Stock Units to each non-employee
director as of the first day of the month in which the non-employee director
becomes a member of the Board. Amounts equivalent to cash dividends on the Stock
Units accrue as additional Stock Units. Stock Units are paid to the director in
cash upon termination of service unless the director has elected to defer
payment for a period that results in payment commencing not later than five
years thereafter.
Insurance. AEP maintains a group 24-hour accident insurance policy to
provide a $1,000,000 accidental death benefit for each director. The current
policy, effective September 1, 2000 through September 1, 2001, has a premium of
$11,500 and AEP expects to renew this coverage. In addition, AEP pays each
director (excluding officers of AEP or employees of any of its subsidiaries) an
amount to provide for the federal and state income taxes incurred in connection
with the maintenance of this coverage ($440 for 2000).
(b) OWNERSHIP OF SECURITIES
The following table sets forth the beneficial ownership of AEP Common Stock and
stock-based units as of January 1, 2001 for all directors as of the date of this
proxy statement, all nominees to the Board of Directors, each of the persons
named in the Summary Compensation Table and all directors and executive officers
as a group. Unless otherwise noted, each person had sole voting and investment
power over the number of shares of Common Stock and stock-based units of AEP set
forth across from his or her name. Fractions of shares and units have been
rounded to the nearest whole number.
STOCK
NAME SHARES UNITS(a) TOTAL
---- ------ ----------- -----
P.D. Addis 10,032 (b) (c) (d) 22,572 32,604
E.R. Brooks 151,895 (b) (e) 785 152,680
D. M. Carlton 6,431 785 7,216
D. M. Clements, Jr. 2,354 (b) 16,497 18,851
J. P. DesBarres 5,000 (c) 1,854 6,854
E. L. Draper, Jr. 9,535 (b) (c) 106,181 115,716
H. W. Fayne 5,590 (b) (f) 11,163 16,753
R. W. Fri 2,000 2,560 4,560
W. R. Howell 1,692 785 2,477
L. A. Hudson, Jr. 1,853 (d) 4,566 6,419
L. J. Kujawa 1,326 (d) 4,305 5,631
W. J. Lhota 18,854 (b) (c) (f) 16,249 35,103
J. L. Powell 4,020 785 4,805
R. L. Sandor 1,092 785 1,877
T. V. Shockley, III 93,965 (b) (d) (e) -0- 93,965
D. G. Smith 2,500 2,967 5,467
L. G. Stuntz 1,500 (c) 4,618 6,118
K. D. Sullivan -0- 3,477 3,477
M. Tanenbaum 1,720 4,517 6,237
All directors, nominees
and executive officers as
a group (21 persons) 420,794 (f) (g) 210,322 631,116
Notes on Stock Ownership
(a) This column includes amounts deferred in stock units and held under
AEP's various director and officer benefit plans.
(b) Includes the following numbers of share equivalents held in the AEP
Retirement Savings Plan and, for Messrs. Brooks and Shockley, the CSW
Retirement Savings Plan (in the case of the AEP Retirement Savings
Plan such persons have sole voting power, but the
investment/disposition power is subject to the terms of the Savings
Plan): Mr. Addis, 377; Mr. Brooks, 41,833; Mr. Clements, 2,354; Dr.
Draper, 3,947; Mr. Fayne, 5,041: Mr. Lhota, 16,674; Mr. Shockley,
6,234; and all executives officers, 89,803.
(c) Includes the following numbers of shares held in joint tenancy with a
family member: Mr. Addis, 5,623; Mr. DesBarres, 5,000; Dr. Draper,
5,588; Mr. Lhota, 2,180; and Ms. Stuntz, 300
(d) Includes the following numbers of shares held by family members over
which beneficial ownership is disclaimed: Mr. Addis, 4;032; Dr.
Hudson, 750; Mr. Kujawa, 26; and Mr. Shockley, 496.
(e) Includes the following numbers of shares attributable to options
exercisable within 60 days: Mr. Brooks, 65,105 and Mr. Shockley,
49,938.
(f) Does not include, for Messrs. Fayne and Lhota, 85,231 shares in the
American Electric Power System Educational Trust Fund over which
Messrs. Fayne and Lhota share voting and investment power as trustees
(they disclaim beneficial ownership). The amount of shares shown for
all directors and executive officers as a group includes these shares.
(g) Represents less than 1% of the total number of shares outstanding.
(c) CONTRACTS AND TRANSACTIONS WITH SYSTEM COMPANIES
None
(d) INDEBTEDNESS TO SYSTEM COMPANIES
None
(e) PARTICIPATION IN BONUS AND PROFIT SHARING ARRANGEMENTS AND OTHER BENEFITS
Long-Term Incentive Plans _ Awards In 2000
Each of the awards set forth below establishes performance share unit targets,
which represent units equivalent to shares of Common Stock, pursuant to the
Company's 2000 Long-Term Incentive Plan. Since it is not possible to predict
future dividends and the price of AEP Common Stock, credits of performance share
units in amounts equal to the dividends that would have been paid if the
performance share unit targets were established in the form of shares of Common
Stock are not included in the table.
The ability to earn performance share unit targets is tied to achieving
specified levels of total shareholder return ("TSR") relative to the S&P
Electric Utility Index. The Human Resources Committee may, at its discretion,
reduce the number of performance share unit targets otherwise earned. In
accordance with the performance goals established for the periods set forth
below, the threshold, target and maximum awards are equal to 20%, 100% and 200%,
respectively, of the performance share unit targets. No payment will be made for
performance below the threshold.
Payments of earned awards are deferred in the form of phantom stock units
(equivalent to shares of AEP Common Stock) until the officer has met the
equivalent stock ownership target discussed in the Human Resources Committee
Report. Once officers meet and maintain their respective targets, they may elect
either to continue to defer or to receive further earned awards in cash and/or
Common Stock.
Estimated Future
Performance Share
Performance Non-Stock Price-
Number of Period Until ------------------------
Performance Maturation Threshold Target Maximum
Name Share Units or Payout (#) (#) (#)
--------------- ------------ ----------- ------- -------- -- ------
E. L. Draper, Jr. 19,988 2000-2002 3,998 19,988 39,976
P.D. Addis 3,135 2000-2002 627 3,135 6,270
W. J. Lhota 7,157 2000-2002 1,431 7,157 14,314
D. M. Clements, Jr. 6,725 2000-2002 1,345 6,725 13,450
H. W. Fayne 6,294 2000-2002 1,259 6,294 12,588
Retirement Benefits
The American Electric Power System Retirement Plan provides pensions for all
employees of AEP System companies (except for employees covered by certain
collective bargaining agreements or by the Central and South West Corporation
Cash Balance Retirement Plan), including the executive officers of AEP. The
Retirement Plan is a noncontributory defined benefit plan.
The Retirement Plan was amended effective January 1, 2001. The amendment
provides that the final average pay benefit accrual formula currently in effect
terminates on December 31, 2010 and, effective January 1, 2001, a cash balance
accrual formula is added to the Retirement Plan. Employees participating in the
Retirement Plan on December 31, 2000 accrue retirement benefits under both
formulas and employees hired after December 31, 2000 accrue retirement benefits
solely under the cash balance formula. Employees accruing benefits under both
formulas may choose either the final average pay formula or the cash balance
formula for their accrued benefit at the time employment is terminated. The
accrued benefit earned by an employee under the final average pay formula as of
December 31, 2010, the date the final average pay formula will be discontinued,
is the minimum benefit an employee can receive from the Retirement Plan after
that time.
The following table shows the approximate annual annuities that would be payable
to employees in certain higher salary classifications under the final average
pay formula, assuming retirement at age 65 after various periods of service.
Pension Plan Table
Years of Accredited Service
Highest Average ------------------------------------------------------------
Annual Earnings 15 20 25 30 35 40
--------------- -------- --------- -------- -------- -------- --------
$ 400,000 $ 93,345 $ 124,460 $155,575 $186,690 $217,805 $244,465
500,000 117,345 156,460 195,575 234,690 273,805 307,130
600,000 141,345 188,460 235,575 282,690 329,805 369,795
700,000 165,345 220,460 275,575 330,690 385,805 432,460
900,000 213,345 284,460 355,575 426,690 497,805 557,790
1,200,000 285,345 380,460 475,575 570,690 665,805 745,785
1,700,000 405,345 540,460 675,575 810,690 945,805 1,059,110
The amounts shown in the table are the straight life annuities payable under the
Retirement Plan final average pay formula without reduction for the joint and
survivor annuity. Retirement benefits listed in the table are not subject to any
deduction for Social Security or other offset amounts. The retirement annuity is
reduced 3% per year in the case of retirement between ages 55 and 62. If an
employee retires after age 62, there is no reduction in the retirement annuity.
Compensation upon which retirement benefits under the final average pay formula
are based, for the executive officers named in the Summary Compensation Table
above (except for Mr. Addis), consists of the average of the 36 consecutive
months of the officer's highest aggregate salary and Senior Officer Annual
Incentive Compensation Plan awards, shown in the "Salary" and "Bonus" columns,
respectively, of the Summary Compensation Table, out of the officer's most
recent 10 years of service. In the case of Mr. Addis, compensation upon which
his retirement benefits are based consists of salary and annual AEP Energy
Services Incentive Compensation Plan awards up to a maximum of 30% of salary.
Under the cash balance formula each employee has an account to which dollar
amount credits are allocated annually based on a percentage of the employee's
compensation. Compensation for the cash balance formula includes annual salary
and annual incentive compensation plan awards up to a maximum total compensation
of $1,000,000. The applicable percentage is determined by age and years of
service with AEP as of December 31 of each year (or as of the employee's
termination date, if earlier). The following table shows the percentage used to
determine dollar amount credits at the age and years of service indicated:
Sum of Age Plus Applicable
Years of Service Percentage
---------------- ----------
<30 3.0%
30-49 3.5%
40-49 4.5%
50-59 5.5%
60-69 7.0%
70 or more 8.5%
To transition from the final average pay formula to the cash balance formula,
the employee's account under the cash balance formula was credited with an
opening balance using a number of factors.
The estimated annual annuities at age 65 under the cash balance formula payable
to the executive officers named in the Summary Compensation Table are:
Annual
Name Benefit
E.L. Draper, Jr. $945,000
P.D. Addis 438,000
W.J. Lhota 469,000
D.M. Clements, Jr. 351,000
H.W. Fayne 329,000
These amounts are based on the following assumptions:
o Salary amounts shown in the Salary column for calendar year 2000 are used
with no subsequent adjustments in future years plus annual incentive awards
at the 2000 target level.
o Conversion of the lump-sum cash balance to a single life annuity at age 65,
based on an interest rate of 5.78% and the 1983 Group Annuity Mortality
Table.
AEP maintains a supplemental retirement plan which provides for the payment of:
o Retirement benefits that are not payable due to limitations imposed by
Federal tax law on benefits paid by qualified plans.
o Supplemental retirement benefits provided by individual agreements with
certain AEP employees.
The supplemental retirement plan was amended to provide for supplemental
benefits under both the final average pay formula and the cash balance formula.
Retirement Plan benefits shown above include all supplemental retirement
benefits.
Dr. Draper and Messrs. Addis and Clements have individual agreements with AEP
which provide them with supplemental retirement benefits that credit them with
years of service in addition to their years of service with AEP as follows: Dr.
Draper, 24 years; Mr. Clements, 15 years; and Mr. Addis, 18.5 years. The
agreements each provide that these supplemental retirement benefits are reduced
by their actual pension entitlements from plans sponsored by prior employers.
As of December 31, 2000, for the executive officers named in the Summary
Compensation Table, the number of years of service applicable for retirement
benefit calculation purposes under either the final average pay formula or the
cash balance formula were as follows: Dr. Draper, 32 years; Mr. Addis, 21.5
years; Mr. Lhota, 35 years; Mr. Clements, 21 years; and Mr. Fayne, 25 years. The
years of service for Dr. Draper and Messrs. Addis and Clements include years of
service provided by their respective agreements with AEP described in the
preceding paragraph.
Six AEP System employees (including Messrs. Lhota and Fayne) whose pensions may
be adversely affected by amendments to the Retirement Plan made as a result of
the Tax Reform Act of 1986 are eligible for certain supplemental retirement
benefits. Such payments, if any, will be equal to any reduction occurring
because of such amendments. Assuming retirement in 2001 of the executive
officers named in the Summary Compensation Table, none of them would receive any
supplemental benefits.
AEP made available a voluntary deferred-compensation program in 1986, which
permitted certain members of AEP System management to defer receipt of a portion
of their salaries. Under this program, a participant was able to defer up to 10%
annually over a four-year period of his or her salary, and receive supplemental
retirement or survivor benefit payments over a 15-year period. The amount of
supplemental retirement payments received is dependent upon the amount deferred,
age at the time the deferral election was made, and number of years until the
participant retires. The following table sets forth, for the executive officers
named in the Summary Compensation Table, the amounts of annual deferrals and,
assuming retirement at age 65, annual supplemental retirement payments under the
1986 program.
1986 Program
Annual Amount of
Annual Supplemental
Amount Retirement
Deferred Payment
Name (4-Year Period) (15-Year Period)
H. W. Fayne $9,000 $95,400
Severance Plan
In connection with the merger with Central and South West Corporation, AEP's
Board of Directors adopted a severance plan on February 24, 1999, effective
March 1, 1999, that includes Messrs. Addis, Lhota, Clements, and Fayne. The
severance plan provides for payments and other benefits if, at any time before
June 15, 2002 (the second anniversary of the merger consummation date), the
officer's employment is terminated (i) by AEP without "cause" or (ii) by the
officer because of a detrimental change in responsibilities or a reduction in
salary or benefits. Under the severance plan, the officer will receive:
. A lump sum payment equal to three times the officer's annual
base salary plus target annual incentive under the Senior
Officer Annual Incentive Compensation Plan.
. Maintenance for a period of three additional years of all
medical and dental insurance benefits substantially similar to
those benefits to which the officer was entitled immediately
prior to termination, reduced to the extent comparable
benefits are otherwise received.
. Outplacement services not to exceed a cost of $30,000 or use
of an office and secretarial services for up to one year.
AEP's obligation for the payments and benefits under the severance plan is
subject to the waiver by the officer of any other severance benefits that may be
provided by AEP. In addition, the officer agrees to refrain from the disclosure
of confidential information relating to AEP.
Change-In-Control Agreements
AEP has change-in-control agreements with Dr. Draper and Messrs. Addis, Lhota,
Clements, and Fayne. If there is a "change-in- control" of AEP and the
employee's employment is terminated by AEP or by the employee for reasons
substantially similar to those in the severance plan, these agreements provide
for substantially the same payments and benefits as the severance plan with the
following additions:
. Three years of service credited for purposes of determining
non-qualified retirement benefits.
. Transfer to the employee of title to AEP's automobile then assigned
to the employee.
. Payment, if required, to make the employee whole for any excise tax
imposed by Section 4999 of the Internal Revenue Code.
"Change-in-control" means:
. The acquisition by any person of the beneficial ownership of
securities representing 25% or more of AEP's voting stock.
. A change in the composition of a majority of the Board of
Directors under certain circumstances within any two-year
period.
. Approval by the shareholders of the liquidation of AEP,
disposition of all or substantially all of the assets of AEP
or, under certain circumstances, a merger of AEP with another
corporation.
(f) RIGHTS TO INDEMNITY
The directors and officers of AEP and its subsidiaries are insured, subject to
certain exclusions, against losses resulting from any claim or claims made
against them while acting in their capacities as directors and officers. The
American Electric Power System companies are also insured, subject to certain
exclusions and deductibles, to the extent that they have indemnified their
directors and officers for any such losses. Such insurance is provided by
Associated Electric & Gas Insurance Services, Energy Insurance Mutual, Clarendon
National Insurance Company, CNA, Great American Insurance Company, Royal-Sun
Alliance, Zurich American Insurance company, Zurich UK, and The Federal
Insurance Company, effective January 1, 2001 through December 31, 2001, and pays
up to an aggregate amount of $275,000,000 on any one claim and in any one policy
year. The total annual cost for the seven policies is $1,244,066.
Fiduciary liability insurance provides coverage for AEP System companies, their
directors and officers, and any employee deemed to be a fiduciary or trustee,
for breach of fiduciary responsibility, obligation, or duties as imposed under
the Employee Retirement Income Security Act of 1974. This coverage, provided by
Associated Electric & Gas Insurance Services, The Federal Insurance Company, and
Zurich American Insurance Company was renewed, effective July 1, 2000 through
June 30, 2003, for a cost of $355,350. It provides $100,000,000 of aggregate
coverage with a $500,000 deductible for each loss.
ITEM 7. CONTRIBUTIONS AND PUBLIC RELATIONS
Expenditures, disbursements or payments during the year, in money, goods\
or services directly or indirectly to or for the account of:
(1) Any political party, candidate for public
office or holder of such office, or any
committee or agent thereof.
- NONE
(2) Any citizens group or public relations counsel.
Calendar Year 2000
------------------
Accounts Charged,
Name of Company and Name if any,
or Number of Recipients Per Books of
or Beneficiaries Purpose Disbursing Company Amounts
------------------------ ------- ------------------ -------
(in thousands)
NONE
ITEM 8. SERVICE, SALES AND CONSTRUCTION CONTRACTS
Part I. Contracts for services, including engineering or construction services, or goods supplied or sold
between System companies are as follows:
Calendar Year 2000
Company Company In Effect
Nature of Performing Receiving Date of On Dec. 31st
Transactions Service Service Compensation Contract (Yes or No)
(1) (2) (3) (4) (5) (6)
(in thousands)
Machine Shop Services APCo System Operating Companies $ 9,366 1/01/79 Yes
Racine Hydro Service APCo OPCo 80 6/01/78 Yes
Simulator Training Services APCo System Operating Companies 920 12/12/87 Yes
Communications Services AEPCLLC APCo 2,582 3/04/98 Yes
Communications Services AEPCLLC KPCo 114 11/18/97 Yes
Communications Services AEPCLLC I&M 733 10/24/98 Yes
Communications Services AEPCLLC OPCo 1,509 2/12/98 Yes
Communications Services AEPCLLC CSPCo 758 2/12/98 Yes
Project & Administrative Svc. KGPCo AEPCLLC (138) 6/01/99 Yes
Project & Administrative Svc. APCo AEPCLLC (2,520) 3/04/98 Yes
Project & Administrative Svc. KPCo AEPCLLC (120) 11/18/97 Yes
Project & Administrative Svc. I&M AEPCLLC (1,174) 10/24/98 Yes
Project & Administrative Svc. OPCo AEPCLLC (329) 2/12/98 Yes
Barging Transportation I&M System Operating Companies 24,797 5/01/86 Yes
A/R Factoring AEP CREDIT CPL 15,712 6/16/00 Yes
A/R Factoring AEP CREDIT CSPCo 10,754 6/16/00 Yes
A/R Factoring AEP CREDIT I&M 6,819 6/16/00 Yes
A/R Factoring AEP CREDIT KPCo 1,870 6/16/00 Yes
A/R Factoring AEP CREDIT OPCo 8,357 6/16/00 Yes
A/R Factoring AEP CREDIT PSO 8,258 6/16/00 Yes
A/R Factoring AEP CREDIT SWEPCo 9,183 6/16/00 Yes
A/R Factoring AEP CREDIT WTU 4,039 6/16/00 Yes
Coal Mine Shutdown Costs BHCCo I&M 182 1/01/82 Yes
Coal Mine Shutdown Costs CeCCo APCo 3,260 12/01/76 Yes
Coal Mine Shutdown Costs CACCo APCo (199) 9/14/83 Yes
Coal CCPC CSPCo 12,111 11/05/84 Yes
Coal COCCo OPCo 42,711 4/01/83 Yes
Coal Mine Shutdown Costs SACCo APCo (182) 3/01/78 Yes
Coal SOCCo OPCo 471,030 2/01/74 Yes
Coal Mine Shutdown Costs SOCCo OPCo 20,211 10/01/72 Yes
Coal WCCo OPCo 45,169 1/01/83 Yes
Operating Services AEPRGHC AEPES 25,192 5/17/99 Yes
Transactions between AEP System companies pursuant to the Affiliated
Transactions Agreement dated December 31, 1996 are reported in
Exhibit F of this U5S.
-------------------------
Part II. Contracts to purchase services or goods between any System company
and (1) any affiliate company (other than a System company) or (2)
any other company in which any officer or director of the System
company, receiving service under the contract, is a partner or
owns 5 percent or more of any class of equity securities.
- NONE.
Part III. Employment of any other person, by any System company, for the
performance on a continuing basis, of management, supervisory or
financial advisory services.
- NONE.
ITEM 9. WHOLESALE GENERATORS AND FOREIGN UTILITY COMPANIES
Part I.
The following table shows the required information for investment in
wholesale generation and foreign utility companies as of December 31, 2000:
(a) Company name, business address, facilities and interest held;
(b) Capital invested, recourse debt, guarantees and transfer of assets between
affiliates;
(c) Debt to equity ratio and earnings;
(d) Contracts for service, sales or construction with affiliates.
Foreign Utility Companies:
(a) SEEBOARD plc
Forest Gate, Brighton Road
Crawley, West Sussex RH11 9BH
United Kingdom
Distrubites and supplies electricity to approximately 2 million
customers in the United Kingdom.
AEP owns 100%.
(b) Capital invested - $829 million. Recourse debt- NONE. Guarantees - NONE.
Asset transfers - NONE.
(c) Debt is equity ratio - 1 to 1; Earnings $99 million.
(d) NONE
(a) Yorkshire Electricity Group plc
Wetherby Road,
Scarcroft, Leeds LS14 3HS
Great Britain
Distributes and supplies electricity to approximately 2 million
customers in the United Kingdom.
AEP owns 50%.
(b) Capital invested $362 million, Recourse debt - NONE. Guarantees - NONE.
Asset transfers - NONE.
(c) Debt to equity ratio 2.2 to 1; Earnings - $88 million
(d) NONE
(a) Nanyang General Light Electric Co., Ltd.
Dayuan Zhuan Village
Pushan Town, Nanyang City
People's Republic of China
Owns and operates a two unit electric generating plant in China.
AEP owns 70%.
(b) Capital invested $97 million. Recourse debt - NONE.
Guarantees - NONE.
Asset transfers - NONE.
(c) Debt to equity ratio - 1.6 to 1.
Earnings - $11 million.
(d) Nanyang has contracts with AEP Resource Service Company for consulting
and administrative service which resulted in a fee of $800,000.
(a) Empresa de Eletricidade Vale Paranapanema S.A.
Avenida Paulista, No. 2439, 5th floor
Sao Paulo, Sao Paulo
Brazil
Owns a majority interest in five electric operating companies in Brazil.
AEP owns 22%.
(b) Capital invested $149 million.
Recourse debt - NONE.
Convertible debt - $60 million.
Guarantees - NONE.
Asset transfers - NONE.
(c) Debt to equity ratio 0.2 to 1. Earnings $2.7 million.
(d) NONE
(a) Pacific Hydro Limited
Level 8
474 Flinders Street
Melbourne, Victoria
3000 Australia
Develops and owns hydroelectric facilities in the Asia Pacific region.
AEP owns 20%.
(b) Capital invested - $17 million.
Recourse Debt - NONE.
Guarantees - NONE.
Assets transferred - NONE.
(c) Noncurrent liabilities to equity ratio - 2 to 1.
Earnings - $10 million.
(d) NONE
(a) Enertek, S.A. de C.V.
Ave. Gomez Morin No. 350 Int
607 Col. Valle del Campestre
C.P. 66265
San Pedro Garza Garcia N.
Owns and operates a gas-fired cogeneration facility in Mexico.
AEP owns 100%.
(b) Capital invested - $4 million.
Construction loans - $26 million.
Recourse debt - NONE
Guarantees - NONE
Asset Transfers - NONE.
(c) Debt to equity ratio - 3.3 to 1. Earnings - Not Available.
(d) NONE
(a) CitiPower Pty.
600 Bourke Street
Melbourne Victoria
3000 Australia
CitiPower distributes and sells electricity to approximately 260,000
customers over 3,990 miles of distribution lines.
AEP owns 100%.
(b) Capital invested - $343 million.
Recourse debt - NONE.
Guarantees - NONE.
Asset transfers - NONE.
(c) Debt to equity ratio - 5.4 to 1.
Earnings - $17 million.
(d) NONE.
(a) AEP Energy Services Limited
29/30 St. James's Street
London SW1A 1HB
Great Britain
AEP owns 100%.
(b) Capital invested - $5 million.
Recourse debt - NONE.
Guarantees - NONE.
(c) Earnings - $13 million.
(d) Not Available.
(a) InterGen Denmark, Aps
Torre Chapultepec,
Piso 13,
Ruben Dario 281, Col.
Bosques de
Chapultepec, Mexico, D.F. 11520.
Construction and operation of a 600 megawatt natural gas-fired, combined
cycle plant.
AEP owns 50%.
(b) Capital invested - $50 million. Loans for affiliates - $7 million.
Guarantees - NONE.
Asset transfers - NONE.
(c) Earnings - ($307,000).
(d) Company Company In Effect
Nature of Performing Receiving Date of On Dec. 31st
Transactions Service Service Fees or Revenues Contract (Yes or No)
(1) (2) (3) (4) (5) (6)
------------ ---------- --------- ---------------- -------- ------------
(in thousands)
Consulting Services RESCo NGLE $ 333 4/01/97 No
Administrative Services RESCo NGLE 458 11/04/99 Yes
Consulting Services AEPR CTP 1,958 12/31/98 Yes
Exempt Wholesale Generators:
(a) CSW Development-3, Inc.
1616 Woodall Rodgers Freeway
Dallas, Texas 75202
Inactive - no capital invested
(a) CSW Northwest GP, Inc.
1616 Woodall Rodgers Freeway
Dallas, Texas 75202
Inactive - no capital invested
(a) CSW Northwest LP, Inc.
1616 Woodall Rodgers Freeway
Dallas, Texas 75202
Inactive - no capital invested
(a) Frontera Generation Limited Partnership
1616 Woodall Rodgers Freeway
Dallas, Texas 75202
Owns and operates a 500 megawatt plant in Texas.
AEP owns 100%.
(b) Capital invested - $184 million
(a) Newgulf Power Venture, Inc.
1616 Woodall Rodgers Freeway
Dallas, Texas 75202
Operation of an 85 megawatt plant in Texas.
AEP owns 100%.
(b) Capital invested - $17 million
Part II.
See Exhibit's H and I
Part III.
American Electric Power Company, Inc.'s aggregate investment in foreign utility
companies is $1.6 billion and in exempt wholesale generators is $201 million
which is 25.6% of its investment in domestic public utility subsidiary
companies.
ITEM 10. FINANCIAL STATEMENTS AND EXHIBITS
Section and
FINANCIAL STATEMENTS Page No.
-----------
Consent of Independent Public Accountants A-1
Consolidating Statements of Income B-1 to B-13
Consolidating Balance Sheets B-14 to B-33
Consolidating Statements of Cash Flows B-34 to B-43
Consolidating Statements of Retained Earnings B-44 to B-46
Note to Consolidating Financial Statements C
Financial Statements of Subsidiaries
Not Consolidated:
OVEC D-1 to D-4
EXHIBITS
Exhibit A E
Exhibit B & C **
Exhibit D **
Exhibit E **
Exhibit F **
Exhibit G (Not Applicable)
Exhibit H **
Exhibit I ***
** These Exhibits are included only the in copy filed with the Securities and
Exchange Commission.
*** Filed confidentially pursuant to Rule 104(b) of the PUHCA.
SIGNATURE
The undersigned system company has duly caused this annual report to be
signed on its behalf by the undersigned, thereunto duly authorized, pursuant to
the requirements of the Public Utility Holding Company Act of 1935.
AMERICAN ELECTRIC POWER COMPANY, INC.
By /s/ Armando A. Pena
-------------------------------
Armando A. Pena
Treasurer
April 27, 2001
INDEPENDENT AUDITORS' CONSENT
We consent to the incorporation by reference in this American Electric Power
Company, Inc. Annual Report (Form U5S) to the Securities and Exchange
Commission, filed pursuant to the Public Utility Holding Company Act of 1935,
for the year ended December 31, 2000, of our reports dated February 26, 2001,
included in or incorporated by reference in the combined Annual Report (Form
10-K) to the Securities and Exchange Commission of American Electric Power
Company, Inc. and its subsidiaries and of certain of its subsidiaries for the
year ended December 31, 2000.
Deloitte & Touche LLP
Columbus, Ohio
April 27, 2001
ITEM 10 FINANCIAL STATEMENTS
AMERICAN ELECTRIC POWER COMPANY, INC.
AND SUBSIDIARY COMPANIES
CONSOLIDATING STATEMENT OF INCOME
YEAR TO DATE THROUGH DECEMBER 31, 2000
------------------------------------------------------------------------------------------------------------------
AEP AEP APCO
DESCRIPTION CONSOLIDATED ELIMINATIONS AEP CONSOLIDATED
------------------------------------------------------------------------------------------------------------------
OPERATING REVENUES
GROSS OPERATING REVENUES 13,701,548,455.63 (2,401,388,260.31) 0.00 1,860,164,785.95
PROVISION FOR RATE REFUND (6,769,380.00) 0.00 0.00 0.00
TOTAL OPERATING REVENUES, NET 13,694,779,075.63 (2,401,388,260.31) 0.00 1,860,164,785.95
OPERATING EXPENSES
OPERATIONS
FUEL 3,368,248,982.70 (681,844.01) 986.64 369,161,392.34
PURCHASED POWER 2,318,012,546.90 (1,677,231,519.89) 0.00 477,909,526.19
OTHER OPERATION 3,182,637,764.45 (733,280,680.00) 99,696,705.32 282,609,354.01
MAINTENANCE 831,090,277.76 (44,414,701.78) 73,872.53 124,492,931.79
TOTAL OPER/MAINT EXPENSES 9,704,091,571.81 (2,451,506,745.68) 99,771,564.49 1,254,173,204.33
DEPRECIATION AND AMORTIZATION 1,249,500,590.03 (4,116,456.83) 0.00 163,089,226.34
TAXES OTHER THAN INCOME TAXES 684,140,369.69 (23,235,973.84) 0.00 111,691,856.47
STATE, LOCAL & FOREIGN INCOME TAXES 41,771,677.53 (344,779.30) 0.00 14,755,373.00
FEDERAL INCOME TAXES 546,888,051.19 1,025,616.00 (21,723,925.00) 115,301,300.00
TOTAL OPERATING EXPENSES 12,222,290,260.25 (2,482,280,339.65) 78,047,639.49 1,659,010,960.14
NET OPERATING INCOME 1,472,488,815.38 80,892,079.34 (78,047,639.49) 201,153,825.81
OTHER INCOME AND DEDUCTIONS
OTHER INCOME 109,981,970.21 (5,265,699,056.17) 458,701,861.33 1,484,852,405.75
OTHER INCOME DEDUCTIONS (101,957,504.77) 4,721,260,925.80 (86,921.28) (1,470,851,427.97)
TAXES APPL TO OTHER INC &DED (19,871,865.36) (11,166.00) (284,948.66) (3,394,204.46)
NET OTHR INCOME AND DEDUCTIONS (11,847,399.92) (544,449,296.37) 458,329,991.39 10,606,773.32
INCOME BEFORE INTEREST CHARGES 1,460,641,415.46 (463,557,217.03) 380,282,351.90 211,760,599.13
INTEREST CHARGES
INTEREST ON LONG-TERM DEBT 768,385,165.41 (3,538,087.04) 607,475.44 115,562,008.73
INT SHORT TERM DEBT - AFFIL 0.00 (111,793,019.93) 10,894,775.01 (148.61)
INT SHORT TERM DEBT - NON-AFFL 258,775,737.92 0.00 101,586,373.75 8,847,450.86
AMORT OF DEBT DISC, PREM & EXP 6,164,240.50 0.00 0.00 1,492,418.76
AMORT LOSS ON REACQUIRED DEBT 8,196,774.10 0.00 0.00 1,828,824.76
AMORT GAIN ON REACQUIRED DEBT (1,399,589.54) 0.00 0.00 (137,322.17)
OTHER INTEREST EXPENSE 147,838,003.81 0.00 125,861.33 23,099,391.57
TOTAL INTEREST CHARGES 1,187,960,332.20 (115,331,106.97) 113,214,485.53 150,692,623.90
AFUDC BORROWED FUNDS - CR (39,378,780.19) 0.00 0.00 (2,692,273.46)
NET INTEREST CHARGES 1,148,581,552.01 (115,331,106.97) 113,214,485.53 148,000,350.44
NET EXTRAORDINARY ITEMS (34,028,538.94) 0.00 0.00 10,084,051.73
NET INCOME BEFORE PREF DIV 278,031,324.51 (348,226,110.06) 267,067,866.37 73,844,300.42
PREF STK DIVIDEND REQUIREMENT 10,963,432.71 0.00 0.00 2,503,825.16
Gain (Loss) on Reacq. Preferred Stock 0.00 0.00 0.00 0.00
NET INCOME - EARN FOR CMMN STK 267,067,891.80 (348,226,110.06) 267,067,866.37 71,340,475.26
AMERICAN ELECTRIC POWER COMPANY, INC.
AND SUBSIDIARY COMPANIES
CONSOLIDATING STATEMENT OF INCOME
YEAR TO DATE THROUGH DECEMBER 31, 2000
-----------------------------------------------------------------------------------------------------------------------------------
CSPCO I&M OPCO
DESCRIPTION CONSOLIDATED CONSOLIDATED KEPCO KGPCO CONSOLIDATED
-----------------------------------------------------------------------------------------------------------------------------------
OPERATING REVENUES
GROSS OPERATING REVENUES 1,356,408,190.43 1,555,245,766.80 410,402,857.30 82,315,179.56 2,227,902,303.90
PROVISION FOR RATE REFUND 0.00 (6,769,380.00) 0.00 0.00 0.00
TOTAL OPERATING REVENUES, NET 1,356,408,190.43 1,548,476,386.80 410,402,857.30 82,315,179.56 2,227,902,303.90
OPERATING EXPENSES
OPERATIONS
FUEL 189,154,849.20 210,869,756.43 74,637,842.87 0.00 771,969,013.64
PURCHASED POWER 347,692,776.12 337,376,083.99 149,344,921.23 59,106,434.24 184,003,501.96
OTHER OPERATION 221,774,841.31 599,012,802.77 53,324,940.07 8,153,760.92 407,375,524.46
MAINTENANCE 69,676,020.41 219,854,438.96 25,865,905.02 1,858,177.32 124,734,687.17
TOTAL OPER/MAINT EXPENSES 828,298,487.04 1,367,113,082.15 303,173,609.19 69,118,372.48 1,488,082,727.23
DEPRECIATION AND AMORTIZATION 99,640,308.61 154,920,168.24 31,027,877.65 3,104,781.77 155,944,265.49
TAXES OTHER THAN INCOME TAXES 123,222,995.98 60,620,947.86 7,251,631.14 3,671,609.98 169,527,397.99
STATE, LOCAL & FOREIGN INCOME TAXES 67,937.00 9,139,787.45 2,457,374.00 426,752.00 (3,974,999.00
FEDERAL INCOME TAXES 109,301,382.18 (8,615,168.00) 16,754,693.00 2,846,046.00 191,495,810.01
TOTAL OPERATING EXPENSES 1,160,531,110.81 1,583,178,817.70 360,665,184.98 79,167,562.23 2,001,075,201.72
NET OPERATING INCOME 195,877,079.62 (34,702,430.90) 49,737,672.32 3,147,617.33 226,827,102.18
OTHER INCOME AND DEDUCTIONS
OTHER INCOME 819,581,176.01 913,556,269.89 351,675,263.72 (11,992.00) 1,268,124,507.09
OTHER INCOME DEDUCTIONS (806,591,138.41) (896,141,514.41) (348,457,873.72) (132,121.69) (1,254,312,653.16
TAXES APPL TO OTHER INC &DED (7,837,148.41) (7,481,639.13) (1,147,440.00) 118,219.00 (18,815,152.00
NET OTHR INCOME AND DEDUCTIONS 5,152,889.19 9,933,116.35 2,069,950.00 (25,894.69) (5,003,298.07
INCOME BEFORE INTEREST CHARGES 201,029,968.81 (24,769,314.55) 51,807,622.32 3,121,722.64 221,823,804.11
INTEREST CHARGES
INTEREST ON LONG-TERM DEBT 66,480,089.91 80,130,741.79 25,869,751.08 955,416.70 81,505,646.47
INT SHORT TERM DEBT - AFFIL 1,087,225.87 9,040,307.21 1,806,096.59 676,727.25 3,407,171.58
INT SHORT TERM DEBT - NON-AFFL 1,324,483.98 10,222,431.25 1,488,462.45 228,175.90 5,206,404.46
AMORT OF DEBT DISC, PREM & EXP 673,697.72 1,591,057.95 469,365.90 0.00 1,262,087.28
AMORT LOSS ON REACQUIRED DEBT 2,700,111.17 1,528,277.82 252,578.72 0.00 1,225,431.15
AMORT GAIN ON REACQUIRED DEBT (170,291.32) 0.00 0.00 0.00 (1,091,976.05
OTHER INTEREST EXPENSE 11,001,041.10 17,236,711.62 1,800,901.15 528,944.24 33,021,883.71
TOTAL INTEREST CHARGES 83,096,358.43 119,749,527.64 31,687,155.89 2,389,264.09 124,536,648.60
AFUDC BORROWED FUNDS - CR (2,268,554.71) (12,487,166.08) (642,646.70) (53,449.72) (5,326,629.12
NET INTEREST CHARGES 80,827,803.72 107,262,361.56 31,044,509.19 2,335,814.37 119,210,019.48
NET EXTRAORDINARY ITEMS (25,236,153.28) 0.00 0.00 0.00 (18,876,437.39
NET INCOME BEFORE PREF DIV 94,966,011.81 (132,031,676.11) 20,763,113.13 785,908.27 83,737,347.24
PREF STK DIVIDEND REQUIREMENT 1,783,084.36 4,623,753.64 0.00 0.00 1,266,014.55
Gain (Loss) on Reacq. Preferred Stock 0.00 0.00 0.00 0.00 0.00
NET INCOME - EARN FOR CMMN STK 93,182,927.45 (136,655,429.75) 20,763,113.13 785,908.27 82,471,332.69
AMERICAN ELECTRIC POWER COMPANY, INC.
AND SUBSIDIARY COMPANIES
CONSOLIDATING STATEMENT OF INCOME
YEAR TO DATE THROUGH DECEMBER 31, 2000
---------------------------------------------------------------------------------------------------------------------------------
DESCRIPTION WPCO AEGCO AEPSC CCCO FRECO
---------------------------------------------------------------------------------------------------------------------------------
OPERATING REVENUES
GROSS OPERATING REVENUES 87,256,694.35 228,516,457.15 746,396,038.11 0.00 0.00
PROVISION FOR RATE REFUND 0.00 0.00 0.00 0.00 0.00
TOTAL OPERATING REVENUES, NET 87,256,694.35 228,516,457.15 746,396,038.11 0.00 0.00
OPERATING EXPENSES
OPERATIONS
FUEL 0.00 102,977,959.12 681,844.01 0.00 0.00
PURCHASED POWER 59,802,224.87 0.00 9,246.51 0.00 0.00
OTHER OPERATION 8,178,323.00 78,578,426.45 597,595,354.02 0.00 0.00
MAINTENANCE 2,753,038.98 9,616,096.16 44,414,701.78 0.00 0.00
TOTAL OPER/MAINT EXPENSES 70,733,586.85 191,172,481.73 642,701,146.32 0.00 0.00
DEPRECIATION AND AMORTIZATION 3,205,233.25 22,161,904.10 4,084,567.91 0.00 0.00
TAXES OTHER THAN INCOME TAXES 4,975,454.17 3,853,951.92 23,235,973.84 0.00 0.00
STATE, LOCAL & FOREIGN INCOME TAXES 223,668.00 1,206,027.00 4,446,779.30 0.00 0.00
FEDERAL INCOME TAXES 2,622,904.00 1,698,234.00 47,966,824.00 0.00 0.00
TOTAL OPERATING EXPENSES 81,760,846.27 220,092,598.75 722,435,291.37 0.00 0.00
NET OPERATING INCOME 5,495,848.08 8,423,858.40 23,960,746.74 0.00 0.00
OTHER INCOME AND DEDUCTIONS
OTHER INCOME 97,885.10 5,966.81 (2,008,787.72) 271,065.08 0.00
OTHER INCOME DEDUCTIONS (237,505.97) (28,104.78) (2,581,922.40) (249,292.32) 0.00
TAXES APPL TO OTHER INC &DED 109,715.18 3,451,347.00 0.00 (21,340.04) 0.00
NET OTHR INCOME AND DEDUCTIONS (29,905.69) 3,429,209.03 (4,590,710.12) 432.72 0.00
INCOME BEFORE INTEREST CHARGES 5,465,942.39 11,853,067.43 19,370,036.62 432.72 0.00
INTEREST CHARGES
INTEREST ON LONG-TERM DEBT 1,432,873.26 1,894,691.18 5,555,777.52 0.00 0.00
INT SHORT TERM DEBT - AFFIL 148.61 1,123,061.02 1,089,632.54 0.00 0.00
INT SHORT TERM DEBT - NON-AFFL 253,024.33 559,598.20 806,388.49 0.00 0.00
AMORT OF DEBT DISC, PREM & EXP 0.00 108,456.00 5,213.81 0.00 0.00
AMORT LOSS ON REACQUIRED DEBT 0.00 239,712.00 421,838.48 0.00 0.00
AMORT GAIN ON REACQUIRED DEBT 0.00 0.00 0.00 0.00 0.00
OTHER INTEREST EXPENSE 18,295.13 0.00 11,491,185.78 432.72 0.00
TOTAL INTEREST CHARGES 1,704,341.33 3,925,518.40 19,370,036.62 432.72 0.00
AFUDC BORROWED FUNDS - CR (29,308.05) (57,050.87) 0.00 0.00 0.00
NET INTEREST CHARGES 1,675,033.28 3,868,467.53 19,370,036.62 432.72 0.00
NET EXTRAORDINARY ITEMS 0.00 0.00 0.00 0.00 0.00
NET INCOME BEFORE PREF DIV 3,790,909.11 7,984,599.90 0.00 (0.00) 0.00
PREF STK DIVIDEND REQUIREMENT 0.00 0.00 0.00 0.00 0.00
Gain (Loss) on Reacq. Preferred Stock 0.00 0.00 0.00 0.00 0.00
NET INCOME - EARN FOR CMMN STK 3,790,909.11 7,984,599.90 0.00 (0.00) 0.00
AMERICAN ELECTRIC POWER COMPANY, INC.
AND SUBSIDIARY COMPANIES
CONSOLIDATING STATEMENT OF INCOME
YEAR TO DATE THROUGH DECEMBER 31, 2000
----------------------------------------------------------------------------------------------------------------------
AEPINV
DESCRIPTION IFRI AEPPM AEPES CONSOLIDATED
----------------------------------------------------------------------------------------------------------------------
OPERATING REVENUES
GROSS OPERATING REVENUES 0.00 0.00 217,037,140.05 0.00
PROVISION FOR RATE REFUND 0.00 0.00 0.00 0.00
TOTAL OPERATING REVENUES, NET 0.00 0.00 217,037,140.05 0.00
OPERATING EXPENSES
OPERATIONS
FUEL 0.00 0.00 0.00 0.00
PURCHASED POWER 0.00 0.00 117,632,442.71 0.00
OTHER OPERATION 0.00 0.00 75,715,974.87 974,824.13
MAINTENANCE 0.00 0.00 297.96 0.00
TOTAL OPER/MAINT EXPENSES 0.00 0.00 193,348,715.54 974,824.13
DEPRECIATION AND AMORTIZATION 0.00 0.00 1,989,241.02 0.00
TAXES OTHER THAN INCOME TAXES 0.00 0.00 0.00 0.00
STATE, LOCAL & FOREIGN INCOME TAXES 0.00 0.00 0.00 0.00
FEDERAL INCOME TAXES 0.00 0.00 0.00 0.00
TOTAL OPERATING EXPENSES 0.00 0.00 195,337,956.56 974,824.13
NET OPERATING INCOME 0.00 0.00 21,699,183.49 (974,824.13)
OTHER INCOME AND DEDUCTIONS
OTHER INCOME 0.00 0.00 1,612,711.75 454,824.96
OTHER INCOME DEDUCTIONS 0.00 0.00 (132,222.02) (114,154.00)
TAXES APPL TO OTHER INC &DED 0.00 0.00 (6,053,715.07) 219,117.00
NET OTHR INCOME AND DEDUCTIONS 0.00 0.00 (4,573,225.34) 559,787.96
INCOME BEFORE INTEREST CHARGES 0.00 0.00 17,125,958.15 (415,036.17)
INTEREST CHARGES
INTEREST ON LONG-TERM DEBT 0.00 0.00 25,465.37 0.00
INT SHORT TERM DEBT - AFFIL 0.00 0.00 3,353,494.79 7,645.99
INT SHORT TERM DEBT - NON-AFFL 0.00 0.00 3,718,302.16 0.00
AMORT OF DEBT DISC, PREM & EXP 0.00 0.00 0.00 0.00
AMORT LOSS ON REACQUIRED DEBT 0.00 0.00 0.00 0.00
AMORT GAIN ON REACQUIRED DEBT 0.00 0.00 0.00 0.00
OTHER INTEREST EXPENSE 0.00 0.00 229,744.59 0.00
TOTAL INTEREST CHARGES 0.00 0.00 7,327,006.91 7,645.99
AFUDC BORROWED FUNDS - CR 0.00 0.00 0.00 0.00
NET INTEREST CHARGES 0.00 0.00 7,327,006.91 7,645.99
NET EXTRAORDINARY ITEMS 0.00 0.00 0.00 0.00
NET INCOME BEFORE PREF DIV 0.00 0.00 9,798,951.24 (422,682.16)
PREF STK DIVIDEND REQUIREMENT 0.00 0.00 0.00 0.00
Gain (Loss) on Reacq. Preferred Stock 0.00 0.00 0.00 0.00
NET INCOME - EARN FOR CMMN STK 0.00 0.00 9,798,951.24 (422,682.16)
AMERICAN ELECTRIC POWER COMPANY, INC.
AND SUBSIDIARY COMPANIES
CONSOLIDATING STATEMENT OF INCOME
YEAR TO DATE THROUGH DECEMBER 31, 2000
----------------------------------------------------------------------------------------------------------------------------
AEPR AEPC CSW
DESCRIPTION CONSOLIDATED AEPPRO CONSOLIDATED CONSOLIDATED AEPRELLC
----------------------------------------------------------------------------------------------------------------------------
OPERATING REVENUES
GROSS OPERATING REVENUES 1,125,035,313.59 23,050,369.75 22,160,318.00 6,161,045,301.00 0.00
PROVISION FOR RATE REFUND 0.00 0.00 0.00 0.00 0.00
TOTAL OPERATING REVENUES, NET 1,125,035,313.59 23,050,369.75 22,160,318.00 6,161,045,301.00 0.00
OPERATING EXPENSES
OPERATIONS
FUEL 13,683,077.46 0.00 0.00 1,635,794,105.00 0.00
PURCHASED POWER 809,644,328.97 0.00 0.00 1,452,722,580.00 0.00
OTHER OPERATION 72,049,419.84 28,010,237.18 31,668,556.01 1,351,027,453.00 171,947.09
MAINTENANCE 49,347,933.87 0.00 66,174.59 202,750,703.00 0.00
TOTAL OPER/MAINT EXPENSES 944,724,760.14 28,010,237.18 31,734,730.60 4,642,294,841.00 171,947.09
DEPRECIATION AND AMORTIZATION 56,523,423.45 12,620.16 4,591,218.87 553,322,210.00 0.00
TAXES OTHER THAN INCOME TAXES 7,833,792.18 0.00 213,320.00 191,277,412.00 0.00
STATE, LOCAL & FOREIGN INCOME TAXES 3,620,143.08 0.00 0.00 9,747,615.00 0.00
FEDERAL INCOME TAXES 6,795,671.00 0.00 (1.00) 81,418,665.00 0.00
TOTAL OPERATING EXPENSES 1,019,497,789.85 28,022,857.34 36,539,268.47 5,478,060,743.00 171,947.09
NET OPERATING INCOME 105,537,523.74 (4,972,487.59) (14,378,950.47) 682,984,558.00 (171,947.09)
OTHER INCOME AND DEDUCTIONS
OTHER INCOME 45,518,622.65 1,525,159.57 (18,029,387.61) 49,753,474.00 0.00
OTHER INCOME DEDUCTIONS (43,100,527.32) (1,000.00) (200,051.12) 0.00 0.00
TAXES APPL TO OTHER INC &DED 11,793,364.64 1,126,802.22 13,379,041.37 (5,083,415.00) 60,697.00
NET OTHR INCOME AND DEDUCTIONS 14,211,459.97 2,650,961.79 (4,850,397.36) 44,670,059.00 60,697.00
INCOME BEFORE INTEREST CHARGES 119,748,983.71 (2,321,525.80) (19,229,347.83) 727,654,617.00 (111,250.09)
INTEREST CHARGES
INTEREST ON LONG-TERM DEBT 87,157,760.46 0.00 4,273,942.54 300,471,612.00 0.00
INT SHORT TERM DEBT - AFFIL 26,166,952.82 0.00 2,462,161.74 50,676,291.00 1,476.52
INT SHORT TERM DEBT - NON-AFFL 3,957,680.05 30,236.87 542,870.17 120,003,855.00 0.00
AMORT OF DEBT DISC, PREM & EXP 561,943.08 0.00 0.00 0.00 0.00
AMORT LOSS ON REACQUIRED DEBT 0.00 0.00 0.00 0.00 0.00
AMORT GAIN ON REACQUIRED DEBT 0.00 0.00 0.00 0.00 0.00
OTHER INTEREST EXPENSE 2,330.58 597.29 203.00 49,280,480.00 0.00
TOTAL INTEREST CHARGES 117,846,666.99 30,834.16 7,279,177.45 520,432,238.00 1,476.52
AFUDC BORROWED FUNDS - CR 0.00 0.00 (979,600.48) (14,842,101.00) 0.00
NET INTEREST CHARGES 117,846,666.99 30,834.16 6,299,576.97 505,590,137.00 1,476.52
NET EXTRAORDINARY ITEMS 0.00 0.00 0.00 0.00 0.00
NET INCOME BEFORE PREF DIV 1,902,316.72 (2,352,359.96) (25,528,924.80) 222,064,480.00 (112,726.61)
PREF STK DIVIDEND REQUIREMENT 0.00 0.00 0.00 786,755.00 0.00
Gain (Loss) on Reacq. Preferred Stock 0.00 0.00 0.00 0.00 0.00
NET INCOME - EARN FOR CMMN STK 1,902,316.72 (2,352,359.96) (25,528,924.80) 221,277,725.00 (112,726.61)
-------------------------------------------------------------------------------------------------------------------------------
CENTRAL AND SOUTH WEST CSWCON CPL PSO SWEPCO
AND SUBSIDIARY COMPANIES ACTUAL ACTUAL ACTUAL ACTUAL
CONSOLIDATING INCOME STATEMENTS DEC 00 DEC 00 DEC 00 DEC 00
YEAR TO DATE DECEMBER, 2000
-------------------------------------------------------------------------------------------------------------------------------
Residential 1,501,695,733 649,959,131 360,191,586 327,403,694
Commercial 1,056,274,175 460,433,256 278,940,060 219,318,214
Industrial 907,607,019 370,161,164 198,498,295 273,430,107
Other Ultimate 138,418,228 49,204,477 11,371,868 31,782,330
Base/Fuel Revenue by Customer Class 3,603,995,155 1,529,758,028 849,001,809 851,934,345
Unbilled Revenue 5,583,000 1,621,000 1,661,000 1,469,000
Transmission Access Rev - Affil West - 4,873,716 (5,959,096) (1,611,578)
Transmission Access Rev - Nonaffiliated 151,221,966 69,356,470 21,741,044 29,043,835
Loss Compensation Rev - Affil West - 32,252 288,572 21,403
Other Non KWH 38,723,567 24,864,608 1,882,425 2,561,381
ULTIMATE REVENUE 3,799,523,688 1,630,506,074 868,615,754 883,418,386
Sales for Resale-Nonaffiliated Firm 313,318,664 67,708,944 6,393,114 118,713,815
Sales for Resale-Nonaffiliated Off-Sys 181,768,184 40,373,108 60,272,296 57,362,550
Sales for Resale - Affiliated West - 35,936,930 29,317,690 67,723,858
Sales for Resale - Affiliated East (9,461,611) (3,347,579) (1,989,924) (3,007,827)
SALES FOR RESALE 485,625,237 140,671,403 93,993,176 240,792,396
TOTAL ELECTRIC REVENUE 4,285,148,925 1,771,177,477 962,608,930 1,124,210,782
UK Distribution Revenue 350,003,296 0 0 0
UK Supply Revenue 1,170,579,580 0 0 0
UK Powerlink Revenue 64,887,734 0 0 0
UK Non-Core Revenue 267,088,643 - 0 0
UK Intercompany Revenue (256,780,555) 0 0 0
UK REVENUE 1,595,778,698 - 0 0
Other Non-Utility Rev-Nonaffiliate 280,117,678 - - -
Other Non-Utility Rev - Affiliated West - - - -
OTHER DIVERSIFIED REVENUE 280,117,678 - - -
TOTAL REVENUE 6,161,045,301 1,771,177,477 962,608,930 1,124,210,782
Fuel Expense 1,635,794,105 550,903,070 402,933,438 498,803,779
Purchased Power-Nonaffiliated Firm 75,366,910 3,000,184 20,875,240 51,491,486
Purchased Power-Nonaffiliated Off-Sys 298,687,003 141,795,501 73,423,105 13,657,917
Purchased Power - Affiliated West - 32,339,683 38,571,411 12,643,371
Purchased Power - Affiliated East 22,538,750 251,180 22,216,780 -
FUEL AND PURCHASED POWER 2,032,386,768 728,289,618 558,019,974 576,596,553
UK Distribution Cost of Sales 34,810,755 0 0 0
UK Supply Cost of Sales 1,015,866,856 0 0 0
UK Powerlink Cost of Sales 49,443,277 0 0 0
UK Non-Core Cost of Sales 183,509,125 0 0 0
UK Intercompany Cost of Sales (227,500,096) 0 0 0
UK COST OF SALES 1,056,129,917 0 0 0
Other Diversified Cost of Sales 7,505,356 0 0 0
Other Production 116,723,312 51,308,777 20,328,440 30,189,224
Transmission 44,429,135 21,282,370 8,811,038 6,002,961
Transmission Access Exp - Affil West 111,720 2,347,621 (2,657,030) 6,627,893
Transmission Access Exp - Nonaffiliated 69,417,792 53,003,311 2,272,900 401,085
Distribution 175,067,208 21,677,614 14,988,686 13,370,189
UK Supply 100,550,048 0 0 0
UK Powerlink 10,125,787 0 0 0
UK Non-Core 57,855,008 0 0 0
UK Intercompany (28,766,856) 0 0 0
Customer Accounting & Collecting 76,916,603 43,303,902 24,773,884 25,443,104
Customer Service 31,551,875 10,509,456 7,310,606 8,631,921
Sales Expense 4,230,549 14,223 5,231 6,743
Nuclear Decommissioning 8,028,636 8,028,636 - -
Other Non-Utility Expense 235,189,639 - - -
Total Administrative & General 442,091,641 108,063,578 45,863,580 68,786,313
TOTAL OTHER OPERATING EXPENSE 1,343,522,097 319,539,488 121,697,335 159,459,433
Maintenance 202,750,703 60,528,151 45,857,869 75,123,406
TOTAL O & M 1,546,272,800 380,067,639 167,555,204 234,582,839
-------------------------------------------------------------------------------------------------------------------------------
CENTRAL AND SOUTH WEST CSWCON CPL PSO SWEPCO
AND SUBSIDIARY COMPANIES ACTUAL ACTUAL ACTUAL ACTUAL
CONSOLIDATING INCOME STATEMENTS DEC 00 DEC 00 DEC 00 DEC 00
YEAR TO DATE DECEMBER, 2000
-------------------------------------------------------------------------------------------------------------------------------
Depreciation 410,619,501 115,647,605 71,335,752 102,406,365
Amortization 106,221,290 63,138,158 5,082,666 2,273,116
Acquisition Amortization 36,481,419 0 0 0
DEPRECIATION AND AMORTIZATION 553,322,210 178,785,763 76,418,418 104,679,481
FEDTAX - Current Federal Income Tax (Operating) 27,267,728 85,871,152 10,001,120 13,619,314
FEDTAX - Deferred Federal Income Tax (Operating) 47,540,200 16,262,886 22,501,211 14,652,952
FEDTAX - Deferred Investment Tax Credit (12,750,023) (5,206,908) (1,790,808) (4,481,495)
FEDERAL INCOME TAX 62,057,905 96,927,130 30,711,523 23,790,771
State Income Taxes (Operating) 9,747,615 3,532,176 4,547,171 2,453,470
UK Corp Income Tax - Current 1,381,546 0 - 0
UK Corp Income Tax - Deferred (GAAP Adj) 17,979,214 0 0 0
TOTAL INCOME TAXES 91,166,280 100,459,306 35,258,694 26,244,241
Taxes Other Than Income 191,277,412 76,476,578 28,688,001 53,829,770
TOTAL OPERATING EXPENSE 5,478,060,743 1,464,078,904 865,940,291 995,932,884
OPERATING INCOME 682,984,558 307,098,573 96,668,639 128,277,898
AFUDC-Equity 792,818 - 235,451 445,514
Other Income (Gross) (6,384,833) (2,538,550) 7,351,070 834,758
State Income Taxes (Non-Oper) (168,745) - (125,125) (85,076)
Current Federal Income Tax (Non-Oper) (5,692,844) (994,905) (351,290) (991,838)
Deferred Federal Income Tax (Non-Oper) 1,268,421 - - -
Tax Benefit of Parent Co. Loss (490,247) 6,068,441 1,782,154 2,553,466
Interest Income - Affiliated West - - - 22,323
Interest Income - Affiliated East 8,758 3,367 1,256 3,719
Interest Income - Nonaffiliated 55,076,422 3,170,316 80,698 1,068,018
Nuclear Decommissioning Trust Income 1,525,895 1,525,895 - -
Minority Interest (1,267,020) 0 0 0
Equity in Earnings of Subsidiaries - - - -
TOTAL OTHER INCOME/DEDUCTIONS 44,668,625 7,234,564 8,974,214 3,850,884
Interest Expense Long Term Debt 300,471,612 96,212,292 26,473,152 43,546,817
Interest Expense ST Debt - Affil West - 8,206,738 3,530,229 2,668,666
Interest Expense ST Debt - Affil East 47,683,970 7,872,681 3,747,580 1,108,688
Interest Expense ST Debt - Nonaffiliated 119,017,699 1,028,349 - -
Credit Line Fees Expense - Affil West - 195,108 45,219 127,073
Credit Line Fees Expense - Affil East 2,992,321 576,824 155,781 264,089
AFUDC - Debt (14,842,101) (6,216,050) (4,395,512) (2,926,527)
Distributions on Trust Pref Securities 26,602,500 11,940,000 6,000,000 8,662,500
Nuclear Decommissioning Trust Expense 1,525,895 1,525,895 - -
Preferred Dividend Requirements of Subs 786,755 0 0 0
(Gain)/Loss on Reacq. Preferred Stock (1,434) 0 0 0
Other Interest 22,138,241 3,424,489 3,423,141 6,005,455
TOTAL INTEREST EXPENSE 506,375,458 124,766,326 38,979,590 59,456,761
INCOME FROM CONTINUING OPERATIONS 221,277,725 189,566,811 66,663,263 72,672,021
INCOME BEFORE EXTRAORDINARY ITEM
AND CHANGE IN ACCT PRINCIPLE 221,277,725 189,566,811 66,663,263 72,672,021
NET INCOME 221,277,725 189,566,811 66,663,263 72,672,021
Preferred Stock Dividends - 241,335 212,561 228,730
Gain/(Loss) on Reacq. Preferred Stock - - 1,034 360
BALANCE FOR COMMON 221,277,725 189,325,476 66,451,736 72,443,651
-----------------------------------------------------------------------------------------------------------------------------
CENTRAL AND SOUTH WEST WTU SEEBOARD CORP CSWS
AND SUBSIDIARY COMPANIES ACTUAL ACTUAL ACTUAL ACTUAL
CONSOLIDATING INCOME STATEMENTS DEC 00 DEC 00 DEC 00 DEC 00
YEAR TO DATE DECEMBER, 2000
-----------------------------------------------------------------------------------------------------------------------------
Residential 164,141,322 - - -
Commercial 97,582,645 - - -
Industrial 65,517,453 - - -
Other Ultimate 46,059,553 - - -
Base/Fuel Revenue by Customer Class 373,300,973 - - -
Unbilled Revenue 832,000 - - -
Transmission Access Rev - Affil West 7,082,871 - - -
Transmission Access Rev - Nonaffiliated 31,080,617 0 - -
Loss Compensation Rev - Affil West 263,872 0 - -
Other Non KWH 9,247,684 - - -
ULTIMATE REVENUE 421,808,017 - - -
Sales for Resale-Nonaffiliated Firm 120,502,791 - - -
Sales for Resale-Nonaffiliated Off-Sys 23,760,230 - - -
Sales for Resale - Affiliated West 7,839,329 - - -
Sales for Resale - Affiliated East (1,116,281) 0 - -
SALES FOR RESALE 150,986,069 - - -
TOTAL ELECTRIC REVENUE 572,794,086 - - -
UK Distribution Revenue 0 350,003,296 0 0
UK Supply Revenue 0 1,170,579,580 0 0
UK Powerlink Revenue 0 64,887,734 0 0
UK Non-Core Revenue 0 267,088,643 0 0
UK Intercompany Revenue 0 (256,780,555) 0 0
UK REVENUE 0 1,595,778,698 0 0
Other Non-Utility Rev-Nonaffiliate - - - -
Other Non-Utility Rev - Affiliated West - - - -
OTHER DIVERSIFIED REVENUE - - - -
TOTAL REVENUE 572,794,086 1,595,778,698 - -
Fuel Expense 183,153,818 - - 3,581,598
Purchased Power-Nonaffiliated Firm - - - -
Purchased Power-Nonaffiliated Off-Sys 69,810,480 - - -
Purchased Power - Affiliated West 57,701,972 - - -
Purchased Power - Affiliated East 70,790 0 - -
FUEL AND PURCHASED POWER 310,737,060 - - 3,581,598
UK Distribution Cost of Sales 0 34,810,755 0 0
UK Supply Cost of Sales 0 1,015,866,856 0 0
UK Powerlink Cost of Sales 0 49,443,277 0 0
UK Non-Core Cost of Sales 0 183,509,125 0 0
UK Intercompany Cost of Sales 0 (227,500,096) 0 0
UK COST OF SALES 0 1,056,129,917 0 0
Other Diversified Cost of Sales 0 0 0 0
Other Production 14,896,872 - - 20,996,183
Transmission 8,332,766 - - 4,960,986
Transmission Access Exp - Affil West (1,820,851) - - -
Transmission Access Exp - Nonaffiliated 13,740,496 0 - -
Distribution 9,388,981 115,641,738 - 8,276,328
UK Supply 0 100,550,048 0 0
UK Powerlink 0 10,125,787 0 0
UK Non-Core 0 57,855,008 0 0
UK Intercompany 0 (28,766,856) 0 0
Customer Accounting & Collecting 11,394,149 - - 42,637,881
Customer Service 4,504,305 - - 8,576,548
Sales Expense 2,691 - - 138,109
Nuclear Decommissioning - - - -
Other Non-Utility Expense - - - -
Total Administrative & General 32,638,700 9,153,054 163,514,809 209,629,759
TOTAL OTHER OPERATING EXPENSE 93,078,109 264,558,779 163,514,809 295,215,794
Maintenance 21,241,277 - - 6,590,539
TOTAL O & M 114,319,386 264,558,779 163,514,809 301,806,333
-----------------------------------------------------------------------------------------------------------------------------
CENTRAL AND SOUTH WEST WTU SEEBOARD CORP CSWS
AND SUBSIDIARY COMPANIES ACTUAL ACTUAL ACTUAL ACTUAL
CONSOLIDATING INCOME STATEMENTS DEC 00 DEC 00 DEC 00 DEC 00
YEAR TO DATE DECEMBER, 2000
-----------------------------------------------------------------------------------------------------------------------------
Depreciation 37,290,248 63,288,309 - 11,697,558
Amortization 17,881,294 11,615,264 378,905 2,140,533
Acquisition Amortization 0 36,481,419 0 0
DEPRECIATION AND AMORTIZATION 55,171,542 111,384,992 378,905 13,838,091
FEDTAX - Current Federal Income Tax (Operating) 6,774,121 (27,099,788) (34,886,219) 336,535
FEDTAX - Deferred Federal Income Tax (Operating) 9,400,872 - (418,338) (427,188)
FEDTAX - Deferred Investment Tax Credit (1,270,812) - - -
FEDERAL INCOME TAX 14,904,181 (27,099,788) (35,304,557) (90,653)
State Income Taxes (Operating) - - - -
UK Corp Income Tax - Current 0 1,613,046 0 0
UK Corp Income Tax - Deferred (GAAP Adj) 0 17,980,898 0 0
TOTAL INCOME TAXES 14,904,181 (7,505,844) (35,304,557) (90,653)
Taxes Other Than Income 25,321,121 - 2,305,736 10,863,046
TOTAL OPERATING EXPENSE 520,453,290 1,424,567,844 130,894,893 329,998,415
OPERATING INCOME 52,340,796 171,210,854 (130,894,893) (329,998,415)
AFUDC-Equity 111,853 - - -
Other Income (Gross) (6,371,232) 21,520,348 36,815 332,725,236
State Income Taxes (Non-Oper) - - - -
Current Federal Income Tax (Non-Oper) (229,101) (76,762) - -
Deferred Federal Income Tax (Non-Oper) 1,237,429 - - -
Tax Benefit of Parent Co. Loss 451,157 653,550 (12,615,600) -
Interest Income - Affiliated West - - 29,601,472 -
Interest Income - Affiliated East 416 0 - -
Interest Income - Nonaffiliated 3,124,380 7,964,476 - 3,638,022
Nuclear Decommissioning Trust Income - 0 - -
Minority Interest 0 (1,267,020) 0 0
Equity in Earnings of Subsidiaries - - 375,128,646 -
TOTAL OTHER INCOME/DEDUCTIONS (1,675,098) 28,794,592 392,151,333 336,363,258
Interest Expense Long Term Debt 18,017,350 101,522,465 - 177,340
Interest Expense ST Debt - Affil West 813,283 (431,884) 209,293 2,526,328
Interest Expense ST Debt - Affil East 1,820,553 0 16,813,168 3,460,032
Interest Expense ST Debt - Nonaffiliated - - 41,569,726 -
Credit Line Fees Expense - Affil West 19,955 13,413 - 19,526
Credit Line Fees Expense - Affil East 58,248 0 1,536,553 177,989
AFUDC - Debt (1,304,012) - - -
Distributions on Trust Pref Securities - 0 - -
Nuclear Decommissioning Trust Expense - 0 - -
Preferred Dividend Requirements of Subs 0 0 0 0
(Gain)/Loss on Reacq. Preferred Stock 0 0 0 0
Other Interest 3,790,637 - 1 3,628
TOTAL INTEREST EXPENSE 23,216,014 101,103,994 60,128,741 6,364,843
INCOME FROM CONTINUING OPERATIONS 27,449,684 98,901,452 201,127,699 -
INCOME BEFORE EXTRAORDINARY ITEM
AND CHANGE IN ACCT PRINCIPLE 27,449,684 98,901,452 201,127,699 -
NET INCOME 27,449,684 98,901,452 201,127,699 -
Preferred Stock Dividends 104,129 - - -
Gain/(Loss) on Reacq. Preferred Stock 40 0 - -
BALANCE FOR COMMON 27,345,595 98,901,452 201,127,699 -
-----------------------------------------------------------------------------------------------------------------------------
CENTRAL AND SOUTH WEST COMM LEASING CREDIT CSWE
AND SUBSIDIARY COMPANIES ACTUAL ACTUAL ACTUAL ACTUAL
CONSOLIDATING INCOME STATEMENTS DEC 00 DEC 00 DEC 00 DEC 00
YEAR TO DATE DECEMBER, 2000
-----------------------------------------------------------------------------------------------------------------------------
Residential - - - -
Commercial - - - -
Industrial - - - -
Other Ultimate - - - -
Base/Fuel Revenue by Customer Class - - - -
Unbilled Revenue - - - -
Transmission Access Rev - Affil West - - - -
Transmission Access Rev - Nonaffiliated 0 - - 0
Loss Compensation Rev - Affil West - - - 0
Other Non KWH - - - -
ULTIMATE REVENUE - - - -
Sales for Resale-Nonaffiliated Firm - - - -
Sales for Resale-Nonaffiliated Off-Sys - - - -
Sales for Resale - Affiliated West - - - -
Sales for Resale - Affiliated East 0 - - 0
SALES FOR RESALE - - - -
TOTAL ELECTRIC REVENUE - - - -
UK Distribution Revenue 0 0 0 0
UK Supply Revenue 0 0 0 0
UK Powerlink Revenue 0 0 0 0
UK Non-Core Revenue 0 0 0 0
UK Intercompany Revenue 0 0 0 0
UK REVENUE 0 0 0 0
Other Non-Utility Rev-Nonaffiliate 9,970,652 1,734,381 63,771,510 191,553,931
Other Non-Utility Rev - Affiliated West 49,867 - 64,993,890 -
OTHER DIVERSIFIED REVENUE 10,020,519 1,734,381 128,765,400 191,553,931
TOTAL REVENUE 10,020,519 1,734,381 128,765,400 191,553,931
Fuel Expense - - - -
Purchased Power-Nonaffiliated Firm - - - -
Purchased Power-Nonaffiliated Off-Sys - - - -
Purchased Power - Affiliated West - - - -
Purchased Power - Affiliated East 0 - - 0
FUEL AND PURCHASED POWER - - - -
UK Distribution Cost of Sales 0 0 0 0
UK Supply Cost of Sales 0 0 0 0
UK Powerlink Cost of Sales 0 0 0 0
UK Non-Core Cost of Sales 0 0 0 0
UK Intercompany Cost of Sales 0 0 0 0
UK COST OF SALES 0 0 0 0
Other Diversified Cost of Sales 3,862,182 0 0 -
Other Production - - (1) -
Transmission - - - -
Transmission Access Exp - Affil West - - - -
Transmission Access Exp - Nonaffiliated 0 - - 0
Distribution - - - -
UK Supply 0 0 0 0
UK Powerlink 0 0 0 0
UK Non-Core 0 0 0 0
UK Intercompany 0 0 0 0
Customer Accounting & Collecting - - 36,995,454 -
Customer Service - - - -
Sales Expense - - - -
Nuclear Decommissioning - - - -
Other Non-Utility Expense 21,547,701 - - 166,526,871
Total Administrative & General - 111,565 4,225,829 17,540,888
TOTAL OTHER OPERATING EXPENSE 21,547,701 111,565 41,221,282 184,067,759
Maintenance - - - -
TOTAL O & M 21,547,701 111,565 41,221,282 184,067,759
-----------------------------------------------------------------------------------------------------------------------------
CENTRAL AND SOUTH WEST COMM LEASING CREDIT CSWE
AND SUBSIDIARY COMPANIES ACTUAL ACTUAL ACTUAL ACTUAL
CONSOLIDATING INCOME STATEMENTS DEC 00 DEC 00 DEC 00 DEC 00
YEAR TO DATE DECEMBER, 2000
-----------------------------------------------------------------------------------------------------------------------------
Depreciation 5,864,535 - - 2,898,941
Amortization - - - 3,083,299
Acquisition Amortization 0 0 0 0
DEPRECIATION AND AMORTIZATION 5,864,535 - - 5,982,240
FEDTAX - Current Federal Income Tax (Operating) (11,991,107) 263,769 11,161,674 (7,774,390)
FEDTAX - Deferred Federal Income Tax (Operating) 1,511,443 (414,573) (3,905,936) 4,833,173
FEDTAX - Deferred Investment Tax Credit - - - -
FEDERAL INCOME TAX (10,479,664) (150,804) 7,255,738 (2,941,217)
State Income Taxes (Operating) - - - (785,202)
UK Corp Income Tax - Current 0 0 0 0
UK Corp Income Tax - Deferred (GAAP Adj) 0 0 0 0
TOTAL INCOME TAXES (10,479,664) (150,804) 7,255,738 (3,726,419)
Taxes Other Than Income 977,908 - 678,670 2,902,003
TOTAL OPERATING EXPENSE 21,772,662 (39,239) 49,155,690 189,225,583
OPERATING INCOME (11,752,143) 1,773,620 79,609,710 2,328,348
AFUDC-Equity - - - -
Other Income (Gross) (2,332,229) - (4,230) 33,034
State Income Taxes (Non-Oper) 42,993 - - (1,537)
Current Federal Income Tax (Non-Oper) 786,587 - - (195,708)
Deferred Federal Income Tax (Non-Oper) - - - 30,992
Tax Benefit of Parent Co. Loss - - 616,585 -
Interest Income - Affiliated West - - - 11,827,382
Interest Income - Affiliated East 0 - - 0
Interest Income - Nonaffiliated 41,844 33,822 84,450 26,412,748
Nuclear Decommissioning Trust Income 0 - - 0
Minority Interest 0 0 0 0
Equity in Earnings of Subsidiaries - - - -
TOTAL OTHER INCOME/DEDUCTIONS (1,460,805) 33,822 696,805 38,106,911
Interest Expense Long Term Debt - - - 14,522,196
Interest Expense ST Debt - Affil West 3,040,946 - - 9,665,821
Interest Expense ST Debt - Affil East 4,630,747 - - 7,461,814
Interest Expense ST Debt - Nonaffiliated 12,071 - 66,214,971 10,192,582
Credit Line Fees Expense - Affil West - - - 17,660
Credit Line Fees Expense - Affil East 28,249 - - 155,281
AFUDC - Debt - - - -
Distributions on Trust Pref Securities - - - 0
Nuclear Decommissioning Trust Expense 0 - - 0
Preferred Dividend Requirements of Subs 0 0 0 0
(Gain)/Loss on Reacq. Preferred Stock 0 0 0 0
Other Interest - - - -
TOTAL INTEREST EXPENSE 7,712,013 - 66,214,971 42,015,354
INCOME FROM CONTINUING OPERATIONS (20,924,961) 1,807,442 14,091,544 (1,580,095)
INCOME BEFORE EXTRAORDINARY ITEM
AND CHANGE IN ACCT PRINCIPLE (20,924,961) 1,807,442 14,091,544 (1,580,095)
NET INCOME (20,924,961) 1,807,442 14,091,544 (1,580,095)
Preferred Stock Dividends - - - -
Gain/(Loss) on Reacq. Preferred Stock - - - 0
BALANCE FOR COMMON (20,924,961) 1,807,442 14,091,544 (1,580,095)
-----------------------------------------------------------------------------------------------------------------------------
CENTRAL AND SOUTH WEST INTL ENERSHOP ESI TOT_ELIM
AND SUBSIDIARY COMPANIES ACTUAL ACTUAL ACTUAL ACTUAL
CONSOLIDATING INCOME STATEMENTS DEC 00 DEC 00 DEC 00 DEC 00
YEAR TO DATE DECEMBER, 2000
-----------------------------------------------------------------------------------------------------------------------------
Residential - - - 0
Commercial - - - 0
Industrial - - - 0
Other Ultimate - - - 0
Base/Fuel Revenue by Customer Class - - - 0
Unbilled Revenue - - - -
Transmission Access Rev - Affil West - - - (4,385,913)
Transmission Access Rev - Nonaffiliated 0 0 0 -
Loss Compensation Rev - Affil West 0 0 0 (606,099)
Other Non KWH - - - 167,469
ULTIMATE REVENUE - - - (4,824,543)
Sales for Resale-Nonaffiliated Firm - - - 0
Sales for Resale-Nonaffiliated Off-Sys - - - 0
Sales for Resale - Affiliated West - - - (140,817,807)
Sales for Resale - Affiliated East 0 0 0 0
SALES FOR RESALE - - - (140,817,807)
TOTAL ELECTRIC REVENUE - - - (145,642,350)
UK Distribution Revenue 0 0 0 -
UK Supply Revenue 0 0 - -
UK Powerlink Revenue 0 0 0 0
UK Non-Core Revenue 0 0 0 -
UK Intercompany Revenue 0 0 0 0
UK REVENUE 0 0 - -
Other Non-Utility Rev-Nonaffiliate 4,451,875 4,528,961 4,106,368 -
Other Non-Utility Rev - Affiliated West - - - (65,043,757)
OTHER DIVERSIFIED REVENUE 4,451,875 4,528,961 4,106,368 (65,043,757)
TOTAL REVENUE 4,451,875 4,528,961 4,106,368 (210,686,107)
Fuel Expense - - - (3,581,598)
Purchased Power-Nonaffiliated Firm - - - -
Purchased Power-Nonaffiliated Off-Sys - - - 0
Purchased Power - Affiliated West - - - (141,256,437)
Purchased Power - Affiliated East 0 0 0 0
FUEL AND PURCHASED POWER - - - (144,838,035)
UK Distribution Cost of Sales 0 0 0 -
UK Supply Cost of Sales 0 0 0 0
UK Powerlink Cost of Sales 0 0 0 0
UK Non-Core Cost of Sales 0 0 0 0
UK Intercompany Cost of Sales 0 0 0 0
UK COST OF SALES 0 0 0 -
Other Diversified Cost of Sales 0 0 3,643,174 0
Other Production - - - (20,996,183)
Transmission - - - (4,960,986)
Transmission Access Exp - Affil West - - - (4,385,913)
Transmission Access Exp - Nonaffiliated 0 0 0 0
Distribution - - - (8,276,328)
UK Supply 0 0 0 0
UK Powerlink 0 0 0 0
UK Non-Core 0 0 0 0
UK Intercompany 0 0 0 0
Customer Accounting & Collecting - - - (107,631,771)
Customer Service - - 595,587 (8,576,548)
Sales Expense - 4,201,661 - (138,109)
Nuclear Decommissioning - - - 0
Other Non-Utility Expense 47,115,067 - - 0
Total Administrative & General 4,052,802 2,532,761 2,131,889 (226,153,886)
TOTAL OTHER OPERATING EXPENSE 51,167,869 6,734,422 2,727,476 (381,119,724)
Maintenance - - - (6,590,539)
TOTAL O & M 51,167,869 6,734,422 2,727,476 (387,710,263)
-----------------------------------------------------------------------------------------------------------------------------
CENTRAL AND SOUTH WEST INTL ENERSHOP ESI TOT_ELIM
AND SUBSIDIARY COMPANIES ACTUAL ACTUAL ACTUAL ACTUAL
CONSOLIDATING INCOME STATEMENTS DEC 00 DEC 00 DEC 00 DEC 00
YEAR TO DATE DECEMBER, 2000
-----------------------------------------------------------------------------------------------------------------------------
Depreciation 19,446 169,036 1,706 0
Amortization 397,065 80,990 150,000 0
Acquisition Amortization 0 0 0 0
DEPRECIATION AND AMORTIZATION 416,511 250,026 151,706 0
FEDTAX - Current Federal Income Tax (Operating) (7,239,174) (1,274,739) (10,494,540) 0
FEDTAX - Deferred Federal Income Tax (Operating) (16,456,302) - - 0
FEDTAX - Deferred Investment Tax Credit - - - 0
FEDERAL INCOME TAX (23,695,476) (1,274,739) (10,494,540) 0
State Income Taxes (Operating) - - - 0
UK Corp Income Tax - Current (231,500) 0 0 0
UK Corp Income Tax - Deferred (GAAP Adj) (1,684) 0 0 0
TOTAL INCOME TAXES (23,928,660) (1,274,739) (10,494,540) 0
Taxes Other Than Income 24,141 91,295 (17,811) (10,863,046)
TOTAL OPERATING EXPENSE 27,679,861 5,801,004 (3,989,995) (543,411,344)
OPERATING INCOME (23,227,986) (1,272,043) 8,096,363 332,725,237
AFUDC-Equity - - - 0
Other Income (Gross) 144,422 - (24,697,551) (333,086,724)
State Income Taxes (Non-Oper) - - - 0
Current Federal Income Tax (Non-Oper) (3,639,827) - - 0
Deferred Federal Income Tax (Non-Oper) - - - 0
Tax Benefit of Parent Co. Loss - - - 0
Interest Income - Affiliated West - - - (41,451,177)
Interest Income - Affiliated East 0 0 0 0
Interest Income - Nonaffiliated 9,457,648 - - 0
Nuclear Decommissioning Trust Income 0 0 0 0
Minority Interest 0 0 0 0
Equity in Earnings of Subsidiaries - - - (375,128,646)
TOTAL OTHER INCOME/DEDUCTIONS 5,962,243 - (24,697,551) (749,666,547)
Interest Expense Long Term Debt - - - -
Interest Expense ST Debt - Affil West 12,604,065 1,136,328 2,419,030 (46,388,843)
Interest Expense ST Debt - Affil East 768,707 0 0 0
Interest Expense ST Debt - Nonaffiliated - - - 0
Credit Line Fees Expense - Affil West (37,373) 59,130 93,513 (553,224)
Credit Line Fees Expense - Affil East 39,307 0 0 0
AFUDC - Debt - - - 0
Distributions on Trust Pref Securities 0 0 0 0
Nuclear Decommissioning Trust Expense 0 0 0 0
Preferred Dividend Requirements of Subs 0 0 0 786,755
(Gain)/Loss on Reacq. Preferred Stock 0 0 0 (1,434)
Other Interest - - - 5,490,890
TOTAL INTEREST EXPENSE 13,374,706 1,195,458 2,512,543 (40,665,856)
INCOME FROM CONTINUING OPERATIONS (30,640,449) (2,467,501) (19,113,731) (376,275,454)
INCOME BEFORE EXTRAORDINARY ITEM
AND CHANGE IN ACCT PRINCIPLE (30,640,449) (2,467,501) (19,113,731) (376,275,454)
NET INCOME (30,640,449) (2,467,501) (19,113,731) (376,275,454)
Preferred Stock Dividends - - - (786,755)
Gain/(Loss) on Reacq. Preferred Stock 0 0 0 (1,434)
BALANCE FOR COMMON (30,640,449) (2,467,501) (19,113,731) (375,490,133)
AMERICAN ELECTRIC POWER COMPANY, INC.
AND SUBSIDIARY COMPANIES
CONSOLIDATING BALANCE SHEETS
YEAR TO DATE THROUGH DECEMBER 31, 2000
---------------------------------------------------------------------------------------------------------------------
AEP AEP APCO
DESCRIPTION CONSOLIDATED ELIMINATIONS AEP CONSOLIDATED
---------------------------------------------------------------------------------------------------------------------
ASSETS:
ELECTRIC UTILITY PLANT
PRODUCTION 16,327,617,310.17 31,888.92 0.00 2,058,952,169.60
TRANSMISSION 5,609,450,280.81 0.00 0.00 1,177,079,157.65
DISTRIBUTION 10,842,467,319.04 0.00 0.00 1,816,925,297.54
GENERAL 3,725,303,014.90 0.00 0.00 254,370,343.96
CONSTRUCTION WORK IN PROGRESS 1,231,033,560.49 0.00 0.00 110,950,562.22
TOTAL ELECTRIC UTILITY PLANT 37,735,871,485.41 31,888.92 0.00 5,418,277,530.97
LESS ACCUM PRV-DEPR,DEPL,AMORT (15,559,250,022.20) 0.00 0.00 (2,188,795,658.16)
NET ELECTRIC UTILITY PLANT 22,176,621,463.21 31,888.92 0.00 3,229,481,872.81
OTHER PROPERTY AND INVESTMENT
NET NONUTILITY PROPERTY 215,912,133.38 0.00 0.00 22,216,402.42
INVEST IN SUBSIDIARY & ASSOC 818,387,276.62 (8,027,008,382.38) 8,066,942,705.38 603,868.00
TOTAL OTHER INVESTMENTS 3,762,174,771.42 (20,879,535.36) 312,196.63 356,834,341.90
TOTAL OTHER SPECIAL FUNDS 872,478,446.26 0.00 0.00 0.00
TOTAL OTHER PROP AND INVSTMNTS 5,668,952,627.68 (8,047,887,917.74) 8,067,254,902.01 379,654,612.32
CURRENT AND ACCRUED ASSETS
CASH AND CASH EQUIVALENTS 437,289,749.17 0.00 50,082,161.06 5,846,709.81
ADVANCES TO AFFILIATES 0.00 (3,375,245,284.41) 3,059,698,907.53 8,387,327.03
ACCOUNTS RECEIVABLE-CUSTOMERS 827,146,568.43 216,877,998.30 0.00 243,297,886.42
ACCOUNTS RECEIVABLE - MISC 2,849,404,907.66 0.00 608,998.60 16,179,121.90
A/P FOR UNCOLLECTIBLE ACCOUNTS (7,701,891.35) 0.00 0.00 (2,588,491.29)
ACCOUNTS RECEIVABLE- ASSOC COS 31,397,446.41 (1,146,009,716.76) 17,202,777.06 63,919,504.93
FUEL 298,695,040.34 0.00 0.00 39,076,198.77
MATERIALS & SUPPLIES 448,991,950.28 (553,811.69) 33,575.21 57,514,845.27
ACCRUED UTILITY REVENUES 325,428,273.36 135,317,066.97 0.00 66,498,505.00
PREPAYMENTS 157,932,204.28 (1,345,872.96) 27,932,511.62 4,168,978.16
ENERGY TRADING CONTRACTS 16,624,601,010.73 22,094,600.00 0.00 2,035,447,785.74
OTHER CURRENT ASSETS 38,959,011.25 0.00 0.00 2,691,610.33
TOTAL CURRENT ASSETS 22,032,144,270.56 (4,148,865,020.55) 3,155,558,931.08 2,540,439,982.07
REGULATORY ASSETS
REGULATORY ASSETS 3,966,805,261.33 0.00 0.00 552,292,270.29
FAS109 DFIT RECLASS (A/C 254) (268,929,360.61) 5,522,738.00 (962,631.00) (41,624,837.00)
NET REGULATORY ASSETS 3,697,875,900.72 5,522,738.00 (962,631.00) 510,667,433.29
DEFERRED CHARGES
CLEARING ACCOUNTS 3,264,633.99 0.00 55,209.75 437,971.64
UNAMORTIZED DEBT EXPENSE 14,103,009.40 0.00 0.00 3,843,998.16
OTHER DEFERRED DEBITS 955,174,400.23 116,536,861.65 19,157,240.47 44,544,361.22
TOTAL DEFERRED CHARGES 9725942,043.62 116,536,861.65 19,212,450.22 48,826,331.02
TOTAL ASSETS 54,548,136,305.79 (12,074,661,449.72) 11,241,063,652.31 6,709,070,231.51
AMERICAN ELECTRIC POWER COMPANY, INC.
AND SUBSIDIARY COMPANIES
CONSOLIDATING BALANCE SHEETS
YEAR TO DATE THROUGH DECEMBER 31, 2000
---------------------------------------------------------------------------------------------------------------------
AEP AEP APCO
DESCRIPTION CONSOLIDATED ELIMINATIONS AEP CONSOLIDATED
---------------------------------------------------------------------------------------------------------------------
CAPITALIZATION AND LIABILITIES:
CAPITALIZATION
COMMON STOCK
COMMON STOCK 2,151,624,449.00 (741,041,650.43) 2,151,624,449.00 260,457,768.00
PREMIUM ON CAPITAL STOCK 1,955,766,245.27 (263,739,833.73) 1,955,766,245.27 762,826.38
PAID-IN CAPITAL 856,753,178.18 (4,510,121,289.23) 851,452,948.18 714,454,844.23
RETAINED EARNINGS 3,090,051,660.17 (2,495,929,679.95) 3,090,051,634.74 120,583,783.72
COMMON SHAREHOLDERS' EQUITY 8,054,195,532.62 (8,010,832,453.34) 8,048,895,277.19 1,096,259,222.33
CUMULATIVE PREFERRED STOCK
PS SUBJECT TO MANDATORY REDEMP 99,655,000.00 0.00 0.00 10,860,000.00
PS NOT SUBJ MANDATORY REDEMP 61,610,403.00 0.00 0.00 17,790,500.00
TRUST PREFERRED SECURITIES
TRUST PREFERRED SECURITIES 333,500,000.00 0.00 0.00 0.00
LT DEBT (LESS AMT DUE IN 1 YR)
LONG-TERM DEBT LESS AMT DUE 1 Y 9,601,987,790.53 (1,100,000.00) 0.00 1,430,812,163.38
TOTAL CAPITALIZATION 18,150,948,726.15 (8,011,932,453.34) 8,048,895,277.19 2,555,721,885.71
OTHER NONCURRENT LIABILITIES
OBLIGATIONS UNDER CAP LEASE 297,142,229.52 (20,875,789.99) 0.00 50,349,822.41
ACCUM PROVISIONS-RATE REFUND 0.00 0.00 0.00 0.00
ACCUMULATED PROVISIONS - MISC 1,408,373,095.23 0.00 0.00 55,533,412.80
TOTAL OTH NONCURRENT LIAB'S 1,705,515,324.75 (20,875,789.99) 0.00 105,883,235.21
CURRENT LIABILITIES
PREFERRED STOCK DUE W/IN 1 YR 0.00 0.00 0.00 0.00
LONG-TERM DEBT DUE WITHIN 1 YR 1,152,304,813.72 0.00 0.00 175,005,581.48
SHORT-TERM DEBT 4,332,462,634.52 0.00 2,857,520,000.00 191,495,000.00
A/P - GENERAL 2,610,021,145.75 5,300,000.00 109,333.40 153,422,482.45
A/P- ASSOC. COS 9,367,164.90 (1,285,923,518.00) 9,610,028.83 107,556,059.02
ADVANCES FROM AFFILIATES 0.00 (2,755,821,028.16) 321,878,625.36 0.00
CUSTOMER DEPOSITS 203,260,447.88 0.00 0.00 12,611,632.66
TAXES ACCRUED 777,961,456.68 (765,550.00) (12,275,936.16) 63,258,275.40
INTEREST ACCRUED 173,746,112.21 (5,063,325.87) 713,020.65 21,555,163.81
DIVIDENDS DECLARED 2,298,612.28 0.00 0.00 360,635.63
OBLIG UNDER CAP LEASES- CURR 186,920,349.34 0.00 0.00 12,810,652.33
ENERGY TRADING CONTRACTS 16,800,995,618.54 22,094,600.00 0.00 2,091,803,789.07
OTHR CURR & ACCRUED LIAB 816,560,196.24 (525,448.00) 12,592,555.84 72,206,841.80
TOTAL CURRENT LIABILITIES 27,065,898,552.06 (4,020,704,270.03) 3,190,147,627.92 2,902,086,113.65
DEF CREDITS & REGULATORY LIAB
DEFERRED INCOME TAXES 6,123,403,879.41 0.00 2,893,528.00 860,959,744.00
DFIT & DSIT RECLASS (A/C 190) (1,248,309,896.71) 5,522,738.00 (962,631.00) (178,486,314.00)
NET DEFERRED INCOME TAXES 4,875,093,982.70 5,522,738.00 1,930,897.00 682,473,430.00
DEF INVESTMENT TAX CREDITS 527,685,041.00 (10,256,370.00) 0.00 43,093,010.00
REGULATORY LIABILITIES
OVER-RECOVERY OF FUEL COST 1,525,705.07 0.00 0.00 1,525,705.07
SFAS 106 - OPEB 4,427,691.38 0.00 0.00 0.00
DEMAND SIDE MANAGEMENT-CREDIT 0.00 0.00 0.00 0.00
OTHER REGULATORY LIABILTIES 201,703,207.89 0.00 0.00 139,363,347.00
UNAMORT GAIN REACQUIRED DEBT 242,957.87 0.00 0.00 242,957.87
TOTAL REGULATORY LIABILITIES 207,899,562.21 0.00 0.00 141,132,009.94
DEFERRED CREDITS 2,015,095,116.92 (16,415,304.36) 89,850.20 278,680,547.00
TOTAL DEF CREDITS & REG LIAB'S 7,625,773,702.83 (21,148,936.36) 2,020,747.20 1,145,378,996.94
TOTAL CAPITAL & LIABILITIES 54,548,136,305.79 (12,074,661,449.72) 11,241,063,652.31 6,709,070,231.51
AMERICAN ELECTRIC POWER COMPANY, INC.
AND SUBSIDIARY COMPANIES
CONSOLIDATING BALANCE SHEETS
YEAR TO DATE THROUGH DECEMBER 31, 2000
--------------------------------------------------------------------------------------------------------------
CSPCO I&M
CONSOLIDATED CONSOLIDATED KEPCO KGPCO
--------------------------------------------------------------------------------------------------------------
ASSETS:
ELECTRIC UTILITY PLANT
PRODUCTION 1,564,254,117.76 2,708,436,064.33 271,106,791.73 0.00
TRANSMISSION 360,301,359.81 945,708,918.18 360,563,524.73 14,609,784.07
DISTRIBUTION 1,096,364,979.35 863,735,761.21 387,498,940.43 75,019,806.88
GENERAL 156,534,340.93 257,152,081.69 67,475,604.28 4,882,930.41
CONSTRUCTION WORK IN PROGRESS 89,338,972.36 96,439,787.21 16,418,798.52 1,207,158.43
TOTAL ELECTRIC UTILITY PLANT 3,266,793,770.21 4,871,472,612.62 1,103,063,659.69 95,719,679.79
LESS ACCUM PRV-DEPR,DEPL,AMORT (1,299,696,484.09) (2,280,520,437.58) (360,647,400.96) (33,068,666.86)
NET ELECTRIC UTILITY PLANT 1,967,097,286.12 2,590,952,175.04 742,416,258.73 62,651,012.93
OTHER PROPERTY AND INVESTMENT
NET NONUTILITY PROPERTY 29,663,747.25 82,745,647.76 5,448,020.84 133,816.54
INVEST IN SUBSIDIARY & ASSOC 430,000.00 0.00 0.00 0.00
TOTAL OTHER INVESTMENTS 181,893,034.18 243,531,708.54 77,768,251.48 238,574.44
TOTAL OTHER SPECIAL FUNDS 27,738.00 778,806,530.26 0.00 0.00
TOTAL OTHER PROP AND INVSTMNTS 212,014,519.43 1,105,083,886.56 83,216,272.32 372,390.98
CURRENT AND ACCRUED ASSETS
CASH AND CASH EQUIVALENTS 11,600,205.76 14,835,222.31 2,270,122.74 429,467.87
ADVANCES TO AFFILIATES 2,227,126.33 10,008,409.72 0.00 0.00
ACCOUNTS RECEIVABLE-CUSTOMERS 73,710,578.32 106,832,422.54 34,555,022.04 5,863,079.30
ACCOUNTS RECEIVABLE - MISC 18,806,675.28 27,491,236.70 6,418,575.47 365,192.32
A/P FOR UNCOLLECTIBLE ACCOUNTS (659,326.19) (759,246.57) (282,325.17) (82,437.78)
ACCOUNTS RECEIVABLE- ASSOC COS 49,590,746.02 48,706,324.31 22,119,462.10 1,983,812.03
FUEL 13,126,241.68 16,532,494.50 4,760,093.69 0.00
MATERIALS & SUPPLIES 38,096,905.67 84,470,696.48 15,408,416.82 202,714.09
ACCRUED UTILITY REVENUES 9,638,317.05 0.00 6,500,053.91 4,265,878.00
PREPAYMENTS 31,419,059.52 5,945,475.51 587,548.22 827,916.23
ENERGY TRADING CONTRACTS 1,085,989,402.61 1,229,682,493.20 483,536,603.99 0.00
OTHER CURRENT ASSETS 15,316,070.19 478,017.45 178,668.32 356,641.60
TOTAL CURRENT ASSETS 1,348,862,002.24 1,544,223,546.15 576,052,242.13 14,212,263.66
REGULATORY ASSETS
REGULATORY ASSETS 310,427,813.60 649,599,941.71 109,882,669.15 5,659,411.00
FAS109 DFIT RECLASS (A/C 254) (18,875,289.00) (97,460,028.00) (11,367,554.00) (650,925.00)
NET REGULATORY ASSETS 291,552,524.60 552,139,913.71 98,515,115.15 5,008,486.00
DEFERRED CHARGES
CLEARING ACCOUNTS 676,080.24 939,100.57 483,549.71 (11,781.64)
UNAMORTIZED DEBT EXPENSE 1,977,534.29 3,418,490.72 492,599.87 0.00
OTHER DEFERRED DEBITS 74,980,550.30 31,798,405.36 10,839,913.72 18,237.82
TOTAL DEFERRED CHARGES 77,634,164.83 36,155,996.65 11,816,063.30 6,456.18
TOTAL ASSETS 3,897,160,497.22 5,828,555,518.11 1,512,015,951.63 82,250,609.75
AMERICAN ELECTRIC POWER COMPANY, INC.
AND SUBSIDIARY COMPANIES
CONSOLIDATING BALANCE SHEETS
YEAR TO DATE THROUGH DECEMBER 31, 2000
--------------------------------------------------------------------------------------------------------------
CSPCO I&M
CONSOLIDATED CONSOLIDATED KEPCO KGPCO
--------------------------------------------------------------------------------------------------------------
CAPITALIZATION AND LIABILITIES:
CAPITALIZATION
COMMON STOCK
COMMON STOCK 41,026,065.00 56,583,866.43 50,450,000.00 4,100,000.00
PREMIUM ON CAPITAL STOCK 257,892,417.78 4,325,759.12 0.00 0.00
PAID-IN CAPITAL 315,461,176.71 728,746,373.74 158,750,000.00 13,800,000.00
RETAINED EARNINGS 99,068,911.36 3,443,259.42 57,513,179.25 5,219,330.67
COMMON SHAREHOLDERS' EQUITY 713,448,570.85 793,099,258.71 266,713,179.25 23,119,330.67
CUMULATIVE PREFERRED STOCK
PS SUBJECT TO MANDATORY REDEMP 15,000,000.00 64,945,000.00 0.00 0.00
PS NOT SUBJ MANDATORY REDEMP 0.00 8,735,700.00 0.00 0.00
TRUST PREFERRED SECURITIES
TRUST PREFERRED SECURITIES 0.00 0.00 0.00 0.00
LT DEBT (LESS AMT DUE IN 1 YR)
LONG-TERM DEBT LESS AMT DUE 1 Y 899,615,328.37 1,298,939,187.39 270,879,970.95 0.00
TOTAL CAPITALIZATION 1,628,063,899.22 2,165,719,146.10 537,593,150.20 23,119,330.67
OTHER NONCURRENT LIABILITIES
OBLIGATIONS UNDER CAP LEASE 35,198,716.21 62,324,669.43 11,090,982.25 1,072,853.84
ACCUM PROVISIONS-RATE REFUND 0.00 0.00 0.00 0.00
ACCUMULATED PROVISIONS - MISC 12,385,571.01 606,903,428.53 7,257,209.37 845,914.52
TOTAL OTH NONCURRENT LIAB'S 47,584,287.22 669,228,097.96 18,348,191.62 1,918,768.36
CURRENT LIABILITIES
PREFERRED STOCK DUE W/IN 1 YR 0.00 0.00 0.00 0.00
LONG-TERM DEBT DUE WITHIN 1 YR 0.00 90,000,000.00 60,000,000.00 10,000,000.00
SHORT-TERM DEBT 0.00 0.00 0.00 0.00
A/P - GENERAL 89,845,952.40 119,471,890.76 32,043,340.66 170,340.13
A/P- ASSOC. COS 72,493,116.51 75,486,345.35 37,506,177.30 8,410,024.28
ADVANCES FROM AFFILIATES 90,958,898.25 263,590,336.02 47,635,407.91 24,043,700.77
CUSTOMER DEPOSITS 4,851,435.67 8,973,397.20 4,388,324.84 763,715.98
TAXES ACCRUED 162,903,635.45 68,415,918.37 11,885,108.17 1,626,235.77
INTEREST ACCRUED 13,369,447.51 21,638,715.84 5,610,306.37 577,129.87
DIVIDENDS DECLARED 262,500.00 1,121,706.65 0.00 0.00
OBLIG UNDER CAP LEASES- CURR 7,732,808.42 103,586,766.11 3,092,983.46 299,446.09
ENERGY TRADING CONTRACTS 1,115,967,298.87 1,275,096,619.43 496,884,257.21 0.00
OTHR CURR & ACCRUED LIAB 47,853,057.12 84,237,114.82 11,423,873.71 974,540.13
TOTAL CURRENT LIABILITIES 1,606,238,150.20 2,111,618,810.55 710,469,779.63 46,865,133.02
DEF CREDITS & REGULATORY LIAB
DEFERRED INCOME TAXES 510,956,372.00 830,845,042.00 198,741,326.00 11,974,261.00
DFIT & DSIT RECLASS (A/C 190) (88,197,720.00) (342,900,195.00) (32,806,742.00) (2,606,317.00)
NET DEFERRED INCOME TAXES 422,758,652.00 487,944,847.00 165,934,584.00 9,367,944.00
DEF INVESTMENT TAX CREDITS 41,234,503.00 113,773,249.00 11,656,628.00 797,780.00
REGULATORY LIABILITIES
OVER-RECOVERY OF FUEL COST 0.00 0.00 0.00 0.00
SFAS 106 - OPEB 4,427,691.38 0.00 0.00 0.00
DEMAND SIDE MANAGEMENT-CREDIT 0.00 0.00 0.00 0.00
OTHER REGULATORY LIABILTIES 7,080,975.26 9,929,570.53 3,172,078.10 0.00
UNAMORT GAIN REACQUIRED DEBT 0.00 0.00 0.00 0.00
TOTAL REGULATORY LIABILITIES 11,508,666.64 9,929,570.53 3,172,078.10 0.00
DEFERRED CREDITS 139,772,338.94 270,341,796.97 64,841,540.08 181,653.70
TOTAL DEF CREDITS & REG LIAB'S 615,274,160.58 881,989,463.50 245,604,830.18 10,347,377.70
TOTAL CAPITAL & LIABILITIES 3,897,160,497.22 5,828,555,518.11 1,512,015,951.63 82,250,609.75
AMERICAN ELECTRIC POWER COMPANY, INC.
AND SUBSIDIARY COMPANIES
CONSOLIDATING BALANCE SHEETS
YEAR TO DATE THROUGH DECEMBER 31, 2000
------------------------------------------------------------------------------------------------------------
OPCO
DESCRIPTION CONSOLIDATED WPCO AEGCO AEPSC
------------------------------------------------------------------------------------------------------------
ASSETS:
ELECTRIC UTILITY PLANT
PRODUCTION 2,764,154,663.62 0.00 635,214,874.29 0.00
TRANSMISSION 870,032,743.22 23,712,979.60 0.00 0.00
DISTRIBUTION 1,040,940,218.22 71,076,263.62 0.00 3,871.00
GENERAL 707,417,583.05 8,021,893.04 2,795,210.07 276,241,510.91
CONSTRUCTION WORK IN PROGRESS 195,086,163.12 1,042,680.25 4,291,833.57 26,380,856.91
TOTAL ELECTRIC UTILITY PLANT 5,577,631,371.23 103,853,816.51 642,301,917.93 302,626,238.82
LESS ACCUM PRV-DEPR,DEPL,AMORT (2,764,130,158.02) (43,359,204.43) (315,565,445.50) (122,495,397.59)
NET ELECTRIC UTILITY PLANT 2,813,501,213.21 60,494,612.08 326,736,472.43 180,130,841.23
OTHER PROPERTY AND INVESTMENT
NET NONUTILITY PROPERTY 60,820,164.16 2,271,324.41 0.00 0.00
INVEST IN SUBSIDIARY & ASSOC 858,480.00 0.00 0.00 100,000.00
TOTAL OTHER INVESTMENTS 303,861,696.29 55,000.69 0.00 87,711,019.32
TOTAL OTHER SPECIAL FUNDS 38,292.00 8,236.00 6,020.00 0.00
TOTAL OTHER PROP AND INVSTMNTS 365,578,632.45 2,334,561.10 6,020.00 87,811,019.32
CURRENT AND ACCRUED ASSETS
CASH AND CASH EQUIVALENTS 31,392,956.66 822,940.21 2,756,742.76 647,833.35
ADVANCES TO AFFILIATES 259,675,848.61 0.00 0.00 6,510,039.12
ACCOUNTS RECEIVABLE-CUSTOMERS 139,732,166.45 6,251,549.54 0.00 24,501.80
ACCOUNTS RECEIVABLE - MISC 39,045,956.40 542,721.38 2,341,227.15 1,263,666.55
A/P FOR UNCOLLECTIBLE ACCOUNTS (1,054,418.25) (91,916.61) 0.00 0.00
ACCOUNTS RECEIVABLE- ASSOC COS 126,202,646.82 1,427,156.85 21,374,318.15 258,189,401.92
FUEL 82,290,521.67 0.00 11,005,997.70 0.00
MATERIALS & SUPPLIES 96,053,435.03 96,121.59 3,978,153.20 5,291.16
ACCRUED UTILITY REVENUES 263,690.07 2,331,224.00 0.00 0.00
PREPAYMENTS 30,172,757.54 167,258.32 144,699.15 1,262,819.57
ENERGY TRADING CONTRACTS 1,617,660,286.99 0.00 0.00 0.00
OTHER CURRENT ASSETS 2,709,783.46 867,336.78 0.00 9,397,070.58
TOTAL CURRENT ASSETS 2,424,145,631.45 12,414,392.06 41,601,138.11 277,300,624.05
REGULATORY ASSETS
REGULATORY ASSETS 759,638,474.61 23,209,642.66 32,132,779.00 7,954,726.31
FAS109 DFIT RECLASS (A/C 254) (44,927,924.61) (377,385.00) (50,624,256.00) (7,491,269.00)
NET REGULATORY ASSETS 714,710,550.00 22,832,257.66 (18,491,477.00) 463,457.31
DEFERRED CHARGES
CLEARING ACCOUNTS 855,690.43 (10,103.95) 269.91 (22,943.24)
UNAMORTIZED DEBT EXPENSE 3,963,160.15 0.00 103,541.00 41,708.81
OTHER DEFERRED DEBITS 96,870,906.09 1,604,971.11 650,236.87 752,051.86
TOTAL DEFERRED CHARGES 101,689,756.67 1,594,867.16 754,047.78 770,817.43
TOTAL ASSETS 6,419,625,783.78 99,670,690.06 350,606,201.32 546,476,759.34
AMERICAN ELECTRIC POWER COMPANY, INC.
AND SUBSIDIARY COMPANIES
CONSOLIDATING BALANCE SHEETS
YEAR TO DATE THROUGH DECEMBER 31, 2000
------------------------------------------------------------------------------------------------------------
OPCO
DESCRIPTION CONSOLIDATED WPCO AEGCO AEPSC
------------------------------------------------------------------------------------------------------------
CAPITALIZATION AND LIABILITIES:
CAPITALIZATION
COMMON STOCK
COMMON STOCK 321,201,454.00 2,428,460.00 1,000,000.00 1,350,000.00
PREMIUM ON CAPITAL STOCK 729,130.45 0.00 0.00 0.00
PAID-IN CAPITAL 461,753,529.41 15,595,573.00 23,434,000.00 99,500.00
RETAINED EARNINGS 398,086,502.58 8,721,597.74 9,722,442.59 0.00
COMMON SHAREHOLDERS' EQUITY 1,181,770,616.44 26,745,630.74 34,156,442.59 1,449,500.00
CUMULATIVE PREFERRED STOCK
PS SUBJECT TO MANDATORY REDEMP 8,850,000.00 0.00 0.00 0.00
PS NOT SUBJ MANDATORY REDEMP 16,647,700.00 0.00 0.00 0.00
TRUST PREFERRED SECURITIES
TRUST PREFERRED SECURITIES 0.00 0.00 0.00 0.00
LT DEBT (LESS AMT DUE IN 1 YR)
LONG-TERM DEBT LESS AMT DUE 1 Y 1,077,987,042.65 0.00 (192,341.00) 57,100,000.00
TOTAL CAPITALIZATION 2,285,255,359.09 26,745,630.74 33,964,101.59 58,549,500.00
OTHER NONCURRENT LIABILITIES
OBLIGATIONS UNDER CAP LEASE 83,865,779.37 3,245,169.42 358,305.36 48,645,455.30
ACCUM PROVISIONS-RATE REFUND 0.00 0.00 0.00 0.00
ACCUMULATED PROVISIONS - MISC 458,151,714.04 2,729,089.04 0.00 141,561,014.23
TOTAL OTH NONCURRENT LIAB'S 542,017,493.41 5,974,258.46 358,305.36 190,206,469.53
CURRENT LIABILITIES
PREFERRED STOCK DUE W/IN 1 YR 0.00 0.00 0.00 0.00
LONG-TERM DEBT DUE WITHIN 1 YR 117,506,411.00 21,000,000.00 45,000,000.00 2,000,000.00
SHORT-TERM DEBT 0.00 5,025,000.00 0.00 0.00
A/P - GENERAL 179,690,760.21 274,868.34 6,108,634.87 21,952,415.64
A/P- ASSOC. COS 121,360,192.57 11,818,494.63 7,723,674.51 106,280,277.02
ADVANCES FROM AFFILIATES 167,189,567.41 0.00 28,067,621.06 0.00
CUSTOMER DEPOSITS 39,735,635.16 278,259.37 0.00 0.00
TAXES ACCRUED 223,101,261.61 1,574,616.45 4,992,937.21 45,016,926.65
INTEREST ACCRUED 20,458,502.73 515,048.18 158,100.69 3,106,441.66
DIVIDENDS DECLARED 0.00 0.00 0.00 0.00
OBLIG UNDER CAP LEASES- CURR 32,715,608.93 615,982.80 232,318.91 24,797,738.49
ENERGY TRADING CONTRACTS 1,662,314,547.10 0.00 0.00 0.00
OTHR CURR & ACCRUED LIAB 151,934,370.90 2,849,860.11 9,016,272.12 134,859,183.28
TOTAL CURRENT LIABILITIES 2,716,006,857.62 43,952,129.88 101,299,559.37 338,012,982.74
DEF CREDITS & REGULATORY LIAB
DEFERRED INCOME TAXES 952,818,811.00 22,416,854.00 114,408,060.00 28,099,217.00
DFIT & DSIT RECLASS (A/C 190) (330,877,812.00) (5,320,597.00) (81,479,693.00) (70,840,114.00)
NET DEFERRED INCOME TAXES 621,940,999.00 17,096,257.00 32,928,367.00 (42,740,897.00)
DEF INVESTMENT TAX CREDITS 25,213,548.00 451,605.00 59,717,590.00 901,894.00
REGULATORY LIABILITIES
OVER-RECOVERY OF FUEL COST 0.00 0.00 0.00 0.00
SFAS 106 - OPEB 0.00 0.00 0.00 0.00
DEMAND SIDE MANAGEMENT-CREDIT 0.00 0.00 0.00 0.00
OTHER REGULATORY LIABILTIES 10,993,992.00 5,399,379.00 0.00 0.00
UNAMORT GAIN REACQUIRED DEBT 0.00 0.00 0.00 0.00
TOTAL REGULATORY LIABILITIES 10,993,992.00 5,399,379.00 0.00 0.00
DEFERRED CREDITS 218,197,534.66 51,429.98 122,338,278.00 1,546,810.07
TOTAL DEF CREDITS & REG LIAB'S 876,346,073.66 22,998,670.98 214,984,235.00 (40,292,192.93)
TOTAL CAPITAL & LIABILITIES 6,419,625,783.78 99,670,690.06 350,606,201.32 546,476,759.34
AMERICAN ELECTRIC POWER COMPANY, INC.
AND SUBSIDIARY COMPANIES
CONSOLIDATING BALANCE SHEETS
YEAR TO DATE THROUGH DECEMBER 31, 2000
-------------------------------------------------------------------------------------
DESCRIPTION CCCO FRECO IFRI AEPPM
-------------------------------------------------------------------------------------
ASSETS:
ELECTRIC UTILITY PLANT
PRODUCTION 0.00 0.00 0.00 0.00
TRANSMISSION 0.00 0.00 0.00 0.00
DISTRIBUTION 0.00 0.00 0.00 0.00
GENERAL 0.00 0.00 0.00 0.00
CONSTRUCTION WORK IN PROGRESS 0.00 0.00 0.00 0.00
TOTAL ELECTRIC UTILITY PLANT 0.00 0.00 0.00 0.00
LESS ACCUM PRV-DEPR,DEPL,AMORT 0.00 0.00 0.00 0.00
NET ELECTRIC UTILITY PLANT 0.00 0.00 0.00 0.00
OTHER PROPERTY AND INVESTMENT
NET NONUTILITY PROPERTY 700,846.00 0.00 0.00 0.00
INVEST IN SUBSIDIARY & ASSOC 0.00 1,000.00 0.00 0.00
TOTAL OTHER INVESTMENTS 0.00 14.00 14.00 0.00
TOTAL OTHER SPECIAL FUNDS 0.00 0.00 0.00 0.00
TOTAL OTHER PROP AND INVSTMNTS 700,846.00 1,014.00 14.00 0.00
CURRENT AND ACCRUED ASSETS
CASH AND CASH EQUIVALENTS 6,502.63 70,700.68 31,685.77 0.00
ADVANCES TO AFFILIATES 311,714.53 0.00 0.00 0.00
ACCOUNTS RECEIVABLE-CUSTOMERS 0.00 0.00 0.00 0.00
ACCOUNTS RECEIVABLE - MISC 5,565.34 0.00 0.00 0.00
A/P FOR UNCOLLECTIBLE ACCOUNTS 0.00 0.00 0.00 0.00
ACCOUNTS RECEIVABLE- ASSOC COS 60,461.72 249,336.80 59,989.60 100.00
FUEL 0.00 0.00 0.00 0.00
MATERIALS & SUPPLIES 0.00 0.00 0.00 0.00
ACCRUED UTILITY REVENUES 0.00 0.00 0.00 0.00
PREPAYMENTS 0.00 0.00 0.00 0.00
ENERGY TRADING CONTRACTS 0.00 0.00 0.00 0.00
OTHER CURRENT ASSETS 3,244.00 0.00 0.00 0.00
TOTAL CURRENT ASSETS 387,488.22 320,037.48 91,675.37 100.00
REGULATORY ASSETS
REGULATORY ASSETS 0.00 0.00 0.00 0.00
FAS109 DFIT RECLASS (A/C 254) (90,000.00) 0.00 0.00 0.00
NET REGULATORY ASSETS (90,000.00) 0.00 0.00 0.00
DEFERRED CHARGES
CLEARING ACCOUNTS 0.00 0.00 0.00 0.00
UNAMORTIZED DEBT EXPENSE 0.00 0.00 0.00 0.00
OTHER DEFERRED DEBITS 0.00 5,845.35 590.56 0.00
TOTAL DEFERRED CHARGES 0.00 5,845.35 590.56 0.00
TOTAL ASSETS 998,334.22 326,896.83 92,279.93 100.00
AMERICAN ELECTRIC POWER COMPANY, INC.
AND SUBSIDIARY COMPANIES
CONSOLIDATING BALANCE SHEETS
YEAR TO DATE THROUGH DECEMBER 31, 2000
-------------------------------------------------------------------------------------
DESCRIPTION CCCO FRECO IFRI AEPPM
-------------------------------------------------------------------------------------
CAPITALIZATION AND LIABILITIES:
CAPITALIZATION
COMMON STOCK
COMMON STOCK 3,000.00 10,000.00 1,000.00 100.00
PREMIUM ON CAPITAL STOCK 0.00 0.00 0.00 0.00
PAID-IN CAPITAL 1,204,736.00 0.00 0.00 0.00
RETAINED EARNINGS (0.00) 19,968.85 0.00 (152.00)
COMMON SHAREHOLDERS' EQUITY 1,207,736.00 29,968.85 1,000.00 (52.00)
CUMULATIVE PREFERRED STOCK
PS SUBJECT TO MANDATORY REDEMP 0.00 0.00 0.00 0.00
PS NOT SUBJ MANDATORY REDEMP 0.00 0.00 0.00 0.00
TRUST PREFERRED SECURITIES
TRUST PREFERRED SECURITIES 0.00 0.00 0.00 0.00
LT DEBT (LESS AMT DUE IN 1 YR)
LONG-TERM DEBT LESS AMT DUE 1 Y 0.00 0.00 0.00 0.00
TOTAL CAPITALIZATION 1,207,736.00 29,968.85 1,000.00 (52.00)
OTHER NONCURRENT LIABILITIES
OBLIGATIONS UNDER CAP LEASE 0.00 0.00 0.00 0.00
ACCUM PROVISIONS-RATE REFUND 0.00 0.00 0.00 0.00
ACCUMULATED PROVISIONS - MISC 243,566.00 0.00 0.00 0.00
TOTAL OTH NONCURRENT LIAB'S 243,566.00 0.00 0.00 0.00
CURRENT LIABILITIES
PREFERRED STOCK DUE W/IN 1 YR 0.00 0.00 0.00 0.00
LONG-TERM DEBT DUE WITHIN 1 YR 0.00 0.00 0.00 0.00
SHORT-TERM DEBT 0.00 0.00 0.00 0.00
A/P - GENERAL 0.00 0.00 2,602.86 0.00
A/P- ASSOC. COS 28,170.60 6,475.80 1,882.13 235.00
ADVANCES FROM AFFILIATES 0.00 251,520.50 75,589.18 0.00
CUSTOMER DEPOSITS 0.00 0.00 0.00 0.00
TAXES ACCRUED (1,000.85) (1,042.27) 0.00 0.00
INTEREST ACCRUED 0.00 0.00 0.00 0.00
DIVIDENDS DECLARED 0.00 0.00 0.00 0.00
OBLIG UNDER CAP LEASES- CURR 0.00 0.00 0.00 0.00
ENERGY TRADING CONTRACTS 0.00 0.00 0.00 0.00
OTHR CURR & ACCRUED LIAB 62,613.47 38,688.73 11,191.76 0.00
TOTAL CURRENT LIABILITIES 89,783.22 295,642.76 91,265.93 235.00
DEF CREDITS & REGULATORY LIAB
DEFERRED INCOME TAXES 32,637.00 0.00 0.00 0.00
DFIT & DSIT RECLASS (A/C 190) (584,091.00) 0.00 0.00 (83.00)
NET DEFERRED INCOME TAXES (551,454.00) 0.00 0.00 (83.00)
DEF INVESTMENT TAX CREDITS 0.00 0.00 0.00 0.00
REGULATORY LIABILITIES
OVER-RECOVERY OF FUEL COST 0.00 0.00 0.00 0.00
SFAS 106 - OPEB 0.00 0.00 0.00 0.00
DEMAND SIDE MANAGEMENT-CREDIT 0.00 0.00 0.00 0.00
OTHER REGULATORY LIABILTIES 8,703.00 0.00 0.00 0.00
UNAMORT GAIN REACQUIRED DEBT 0.00 0.00 0.00 0.00
TOTAL REGULATORY LIABILITIES 8,703.00 0.00 0.00 0.00
DEFERRED CREDITS 0.00 1,285.22 14.00 0.00
TOTAL DEF CREDITS & REG LIAB'S (542,751.00) 1,285.22 14.00 (83.00)
TOTAL CAPITAL & LIABILITIES 998,334.22 326,896.83 92,279.93 100.00
AMERICAN ELECTRIC POWER COMPANY, INC.
AND SUBSIDIARY COMPANIES
CONSOLIDATING BALANCE SHEETS
YEAR TO DATE THROUGH DECEMBER 31, 2000
------------------------------------------------------------------------------------------------------------
AEPINV AEPR
DESCRIPTION AEPES CONSOLIDATED CONSOLIDATED AEPPRO
------------------------------------------------------------------------------------------------------------
ASSETS:
ELECTRIC UTILITY PLANT
PRODUCTION 0.00 0.00 186,503,733.92 0.00
TRANSMISSION 0.00 0.00 124,195,866.55 0.00
DISTRIBUTION 0.00 0.00 358,547,855.79 0.00
GENERAL 2,372,916.80 0.00 243,900,156.69 157,280.93
CONSTRUCTION WORK IN PROGRESS 2,357,441.62 0.00 27,174,029.70 0.00
TOTAL ELECTRIC UTILITY PLANT 4,730,358.42 0.00 940,321,642.65 157,280.93
LESS ACCUM PRV-DEPR,DEPL,AMORT (750,593.49) 0.00 (62,910,301.77) (41,888.04)
NET ELECTRIC UTILITY PLANT 3,979,764.93 0.00 877,411,340.88 115,392.89
OTHER PROPERTY AND INVESTMENT
NET NONUTILITY PROPERTY 0.00 0.00 0.00 0.00
INVEST IN SUBSIDIARY & ASSOC 3,166,666.67 1,313,922.20 408,851,359.99 0.00
TOTAL OTHER INVESTMENTS 370,488,783.59 12,587,112.71 727,953,208.01 5,000,000.00
TOTAL OTHER SPECIAL FUNDS 0.00 0.00 0.00 0.00
TOTAL OTHER PROP AND INVSTMNTS 373,655,450.26 13,901,034.91 1,136,804,568.00 5,000,000.00
CURRENT AND ACCRUED ASSETS
CASH AND CASH EQUIVALENTS 100,093,331.72 0.00 44,009,531.55 33,684,687.63
ADVANCES TO AFFILIATES 0.00 0.00 27,133,773.33 0.00
ACCOUNTS RECEIVABLE-CUSTOMERS 1,363.72 0.00 0.00 0.00
ACCOUNTS RECEIVABLE - MISC 1,142,853,791.73 0.00 78,725,861.49 7,037,337.67
A/P FOR UNCOLLECTIBLE ACCOUNTS (419,428.12) 0.00 (1,514,287.87) (250,013.50)
ACCOUNTS RECEIVABLE- ASSOC COS 147,461,957.99 (390.85) 44,748,304.67 898,225.24
FUEL 23,809,839.62 0.00 4,941,172.71 0.00
MATERIALS & SUPPLIES 9,825.52 1,337.79 8,123,152.04 1,819.82
ACCRUED UTILITY REVENUES 0.00 0.00 100,613,538.36 0.00
PREPAYMENTS 5,656,358.98 0.00 4,438,255.17 26,295.96
ENERGY TRADING CONTRACTS 8,630,640,512.00 0.00 45,852,937.20 0.00
OTHER CURRENT ASSETS 0.00 0.00 6,960,568.54 0.00
TOTAL CURRENT ASSETS 10,050,107,553.16 946.94 364,032,807.19 41,398,352.82
REGULATORY ASSETS
REGULATORY ASSETS 0.00 0.00 0.00 0.00
FAS109 DFIT RECLASS (A/C 254) 0.00 0.00 0.00 0.00
NET REGULATORY ASSETS 0.00 0.00 0.00 0.00
DEFERRED CHARGES
CLEARING ACCOUNTS 1,185.20 0.00 0.00 0.00
UNAMORTIZED DEBT EXPENSE 0.00 0.00 261,976.40 0.00
OTHER DEFERRED DEBITS 1,981,367.92 0.00 63,661,424.43 30,066,163.74
TOTAL DEFERRED CHARGES 1,982,553.12 0.00 63,923,400.83 30,066,163.74
TOTAL ASSETS 10,429,725,321.47 13,901,981.85 2,442,172,116.90 76,579,909.45
AMERICAN ELECTRIC POWER COMPANY, INC.
AND SUBSIDIARY COMPANIES
CONSOLIDATING BALANCE SHEETS
YEAR TO DATE THROUGH DECEMBER 31, 2000
------------------------------------------------------------------------------------------------------------
AEPINV AEPR
DESCRIPTION AEPES CONSOLIDATED CONSOLIDATED AEPPRO
------------------------------------------------------------------------------------------------------------
CAPITALIZATION AND LIABILITIES:
CAPITALIZATION
COMMON STOCK
COMMON STOCK 200.00 100.00 100.00 110,000.00
PREMIUM ON CAPITAL STOCK 0.00 9,900.00 9,900.00 0.00
PAID-IN CAPITAL 36,695,000.00 28,667,873.32 242,734,432.82 3,890,000.00
RETAINED EARNINGS (40,438,374.55) (10,179,671.03) (32,737,617.48) (5,092,242.82)
COMMON SHAREHOLDERS' EQUITY (3,743,174.55) 18,498,202.29 210,006,815.34 (1,092,242.82)
CUMULATIVE PREFERRED STOCK
PS SUBJECT TO MANDATORY REDEMP 0.00 0.00 0.00 0.00
PS NOT SUBJ MANDATORY REDEMP 0.00 0.00 0.00 0.00
TRUST PREFERRED SECURITIES
TRUST PREFERRED SECURITIES 0.00 0.00 0.00 0.00
LT DEBT (LESS AMT DUE IN 1 YR)
LONG-TERM DEBT LESS AMT DUE 1 Y 0.00 0.00 1,116,179,851.79 0.00
TOTAL CAPITALIZATION (3,743,174.55) 18,498,202.29 1,326,186,667.13 (1,092,242.82)
OTHER NONCURRENT LIABILITIES
OBLIGATIONS UNDER CAP LEASE 498,290.83 0.00 370,262.41 0.00
ACCUM PROVISIONS-RATE REFUND 0.00 0.00 0.00 0.00
ACCUMULATED PROVISIONS - MISC 8,012,516.43 0.00 302,241.70 63,475.81
TOTAL OTH NONCURRENT LIAB'S 8,510,807.26 0.00 672,504.11 63,475.81
CURRENT LIABILITIES
PREFERRED STOCK DUE W/IN 1 YR 0.00 0.00 0.00 0.00
LONG-TERM DEBT DUE WITHIN 1 YR 0.00 0.00 7,403,981.24 0.00
SHORT-TERM DEBT 0.00 0.00 39,890,734.52 0.00
A/P - GENERAL 1,092,308,240.86 0.00 98,230,655.98 4,822,605.60
A/P- ASSOC. COS 135,066,637.93 152,355.48 62,465,157.47 3,583,067.47
ADVANCES FROM AFFILIATES 122,849,665.97 13,828.28 680,464,846.79 0.00
CUSTOMER DEPOSITS 14,450,000.00 0.00 0.00 0.00
TAXES ACCRUED 74,050,286.67 127,115.00 13,220,270.05 (918,654.84)
INTEREST ACCRUED 0.01 0.00 5,908,542.76 0.00
DIVIDENDS DECLARED 0.00 0.00 0.00 0.00
OBLIG UNDER CAP LEASES- CURR 764,438.76 0.00 110,294.32 0.00
ENERGY TRADING CONTRACTS 8,623,324,763.00 0.00 13,225,658.86 0.00
OTHR CURR & ACCRUED LIAB 18,966,380.66 38,727.80 49,161,850.71 3,855,850.33
TOTAL CURRENT LIABILITIES 10,081,780,413.86 332,026.56 970,081,992.70 11,342,868.56
DEF CREDITS & REGULATORY LIAB
DEFERRED INCOME TAXES 32,698,465.00 7,136.00 88,765,709.41 8,478.00
DFIT & DSIT RECLASS (A/C 190) (88,010,847.00) (4,935,383.00) (23,915,460.71) (270,802.00)
NET DEFERRED INCOME TAXES (55,312,382.00) (4,928,247.00) 64,850,248.70 (262,324.00)
DEF INVESTMENT TAX CREDITS 0.00 0.00 0.00 0.00
REGULATORY LIABILITIES
OVER-RECOVERY OF FUEL COST 0.00 0.00 0.00 0.00
SFAS 106 - OPEB 0.00 0.00 0.00 0.00
DEMAND SIDE MANAGEMENT-CREDIT 0.00 0.00 0.00 0.00
OTHER REGULATORY LIABILTIES 0.00 0.00 0.00 0.00
UNAMORT GAIN REACQUIRED DEBT 0.00 0.00 0.00 0.00
TOTAL REGULATORY LIABILITIES 0.00 0.00 0.00 0.00
DEFERRED CREDITS 398,489,656.90 0.00 80,380,704.26 66,528,131.90
TOTAL DEF CREDITS & REG LIAB'S 343,177,274.90 (4,928,247.00) 145,230,952.96 66,265,807.90
TOTAL CAPITAL & LIABILITIES 10,429,725,321.47 13,901,981.85 2,442,172,116.90 76,579,909.45
AMERICAN ELECTRIC POWER COMPANY, INC.
AND SUBSIDIARY COMPANIES
CONSOLIDATING BALANCE SHEETS
YEAR TO DATE THROUGH DECEMBER 31, 2000
--------------------------------------------------------------------------------------
AEPC CSW
DESCRIPTION CONSOLIDATED CONSOLIDATED AEPRELLC
--------------------------------------------------------------------------------------
ASSETS:
ELECTRIC UTILITY PLANT
PRODUCTION 0.00 6,138,963,006.00 0.00
TRANSMISSION 0.00 1,733,245,947.00 0.00
DISTRIBUTION 0.00 5,132,354,325.00 0.00
GENERAL 46,099,662.14 1,697,881,500.00 0.00
CONSTRUCTION WORK IN PROGRESS 38,254,245.58 622,091,031.00 0.00
TOTAL ELECTRIC UTILITY PLANT 84,353,907.72 15,324,535,809.00 0.00
LESS ACCUM PRV-DEPR,DEPL,AMORT (5,272,325.71) (6,081,996,060.00) 0.00
NET ELECTRIC UTILITY PLANT 79,081,582.01 9,242,539,749.00 0.00
OTHER PROPERTY AND INVESTMENT
NET NONUTILITY PROPERTY 0.00 11,912,164.00 0.00
INVEST IN SUBSIDIARY & ASSOC 34,721,759.76 328,405,897.00 0.00
TOTAL OTHER INVESTMENTS 0.00 1,414,819,351.00 0.00
TOTAL OTHER SPECIAL FUNDS 0.00 93,591,630.00 0.00
TOTAL OTHER PROP AND INVSTMNTS 34,721,759.76 1,848,729,042.00 0.00
CURRENT AND ACCRUED ASSETS
CASH AND CASH EQUIVALENTS 5,096.66 138,703,850.00 0.00
ADVANCES TO AFFILIATES 1,292,138.21 0.00 0.00
ACCOUNTS RECEIVABLE-CUSTOMERS 0.00 0.00 0.00
ACCOUNTS RECEIVABLE - MISC 7,839,856.68 1,499,879,123.00 0.00
A/P FOR UNCOLLECTIBLE ACCOUNTS 0.00 0.00 0.00
ACCOUNTS RECEIVABLE- ASSOC COS 11,765,169.92 361,446,318.00 1,539.89
FUEL 0.00 103,152,480.00 0.00
MATERIALS & SUPPLIES (12.72) 145,549,485.00 0.00
ACCRUED UTILITY REVENUES 0.00 0.00 0.00
PREPAYMENTS 2,757.29 46,525,386.00 0.00
ENERGY TRADING CONTRACTS 0.00 1,473,696,389.00 0.00
OTHER CURRENT ASSETS 0.00 0.00 0.00
TOTAL CURRENT ASSETS 20,905,006.04 3,768,953,031.00 1,539.89
REGULATORY ASSETS
REGULATORY ASSETS 0.00 1,516,007,533.00 0.00
FAS109 DFIT RECLASS (A/C 254) 0.00 0.00 0.00
NET REGULATORY ASSETS 0.00 1,516,007,533.00 0.00
DEFERRED CHARGES
CLEARING ACCOUNTS (139,594.63) 0.00 0.00
UNAMORTIZED DEBT EXPENSE 0.00 0.00 0.00
OTHER DEFERRED DEBITS 5,912,906.76 455,792,365.00 0.00
TOTAL DEFERRED CHARGES 5,773,312.13 455,792,365.00 0.00
TOTAL ASSETS 140,481,659.94 16,832,021,720.00 1,539.89
AMERICAN ELECTRIC POWER COMPANY, INC.
AND SUBSIDIARY COMPANIES
CONSOLIDATING BALANCE SHEETS
YEAR TO DATE THROUGH DECEMBER 31, 2000
--------------------------------------------------------------------------------------
AEPC CSW
DESCRIPTION CONSOLIDATED CONSOLIDATED AEPRELLC
--------------------------------------------------------------------------------------
CAPITALIZATION AND LIABILITIES:
CAPITALIZATION
COMMON STOCK
COMMON STOCK 100.00 2,319,437.00 0.00
PREMIUM ON CAPITAL STOCK 9,900.00 0.00 0.00
PAID-IN CAPITAL 28,290,000.00 1,741,844,480.00 0.00
RETAINED EARNINGS (40,389,863.31) 1,922,501,377.00 (112,726.61)
COMMON SHAREHOLDERS' EQUITY (12,089,863.31) 3,666,665,294.00 (112,726.61)
CUMULATIVE PREFERRED STOCK
PS SUBJECT TO MANDATORY REDEMP 0.00 0.00 0.00
PS NOT SUBJ MANDATORY REDEMP 0.00 18,436,503.00 0.00
TRUST PREFERRED SECURITIES
TRUST PREFERRED SECURITIES 0.00 333,500,000.00 0.00
LT DEBT (LESS AMT DUE IN 1 YR)
LONG-TERM DEBT LESS AMT DUE 1 Y 0.00 3,451,766,587.00 0.00
TOTAL CAPITALIZATION (12,089,863.31) 7,470,368,384.00 (112,726.61)
OTHER NONCURRENT LIABILITIES
OBLIGATIONS UNDER CAP LEASE 20,997,712.68 0.00 0.00
ACCUM PROVISIONS-RATE REFUND 0.00 0.00 0.00
ACCUMULATED PROVISIONS - MISC 6,807.75 114,377,134.00 0.00
TOTAL OTH NONCURRENT LIAB'S 21,004,520.43 114,377,134.00 0.00
CURRENT LIABILITIES
PREFERRED STOCK DUE W/IN 1 YR 0.00 0.00 0.00
LONG-TERM DEBT DUE WITHIN 1 YR 0.00 624,388,840.00 0.00
SHORT-TERM DEBT 0.00 1,238,531,900.00 0.00
A/P - GENERAL 1,349,294.59 804,917,727.00 0.00
A/P- ASSOC. COS 6,252,189.21 529,467,947.00 22,174.79
ADVANCES FROM AFFILIATES 122,041,713.89 886,609,117.00 150,589.77
CUSTOMER DEPOSITS 0.00 117,208,047.00 0.00
TAXES ACCRUED (5,410,386.00) 127,161,440.00 0.00
INTEREST ACCRUED 0.00 85,199,018.00 0.00
DIVIDENDS DECLARED 0.00 553,770.00 0.00
OBLIG UNDER CAP LEASES- CURR 161,310.72 0.00 0.00
ENERGY TRADING CONTRACTS 0.00 1,500,284,085.00 0.00
OTHR CURR & ACCRUED LIAB 2,899,208.01 214,101,264.00 2,198.94
TOTAL CURRENT LIABILITIES 127,293,330.42 6,128,423,155.00 174,963.50
DEF CREDITS & REGULATORY LIAB
DEFERRED INCOME TAXES 473,097.00 2,467,305,142.00 0.00
DFIT & DSIT RECLASS (A/C 190) (1,577,136.00) 0.00 (60,697.00)
NET DEFERRED INCOME TAXES (1,104,039.00) 2,467,305,142.00 (60,697.00)
DEF INVESTMENT TAX CREDITS 0.00 241,101,604.00 0.00
REGULATORY LIABILITIES
OVER-RECOVERY OF FUEL COST 0.00 0.00 0.00
SFAS 106 - OPEB 0.00 0.00 0.00
DEMAND SIDE MANAGEMENT-CREDIT 0.00 0.00 0.00
OTHER REGULATORY LIABILTIES 0.00 25,755,163.00 0.00
UNAMORT GAIN REACQUIRED DEBT 0.00 0.00 0.00
TOTAL REGULATORY LIABILITIES 0.00 25,755,163.00 0.00
DEFERRED CREDITS 5,377,711.40 384,691,138.00 0.00
TOTAL DEF CREDITS & REG LIAB'S 4,273,672.40 3,118,853,047.00 (60,697.00)
TOTAL CAPITAL & LIABILITIES 140,481,659.94 16,832,021,720.00 1,539.89
------------------------------------------------------------------------------------------------------------------------------------
CENTRAL AND SOUTH WEST CSW CONSOL RECLASS COMBINED CPL
AND SUBSIDIARY COMPANIES ACTUAL ACTUAL ACTUAL
CONSOLIDATING BALANCE SHEETS DEC 00 DEC 00 DEC 00
YTD THROUGH DECEMBER, 2000
------------------------------------------------------------------------------------------------------------------------------------
ASSETS:
Production 6,138,963,006 202,681,191 5,936,281,815 3,175,867,024
Transmission 1,733,245,947 1,733,245,947 581,931,201
Distribution 3,577,626,318 3,577,626,318 1,221,749,447
General 566,205,923 (408,914,266) 975,120,189 237,764,034
Construction Work in Progress 622,091,031 241,903,438 380,187,593 138,273,198
Nuclear Fuel 236,858,911 236,858,911 236,858,911
ELECTRIC UTILITY PLANT 12,874,991,136 35,670,363 12,839,320,773 5,592,443,815
UK Network 1,554,728,007 1,554,728,007 0
UK Non-Network Land & Building 92,428,644 92,428,644 0
UK Fixtures & Equipment 198,648,129 198,648,129 0
UK Vehicles & Mobile Plant 23,829,773 23,829,773 0
Acquisition Step Up 33,512,689 33,512,689 0
UK PLANT 1,903,147,242 - 1,903,147,242 0
Diversified Plant 546,397,431 546,397,431 -
TOTAL PLANT 15,324,535,809 35,670,363 15,288,865,446 5,592,443,815
ACCUMULATED DEPRECIATION 6,081,996,060 (93,591,630) 6,175,587,690 2,313,889,051
NET PLANT 9,242,539,749 129,261,993 9,113,277,756 3,278,554,764
NET NONUTILITY PROPERTY 11,912,164 11,912,164
Investment in Subsidiaries 18,988,877 18,988,877 - -
TOTAL OTHER INVESTMENTS 202,831,612 202,831,612
TOTAL OTHER SPECIAL INVESMNTS -
Cash 127,635,847 15,564,016 112,071,831 4,172,197
Temporary Cash Investments 11,068,003 - 11,068,003 6,594,000
Money Pool Receivable - West - - - -
CASH AND TEMPORARY INVESTMENTS 138,703,850 15,564,016 123,139,834 10,766,197
Marketable Securities 10,730,413 10,730,413 0
Accounts Receivable - Affiliated West - - 29,715,666
Accounts Receivable - Affiliated East 361,446,318 361,446,318 1,556,081
Accounts Receivable - Factored West - - (80,061,490)
Accounts Receivable-Nonaffiliated 1,440,015,128 (81,254,000) 1,521,269,128 146,173,847
Dividends Receivable - - -
Underrecovered Fuel 274,138,614 274,138,614 127,294,948
Materials and Supplies 145,549,485 145,549,485 53,107,619
Fuel Inventory-Utility 103,152,480 103,152,480 22,841,694
Notes Receivable-Current 59,863,995 59,863,995 0
ENERGY TRADING CONTRACTS 1,473,696,389 1,473,696,389
Prepayments and Other 35,794,973 (1,489,260,405) 1,525,055,378 487,707,223
CURRENT ASSETS 4,043,091,645 (81,254,000) 4,124,345,645 799,101,785
Mirror CWIP 2,830,581 2,830,581 2,830,581
Deferred Plant Costs 4,625,281 4,625,281 -
Equity and Other Investments 328,405,897 (269,403,016) 597,808,913 68,589,168
Notes Receivable-LT 26,045,877 26,045,877 -
Deferred Income Taxes-Asset - - -
Prepaid Benefit Costs 210,758,997 210,758,997 41,867,371
Tax Benefits Provided - - -
Income Tax Related Regulatory Assets 179,741,425 179,741,425 312,874,443
Other Regulatory Assets 994,467,676 994,467,676 949,854,272
Unamort Cost of Reacquired Debt 60,203,956 60,203,956 12,773,311
Goodwill 1,192,998,862 1,192,998,862 0
Nuclear Decommissioning Trust 93,591,630 93,591,630 93,591,630
Deferred Charges & Other Assets 218,987,491 81,254,000 137,733,491 18,402,013
TOTAL DEFERRED CHARGES & OTHER ASSETS 3,312,657,673 (188,149,016) 3,500,806,689 1,500,782,789
TOTAL ASSETS 16,832,021,720 93,591,630 16,738,430,090 5,578,439,338
------------------------------------------------------------------------------------------------------------------------------------
CENTRAL AND SOUTH WEST CSW CONSOL RECLASS COMBINED CPL
AND SUBSIDIARY COMPANIES ACTUAL ACTUAL ACTUAL
CONSOLIDATING BALANCE SHEETS DEC 00 DEC 00 DEC 00
YTD THROUGH DECEMBER, 2000
------------------------------------------------------------------------------------------------------------------------------------
CAPITALIZATION AND LIABILITIES:
Common Stock 2,319,437 2,319,437 168,888,375
Paid in Capital 1,806,179,572 1,806,179,572 405,000,000
Foreign Currency Translation (60,129,904) (60,129,904) 0
Minimum Pension Liability (4,205,188) (4,205,188) -
Retained Earnings 1,922,501,377 1,922,501,377 792,218,830
COMMON STOCK EQUITY 3,666,665,294 3,666,665,294 1,366,107,205
Pref Stock Not Subj Mand Redempt 18,436,503 18,436,503 5,966,569
Pref Stock Subj Mand Redempt - - -
PREFERRED STOCK 18,436,503 18,436,503 5,966,569
TRUST PREFERRED SECURITIES 333,500,000 333,500,000 148,500,000
Long Term Debt 3,455,132,469 3,455,132,469 1,254,820,000
UK Debt Facility - - 0
Unamort Discount/Premium on LTD (3,365,882) (3,365,882) (261,383)
TOTAL LONG TERM DEBT 3,451,766,587 3,451,766,587 1,254,558,617
CAPITALIZATION 7,470,368,384 7,470,368,384 2,775,132,391
-
MINORITY INTEREST 6,240,122 6,240,122 0
ACCUMULATED PROVISIONS - MISC. 114,377,134 114,377,134
LTD and PS Due Within Twelve Months 624,388,840 624,388,840 200,000,000
Money Pool Payable - West - - -
Money Pool Payable - East 886,609,117 886,609,117 269,711,657
Loan Notes Payable 17,583,900 17,583,900 -
Commercial Paper 1,220,948,000 1,220,948,000 -
Accounts Payable - Affiliated West - - 3,697,555
Accounts Payable - Affiliated East 529,467,947 529,467,947 14,310,840
Accounts Payable-Nonaffiliated 804,917,727 804,917,727 128,956,618
Accrued Taxes 127,162,440 127,162,440 55,526,131
Interest Payable - Affiliated West - - -
Interest Payable - Affiliated East 5,192,710 5,192,710 1,493,885
Accrued Interest 80,006,308 80,006,308 24,723,313
Overrecovered Fuel - - -
Customer Deposits 117,208,047 117,208,047 17,617,387
Deferred Income Taxes - Current 43,423,283 43,423,283 819,275
Dividends Payable 553,770 553,770 40,259
ENERGY TRADING CONTRACTS 1,500,284,085 1,500,284,085
Other Current Liabilities 214,101,264 (1,503,548,010) 1,717,649,274 512,860,654
Balancing Account 0 0 -
TOTAL CURRENT LIABILITIES 6,171,847,438 (3,263,925) 6,175,111,363 1,229,757,574
-
Unbilled Revenue - - (49,760,000)
Unbilled Customer Accounts Sold - - 72,713,467
Deferred Income Taxes-Liability 2,423,880,859 2,423,880,859 1,241,977,697
UK Provisions Long-Term (37,185,842) (37,185,842) 0
Investment Tax Credits 241,101,604 241,101,604 128,099,498
Tax Benefits Used - - (1)
Income Tax Related Regulatory Liab - - 105,943,833
Other Regulatory Liabilities 25,755,163 25,755,163 15,100,000
Other Deferred Credits 412,049,062 (17,521,579) 429,570,641 59,474,879
Other Long-Term Liabilities 3,587,796 3,587,796 0
-
TOTAL DEFERRED CREDITS 3,086,710,221 3,086,710,221 1,573,549,373
-
TOTAL CAPITAL & LIABILITIES 16,832,021,720 93,591,630 16,738,430,090 5,578,439,338
--------------------------------------------------------------------------------------------------------------------
CENTRAL AND SOUTH WEST PSO SWEPCO WTU SEEBOARD
AND SUBSIDIARY COMPANIES ACTUAL ACTUAL ACTUAL ACTUAL
CONSOLIDATING BALANCE SHEETS DEC 00 DEC 00 DEC 00 DEC 00
YTD THROUGH DECEMBER, 2000
--------------------------------------------------------------------------------------------------------------------
ASSETS:
Production 914,095,663 1,414,526,586 431,792,542 -
Transmission 396,695,025 519,316,624 235,303,097 -
Distribution 938,052,664 1,001,236,739 416,587,468 -
General 206,731,298 325,948,061 110,832,136 -
Construction Work in Progress 149,095,593 57,994,889 34,823,913 -
Nuclear Fuel - - - -
ELECTRIC UTILITY PLANT 2,604,670,243 3,319,022,899 1,229,339,156 -
UK Network 0 0 0 1,554,728,007
UK Non-Network Land & Building 0 0 0 92,428,644
UK Fixtures & Equipment 0 0 0 198,648,129
UK Vehicles & Mobile Plant 0 0 0 23,829,773
Acquisition Step Up 0 0 0 33,512,689
UK PLANT 0 0 0 1,903,147,242
Diversified Plant - - - -
TOTAL PLANT 2,604,670,243 3,319,022,899 1,229,339,156 1,903,147,242
ACCUMULATED DEPRECIATION 1,150,253,476 1,457,004,717 515,041,391 684,282,211
NET PLANT 1,454,416,767 1,862,018,182 714,297,765 1,218,865,031
NET NONUTILITY PROPERTY
Investment in Subsidiaries - - - -
TOTAL OTHER INVESTMENTS
TOTAL OTHER SPECIAL INVESMNTS
Cash 7,247,116 879,749 2,797,917 73,942,617
Temporary Cash Investments - - - -
Money Pool Receivable - West - - - -
CASH AND TEMPORARY INVESTMENTS 7,247,116 879,749 2,797,917 73,942,617
Marketable Securities 0 0 0 10,730,413
Accounts Receivable - Affiliated West 2,791,770 9,335,774 8,226,482 74,461,420
Accounts Receivable - Affiliated East 660,898 2,083,192 7,868,922 0
Accounts Receivable - Factored West (72,058,472) (55,327,571) (26,867,192) -
Accounts Receivable-Nonaffiliated 132,015,537 96,726,927 62,795,921 214,180,192
Dividends Receivable - - - 0
Underrecovered Fuel 43,267,421 35,468,894 68,107,351 -
Materials and Supplies 29,642,492 25,137,276 10,510,169 13,146,515
Fuel Inventory-Utility 28,113,348 40,023,843 12,173,595 -
Notes Receivable-Current 0 0 0 0
ENERGY TRADING CONTRACTS
Prepayments and Other 387,992,395 475,742,922 157,168,295 -
CURRENT ASSETS 559,672,505 630,071,006 302,781,460 386,461,157
Mirror CWIP - - - -
Deferred Plant Costs - - 4,625,281 -
Equity and Other Investments 61,082,478 68,751,450 21,811,928 43,501,914
Notes Receivable-LT - - - -
Deferred Income Taxes-Asset - - - 0
Prepaid Benefit Costs 29,757,559 33,903,626 22,286,281 53,748,000
Tax Benefits Provided - - - -
Income Tax Related Regulatory Assets 21,811,943 74,941,255 13,968,706 -
Other Regulatory Assets 15,737,150 19,897,585 8,978,669 -
Unamort Cost of Reacquired Debt 13,600,417 22,626,331 11,203,897 -
Goodwill 0 0 0 1,192,998,862
Nuclear Decommissioning Trust - - - 0
Deferred Charges & Other Assets 7,889,248 10,707,407 2,946,621 28,101,575
TOTAL DEFERRED CHARGES & OTHER ASSETS 149,878,795 230,827,654 85,821,383 1,318,350,351
TOTAL ASSETS 2,163,968,067 2,722,916,842 1,102,900,608 2,923,676,539
--------------------------------------------------------------------------------------------------------------------
CENTRAL AND SOUTH WEST PSO SWEPCO WTU SEEBOARD
AND SUBSIDIARY COMPANIES ACTUAL ACTUAL ACTUAL ACTUAL
CONSOLIDATING BALANCE SHEETS DEC 00 DEC 00 DEC 00 DEC 00
YTD THROUGH DECEMBER, 2000
--------------------------------------------------------------------------------------------------------------------
CAPITALIZATION AND LIABILITIES:
Common Stock 157,230,000 135,659,520 137,214,000 1,000
Paid in Capital 180,000,000 245,000,000 2,236,000 828,999,000
Foreign Currency Translation 0 0 0 (60,203,850)
Minimum Pension Liability - - - 0
Retained Earnings 137,688,384 293,989,298 122,587,708 266,870,322
COMMON STOCK EQUITY 474,918,384 674,648,818 262,037,708 1,035,666,472
Pref Stock Not Subj Mand Redempt 5,283,382 4,704,421 2,482,131 -
Pref Stock Subj Mand Redempt - - - -
PREFERRED STOCK 5,283,382 4,704,421 2,482,131 -
TRUST PREFERRED SECURITIES 75,000,000 110,000,000 - 0
Long Term Debt 453,360,000 644,335,000 256,310,000 846,057,469
UK Debt Facility 0 0 0 -
Unamort Discount/Premium on LTD (2,538,946) 1,032,860 (466,622) (1,100,890)
TOTAL LONG TERM DEBT 450,821,054 645,367,860 255,843,378 844,956,579
CAPITALIZATION 1,006,022,820 1,434,721,099 520,363,217 1,880,623,051
MINORITY INTEREST 0 0 0 2,770,226
ACCUMULATED PROVISIONS - MISC.
LTD and PS Due Within Twelve Months 20,000,000 595,000 - 203,793,840
Money Pool Payable - West - - - -
Money Pool Payable - East 81,120,372 16,822,552 58,578,160 0
Loan Notes Payable - - - 17,583,900
Commercial Paper - - - -
Accounts Payable - Affiliated West 15,542,656 3,264,333 20,231,874 2,723,006
Accounts Payable - Affiliated East 22,872,725 9,825,334 5,910,792 (4,314,556)
Accounts Payable-Nonaffiliated 104,378,502 107,747,289 45,562,192 206,306,205
Accrued Taxes 1,658,886 11,223,508 18,901,452 82,577,764
Interest Payable - Affiliated West - - - 0
Interest Payable - Affiliated East 398,208 24,012 359,677 0
Accrued Interest 7,937,490 13,173,765 3,356,873 22,379,845
Overrecovered Fuel - - - -
Customer Deposits 19,293,990 16,432,745 2,659,077 61,150,150
Deferred Income Taxes - Current 14,499,716 11,595,080 16,509,212 -
Dividends Payable 53,159 57,264 26,039 0
ENERGY TRADING CONTRACTS
Other Current Liabilities 401,362,911 492,494,688 162,798,406 86,575,653
Balancing Account - - - -
TOTAL CURRENT LIABILITIES 689,118,615 683,255,570 334,893,754 678,775,807
Unbilled Revenue (10,200,000) (12,283,000) (9,011,000) -
Unbilled Customer Accounts Sold 36,340,728 35,215,321 25,080,153 -
Deferred Income Taxes-Liability 297,559,993 387,609,202 140,528,704 288,510,048
UK Provisions Long-Term 0 0 0 (37,185,842)
Investment Tax Credits 35,783,032 53,167,336 24,051,738 -
Tax Benefits Used - - - -
Income Tax Related Regulatory Liab 50,464,213 60,382,610 27,462,299 -
Other Regulatory Liabilities 2,015,209 8,639,954 - -
Other Deferred Credits 56,863,457 72,208,750 39,531,743 106,595,453
Other Long-Term Liabilities 0 - - 3,587,796
TOTAL DEFERRED CREDITS 468,826,632 604,940,173 247,643,637 361,507,455
TOTAL CAPITAL & LIABILITIES 2,163,968,067 2,722,916,842 1,102,900,608 2,923,676,539
--------------------------------------------------------------------------------------------------------------------------------
CENTRAL AND SOUTH WEST CORP CSWS COMM LEASING CREDIT
AND SUBSIDIARY COMPANIES ACTUAL ACTUAL ACTUAL ACTUAL ACTUAL
CONSOLIDATING BALANCE SHEETS DEC 00 DEC 00 DEC 00 DEC 00 DEC 00
YTD THROUGH DECEMBER, 2000
--------------------------------------------------------------------------------------------------------------------------------
ASSETS:
Production - - - - -
Transmission - - - - -
Distribution - - - - -
General - 93,844,660 - - -
Construction Work in Progress - - - - -
Nuclear Fuel - - - - -
ELECTRIC UTILITY PLANT - 93,844,660 - - -
UK Network 0 0 0 0 0
UK Non-Network Land & Building 0 0 0 0 0
UK Fixtures & Equipment 0 0 0 0 0
UK Vehicles & Mobile Plant 0 0 0 0 0
Acquisition Step Up 0 0 0 0 0
UK PLANT 0 0 0 0 0
Diversified Plant - - 114,448,060 - -
TOTAL PLANT - 93,844,660 114,448,060 - -
ACCUMULATED DEPRECIATION - 38,024,460 10,021,448 - -
NET PLANT - 55,820,200 104,426,612 - -
NET NONUTILITY PROPERTY
Investment in Subsidiaries 4,110,301,950 - - - -
TOTAL OTHER INVESTMENTS
TOTAL OTHER SPECIAL INVESMNTS
Cash 1,200 2,126,882 2,000 12,470 (423,612)
Temporary Cash Investments - - - 992,296 -
Money Pool Receivable - West - - - - -
CASH AND TEMPORARY INVESTMENTS 1,200 2,126,882 2,000 1,004,766 (423,612)
Marketable Securities 0 0 0 0 0
Accounts Receivable - Affiliated West (364,433) 29,141,067 131,345 1 743,551
Accounts Receivable - Affiliated East - - 0 - 349,277,225
Accounts Receivable - Factored West - - - - 392,066,267
Accounts Receivable-Nonaffiliated 2,078,768 412,956 3,935,608 - 597,536,989
Dividends Receivable 1,375,337 - - - -
Underrecovered Fuel - - - - -
Materials and Supplies - - 2,417,333 - -
Fuel Inventory-Utility - - - - -
Notes Receivable-Current 0 0 0 0 0
ENERGY TRADING CONTRACTS
Prepayments and Other 197,965 399,588 230,601 - 4,771,618
CURRENT ASSETS 3,288,837 32,080,493 6,716,887 1,004,767 1,343,972,038
Mirror CWIP - - - - -
Deferred Plant Costs - - - - -
Equity and Other Investments - 1,316,106 3,741,186 52,026,553 -
Notes Receivable-LT - - - - -
Deferred Income Taxes-Asset - - 0 - 9,082,387
Prepaid Benefit Costs - 28,564,619 360,372 - -
Tax Benefits Provided - - - (1,037,181) -
Income Tax Related Regulatory Assets - - 398,033 - -
Other Regulatory Assets - - - - -
Unamort Cost of Reacquired Debt - - - - -
Goodwill 0 0 0 0 0
Nuclear Decommissioning Trust - - 0 - -
Deferred Charges & Other Assets 30,195,356 355,524 (139,307) - -
TOTAL DEFERRED CHARGES & OTHER ASSETS 30,195,356 30,236,249 4,360,284 50,989,372 9,082,387
TOTAL ASSETS 4,143,786,143 118,136,942 115,503,783 51,994,139 1,353,054,425
--------------------------------------------------------------------------------------------------------------------------------
CENTRAL AND SOUTH WEST CORP CSWS COMM LEASING CREDIT
AND SUBSIDIARY COMPANIES ACTUAL ACTUAL ACTUAL ACTUAL ACTUAL
CONSOLIDATING BALANCE SHEETS DEC 00 DEC 00 DEC 00 DEC 00 DEC 00
YTD THROUGH DECEMBER, 2000
--------------------------------------------------------------------------------------------------------------------------------
CAPITALIZATION AND LIABILITIES:
Common Stock 2,319,437 100,000 1,000 1,000 1,000
Paid in Capital 1,806,179,572 - - 25,125,901 94,400,056
Foreign Currency Translation 0 0 0 0 0
Minimum Pension Liability (4,205,188) - 0 - -
Retained Earnings 1,902,351,377 - (52,904,934) 2,341,434 -
COMMON STOCK EQUITY 3,706,645,198 100,000 (52,903,934) 27,468,335 94,401,056
Pref Stock Not Subj Mand Redempt - - - - -
Pref Stock Subj Mand Redempt - - - - -
PREFERRED STOCK - - - - -
TRUST PREFERRED SECURITIES - - - - -
Long Term Debt - - - - -
UK Debt Facility 0 0 0 0 0
Unamort Discount/Premium on LTD - (1) - - -
TOTAL LONG TERM DEBT - (1) - - -
CAPITALIZATION 3,706,645,198 99,999 (52,903,934) 27,468,335 94,401,056
MINORITY INTEREST 0 0 3,469,896 0 0
ACCUMULATED PROVISIONS - MISC.
LTD and PS Due Within Twelve Months - - - - -
Money Pool Payable - West - - - - -
Money Pool Payable - East 392,468,092 67,908,284 - - -
Loan Notes Payable - - - - -
Commercial Paper - - - - 1,220,948,000
Accounts Payable - Affiliated West 12,354,461 3,726,582 154,235,894 280,226 226,914
Accounts Payable - Affiliated East - - - - -
Accounts Payable-Nonaffiliated 4,532,614 6,123,191 5,960,831 23,782 -
Accrued Taxes (21,272,997) 3,678,235 (4,180,623) - 2,680,153
Interest Payable - Affiliated West - - 908,370 - -
Interest Payable - Affiliated East - 613,537 - - -
Accrued Interest 4,012,066 - - - -
Overrecovered Fuel - - - - -
Customer Deposits - - 54,698 - -
Deferred Income Taxes - Current - - - - -
Dividends Payable - - - - 1,752,386
ENERGY TRADING CONTRACTS
Other Current Liabilities (149,312) 16,346,453 602,818 - 33,045,916
Balancing Account - - - - -
TOTAL CURRENT LIABILITIES 391,944,924 98,396,282 157,581,988 304,008 1,258,653,369
Unbilled Revenue - - - - -
Unbilled Customer Accounts Sold - - - - -
Deferred Income Taxes-Liability 80,425 12,385,719 6,282,828 24,235,930 -
UK Provisions Long-Term 0 0 0 0 0
Investment Tax Credits - - - - -
Tax Benefits Used (683,339) - - (14,134) -
Income Tax Related Regulatory Liab - - - - -
Other Regulatory Liabilities - - - - -
Other Deferred Credits 45,798,935 7,254,942 1,073,005 - -
Other Long-Term Liabilities - 0 0 - 0
TOTAL DEFERRED CREDITS 45,196,021 19,640,661 7,355,833 24,221,796 -
TOTAL CAPITAL & LIABILITIES 4,143,786,143 118,136,942 115,503,783 51,994,139 1,353,054,425
-------------------------------------------------------------------------------------------------------------------------------
CENTRAL AND SOUTH WEST CSWE INTL ENERSHOP ESI TOT_ELIM
AND SUBSIDIARY COMPANIES ACTUAL ACTUAL ACTUAL ACTUAL ACTUAL
CONSOLIDATING BALANCE SHEETS DEC 00 DEC 00 DEC 00 DEC 00 DEC 00
YTD THROUGH DECEMBER, 2000
-------------------------------------------------------------------------------------------------------------------------------
ASSETS:
Production - - - - -
Transmission - - - - 0
Distribution - - - - 0
General - - - - 0
Construction Work in Progress - - - - 0
Nuclear Fuel - - - - 0
ELECTRIC UTILITY PLANT - - - - -
UK Network 0 0 0 0 0
UK Non-Network Land & Building 0 0 0 0 0
UK Fixtures & Equipment 0 0 0 0 0
UK Vehicles & Mobile Plant 0 0 0 0 0
Acquisition Step Up 0 0 0 0 0
UK PLANT 0 0 0 0 0
Diversified Plant 417,673,376 6,389,990 912,554 6,973,451 0
TOTAL PLANT 417,673,376 6,389,990 912,554 6,973,451 -
ACCUMULATED DEPRECIATION 4,981,876 1,443,604 455,186 190,270 0
NET PLANT 412,691,500 4,946,386 457,368 6,783,181 -
NET NONUTILITY PROPERTY
Investment in Subsidiaries - 730,403,520 - - (4,840,705,470)
TOTAL OTHER INVESTMENTS
TOTAL OTHER SPECIAL INVESMNTS
Cash 20,387,603 925,692 - - 0
Temporary Cash Investments - 3,481,707 - - 0
Money Pool Receivable - West - - - - -
CASH AND TEMPORARY INVESTMENTS 20,387,603 4,407,399 - - -
Marketable Securities 0 0 0 0 -
Accounts Receivable - Affiliated West 159,319,649 (1,379,900) 1,410 23,983,539 (336,107,341)
Accounts Receivable - Affiliated East 0 0 0 0 0
Accounts Receivable - Factored West - - - 0 (157,751,542)
Accounts Receivable-Nonaffiliated 78,252,024 67,878,450 1,119,768 36,908,141 81,254,000
Dividends Receivable - - - - (1,375,337)
Underrecovered Fuel - - - - 0
Materials and Supplies - - - 11,588,081 0
Fuel Inventory-Utility - - - - 0
Notes Receivable-Current - 59,863,995 0 0 0
ENERGY TRADING CONTRACTS
Prepayments and Other 8,962,231 29,927 395,507 1,457,106 0
CURRENT ASSETS 266,921,507 130,799,871 1,516,685 73,936,867 (413,980,220)
Mirror CWIP - - - - 0
Deferred Plant Costs - - - - 0
Equity and Other Investments 137,039,531 155,190,047 - (15,241,448) 0
Notes Receivable-LT 15,183 26,030,694 - - 0
Deferred Income Taxes-Asset - 19,408,844 0 0 (28,491,231)
Prepaid Benefit Costs - - 271,169 - 0
Tax Benefits Provided 339,707 - - - 697,474
Income Tax Related Regulatory Assets - - - - (244,252,955)
Other Regulatory Assets - - - - 0
Unamort Cost of Reacquired Debt - - - - -
Goodwill 0 0 0 0 0
Nuclear Decommissioning Trust 0 0 0 0 0
Deferred Charges & Other Assets 16,256,072 - 356,347 22,662,635 0
TOTAL DEFERRED CHARGES & OTHER ASSETS 153,650,493 200,629,585 627,516 7,421,187 (272,046,712)
TOTAL ASSETS 833,263,500 1,066,779,362 2,601,569 88,141,235 (5,526,732,402)
-------------------------------------------------------------------------------------------------------------------------------
CENTRAL AND SOUTH WEST CSWE INTL ENERSHOP ESI TOT_ELIM
AND SUBSIDIARY COMPANIES ACTUAL ACTUAL ACTUAL ACTUAL ACTUAL
CONSOLIDATING BALANCE SHEETS DEC 00 DEC 00 DEC 00 DEC 00 DEC 00
YTD THROUGH DECEMBER, 2000
-------------------------------------------------------------------------------------------------------------------------------
CAPITALIZATION AND LIABILITIES:
Common Stock 1,000 1,000 100 1,000 (599,098,995)
Paid in Capital 108,139,293 829,000,000 900 - (2,717,901,150)
Foreign Currency Translation - 73,946 - 0 0
Minimum Pension Liability 0 0 0 0 0
Retained Earnings 50,791,204 (26,523,231) (15,982,836) (21,915,368) (1,529,010,811)
COMMON STOCK EQUITY 158,931,497 802,551,715 (15,981,836) (21,914,368) (4,846,010,956)
Pref Stock Not Subj Mand Redempt - - - - 0
Pref Stock Subj Mand Redempt - - - - 0
PREFERRED STOCK - - - - 0
TRUST PREFERRED SECURITIES 0 0 0 0 0
Long Term Debt - - - 250,000 0
UK Debt Facility 0 0 0 0 0
Unamort Discount/Premium on LTD (30,900) - - - 0
TOTAL LONG TERM DEBT (30,900) - - 250,000 -
CAPITALIZATION 158,900,597 802,551,715 (15,981,836) (21,664,368) (4,846,010,956)
MINORITY INTEREST 0 0 0 0 0
ACCUMULATED PROVISIONS - MISC.
LTD and PS Due Within Twelve Months 200,000,000 - - - 0
Money Pool Payable - West - - - - -
Money Pool Payable - East 0 0 0 0 0
Loan Notes Payable - - - - 0
Commercial Paper - - - - 0
Accounts Payable - Affiliated West - 232,308,181 67,191 644,806 (449,303,679)
Accounts Payable - Affiliated East 363,318,939 30,603,064 17,461,854 69,478,955 0
Accounts Payable-Nonaffiliated 27,646,006 398,546 405,740 42,081,746 124,794,465
Accrued Taxes (8,004,219) (8,745,091) (460,701) (6,420,058) -
Interest Payable - Affiliated West - (32,055) 109,141 - (985,456)
Interest Payable - Affiliated East 2,137,130 166,261 - - 0
Accrued Interest 3,437,500 - - - 985,456
Overrecovered Fuel - - - - 0
Customer Deposits - - - - -
Deferred Income Taxes - Current - - - - -
Dividends Payable - - - - (1,375,337)
ENERGY TRADING CONTRACTS
Other Current Liabilities 2,917,641 (17,373) 30,661 3,474,672 5,305,486
Balancing Account - - 0 - -
TOTAL CURRENT LIABILITIES 591,452,997 254,681,533 17,613,886 109,260,121 (320,579,065)
Unbilled Revenue - - - - 81,254,000
Unbilled Customer Accounts Sold - - - - (169,349,669)
Deferred Income Taxes-Liability 51,703,880 - 952,182 545,482 (28,491,231)
UK Provisions Long-Term 0 0 0 0 0
Investment Tax Credits - - - - 0
Tax Benefits Used - - - - 697,474
Income Tax Related Regulatory Liab - - - - (244,252,955)
Other Regulatory Liabilities - - - - 0
Other Deferred Credits 31,206,026 9,546,114 17,337 - 0
Other Long-Term Liabilities 0 0 - - 0
TOTAL DEFERRED CREDITS 82,909,906 9,546,114 969,519 545,482 (360,142,381)
TOTAL CAPITAL & LIABILITIES 833,263,500 1,066,779,362 2,601,569 88,141,235 (5,526,732,402)
American Electric Power Co. and Subsidiaries
Consolidated Statement of Cash Flows
YTD December 31, 2000
-----------------------------------------------------------------------------------------------------------------------------
AEP CONS. ELIM & ADJ COMBINED AEP Inc.
-----------------------------------------------------------------------------------------------------------------------------
CASH FLOWS - OPERATING ACTIVITIES:
Consolidated Net Income 267,067,592 (359,189,321) 626,256,913 267,067,698
Adj. to Recon. N/I to Cash Flow:
Depreciation & Amortization 1,299,400,018 1,299,400,018 3,662,826
Prov for Def Income Taxes (net) (170,220,072) (12,009,613) (158,210,459) (2,574,739)
Def Invest Tax Credits (net) (36,198,382) 1,004,898 (37,203,280)
AFUDC - Equity (5,805,028) (5,805,028)
Equity/Undist. Subs. Earnings (29,463,485) (31,109,475) 1,645,990 31,109,475
Decrease (Increase) in:
Accounts Receivable (net) (1,631,810,136) 572,867,032 (2,204,677,168) (14,142,428)
Fuel, Materials & Supplies 147,381,879 553,812 146,828,067 (33,575)
Accrued Utility Revenues (78,540,191) (129,734,067) 51,193,876
Incr (Decr) in Accounts Payable 1,322,064,076 (860,831,318) 2,182,895,394 511,904
Other Oper. Items (net) (Sch 1) 419,353,374 64,228,254 355,125,120 339,234,953
NET CASH PROVIDED (USED) OPERATING 1,503,229,645 (754,219,798) 2,257,449,443 624,836,114
CASH FLOWS - INVESTING ACTIVITIES:
Plant & Property Additions:
Gross Additions to Utility Plant (1,742,417,983) 7,704,805 (1,750,122,788)
Other Gross Additions (36,750,023) (36,750,023)
Total Gross Additions (1,779,168,006) 7,704,805 (1,786,872,811) 0
AFUDC - Equity 5,805,028 5,805,028
Cash Used Plant & Prop. Adds (1,773,362,978) 7,704,805 (1,781,067,783) 0
Invest in Subs - Equity & Debt 72,842,890 21,521,432 51,321,458 (21,421,432)
Proceeds - Sales of Property 46,062,593 (2,743,840) 48,806,433
Proceeds - Sale & Leaseback Trans 2,351,385 2,351,385
Other Investing Activities (102,117,510) (102,117,510)
NET CASH PROVIDED (USED) INVESTING (1,754,223,620) 26,482,397 (1,780,706,017) (21,421,432)
CASH FLOWS - FINANCING ACTIVITIES:
Proceeds from Issuances of:
Capital Contributions from Parent 0 (18,252,578) 18,252,578
Common Stock 14,231,343 14,231,343 890,346
Preferred Stock 0 0
Minority Interest 3,176,534 3,176,534
Long-term Debt 1,120,512,423 1,120,512,423
Change in Money Pool 0 1,011,892,348 (1,011,892,348) (2,737,820,282)
Short-term Debt (net) 1,308,142,001 (392,000,000) 1,700,142,001 2,800,245,000
Total Issuances 2,446,062,301 601,639,770 1,844,422,531 63,315,064
Cash Paid To Retire:
Preferred Stock (20,422,113) (20,422,113)
Long-term Debt (1,564,691,662) (1,614,691,662)
Total Retirements (1,585,113,775) 0 (1,635,113,775) 0
Dividends Paid on Common Stock (804,835,822) 703,221,607 (1,508,057,429) (619,340,590)
Dividends Paid on Preferred Stock (11,080) 8,143,671 (8,154,751)
NET CASH PROVIDED (USED) FINANCING 56,101,624 1,313,005,048 (1,306,903,424) (556,025,526)
EFFECT OF EXCHANGE RATE CHANGES 23,633,715 23,633,715
NET INCREASE (DECREASE) IN CASH (171,258,636) 585,267,647 (806,526,283) 47,389,156
CASH AT BEGINNING OF PERIOD 608,548,825 50,060,172 608,488,653 2,693,005
CASH AT END OF PERIOD 437,290,189 635,327,819 (198,037,630) 50,082,161
CASH PAID DURING THE PERIOD FOR:
Interest (net of ABFUDC) 842,485,352 (111,793,020) 954,278,372 112,491,869
Income Taxes (State & Federal) 449,386,124 449,386,124 (10,670,721)
NONCASH INVESTING ACTIVITIES:
Utility Assets - Capital Leases 100,548,924 (5,941,153) 106,490,077 0
NonUtility Assets - Capital Leases 17,092,735 17,092,735 0
Total Capital Leases 117,641,659 (5,941,153) 123,582,812 0
American Electric Power Co. and Subsidiaries
Consolidated Statement of Cash Flows
YTD December 31, 2000
---------------------------------------------------------------------------------------------------------------------------
AEPSC APCo OPCo I&M
CONSOL. CONSOL. CONSOL.
---------------------------------------------------------------------------------------------------------------------------
CASH FLOWS - OPERATING ACTIVITIES:
Consolidated Net Income 73,844,300 83,737,348 (132,031,676)
Adj. to Recon. N/I to Cash Flow:
Depreciation & Amortization 4,084,568 163,201,630 200,350,113 163,390,579
Prov for Def Income Taxes (net) (18,052,509) 8,601,465 (56,149,256) (125,178,640)
Def Invest Tax Credits (net) (50,808) (4,914,869) (3,398,498) (7,853,383)
AFUDC - Equity (110,160) (1,418,896) (1,680,479)
Equity/Undist. Subs. Earnings 0 0
Decrease (Increase) in:
Accounts Receivable (net) (195,913,635) (166,911,392) 51,923,649 (49,354,361)
Fuel, Materials & Supplies 18,486,803 63,940,240 10,742,647
Accrued Utility Revenues (13,080,471) 45,311,593 44,427,559
Incr (Decr) in Accounts Payable 101,648,659 159,369,639 56,069,903 85,056,087
Other Oper. Items (net) (Sch 1) 176,980,960 41,882,428 198,126,908 119,321,686
NET CASH PROVIDED (USED) OPERATING 68,697,235 280,369,373 638,493,104 106,840,019
CASH FLOWS - INVESTING ACTIVITIES:
Plant & Property Additions:
Gross Additions to Utility Plant 0 (199,395,385) (255,434,540) (172,751,404)
Other Gross Additions (27,386,260) 0 0
Total Gross Additions (27,386,260) (199,395,385) (255,434,540) (172,751,404)
AFUDC - Equity 110,160 1,418,896 1,680,479
Cash Used Plant & Prop. Adds (27,386,260) (199,285,225) (254,015,644) (171,070,925)
Invest in Subs - Equity & Debt (100,000)
Proceeds - Sales of Property 117,171 4,612,858 586,706
Proceeds - Sale & Leaseback Trans 41,940 1,741,155 0
Other Investing Activities
NET CASH PROVIDED (USED) INVESTING (27,486,260) (199,126,114) (247,661,631) (170,484,219)
CASH FLOWS - FINANCING ACTIVITIES:
Proceeds from Issuances of:
Capital Contributions from Parent 0
Common Stock
Preferred Stock 0
Minority Interest
Long-term Debt 74,787,500 74,747,500 199,220,000
Change in Money Pool (6,510,039) (8,387,327) (92,486,283) 253,581,926
Short-term Debt (net) (39,900,000) 68,015,000 (194,918,000) (224,262,000)
Total Issuances (46,410,039) 134,415,173 (212,656,783) 228,539,926
Cash Paid To Retire:
Preferred Stock (9,923,538) (181,761) (314,439)
Long-term Debt (2,000,000) (136,166,125) (30,662,486) (148,000,000)
Total Retirements (2,000,000) (146,089,663) (30,844,247) (148,314,439)
Dividends Paid on Common Stock (126,611,811) (271,812,643) (26,289,998)
Dividends Paid on Preferred Stock (1,938,471) (1,262,465) (3,367,735)
NET CASH PROVIDED (USED) FINANCING (48,410,039) (140,224,772) (516,576,138) 50,567,754
EFFECT OF EXCHANGE RATE CHANGES
NET INCREASE (DECREASE) IN CASH (7,199,064) (58,981,513) (125,744,665) (13,076,446)
CASH AT BEGINNING OF PERIOD 7,846,897 64,828,221 157,137,623 27,911,668
CASH AT END OF PERIOD 647,833 5,846,708 31,392,958 14,835,222
CASH PAID DURING THE PERIOD FOR:
Interest (net of ABFUDC) 7,639,771 124,578,700 87,120,127 82,510,624
Income Taxes (State & Federal) 5,071,686 63,681,652 142,709,558 73,253,996
NONCASH INVESTING ACTIVITIES:
Utility Assets - Capital Leases 31,090,622 13,795,260 16,474,352 6,282,935
NonUtility Assets - Capital Leases 0 320,736 530,876 15,934,985
Total Capital Leases 31,090,622 14,115,996 17,005,228 22,217,920
American Electric Power Co. and Subsidiaries
Consolidated Statement of Cash Flows
YTD December 31, 2000
---------------------------------------------------------------------------------------------------------------------------
CSPCo KEPCo KGPCo WPCo
CONSOL.
---------------------------------------------------------------------------------------------------------------------------
CASH FLOWS - OPERATING ACTIVITIES:
Consolidated Net Income 94,966,012 20,763,113 785,908 3,790,909
Adj. to Recon. N/I to Cash Flow:
Depreciation & Amortization 100,181,927 31,034,538 3,104,782 3,205,233
Prov for Def Income Taxes (net) (4,062,668) 3,765,685 102,861 2,647,536
Def Invest Tax Credits (net) (3,481,527) (1,252,055) (71,524) (36,308)
AFUDC - Equity (1,803,785) 57 665 391
Equity/Undist. Subs. Earnings
Decrease (Increase) in:
Accounts Receivable (net) (29,735,957) (20,930,045) (3,117,043) (734,126)
Fuel, Materials & Supplies 11,957,036 8,385,845 184,531 18,079
Accrued Utility Revenues 38,479,123 7,236,935 (308,429) (489,406)
Incr (Decr) in Accounts Payable 81,284,213 39,882,867 1,836,331 2,916,998
Other Oper. Items (net) (Sch 1) 79,353,056 6,356,860 (9,371,990) (6,117,584)
NET CASH PROVIDED (USED) OPERATING 367,137,430 95,243,800 (6,853,908) 5,201,722
CASH FLOWS - INVESTING ACTIVITIES:
Plant & Property Additions:
Gross Additions to Utility Plant (129,790,287) (36,208,575) (5,093,440) (4,156,148)
Other Gross Additions 0 0
Total Gross Additions (129,790,287) (36,208,575) (5,093,440) (4,156,148)
AFUDC - Equity 1,803,785 (57) (665) (391)
Cash Used Plant & Prop. Adds (127,986,502) (36,208,632) (5,094,105) (4,156,539)
Invest in Subs - Equity & Debt
Proceeds - Sales of Property 991,696 265,519 0
Proceeds - Sale & Leaseback Trans 568,290 0
Other Investing Activities
NET CASH PROVIDED (USED) INVESTING (126,426,516) (35,943,113) (5,094,105) (4,156,539)
CASH FLOWS - FINANCING ACTIVITIES:
Proceeds from Issuances of:
Capital Contributions from Parent
Common Stock
Preferred Stock
Minority Interest
Long-term Debt 69,685,000
Change in Money Pool 88,731,773 47,635,408 24,043,701
Short-term Debt (net) (45,500,000) (39,665,000) (4,050,000) 2,025,000
Total Issuances 43,231,773 77,655,408 19,993,701 2,025,000
Cash Paid To Retire:
Preferred Stock (10,000,000)
Long-term Debt (25,274,435) (105,000,000) (5,000,000)
Total Retirements (35,274,435) (105,000,000) (5,000,000) 0
Dividends Paid on Common Stock (240,600,148) (30,360,003) (2,752,002) (2,860,002)
Dividends Paid on Preferred Stock (1,575,000)
NET CASH PROVIDED (USED) FINANCING (234,217,810) (57,704,595) 12,241,699 (835,002)
EFFECT OF EXCHANGE RATE CHANGES
NET INCREASE (DECREASE) IN CASH 6,493,104 1,596,092 293,686 210,181
CASH AT BEGINNING OF PERIOD 5,107,103 674,031 135,782 612,760
CASH AT END OF PERIOD 11,600,207 2,270,123 429,468 822,941
CASH PAID DURING THE PERIOD FOR:
Interest (net of ABFUDC) 68,506,474 29,260,541 1,913,179 1,657,125
Income Taxes (State & Federal) 81,108,520 7,922,921 1,720,643 932,758
NONCASH INVESTING ACTIVITIES:
Utility Assets - Capital Leases 10,606,135 2,817,370 263,896 262,288
NonUtility Assets - Capital Leases 170,487 0 7,265 128,386
Total Capital Leases 10,776,622 2,817,370 271,161 390,674
American Electric Power Co. and Subsidiaries
Consolidated Statement of Cash Flows
YTD December 31, 2000
---------------------------------------------------------------------------------------------------------------------------
AEP PRO AEGCo CCCo COpCo
SERV
---------------------------------------------------------------------------------------------------------------------------
CASH FLOWS - OPERATING ACTIVITIES:
Consolidated Net Income (2,352,360) 7,984,600 0
Adj. to Recon. N/I to Cash Flow:
Depreciation & Amortization 12,620 22,161,904
Prov for Def Income Taxes (net) (1,869) (5,841,950) (5,535) 0
Def Invest Tax Credits (net) 2,687 (3,396,972)
AFUDC - Equity 0
Equity/Undist. Subs. Earnings
Decrease (Increase) in:
Accounts Receivable (net) 4,148,517 1,391,510 209,018 0
Fuel, Materials & Supplies (28) 6,486,411
Accrued Utility Revenues
Incr (Decr) in Accounts Payable 2,359,330 (3,324,291) (1,606) 0
Other Oper. Items (net) (Sch 1) 48,721,521 (3,630,266) 62,380 0
NET CASH PROVIDED (USED) OPERATING 52,890,418 21,830,946 264,257 0
CASH FLOWS - INVESTING ACTIVITIES:
Plant & Property Additions:
Gross Additions to Utility Plant (5,189,799)
Other Gross Additions
Total Gross Additions 0 (5,189,799) 0 0
AFUDC - Equity 0
Cash Used Plant & Prop. Adds 0 (5,189,799) 0 0
Invest in Subs - Equity & Debt
Proceeds - Sales of Property
Proceeds - Sale & Leaseback Trans
Other Investing Activities (4,664,000)
NET CASH PROVIDED (USED) INVESTING (4,664,000) (5,189,799) 0 0
CASH FLOWS - FINANCING ACTIVITIES:
Proceeds from Issuances of:
Capital Contributions from Parent 0 (5,801,000)
Common Stock
Preferred Stock
Minority Interest
Long-term Debt
Change in Money Pool 28,067,621 (311,715)
Short-term Debt (net) (14,550,000) (24,700,000)
Total Issuances (14,550,000) (2,433,379) (311,715) 0
Cash Paid To Retire:
Preferred Stock
Long-term Debt
Total Retirements 0 0 0 0
Dividends Paid on Common Stock (1,935,000)
Dividends Paid on Preferred Stock
NET CASH PROVIDED (USED) FINANCING (14,550,000) (4,368,379) (311,715) 0
EFFECT OF EXCHANGE RATE CHANGES
NET INCREASE (DECREASE) IN CASH 33,676,418 12,272,768 (47,458) 0
CASH AT BEGINNING OF PERIOD 8,269 (9,516,026) 53,961 0
CASH AT END OF PERIOD 33,684,687 2,756,742 6,503 0
CASH PAID DURING THE PERIOD FOR:
Interest (net of ABFUDC) 46,677 3,530,540 433 0
Income Taxes (State & Federal) (70,848) 6,819,720 2,787 0
NONCASH INVESTING ACTIVITIES:
Utility Assets - Capital Leases 0 8,435 0 0
NonUtility Assets - Capital Leases 0 0 0 0
Total Capital Leases 0 8,435 0 0
American Electric Power Co. and Subsidiaries
Consolidated Statement of Cash Flows
YTD December 31, 2000
----------------------------------------------------------------------------------------------------------------------------
AEPINV FRECo IFRI AEPR AEPC
CONSOL. CONSOL.
----------------------------------------------------------------------------------------------------------------------------
CASH FLOWS - OPERATING ACTIVITIES:
Consolidated Net Income (422,682) 0 1,901,965 (25,528,926)
Adj. to Recon. N/I to Cash Flow:
Depreciation & Amortization 56,523,423 4,789,689
Prov for Def Income Taxes (net) (91,259) 27,524,655 (1,764,965)
Def Invest Tax Credits (net)
AFUDC - Equity
Equity/Undist. Subs. Earnings 172,274 (44,240,461) 18,071,353
Decrease (Increase) in:
Accounts Receivable (net) 21,587 (178,780) 2,133 18,961,632 (14,181,872)
Fuel, Materials & Supplies (1,338) (5,728,540) 2,516,459
Accrued Utility Revenues (70,383,028)
Incr (Decr) in Accounts Payable (58,911) (34,049) (130,823) 14,025,151 (747,406)
Other Oper. Items (net) (Sch 1) 203,149 27,760 11,037 (507,991) (6,983,861)
NET CASH PROVIDED (USED) OPERATING (177,180) (185,069) (117,653) (1,923,194) (23,829,529)
CASH FLOWS - INVESTING ACTIVITIES:
Plant & Property Additions:
Gross Additions to Utility Plant (49,267,347) (14,066,391)
Other Gross Additions (1,408,341)
Total Gross Additions 0 0 0 (50,675,688) (14,066,391)
AFUDC - Equity
Cash Used Plant & Prop. Adds 0 0 0 (50,675,688) (14,066,391)
Invest in Subs - Equity & Debt 0
Proceeds - Sales of Property 2,710,334
Proceeds - Sale & Leaseback Trans
Other Investing Activities (5,640,325) 0 (43,863,267) (46,579,084)
NET CASH PROVIDED (USED) INVESTING (5,640,325) 0 0 (91,828,621) (60,645,475)
CASH FLOWS - FINANCING ACTIVITIES:
Proceeds from Issuances of:
Capital Contributions from Parent 5,743,578 0 840,000
Common Stock
Preferred Stock
Minority Interest 3,176,534 (3,469,896)
Long-term Debt 267,839,999 30,000,000
Change in Money Pool 13,828 251,520 75,589 653,331,075 120,749,576
Short-term Debt (net) 37,254,339 (5,500,000)
Total Issuances 5,757,406 251,520 75,589 961,601,947 142,619,680
Cash Paid To Retire:
Preferred Stock
Long-term Debt (872,136,754) (60,000,000)
Total Retirements 0 0 0 (872,136,754) (60,000,000)
Dividends Paid on Common Stock
Dividends Paid on Preferred Stock
NET CASH PROVIDED (USED) FINANCING 5,757,406 251,520 75,589 89,465,193 82,619,680
EFFECT OF EXCHANGE RATE CHANGES (1,382,874)
NET INCREASE (DECREASE) IN CASH (60,099) 66,451 (42,064) (5,669,496) (1,855,324)
CASH AT BEGINNING OF PERIOD 60,099 4,249 73,750 49,679,027 1,860,422
CASH AT END OF PERIOD 0 70,700 31,686 44,009,531 5,098
CASH PAID DURING THE PERIOD FOR:
Interest (net of ABFUDC) 7,646 0 0 118,507,863 6,436,437
Income Taxes (State & Federal) (301,195) 0 0 (33,979,298) (5,492,143)
NONCASH INVESTING ACTIVITIES:
Utility Assets - Capital Leases 0 0 0 354,657 22,902,591
NonUtility Assets - Capital Leases 0 0 0 0 0
Total Capital Leases 0 0 0 354,657 22,902,591
American Electric Power Co. and Subsidiaries
Consolidated Statement of Cash Flows
YTD December 31, 2000
-------------------------------------------------------------------------------------------------------------------------------
AEPPM AEPES CSW AEPRELLC
CONSOL. (AEP Retail)
-------------------------------------------------------------------------------------------------------------------------------
CASH FLOWS - OPERATING ACTIVITIES:
Consolidated Net Income 9,798,951 222,064,480 (112,727)
Adj. to Recon. N/I to Cash Flow:
Depreciation & Amortization 1,989,241 541,706,945
Prov for Def Income Taxes (net) 0 (57,205,115) 70,136,541 (60,697)
Def Invest Tax Credits (net) (12,750,023)
AFUDC - Equity (792,821)
Equity/Undist. Subs. Earnings (3,466,651)
Decrease (Increase) in:
Accounts Receivable (net) 0 (999,357,733) (786,776,302) (1,540)
Fuel, Materials & Supplies 1,892,498 27,980,999
Accrued Utility Revenues
Incr (Decr) in Accounts Payable 0 935,386,886 706,822,337 22,175
Other Oper. Items (net) (Sch 1) 0 155,510,391 (148,731,096) 2,199
NET CASH PROVIDED (USED) OPERATING 0 48,015,119 616,194,409 (150,590)
CASH FLOWS - INVESTING ACTIVITIES:
Plant & Property Additions:
Gross Additions to Utility Plant (324,217) (878,445,255)
Other Gross Additions (7,955,422)
Total Gross Additions 0 (324,217) (886,400,677) 0
AFUDC - Equity 792,821
Cash Used Plant & Prop. Adds 0 (324,217) (885,607,856) 0
Invest in Subs - Equity & Debt 72,842,890
Proceeds - Sales of Property 39,522,149
Proceeds - Sale & Leaseback Trans
Other Investing Activities (3,166,667) 1,795,833 0
NET CASH PROVIDED (USED) INVESTING 0 (3,490,884) (771,446,984) 0
CASH FLOWS - FINANCING ACTIVITIES:
Proceeds from Issuances of:
Capital Contributions from Parent 17,470,000 0
Common Stock 13,340,997
Preferred Stock
Minority Interest 3,469,896
Long-term Debt 404,232,424
Change in Money Pool 122,849,666 494,141,025 150,590
Short-term Debt (net) (108,175,000) (506,177,338)
Total Issuances 0 32,144,666 409,007,004 150,590
Cash Paid To Retire:
Preferred Stock (2,375)
Long-term Debt (230,451,862)
Total Retirements 0 0 (230,454,237) 0
Dividends Paid on Common Stock (185,495,232)
Dividends Paid on Preferred Stock (11,080)
NET CASH PROVIDED (USED) FINANCING 0 32,144,666 (6,953,545) 150,590
EFFECT OF EXCHANGE RATE CHANGES 25,016,589
NET INCREASE (DECREASE) IN CASH 0 76,668,901 (137,189,531) 0
CASH AT BEGINNING OF PERIOD 0 23,424,431 275,893,381 0
CASH AT END OF PERIOD 0 100,093,332 138,703,850 0
CASH PAID DURING THE PERIOD FOR:
Interest (net of ABFUDC) 0 7,461,093 302,607,796 1,477
Income Taxes (State & Federal) 0 (11,121,338) 127,797,426 0
NONCASH INVESTING ACTIVITIES:
Utility Assets - Capital Leases 0 1,631,536 0 0
NonUtility Assets - Capital Leases 0 0 0 0
Total Capital Leases 0 1,631,536 0 0
Central & Southwest Corporation and Subsidiaries
Consolidated Statement of Cash Flows
YTD December 31, 2000
------------------------------------------------------------------------------------------------------------------------
CSW CONS. ELIM & ADJ COMBINED CSW
CORP.
------------------------------------------------------------------------------------------------------------------------
CASH FLOWS - OPERATING ACTIVITIES:
Consolidated Net Income 222,064,480 (375,488,677) 597,553,157 201,127,699
Adj. to Recon. N/I to Cash Flow:
Depreciation & Amortization 541,706,945 541,706,945 378,905
Prov for Def Income Taxes (net) 70,136,541 0 70,136,541 (418,338)
Def Invest Tax Credits (net) (12,750,023) 0 (12,750,023) 0
AFUDC - Equity (792,821) (792,821) 0
Equity/Undist. Subs. Earnings (3,466,651) 54,850,884 (58,317,535) (38,388,030)
Decrease (Increase) in: 0 0 0
Accounts Rec. Affiliated West 0 (186,879,838) 186,879,838 321,087,299
Accounts Rec. Affiliated East (361,446,318) 0 (361,446,318) 0
Accounts Rec. - Factored West 0 9,401,303 (9,401,303)
Accounts Rec. - Factored East 0 0 0
Accounts Rec. - Nonaffiliated (425,329,984) (425,329,984) 501,607
Dividends Receivable 0 0
Fuel, Materials & Supplies 27,980,999 0 27,980,999 0
Accrued Utility Revenues 0 0 0 0
Accounts Payable - Affiliated West 0 147,086,411 (147,086,411) (20,316,265)
Accounts Payable - Affilaited East 128,100,309 128,100,309 0
Accounts Payable - Nonaffiliated 578,722,028 578,722,028 26,886
Interest Payable - Affiliated West 0 (3,367,250) 3,367,250 0
Interest Payable - Affiliated East 5,192,710 5,192,710 0
Other Oper. Items (net) (Sch 1) (153,923,806) 33,937,144 (188,647,705) 10,050,172
NET CASH PROVIDED (USED) OPERATING 616,194,409 (320,460,023) 935,867,677 474,049,935
CASH FLOWS - INVESTING ACTIVITIES:
Plant & Property Additions:
Gross Additions to Utility Plant (878,445,255) 0 (878,445,255)
Other Gross Additions (7,955,422) (7,955,422)
Total Gross Additions (886,400,677) 0 (886,400,677) 0
AFUDC - Equity 792,821 792,821
Cash Used Plant & Prop. Adds (885,607,856) 0 (885,607,856) 0
Invest in Subs - Equity & Debt 72,842,890 44,002,128 28,840,762 (44,002,128)
Proceeds - Sales of Property 39,522,149 0 39,522,149
Proceeds - Sale & Leaseback Trans 0 0
Other Investing Activities 1,795,833 (17,372,599) 19,168,432
NET CASH PROVIDED (USED) INVESTING (771,446,984) 26,629,529 (798,076,513) (44,002,128)
CASH FLOWS - FINANCING ACTIVITIES:
Proceeds from Issuances of:
Capital Contributions from Parent 0 (44,606,597) 44,606,597
Common Stock 13,340,997 13,340,997 13,340,997
Preferred Stock 0 0 0
Minority Interest 3,469,896 3,469,896 0
Long-term Debt 404,232,424 404,232,424 0
Money Pool Payable - East 494,141,025 494,141,025 0
Money Pool Payable - West 0 0 0 653,805,303
Short-term Debt (net) (506,177,338) (506,177,338) (953,623,908)
Total Issuances 409,007,004 (44,606,597) 453,613,601 (286,477,608)
Cash Paid To Retire:
Preferred Stock (2,375) (2,375) 0
Long-term Debt (230,451,862) (230,451,862) 0
Total Retirements (230,454,237) 0 (230,454,237) 0
Dividends Paid on Common Stock (185,495,232) 337,650,336 (523,145,568) (185,495,232)
Dividends Paid on Preferred Stock (11,080) 786,755 (797,835) 0
NET CASH PROVIDED (USED) FINANCING (6,953,545) 293,830,494 (300,784,039) (471,972,840)
EFFECT OF EXCHANGE RATE CHANGES 25,016,589 25,016,589
NET INCREASE (DECREASE) IN CASH (137,189,531) 0 (137,976,286) (41,925,033)
CASH AT BEGINNING OF PERIOD 275,893,381 0 275,893,381 41,926,233
CASH AT END OF PERIOD 138,703,850 0 137,917,095 1,200
Central & Southwest Corporation and Subsidiaries
Consolidated Statement of Cash Flows
YTD December 31, 2000
------------------------------------------------------------------------------------------------------------------
CSWSC CPLCo PSOCo SWEPCo
CONSOL. CONSOL. CONSOL.
------------------------------------------------------------------------------------------------------------------
CASH FLOWS - OPERATING ACTIVITIES:
Consolidated Net Income 0 189,566,811 66,663,263 72,672,021
Adj. to Recon. N/I to Cash Flow:
Depreciation & Amortization 13,838,091 178,785,763 76,418,418 104,679,480
Prov for Def Income Taxes (net) (427,188) 16,262,886 22,501,211 14,652,952
Def Invest Tax Credits (net) 0 (5,206,908) (1,790,808) (4,481,495)
AFUDC - Equity 0 (235,451) (445,517)
Equity/Undist. Subs. Earnings 0 0 0 0
Decrease (Increase) in:
Accounts Rec. Affiliated West 8,122,226 (14,461,996) (509,166) (3,282,940)
Accounts Rec. Affiliated East 0 (1,556,081) (660,898) (2,083,192)
Accounts Rec. - Factored West 33,214,776 39,889,833 20,583,194
Accounts Rec. - Factored East 0
Accounts Rec. - Nonaffiliated 964,314 (50,099,295) (67,545,362) (16,471,521)
Dividends Receivable
Fuel, Materials & Supplies 0 8,681,476 675,695 22,103,007
Accrued Utility Revenues 0 0 0 0
Accounts Payable - Affiliated West 2,225,270 (14,996,589) 1,645,335 (8,913,313)
Accounts Payable - Affilaited East 0 14,310,840 8,975,404 9,825,334
Accounts Payable - Nonaffiliated (17,517,973) 46,557,596 78,708,775 43,051,804
Interest Payable - Affiliated West 442,167 1,414,664 232,942 588,648
Interest Payable - Affiliated East 613,537 1,493,885 398,208 24,012
Other Oper. Items (net) (Sch 1) 4,981,304 (26,047,637) (63,804,248) (51,897,531)
NET CASH PROVIDED (USED) OPERATING 13,241,748 377,920,191 161,563,151 200,604,943
CASH FLOWS - INVESTING ACTIVITIES:
Plant & Property Additions:
Gross Additions to Utility Plant (2,299,499) (199,484,282) (177,086,740) (120,670,785)
Other Gross Additions 0 0 0
Total Gross Additions (2,299,499) (199,484,282) (177,086,740) (120,670,785)
AFUDC - Equity 0 235,451 445,517
Cash Used Plant & Prop. Adds (2,299,499) (199,484,282) (176,851,289) (120,225,268)
Invest in Subs - Equity & Debt 0 0
Proceeds - Sales of Property 13,115,816 0 0 0
Proceeds - Sale & Leaseback Trans 0 0 0
Other Investing Activities 0 0
NET CASH PROVIDED (USED) INVESTING 10,816,317 (199,484,282) (176,851,289) (120,225,268)
CASH FLOWS - FINANCING ACTIVITIES:
Proceeds from Issuances of:
Capital Contributions from Parent 0 0 0
Common Stock 0 0
Preferred Stock 0 0 0
Minority Interest 0 0
Long-term Debt 0 149,247,902 105,624,759 149,359,763
Money Pool Payable - East 67,908,284 269,711,657 81,120,372 16,822,552
Money Pool Payable - West (90,173,315) (322,157,843) (79,169,026) (140,897,523)
Short-term Debt (net) 0 0 0 0
Total Issuances (22,265,031) 96,801,716 107,576,105 25,284,792
Cash Paid To Retire:
Preferred Stock 0 0 (1,475) (840)
Long-term Debt 0 (101,440,000) (20,000,000) (45,595,000)
Total Retirements 0 (101,440,000) (20,001,475) (45,595,840)
Dividends Paid on Common Stock (155,999,948) (67,999,920) (62,000,009)
Dividends Paid on Preferred Stock (248,883) (212,911) (231,736)
NET CASH PROVIDED (USED) FINANCING (22,265,031) (160,887,115) 19,361,799 (82,542,793)
EFFECT OF EXCHANGE RATE CHANGES 0
NET INCREASE (DECREASE) IN CASH 1,793,034 17,548,794 4,073,661 (2,163,118)
CASH AT BEGINNING OF PERIOD 333,848 7,994,664 3,173,455 3,042,867
CASH AT END OF PERIOD 2,126,882 25,543,458 7,247,116 879,749
Central & Southwest Corporation and Subsidiaries
Consolidated Statement of Cash Flows
YTD December 31, 2000
--------------------------------------------------------------------------------------------------------------------------------
WTUCo SEEBOARD CSW LEASING CREDIT
COMM
--------------------------------------------------------------------------------------------------------------------------------
CASH FLOWS - OPERATING ACTIVITIES:
Consolidated Net Income 27,449,684 98,901,451 (20,924,961) 1,807,422 14,091,544
Adj. to Recon. N/I to Cash Flow:
Depreciation & Amortization 55,171,543 99,769,727 5,864,535 0
Prov for Def Income Taxes (net) 10,638,301 17,421,984 1,511,443 (414,573) 0
Def Invest Tax Credits (net) (1,270,812) 0 0 0 0
AFUDC - Equity (111,853) 0 0 0 0
Equity/Undist. Subs. Earnings 0 (13,527,487) 0 0 0
Decrease (Increase) in:
Accounts Rec. Affiliated West (3,389,847) (83,819,920) (130,185) (242,856)
Accounts Rec. Affiliated East (7,868,922) (349,277,225)
Accounts Rec. - Factored West 22,679,088 (125,768,194)
Accounts Rec. - Factored East
Accounts Rec. - Nonaffiliated (12,865,484) 540,290 (2,717,001) 0 (148,339,588)
Dividends Receivable
Fuel, Materials & Supplies 8,478,146 (1,535,903) (2,048,469) 0 0
Accrued Utility Revenues 0 0 0 0 0
Accounts Payable - Affiliated West 15,353,347 33,184,459 66,344,272 55,007 (3,793,616)
Accounts Payable - Affilaited East 5,910,792 0
Accounts Payable - Nonaffiliated 7,129,141 0 466,772 (7,884) 0
Interest Payable - Affiliated West 112,635 0 420,113 0 0
Interest Payable - Affiliated East 359,677 0 0 0 0
Other Oper. Items (net) (Sch 1) (37,639,600) (28,259,416) (4,852,873) (4,264,322) 12,865,600
NET CASH PROVIDED (USED) OPERATING 90,135,836 122,675,185 43,933,646 (2,824,350) (600,464,335)
2,806,350
CASH FLOWS - INVESTING ACTIVITIES:
Plant & Property Additions:
Gross Additions to Utility Plant (64,589,262) (130,811,479) (38,950,120) 0 0
Other Gross Additions 0 0 (7,955,422) 0 0
Total Gross Additions (64,589,262) (130,811,479) (46,905,542) 0 0
AFUDC - Equity 111,853 0 0 0 0
Cash Used Plant & Prop. Adds (64,477,409) (130,811,479) (46,905,542) 0 0
Invest in Subs - Equity & Debt 4,330,839 0 0 0
Proceeds - Sales of Property 0 25,860,779 0 0 0
Proceeds - Sale & Leaseback Trans 0 0 0 0 0
Other Investing Activities 5,013,871 (500,000) 0 0
NET CASH PROVIDED (USED) INVESTING (64,477,409) (95,605,990) (47,405,542) 0 0
CASH FLOWS - FINANCING ACTIVITIES:
Proceeds from Issuances of:
Capital Contributions from Parent 0 0 0 5,620,069 38,986,528
Common Stock 0 0 0 0 0
Preferred Stock 0 0 0 0 0
Minority Interest 0 3,469,896 0 0
Long-term Debt 0 0 0 0 0
Money Pool Payable - East 58,578,160 0 0 0 0
Money Pool Payable - West (21,407,596) 0 0 0 0
Short-term Debt (net) 0 (19,214,430) 0 0 466,661,000
Total Issuances 37,170,564 (19,214,430) 3,469,896 5,620,069 505,647,528
Cash Paid To Retire:
Preferred Stock (60) 0 0 0 0
Long-term Debt (48,000,000) 0 0 0 0
Total Retirements (48,000,060) 0 0 0 0
Dividends Paid on Common Stock (18,000,031) (17,372,599) 0 (3,000,000) (13,277,829)
Dividends Paid on Preferred Stock (104,305) 0 0 0 0
NET CASH PROVIDED (USED) FINANCING (28,933,832) (36,587,029) 3,469,896 2,620,069 492,369,699
EFFECT OF EXCHANGE RATE CHANGES (5,795,041) 0 0 0
NET INCREASE (DECREASE) IN CASH (3,275,405) (15,312,875) (2,000) (204,281) (108,094,636)
CASH AT BEGINNING OF PERIOD 6,073,322 89,255,492 4,000 1,209,047 107,671,025
CASH AT END OF PERIOD 2,797,917 73,942,617 2,000 1,004,766 (423,611)
Central & Southwest Corporation and Subsidiaries
Consolidated Statement of Cash Flows
YTD December 31, 2000
-------------------------------------------------------------------------------------------------------------------
CSW ESI CSW CSW
ENERGY INT'L. ENERSHOP
-------------------------------------------------------------------------------------------------------------------
CASH FLOWS - OPERATING ACTIVITIES:
Consolidated Net Income (1,580,095) (19,113,731) (30,640,450) (2,467,501)
Adj. to Recon. N/I to Cash Flow:
Depreciation & Amortization 5,982,240 151,706 416,511 250,026
Prov for Def Income Taxes (net) 4,864,165 0 (16,456,302) 0
Def Invest Tax Credits (net) 0 0 0 0
AFUDC - Equity 0 0 0 0
Equity/Undist. Subs. Earnings (5,561,498) 0 (840,520) 0
Decrease (Increase) in:
Accounts Rec. Affiliated West 2,478,014 (23,820,958) (15,202,563) 52,730
Accounts Rec. Affiliated East
Accounts Rec. - Factored West 0
Accounts Rec. - Factored East
Accounts Rec. - Nonaffiliated (66,099,208) 1,036,519 (64,738,346) 503,091
Dividends Receivable
Fuel, Materials & Supplies 0 (8,372,953) 0 0
Accrued Utility Revenues 0 0 0 0
Accounts Payable - Affiliated West (149,362,048) (28,069,663) (22,221,051) (18,221,556)
Accounts Payable - Affilaited East 2,137,130 69,478,955 0 17,461,854
Accounts Payable - Nonaffiliated 373,466,056 16,461,953 30,786,254 (407,352)
Interest Payable - Affiliated West 711,583 (358,565) (203,185) 6,248
Interest Payable - Affiliated East 2,137,130 0 166,261 0
Other Oper. Items (net) (Sch 1) (10,275,612) 7,797,943 195,953 2,502,562
NET CASH PROVIDED (USED) OPERATING 158,897,857 15,191,206 (118,737,438) (319,898)
CASH FLOWS - INVESTING ACTIVITIES:
Plant & Property Additions:
Gross Additions to Utility Plant (144,542,873) 0 (10,215) 0
Other Gross Additions 0 0 0 0
Total Gross Additions (144,542,873) 0 (10,215) 0
AFUDC - Equity 0 0 0 0
Cash Used Plant & Prop. Adds (144,542,873) 0 (10,215) 0
Invest in Subs - Equity & Debt 0 68,512,051 0
Proceeds - Sales of Property 225,656 0 319,898
Proceeds - Sale & Leaseback Trans 0 0 0
Other Investing Activities (1,024,833) 0 15,679,394 0
NET CASH PROVIDED (USED) INVESTING (145,567,706) 225,656 84,181,230 319,898
CASH FLOWS - FINANCING ACTIVITIES:
Proceeds from Issuances of:
Capital Contributions from Parent 0 0 0 0
Common Stock 0 0 0 0
Preferred Stock 0 0 0 0
Minority Interest 0 0 0 0
Long-term Debt 0 0 0 0
Money Pool Payable - East 0 0 0 0
Money Pool Payable - West 0 0 0 0
Short-term Debt (net) 0 0 0 0
Total Issuances 0 0 0 0
Cash Paid To Retire:
Preferred Stock 0 0 0 0
Long-term Debt 0 (15,416,862) 0 0
Total Retirements 0 (15,416,862) 0 0
Dividends Paid on Common Stock 0 0 0 0
Dividends Paid on Preferred Stock 0 0 0 0
NET CASH PROVIDED (USED) FINANCING 0 (15,416,862) 0 0
EFFECT OF EXCHANGE RATE CHANGES 0 0 30,811,630
NET INCREASE (DECREASE) IN CASH 13,330,151 0 (3,744,578) 0
CASH AT BEGINNING OF PERIOD 7,057,451 0 8,151,977 0
CASH AT END OF PERIOD 20,387,602 0 4,407,399 0
AMERICAN ELECTRIC POWER COMPANY, INC.
AND SUBSIDIARY COMPANIES
CONSOLIDATING RETAINED EARNINGS
YEAR TO DATE THROUGH DECEMBER 31, 2000
---------------------------------------------------------------------------------------------------------------------------
AEP AEP APCO
DESCRIPTION CONSOLIDATED ELIMINATIONS AEP CONSOLIDATED
---------------------------------------------------------------------------------------------------------------------------
BALANCE AT BEGINNING OF YEAR 3,629,908,332.31 (1,396,378,887.94) 1,740,366,607.31 175,854,480.59
Preferred Stock Dividend Req of Subsidiaries (10,963,432.71) 0.00
Net Income (Loss) 278,031,324.51 (453,368,825.01) 267,067,866.37 73,844,300.42
NET INCOME (LOSS) 267,067,891.80 (453,368,825.01) 267,067,866.37 73,844,300.42
TOTAL 3,896,976,224.11 (3,739,289,437.95) 2,007,434,473.68 249,698,781.01
DEDUCTIONS:
Div Declrd - Common Stk - Asso (0.00) 943,821,753.93 0.00 (126,611,810.52)
Div Declrd - Common - NonAssoc (804,835,821.60) 0.00 (619,340,589.60) 0.00
DIVIDEND DECLARED ON COMMON (804,835,821.60) 1,129,316,985.93 (619,340,589.60) (126,611,810.52)
Dividends Decl-Preferred Stock 0.00 10,323,033.97 0.00 (1,771,127.26)
DIVIDEND DECLARED ON PREFERRED 0.00 10,323,033.97 0.00 (1,771,127.26)
ADJUSTMENT RETAINED EARNINGS (2,088,742.34) (1,887,713,760.69) 1,701,957,750.66 (732,059.51)
TOTAL DEDUCTIONS (806,924,563.94) 1,144,290,825.21 1,082,617,161.06 (129,114,997.29)
BALANCE AT END OF PERIOD 3,090,051,660.17 (2,594,998,612.74) 3,090,051,634.74 120,583,783.72
AMERICAN ELECTRIC POWER COMPANY, INC.
AND SUBSIDIARY COMPANIES
CONSOLIDATING RETAINED EARNINGS
YEAR TO DATE THROUGH DECEMBER 31, 2000
---------------------------------------------------------------------------------------------------------------------------
CSPCO I&M
DESCRIPTION CONSOLIDATED CONSOLIDATED KEPCO KGPCO
---------------------------------------------------------------------------------------------------------------------------
BALANCE AT BEGINNING OF YEAR 246,583,844.18 166,388,687.17 67,110,068.92 7,185,424.40
Preferred Stock Dividend Req of Subsidiaries
Net Income (Loss) 94,966,011.81 (132,031,676.11) 20,763,113.13 785,908.27
NET INCOME (LOSS) 94,966,011.81 (132,031,676.11) 20,763,113.13 785,908.27
TOTAL 341,549,855.99 34,357,011.06 87,873,182.05 7,971,332.67
DEDUCTIONS:
Div Declrd - Common Stk - Asso (240,600,147.95) (26,289,998.00) (30,360,002.80) (2,752,002.00)
Div Declrd - Common - NonAssoc 0.00 0.00 0.00 0.00
DIVIDEND DECLARED ON COMMON (240,600,147.95) (26,289,998.00) (30,360,002.80) (2,752,002.00)
Dividends Decl-Preferred Stock (1,400,000.00) (4,489,442.20) 0.00 0.00
DIVIDEND DECLARED ON PREFERRED (1,400,000.00) (4,489,442.20) 0.00 0.00
ADJUSTMENT RETAINED EARNINGS (480,796.68) (134,311.44) 0.00 0.00
TOTAL DEDUCTIONS (242,480,944.63) (30,913,751.64) (30,360,002.80) (2,752,002.00)
BALANCE AT END OF PERIOD 99,068,911.36 3,443,259.42 57,513,179.25 5,219,330.67
AMERICAN ELECTRIC POWER COMPANY, INC.
AND SUBSIDIARY COMPANIES
CONSOLIDATING RETAINED EARNINGS
YEAR TO DATE THROUGH DECEMBER 31, 2000
---------------------------------------------------------------------------------------------------------------------------
OPCO
DESCRIPTION CONSOLIDATED WPCO AEGCO AEPSC
---------------------------------------------------------------------------------------------------------------------------
BALANCE AT BEGINNING OF YEAR 587,424,262.56 7,790,690.63 3,672,842.69 0.00
Preferred Stock Dividend Req of Subsidiaries
Net Income (Loss) 83,737,347.24 3,790,909.11 7,984,599.90 0.00
NET INCOME (LOSS) 83,737,347.24 3,790,909.11 7,984,599.90 0.00
TOTAL 671,161,609.80 11,581,599.74 11,657,442.59 0.00
DEDUCTIONS:
Div Declrd - Common Stk - Asso (271,812,642.71) (2,860,002.00) (1,935,000.00) 0.00
Div Declrd - Common - NonAssoc 0.00 0.00 0.00 0.00
DIVIDEND DECLARED ON COMMON (271,812,642.71) (2,860,002.00) (1,935,000.00) 0.00
Dividends Decl-Preferred Stock (1,262,464.51) 0.00 0.00 0.00
DIVIDEND DECLARED ON PREFERRED (1,262,464.51) 0.00 0.00 0.00
ADJUSTMENT RETAINED EARNINGS 0.00 0.00 0.00 0.00
TOTAL DEDUCTIONS (273,075,107.22) (2,860,002.00) (1,935,000.00) 0.00
BALANCE AT END OF PERIOD 398,086,502.58 8,721,597.74 9,722,442.59 0.00
AMERICAN ELECTRIC POWER COMPANY, INC.
AND SUBSIDIARY COMPANIES
CONSOLIDATING RETAINED EARNINGS
YEAR TO DATE THROUGH DECEMBER 31, 2000
---------------------------------------------------------------------------------------------------------------------------
DESCRIPTION CCCO FRECO IFRI AEPPM
---------------------------------------------------------------------------------------------------------------------------
BALANCE AT BEGINNING OF YEAR 0.00 19,968.85 0.00 (152.00)
Preferred Stock Dividend Req of Subsidiaries
Net Income (Loss) 0.00 0.00 0.00 0.00
NET INCOME (LOSS) 0.00 0.00 0.00 0.00
TOTAL 0.00 19,968.85 0.00 (152.00)
DEDUCTIONS:
Div Declrd - Common Stk - Asso 0.00 0.00 0.00 0.00
Div Declrd - Common - NonAssoc 0.00 0.00 0.00 0.00
DIVIDEND DECLARED ON COMMON 0.00 0.00 0.00 0.00
Dividends Decl-Preferred Stock 0.00 0.00 0.00 0.00
DIVIDEND DECLARED ON PREFERRED 0.00 0.00 0.00 0.00
ADJUSTMENT RETAINED EARNINGS 0.00 0.00 0.00 0.00
TOTAL DEDUCTIONS 0.00 0.00 0.00 0.00
BALANCE AT END OF PERIOD 0.00 19,968.85 0.00 (152.00)
AMERICAN ELECTRIC POWER COMPANY, INC.
AND SUBSIDIARY COMPANIES
CONSOLIDATING RETAINED EARNINGS
YEAR TO DATE THROUGH DECEMBER 31, 2000
---------------------------------------------------------------------------------------------------------------------------
AEPINV AEPR
DESCRIPTION AEPES CONSOLIDATED CONSOLIDATED AEPPRO
---------------------------------------------------------------------------------------------------------------------------
BALANCE AT BEGINNING OF YEAR (50,237,325.79) (9,756,988.87) (34,639,938.20) (2,739,882.86)
Preferred Stock Dividend Req of Subsidiaries
Net Income (Loss) 9,798,951.24 (422,682.16) 1,902,316.72 (2,352,359.96)
NET INCOME (LOSS) 9,798,951.24 (422,682.16) 1,902,316.72 (2,352,359.96)
TOTAL (40,438,374.55) (10,179,671.03) (32,737,621.48) (5,092,242.82)
DEDUCTIONS:
Div Declrd - Common Stk - Asso 0.00 0.00 0.00 0.00
Div Declrd - Common - NonAssoc 0.00 0.00 0.00 0.00
DIVIDEND DECLARED ON COMMON 0.00 0.00 0.00 0.00
Dividends Decl-Preferred Stock 0.00 0.00 0.00 0.00
DIVIDEND DECLARED ON PREFERRED 0.00 0.00 0.00 0.00
ADJUSTMENT RETAINED EARNINGS 0.00 0.00 0.00 0.00
TOTAL DEDUCTIONS 0.00 0.00 0.00 0.00
BALANCE AT END OF PERIOD (40,438,374.55) (10,179,671.03) (32,737,621.48) (5,092,242.82)
AMERICAN ELECTRIC POWER COMPANY, INC.
AND SUBSIDIARY COMPANIES
CONSOLIDATING RETAINED EARNINGS
YEAR TO DATE THROUGH DECEMBER 31, 2000
---------------------------------------------------------------------------------------------------------
AEPC CSW
DESCRIPTION CONSOLIDATED CONSOLIDATED AEPRELLC
---------------------------------------------------------------------------------------------------------
BALANCE AT BEGINNING OF YEAR (14,860,938.51) 1,889,541,725.00 0.00
Preferred Stock Dividend Req of Subsidiaries
Net Income (Loss) (25,528,924.80) 221,277,725.00 (112,726.61)
NET INCOME (LOSS) (25,528,924.80) 221,277,725.00 (112,726.61)
TOTAL (40,389,863.31) 2,110,819,450.00 (112,726.61)
DEDUCTIONS:
Div Declrd - Common Stk - Asso 0.00
Div Declrd - Common - NonAssoc 0.00 (185,495,232.00)
DIVIDEND DECLARED ON COMMON 0.00 (185,495,232.00) 0.00
Dividends Decl-Preferred Stock 0.00
DIVIDEND DECLARED ON PREFERRED 0.00 0.00 0.00
ADJUSTMENT RETAINED EARNINGS 0.00 (2,822,841.00) 0.00
TOTAL DEDUCTIONS 0.00 (188,318,073.00) 0.00
BALANCE AT END OF PERIOD (40,389,863.31) 1,922,501,377.00 (112,726.61)
Notes to Consolidating Financial Statements.
Notes to financial statements are incorporated herein by reference to the 2000
Annual Report on Form 10-K filed by the respective companies reporting to the
Securities and Exchange Commission pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934.
FINANCIAL STATEMENTS OF SUBSIDIARIES NOT CONSOLIDATED:
OHIO VALLEY ELECTRIC CORPORATION
STATEMENT OF INCOME
YEAR ENDED DECEMBER 31, 2000
(in thousands)
(UNAUDITED)
OPERATING REVENUES. . . . . . . . . . . . . . . . . . . $440,796
--------
OPERATING EXPENSES:
Fuel. . . . . . . . . . . . . . . . . . . . . . . . . 85,309
Purchased Power . . . . . . . . . . . . . . . . . . . 288,588
Other Operation . . . . . . . . . . . . . . . . . . . 24,123
Maintenance . . . . . . . . . . . . . . . . . . . . . 21,650
Depreciation. . . . . . . . . . . . . . . . . . . . . 2,746
Taxes Other Than Federal Income Taxes . . . . . . . . 5,457
Federal Income Taxes. . . . . . . . . . . . . . . . . 4,338
--------
TOTAL OPERATING EXPENSES. . . . . . . . . . . 432,211
--------
OPERATING INCOME. . . . . . . . . . . . . . . . . . . . 8,585
NONOPERATING INCOME . . . . . . . . . . . . . . . . . . 665
--------
INCOME BEFORE INTEREST CHARGES. . . . . . . . . . . . . 9,250
INTEREST CHARGES. . . . . . . . . . . . . . . . . . . . 6,612
--------
NET INCOME. . . . . . . . . . . . . . . . . . . . . . . $ 2,638
========
OHIO VALLEY ELECTRIC CORPORATION
STATEMENT OF RETAINED EARNINGS
YEAR ENDED DECEMBER 31, 2000
(in thousands)
(UNAUDITED)
RETAINED EARNINGS JANUARY 1 . . . . . . . . . . . . . . $1,995
NET INCOME. . . . . . . . . . . . . . . . . . . . . . . 2,638
CASH DIVIDENDS DECLARED . . . . . . . . . . . . . . . . 2,700
------
RETAINED EARNINGS DECEMBER 31 . . . . . . . . . . . . . $1,933
======
OHIO VALLEY ELECTRIC CORPORATION
BALANCE SHEET
DECEMBER 31, 2000
(in thousands)
(UNAUDITED)
ASSETS
ELECTRIC UTILITY PLANT:
Electric Plant (at cost). . . . . . . . . . . . . . . $299,817
Construction Work in Progress . . . . . . . . . . . . 11,999
--------
Total Electric Utility Plant. . . . . . . . . 311,816
Accumulated Depreciation and Amortization . . . . . . 289,989
--------
NET ELECTRIC UTILITY PLANT. . . . . . . . . . 21,827
--------
INVESTMENTS AND OTHER . . . . . . . . . . . . . . . . . 47,170
--------
CURRENT ASSETS:
Cash and Cash Equivalents . . . . . . . . . . . . . . 3,747
Accounts Receivable . . . . . . . . . . . . . . . . . 39,675
Coal in Storage - at average cost . . . . . . . . . . 4,206
Materials and Supplies - at average cost. . . . . . . 10,292
Prepayments and Other . . . . . . . . . . . . . . . . 5,727
--------
TOTAL CURRENT ASSETS. . . . . . . . . . . . . 63,647
--------
FUTURE FEDERAL INCOME TAX BENEFITS. . . . . . . . . . . 23,773
--------
REGULATORY ASSETS . . . . . . . . . . . . . . . . . . . 30,337
--------
TOTAL . . . . . . . . . . . . . . . . . . . $186,754
========
OHIO VALLEY ELECTRIC CORPORATION
BALANCE SHEET
DECEMBER 31, 2000
(in thousands)
(UNAUDITED)
CAPITALIZATION AND LIABILITIES
SHAREHOLDERS' EQUITY:
Common Stock - Par Value $100:
Authorized - 300,000 Shares
Outstanding - 100,000 Shares. . . . . . . . . . . . $ 10,000
Retained Earnings . . . . . . . . . . . . . . . . . . 1,933
--------
Total Shareowners' Equity . . . . . . . . . . 11,933
Long-term Debt - Notes Payable. . . . . . . . . . . . 36,103
--------
TOTAL CAPITALIZATION. . . . . . . . . . . . . 48,036
--------
CURRENT LIABILITIES:
Long-term Debt Due Within One Year. . . . . . . . . . 13,946
Short-term Debt . . . . . . . . . . . . . . . . . . . 40,000
Accounts Payable. . . . . . . . . . . . . . . . . . . 9,288
Taxes Accrued . . . . . . . . . . . . . . . . . . . . 11,126
Interest Accrued and Other. . . . . . . . . . . . . . 3,037
--------
TOTAL CURRENT LIABILITIES . . . . . . . . . . 77,397
--------
INVESTMENT TAX CREDITS. . . . . . . . . . . . . . . . . 10,610
--------
POSTRETIREMENT BENEFIT OBLIGATION . . . . . . . . . . . 21,677
--------
AMOUNTS DUE TO CUSTOMERS FOR FEDERAL INCOME TAXES . . . 19,183
--------
OTHER REGULATORY LIABILITIES AND DEFERRED CREDITS . . . 9,851
--------
TOTAL . . . . . . . . . . . . . . . . . . . $186,754
========
OHIO VALLEY ELECTRIC CORPORATION
STATEMENT OF CASH FLOWS
YEAR ENDED DECEMBER 31, 2000
(in thousands)
(UNAUDITED)
OPERATING ACTIVITIES:
Net Income. . . . . . . . . . . . . . . . . . . . . . $ 2,638
Adjustments for Noncash Items:
Depreciation. . . . . . . . . . . . . . . . . . . . 2,746
Future Federal Income Tax Benefits. . . . . . . . . (2,318)
Changes in Certain Current Assets and Liabilities:
Accounts Receivable . . . . . . . . . . . . . . . 10,898
Coal, Materials and Supplies. . . . . . . . . . . 2,553
Accounts Payable. . . . . . . . . . . . . . . . . 1,669
Accrued Taxes . . . . . . . . . . . . . . . . . . 2,288
SO2 Allowances. . . . . . . . . . . . . . . . . . 1,915
Other (net) . . . . . . . . . . . . . . . . . . . . . (1,168)
------
Net Cash Flows From Operating Activities . . . . . 21,221
------
INVESTING ACTIVITIES:
Construction Expenditures . . . . . . . . . . . . . . (9,782)
Reimbursement for Plant Replacements and
Additional Facilities. . . . . . . . . . . . . . . . 2,746
Advances Returned from Subsidiary . . . . . . . . . . 7,356
--------
Net Cash Flows From Investing Activities . . . . 320
--------
FINANCING ACTIVITIES:
Retirement of Long-term Debt. . . . . . . . . . . . . (7,856)
Change in Short-term Debt . . . . . . . . . . . . . . (10,000)
Dividends Paid. . . . . . . . . . . . . . . . . . . . (2,700)
--------
Net Cash Flows Used For Financing Activities . . (20,556)
--------
Net Increase in Cash and Cash Equivalents . . . . . . 985
Cash and Cash Equivalents January 1 . . . . . . . . . 2,762
--------
Cash and Cash Equivalents December 31 . . . . . . . . $ 3,747
========
Supplemental Disclosure:
Interest Paid (net of capitalized amounts). . . . . . $6,417
======
Income Taxes Paid . . . . . . . . . . . . . . . . . . $4,100
======
Untitled
EXHIBIT A
Incorporation By Reference
Form 10K
Annual Report
Year File Number
AEP 2000 1-3525
AEGCo 2000 0-18135
APCo 2000 1-3457
CPL 2000 0-346
CSP 2000 1-2680
I&M 2000 1-3570
KPCo 2000 1-6858
OPCo 2000 1-6543
PSO 2000 0-343
SWEPCo 2000 1-3146
WTU 2000 0-340
EXHIBIT INDEX (Exhibits B and C)
Certain of the following exhibits, designated with an asterisk(*), are filed herewith. The exhibits not so
designated have heretofore been filed with the Commission and, pursuant to 17 C.F.R. 229.10(d) and 240.12b-32, are
incorporated herein by reference to the documents indicated in brackets following the descriptions of such
exhibits. Exhibits, designated with a dagger (&), are management contracts or compensatory plans or arrangements
required to be filed as an exhibit to this form pursuant to Item 14(c) of this report.
Exhibit Number Description
AEGCo
3(a) -- Copy of Articles of Incorporation of AEGCo [Registration Statement on Form 10 for the Common
Shares of AEGCo, File No. 0-18135, Exhibit 3(a)].
*3(b) -- Copy of the Code of Regulations of AEGCo (amended as of June 15, 2000).
10(a) -- Copy of Capital Funds Agreement dated as of December 30, 1988 between AEGCo and AEP
[Registration Statement No. 33-32752, Exhibit 28(a)].
10(b)(1) -- Copy of Unit Power Agreement dated as of March 31, 1982 between AEGCo and I&M, as amended
[Registration Statement No. 33-32752, Exhibits 28(b)(1)(A) and 28(b)(1)(B)].
10(b)(2) -- Copy of Unit Power Agreement, dated as of August 1, 1984, among AEGCo, I&M and KEPCo
[Registration Statement No. 33-32752, Exhibit 28(b)(2)].
10(b)(3) -- Copy of Agreement, dated as of October 1, 1984, among AEGCo, I&M, APCo and Virginia Electric
and Power Company [Registration Statement No. 33-32752, Exhibit 28(b)(3)].
10(c) -- Copy of Lease Agreements, dated as of December 1, 1989, between AEGCo and Wilmington Trust
Company, as amended [Registration Statement No. 33-32752, Exhibits 28(c)(1)(C), 28(c)(2)(C),
28(c)(3)(C), 28(c)(4)(C), 28(c)(5)(C) and 28(c)(6)(C); Annual Report on Form 10-K of AEGCo
for the fiscal year ended December 31, 1993, File No. 0-18135, Exhibits 10(c)(1)(B),
10(c)(2)(B), 10(c)(3)(B), 10(c)(4)(B), 10(c)(5)(B) and 10(c)(6)(B)].
*13 -- Copy of those portions of the AEGCo 2000 Annual Report (for the fiscal year ended December
31, 2000) which are incorporated by reference in this filing.
*24 -- Power of Attorney.
AEP++
3(a) -- Copy of Restated Certificate of Incorporation of AEP, dated October 29, 1997 [Quarterly
Report on Form 10-Q of AEP for the quarter ended September 30, 1997, File No. 1-3525, Exhibit
3(a)].
3(b) -- Copy of Certificate of Amendment of the Restated Certificate of Incorporation of AEP, dated
January 13, 1999 [Annual Report on Form 10-K of AEP for the fiscal year ended December 31,
1998, File No. 1-3525, Exhibit 3(b)].
3(c) -- Composite copy of the Restated Certificate of Incorporation of AEP, as amended [Annual Report
on Form 10-K of AEP for the fiscal year ended December 31, 1998, File No. 1-3525, Exhibit
3(c)].
3(d) -- Copy of By-Laws of AEP, as amended through January 28, 1998 [Annual Report on Form 10-K of
AEP for the fiscal year ended December 31, 1997, File No. 1-3525, Exhibit 3(b)].
10(a) -- Interconnection Agreement, dated July 6, 1951, among APCo, CSPCo, KEPCo, OPCo and I&M and
with the Service Corporation, as amended [Registration Statement No. 2-52910, Exhibit 5(a);
Registration Statement No. 2-61009, Exhibit 5(b); and Annual Report on Form 10-K of AEP for
the fiscal year ended December 31, 1990, File No. 1-3525, Exhibit 10(a)(3)].
10(b) -- Copy of Transmission Agreement, dated April 1, 1984, among APCo, CSPCo, I&M, KEPCo, OPCo and
with the Service Corporation as agent, as amended [Annual Report on Form 10-K of AEP for the
fiscal year ended December 31, 1985, File No. 1-3525,
AEP++ (continued)
Exhibit 10(b); and Annual Report on Form 10-K of AEP for the fiscal year ended December 31,
1988, File No. 1-3525, Exhibit 10(b)(2)].
10(c) -- Copy of Lease Agreements, dated as of December 1, 1989, between AEGCo or I&M and Wilmington
Trust Company, as amended [Registration Statement No. 33-32752, Exhibits 28(c)(1)(C),
28(c)(2)(C), 28(c)(3)(C), 28(c)(4)(C), 28(c)(5)(C) and 28(c)(6)(C); Registration Statement
No. 33-32753, Exhibits 28(a)(1)(C), 28(a)(2)(C), 28(a)(3)(C), 28(a)(4)(C), 28(a)(5)(C) and
28(a)(6)(C); and Annual Report on Form 10-K of AEGCo for the fiscal year ended December 31,
1993, File No. 0-18135, Exhibits 10(c)(1)(B), 10(c)(2)(B), 10(c)(3)(B), 10(c)(4)(B),
10(c)(5)(B) and 10(c)(6)(B); Annual Report on Form 10-K of I&M for the fiscal year ended
December 31, 1993, File No. 1-3570, Exhibits 10(e)(1)(B), 10(e)(2)(B), 10(e)(3)(B),
10(e)(4)(B), 10(e)(5)(B) and 10(e)(6)(B)].
10(d) -- Lease Agreement dated January 20, 1995 between OPCo and JMG Funding, Limited Partnership, and
amendment thereto (confidential treatment requested) [Annual Report on Form 10-K of OPCo for
the fiscal year ended December 31, 1994, File No. 1-6543, Exhibit 10(l)(2)].
10(e) -- Modification No. 1 to the AEP System Interim Allowance Agreement, dated July 28, 1994, among
APCo, CSPCo, I&M, KEPCo, OPCo and the Service Corporation [Annual Report on Form 10-K of AEP
for the fiscal year ended December 31, 1996, File No. 1-3525, Exhibit 10(l)].
10(f)(1) -- Agreement and Plan of Merger, dated as of December 21, 1997, By and Among American Electric
Power Company, Inc., Augusta Acquisition Corporation and Central and South West Corporation
[Annual Report on Form 10-K of AEP for the fiscal year ended December 31, 1997, File No.
1-3525, Exhibit 10(f)].
10(f)(2) -- Amendment No. 1, dated as of December 31, 1999, to the Agreement and Plan of Merger [Current
Report on Form 8-K of AEP dated December 15, 1999, File No. 1-3525, Exhibit 10].
&10(g)(1) -- AEP Deferred Compensation Agreement for certain executive officers [Annual Report on Form
10-K of AEP for the fiscal year ended December 31, 1985, File No. 1-3525, Exhibit 10(e)].
&10(g)(2) -- Amendment to AEP Deferred Compensation Agreement for certain executive officers [Annual
Report on Form 10-K of AEP for the fiscal year ended December 31, 1986, File No. 1-3525,
Exhibit 10(d)(2)].
&10(h) -- AEP Accident Coverage Insurance Plan for directors [Annual Report on Form 10-K of AEP for the
fiscal year ended December 31, 1985, File No. 1-3525, Exhibit 10(g)].
*&10(i)(1) -- AEP Deferred Compensation and Stock Plan for Non-Employee Directors, as amended June 1, 2000.
*&10(i)(2) -- AEP Stock Unit Accumulation Plan for Non-Employee Directors, as amended June 1, 2000.
*&10(j)(1)(A) -- AEP System Excess Benefit Plan, Amended and Restated as of January 1, 2001.
&10(j)(1)(B) -- Guaranty by AEP of the Service Corporation Excess Benefits Plan [Annual Report on Form 10-K
of AEP for the fiscal year ended December 31, 1990, File No. 1-3525, Exhibit 10(h)(1)(B)].
*&10(j)(2) -- AEP System Supplemental Retirement Savings Plan, Amended and Restated as of January 1, 2001
(Non-Qualified).
&10(j)(3) -- Service Corporation Umbrella Trust for Executives [Annual Report on Form 10-K of AEP for the
fiscal year ended December 31, 1993, File No. 1-3525, Exhibit 10(g)(3)].
&10(k) -- Employment Agreement between E. Linn Draper, Jr. and AEP and the Service Corporation [Annual
Report on Form 10-K of AEGCo for the fiscal year ended December 31, 1991, File No. 0-18135,
Exhibit 10(g)(3)].
&10(l) -- AEP System Senior Officer Annual Incentive Compensation Plan[Annual Report on Form 10-K of
AEP for the fiscal year ended December 31, 1996, File No. 1-3525, Exhibit 10(i)(1)].
AEP++ (continued)
&10(m) -- AEP System Survivor Benefit Plan, effective January 27, 1998 [Quarterly Report on Form 10-Q
of AEP for the quarter ended September 30, 1998, File No. 1-3525, Exhibit 10].
&10(n) -- Letter agreement between AEP and Donald M. Clements, Jr. dated August 19, 1994 [Annual Report
on Form 10-K of AEP for the fiscal year ended December 31, 1998, File No. 1-3525, Exhibit
10(n)].
&10(o) -- AEP Senior Executive Severance Plan for Merger with Central and South West Corporation,
effective March 1, 1999 [Annual Report on Form 10-K of AEP for the fiscal year ended December
31, 1998, File No. 1-3525, Exhibit 10(o)].
&10(p) -- AEP Change In Control Agreement [Annual Report on Form 10-K of AEP for the fiscal year ended
December 31, 1999, File No. 1-3525, Exhibit 10(p)].
&10(q) -- AEP System 2000 Long-Term Incentive Plan [Proxy Statement of AEP, March 10, 2000].
*&10(r)(1) -- Employment Agreement between Paul Addis and the Service Corporation dated January 17, 1996.
*&10(r)(2) -- Amending Agreement dated July 30, 1998 to Employment Agreement of Paul Addis.
*&10(r)(3) -- AEP Energy Services Incentive Compensation Plan.
*&10(r)(4) -- AEP Energy Services Phantom Equity Plan.
*&10(s) -- Memorandum of agreement between Susan Tomasky and the Service Corporation dated January 3,
2001.
*13 -- Copy of those portions of the AEP 2000 Annual Report (for the fiscal year ended December 31,
2000) which are incorporated by reference in this filing.
*21 -- List of subsidiaries of AEP.
*23(a) -- Consent of Deloitte & Touche llp.
*23(b) -- Consent of Arthur Andersen LLP.
*23(c) -- Consent of KPMG Audit plc.
*24 -- Power of Attorney.
APCo++
3(a) -- Copy of Restated Articles of Incorporation of APCo, and amendments thereto to November 4,
1993 [Registration Statement No. 33-50163, Exhibit 4(a); Registration Statement No. 33-53805,
Exhibits 4(b) and 4(c)].
3(b) -- Copy of Articles of Amendment to the Restated Articles of Incorporation of APCo, dated June
6, 1994 [Annual Report on Form 10-K of APCo for the fiscal year ended December 31, 1994, File
No. 1-3457, Exhibit 3(b)].
3(c) -- Copy of Articles of Amendment to the Restated Articles of Incorporation of APCo, dated March
6, 1997 [Annual Report on Form 10-K of APCo for the fiscal year ended December 31, 1996, File
No. 1-3457, Exhibit 3(c)].
3(d) -- Composite copy of the Restated Articles of Incorporation of APCo (amended as of March 7,
1997) [Annual Report on Form 10-K of APCo for the fiscal year ended December 31, 1996, File
No. 1-3457, Exhibit 3(d)].
*3(e) -- Copy of By-Laws of APCo (amended as of June 15, 2000).
4(a) -- Copy of Mortgage and Deed of Trust, dated as of December 1, 1940, between APCo and Bankers
Trust Company and R. Gregory Page, as Trustees, as amended and supplemented [Registration
Statement No. 2-7289, Exhibit 7(b); Registration Statement No. 2-19884, Exhibit 2(1);
Registration Statement No. 2-24453, Exhibit2(n); Registration Statement No. 2-60015, Exhibits
2(b)(2), 2(b)(3), 2(b)(4), 2(b)(5), 2(b)(6), 2(b)(7), 2(b)(8), 2(b)(9), 2(b)(10), 2(b)(12),
2(b)(14), 2(b)(15), 2(b)(16), 2(b)(17), 2(b)(18), 2(b)(19), 2(b)(20), 2(b)(21), 2(b)(22),
2(b)(23), 2(b)(24), 2(b)(25), 2(b)(26), 2(b)(27) and 2(b)(28); Registration Statement No.
2-64102, Exhibit 2(b)(29); Registration Statement No. 2-66457, Exhibits (2)(b)(30) and
2(b)(31); Registration Statement No. 2-69217, Exhibit 2(b)(32); Registration Statement No.
2-86237, Exhibit 4(b); Registration Statement No. 33-11723, Exhibit 4(b); Registration
APCo++ (continued)
Statement No. 33-17003, Exhibit 4(a)(ii), Registration Statement No. 33-30964, Exhibit 4(b);
Registration Statement No. 33-40720, Exhibit 4(b); Registration Statement No. 33-45219,
Exhibit 4(b); Registration Statement No. 33-46128, Exhibits 4(b) and 4(c); Registration
Statement No. 33-53410, Exhibit 4(b); Registration Statement No. 33-59834, Exhibit 4(b);
Registration Statement No. 33-50229, Exhibits 4(b) and 4(c); Registration Statement No.
33-58431, Exhibits 4(b), 4(c), 4(d) and 4(e); Registration Statement No. 333-01049, Exhibits
4(b) and 4(c); Registration Statement No. 333-20305, Exhibits 4(b) and4(c); Annual Report on
Form 10-K of APCo for the fiscal year ended December 31, 1996, File No. 1-3457, Exhibit 4(b);
Annual Report on Form 10-K of APCo for the fiscal year ended December 31, 1998, File No.
1-3457, Exhibit 4(b)].
4(b) -- Indenture (for unsecured debt securities), dated as of January 1, 1998, between APCo and The
Bank of New York, As Trustee [Registration Statement No. 333-45927, Exhibit 4(a);
Registration Statement No. 333-49071, Exhibit 4(b); Registration Statement No. 333-84061,
Exhibits 4(b) and 4(c); Annual Report on Form 10-K of APCo for the fiscal year ended December
31, 1999, File No. 1-3457, Exhibit 4(c)].
*4(c) -- Company Order and Officers' Certificate, dated June 27, 2000, establishing certain terms of
the Floating Rate Notes, Series A, due 2001.
10(a)(1) -- Copy of Power Agreement, dated October 15, 1952, between OVEC and United States of America,
acting by and through the United States Atomic Energy Commission, and, subsequent to January
18, 1975, the Administrator of the Energy Research and Development Administration, as amended
[Registration Statement No. 2-60015, Exhibit 5(a); Registration Statement No. 2-63234,
Exhibit 5(a)(1)(B); Registration Statement No 2-66301, Exhibit 5(a)(1)(C); Registration
Statement No. 2-67728, Exhibit 5(a)(1)(D); Annual Report on Form 10-K of APCo for the fiscal
year ended December 31, 1989, File No. 1-3457, Exhibit 10(a)(1)(F); and Annual Report on Form
10-K of APCo for the fiscal year ended December 31, 1992, File No. 1-3457, Exhibit
10(a)(1)(B)].
10(a)(2) -- Copy of Inter-Company Power Agreement, dated as of July 10, 1953, among OVEC and the
Sponsoring Companies, as amended [Registration Statement No. 2-60015, Exhibit 5(c);
Registration Statement No. 2-67728, Exhibit 5(a)(3)(B); and Annual Report on Form 10-K of
APCo for the fiscal year ended December 31, 1992, File No. 1-3457, Exhibit 10(a)(2)(B)].
10(a)(3) -- Copy of Power Agreement, dated July 10, 1953, between OVEC and Indiana-Kentucky Electric
Corporation, as amended [Registration Statement No. 2-60015, Exhibit 5(e)].
10(b) -- Copy of Interconnection Agreement, dated July 6, 1951, among APCo, CSPCo, KEPCo, OPCo and I&M
and with the Service Corporation, as amended [Registration Statement No. 2-52910, Exhibit
5(a); Registration Statement No. 2-61009, Exhibit 5(b); Annual Report on Form 10-K of AEP for
the fiscal year ended December 31, 1990, File No. 1-3525, Exhibit 10(a)(3)].
10(c) -- Copy of Transmission Agreement, dated April 1, 1984, among APCo, CSPCo, I&M, KEPCo, OPCo and
with the Service Corporation as agent, as amended [Annual Report on Form 10-K of AEP for the
fiscal year ended December 31, 1985, File No. 1-3525, Exhibit 10(b); Annual Report on Form
10-K of AEP for the fiscal year ended December 31, 1988, File No. 1-3525, Exhibit 10(b)(2)].
10(d) -- Copy of Modification No. 1 to the AEP System Interim Allowance Agreement, dated July 28,
1994, among APCo, CSPCo, I&M, KEPCo, OPCo and the Service Corporation [Annual Report on Form
10-K of AEP for the fiscal year ended December 31, 1996, File No. 1-3525, Exhibit 10(l)].
10(e)(1) -- Agreement and Plan of Merger, dated as of December 21, 1997, By and Among American Electric
Power Company, Inc., Augusta Acquisition Corporation and Central and South West Corporation
[Annual Report on Form 10-K of AEP for the fiscal year ended December 31, 1997, File No.
1-3525, Exhibit 10(f)].
APCo++ (continued)
10(e)(2) -- Amendment No. 1, dated as of December 31, 1999, to the Agreement and Plan of Merger [Current
Report on Form 8-K of APCo dated December 15, 1999, File No. 1-3457, Exhibit 10].
&10(f)(1) -- AEP Deferred Compensation Agreement for certain executive officers [Annual Report on Form
10-K of AEP for the fiscal year ended December 31, 1985, File No. 1-3525, Exhibit 10(e)].
&10(f)(2) -- Amendment to AEP Deferred Compensation Agreement for certain executive officers [Annual
Report on Form 10-K of AEP for the fiscal year ended December 31, 1986, File No. 1-3525,
Exhibit 10(d)(2)].
&10(g) -- AEP System Senior Officer Annual Incentive Compensation Plan [Annual Report on Form 10-K of
AEP for the fiscal year ended December 31, 1996, File No. 1-3525, Exhibit 10(i)(1)].
&10(h)(1) -- AEP System Excess Benefit Plan, Amended and Restated as of January 1, 2001 [Annual Report on
Form 10-K of AEP for the fiscal year ended December 31, 2000, File No. 1-3525, Exhibit
10(j)(1)(A)].
&10(h)(2) -- AEP System Supplemental Retirement Savings Plan, Amended and Restated as of January 1, 2001
(Non-Qualified) [Annual Report on Form 10-K of AEP for the fiscal year ended December 31,
2000, File No. 1-3525, Exhibit 10(j)(2)].
&10(h)(3) -- Umbrella Trust for Executives [Annual Report on Form 10-K of AEP for the fiscal year ended
December 31, 1993, File No. 1-3525, Exhibit 10(g)(3)].
&10(i) -- Employment Agreement between E. Linn Draper, Jr. and AEP and the Service Corporation [Annual
Report on Form 10-K of AEGCo for the fiscal year ended December 31, 1991, File No. 0-18135,
Exhibit 10(g)(3)].
&10(j) -- AEP System Survivor Benefit Plan, effective January 27, 1998 [Quarterly Report on Form 10-Q
of AEP for the quarter ended September 30, 1998, File No. 1-3525, Exhibit 10].
&10(k) -- AEP Senior Executive Severance Plan for Merger with Central and South West Corporation,
effective March 1, 1999[Annual Report on Form 10-K of AEP for the fiscal year ended December
31, 1998, File No. 1-3525, Exhibit 10(o)].
&10(l) -- AEP Change In Control Agreement [Annual Report on Form 10-K of AEP for the fiscal year ended
December 31, 1999, File No. 1-3525, Exhibit 10(p)].
&10(m) -- AEP System 2000 Long-Term Incentive Plan [Proxy Statement of AEP, March 10, 2000].
&10(n) -- Memorandum of agreement between Susan Tomasky and the Service Corporation dated January 3,
2001 [Annual Report on Form 10-K of AEP for the fiscal year ended December 31, 2000, File No.
1-3525, Exhibit 10(s)].
*12 -- Statement re: Computation of Ratios.
*13 -- Copy of those portions of the APCo 2000 Annual Report (for the fiscal year ended December 31,
2000) which are incorporated by reference in this filing.
21 -- List of subsidiaries of APCo [Annual Report on Form 10-K of AEP for the fiscal year ended
December 31, 2000, File No. 1-3525, Exhibit 21].
*23 -- Consent of Deloitte & Touche llp.
*24 -- Power of Attorney.
CPL++
3(a) -- Restated Articles of Incorporation Without Amendment, Articles of Correction to Restated
Articles of Incorporation Without Amendment, Articles of Amendment to Restated Articles of
Incorporation, Statements of Registered Office and/or Agent, and Articles of Amendment to the
Articles of Incorporation [Quarterly Report on Form 10-Q of CPL for the quarter ended March
31, 1997, File No. 0-346, Exhibit 3.1].
*3(b) -- By-Laws of CPL (amended as of April 19, 2000).
4(a) -- Indenture of Mortgage or Deed of Trust, dated November 1, 1943, between CPL and The First
National Bank of Chicago and R. D. Manella, as Trustees, as amended and supplemented
[Registration Statement No. 2-60712, Exhibit 5.01; Registration
CPL++ (continued)
Statement No. 2-62271, Exhibit 2.02; Form U-1 No. 70-7003, Exhibit 17; Registration Statement
No. 2-98944, Exhibit 4 (b); Form U-1 No. 70-7236, Exhibit 4; Form U-1 No. 70-7249, Exhibit 4;
Form U-1 No. 70-7520, Exhibit 2; Form U-1 No. 70-7721, Exhibit 3; Form U-1 No. 70-7725,
Exhibit 10; Form U-1 No. 70-8053, Exhibit 10 (a); Form U-1 No. 70-8053, Exhibit 10 (b); Form
U-1 No. 70-8053, Exhibit 10 (c); Form U-1 No. 70-8053, Exhibit 10 (d); Form U-1 No. 70-8053,
Exhibit 10 (e); Form U-1 No. 70-8053, Exhibit 10 (f)].
4(b) -- CPL-obligated, mandatorily redeemable preferred securities of subsidiary trust holding solely
Junior Subordinated Debentures of CPL:
(1) Indenture, dated as of May 1, 1997, between CPL and the Bank of New York, as Trustee
[Quarterly Report on Form 10-Q of CPL dated March 31, 1997, File No. 0-346, Exhibits 4.1
and 4.2].
(2) Amended and Restated Trust Agreement of CPL Capital I, dated as of May 1, 1997, among
CPL, as Depositor, the Bank of New York, as Property Trustee, The Bank of New York
(Delaware), as Delaware Trustee, and the Administrative Trustee [Quarterly Report on
Form 10-Q of CPL dated March 31, 1997, File No. 0-346, Exhibit 4.3].
(3) Guarantee Agreement, dated as of May 1, 1997, delivered by CPL for the benefit of the
holders of CPL Capital I's Preferred Securities [Quarterly Report on Form 10-Q of CPL
dated March 31, 1997, File No. 0-346, Exhibit 4.4].
(4) Agreement as to Expenses and Liabilities dated as of May 1, 1997, between CPL and CPL
Capital I [Quarterly Report on Form 10-Q of CPL dated March 31, 1997, File No. 0-346,
Exhibit 4.5].
*4(c) -- Indenture (for unsecured debt securities), dated as of November 15, 1999, between CPL and The
Bank of New York, as Trustee.
*4(d) -- First Supplemental Indenture, dated as of November 15, 1999, between CPL and The Bank of New
York, as Trustee, for Floating Rate Notes due November 23, 2001.
*4(e) -- Second Supplemental Indenture, dated as of February 16, 2000, between CPL and The Bank of New
York, as Trustee, for Floating Rate Notes due February 22, 2002.
*12 -- Statement re: Computation of Ratios.
*13 -- Copy of those portions of the CPL 2000 Annual Report (for the fiscal year ended December 31,
2000) which are incorporated by reference in this filing.
*23(a) -- Consent of Deloitte & Touche llp.
*23(b) -- Consent of Arthur Andersen LLP.
*24 -- Power of Attorney.
CSPCo++
3(a) -- Copy of Amended Articles of Incorporation of CSPCo, as amended to March 6, 1992 [Registration
Statement No. 33-53377, Exhibit 4(a)].
3(b) -- Copy of Certificate of Amendment to Amended Articles of Incorporation of CSPCo, dated May 19,
1994 [Annual Report on Form 10-K of CSPCo for the fiscal year ended December 31, 1994, File
No. 1-2680, Exhibit 3(b)].
3(c) -- Composite copy of Amended Articles of Incorporation of CSPCo, as amended [Annual Report on
Form 10-K of CSPCo for the fiscal year ended December 31, 1994, File No. 1-2680, Exhibit
3(c)].
3(d) -- Copy of Code of Regulations and By-Laws of CSPCo [Annual Report on Form 10-K of CSPCo for the
fiscal year ended December 31, 1987, File No. 1-2680, Exhibit 3(d)].
4(a) -- Copy of Indenture of Mortgage and Deed of Trust, dated September 1, 1940, between CSPCo and
City Bank Farmers Trust Company (now Citibank, N.A.), as trustee, as supplemented and amended
[Registration Statement No. 2-59411, Exhibits 2(B) and 2(C); Registration Statement No.
2-80535, Exhibit 4(b); Registration Statement No. 2-87091, Exhibit 4(b); Registration
Statement No. 2-93208, Exhibit 4(b); Registration Statement No. 2-97652, Exhibit 4(b);
Registration Statement No. 33-7081, Exhibit 4(b); Registration Statement No. 33-12389,
Exhibit 4(b); Registration Statement No.
CSPCo++ (continued)
33-19227, Exhibits 4(b), 4(e), 4(f), 4(g) and 4(h); Registration Statement No. 33-35651,
Exhibit 4(b); Registration Statement No. 33-46859, Exhibits 4(b) and 4(c); Registration
Statement No. 33-50316, Exhibits 4(b) and 4(c); Registration Statement No. 33-60336, Exhibits
4(b), 4(c) and 4(d); Registration Statement No. 33-50447, Exhibits 4(b) and 4(c); Annual
Report on Form 10-K of CSPCo for the fiscal year ended December 31, 1993, File No. 1-2680,
Exhibit 4(b)].
4(b) -- Copy of Indenture (for unsecured debt securities), dated as of September 1, 1997, between
CSPCo and Bankers Trust Company, as Trustee [Registration Statement No. 333-54025, Exhibits
4(a), 4(b), 4(c) and 4(d); Annual Report on Form 10-K of CSPCo for the fiscal year ended
December 31, 1998, File No. 1-2680, Exhibits 4(c) and 4(d)].
10(a)(1) -- Copy of Power Agreement, dated October 15, 1952, between OVEC and United States of America,
acting by and through the United States Atomic Energy Commission, and, subsequent to January
18, 1975, the Administrator of the Energy Research and Development Administration, as amended
[Registration Statement No. 2-60015, Exhibit 5(a); Registration Statement No. 2-63234,
Exhibit 5(a)(1)(B); Registration Statement No. 2-66301, Exhibit 5(a)(1)(C); Registration
Statement No. 2-67728, Exhibit 5(a)(1)(B); Annual Report on Form 10-K of APCo for the fiscal
year ended December 31, 1989, File No. 1-3457, Exhibit 10(a)(1)(F); and Annual Report on Form
10-K of APCo for the fiscal year ended December 31, 1992, File No. 1-3457, Exhibit
10(a)(1)(B)].
10(a)(2) -- Copy of Inter-Company Power Agreement, dated July 10, 1953, among OVEC and the Sponsoring
Companies, as amended [Registration Statement No. 2-60015, Exhibit 5(c); Registration
Statement No. 2-67728, Exhibit 5(a)(3)(B); and Annual Report on Form 10-K of APCo for the
fiscal year ended December 31, 1992, File No. 1-3457, Exhibit 10(a)(2)(B)].
10(a)(3) -- Copy of Power Agreement, dated July 10, 1953, between OVEC and Indiana-Kentucky Electric
Corporation, as amended [Registration Statement No. 2-60015, Exhibit 5(e)].
10(b) -- Copy of Interconnection Agreement, dated July 6, 1951, among APCo, CSPCo, KEPCo, OPCo and I&M
and the Service Corporation, as amended [Registration Statement No. 2-52910, Exhibit 5(a);
Registration Statement No. 2-61009, Exhibit 5(b); and Annual Report on Form 10-K of AEP for
the fiscal year ended December 31, 1990, File No. 1-3525, Exhibit 10(a)(3)].
10(c) -- Copy of Transmission Agreement, dated April 1, 1984, among APCo, CSPCo, I&M, KEPCo, OPCo, and
with the Service Corporation as agent, as amended [Annual Report on Form 10-K of AEP for the
fiscal year ended December 31, 1985, File No. 1-3525, Exhibit 10(b); and Annual Report on
Form 10-K of AEP for the fiscal year ended December 31, 1988, File No. 1-3525, Exhibit
10(b)(2)].
10(d) -- Copy of Modification No. 1 to the AEP System Interim Allowance Agreement, dated July 28,
1994, among APCo, CSPCo, I&M, KEPCo, OPCo and the Service Corporation [Annual Report on Form
10-K of AEP for the fiscal year ended December 31, 1996, File No. 1-3525, Exhibit 10(l)].
10(e)(1) -- Agreement and Plan of Merger, dated as of December 21, 1997, By and Among American Electric
Power Company, Inc., Augusta Acquisition Corporation and Central and South West Corporation
[Annual Report on Form 10-K of AEP for the fiscal year ended December 31, 1997, File No.
1-3525, Exhibit 10(f)].
10(e)(2) -- Amendment No. 1, dated as of December 31, 1999, to the Agreement and Plan of Merger [Current
Report on Form 8-K of CSPCo dated December 15, 1999, File No. 1-2680, Exhibit 10].
*12 -- Statement re: Computation of Ratios.
*13 -- Copy of those portions of the CSPCo 2000 Annual Report (for the fiscal year ended December
31, 2000) which are incorporated by reference in this filing.
*23 -- Consent of Deloitte & Touche llp.
*24 -- Power of Attorney.
I&M++
3(a) -- Copy of the Amended Articles of Acceptance of I&M and amendments thereto [Annual Report on
Form 10-K of I&M for fiscal year ended December 31, 1993, File No. 1-3570, Exhibit 3(a)].
3(b) -- Copy of Articles of Amendment to the Amended Articles of Acceptance of I&M, dated March 6,
1997 [Annual Report on Form 10-K of I&M for fiscal year ended December 31, 1996, File No.
1-3570, Exhibit 3(b)].
3(c) -- Composite Copy of the Amended Articles of Acceptance of I&M (amended as of March 7, 1997)
[Annual Report on Form 10-K of I&M for the fiscal year ended December 31, 1996, File No.
1-3570, Exhibit 3(c)].
3(d) -- Copy of the By-Laws of I&M (amended as of January 1, 1996) [Annual Report on Form 10-K of I&M
for the fiscal year ended December 31, 1995, File No. 1-3570, Exhibit 3(c)].
4(a) -- Copy of Mortgage and Deed of Trust, dated as of June 1, 1939, between I&M and Irving Trust
Company (now The Bank of New York) and various individuals, as Trustees, as amended and
supplemented [Registration Statement No. 2-7597, Exhibit 7(a); Registration Statement No.
2-60665, Exhibits 2(c)(2), 2(c)(3), 2(c)(4), 2(c)(5), 2(c)(6), 2(c)(7), 2(c)(8), 2(c)(9),
2(c)(10), 2(c)(11), 2(c)(12), 2(c)(13), 2(c)(14), 2(c)(15), (2)(c)(16), and 2(c)(17);
Registration Statement No. 2-63234, Exhibit 2(b)(18); Registration Statement No. 2-65389,
Exhibit 2(a)(19); Registration Statement No. 2-67728, Exhibit 2(b)(20); Registration
Statement No. 2-85016, Exhibit 4(b); Registration Statement No. 33-5728, Exhibit 4(c);
Registration Statement No. 33-9280, Exhibit 4(b); Registration Statement No. 33-11230,
Exhibit 4(b); Registration Statement No. 33-19620, Exhibits 4(a)(ii), 4(a)(iii), 4(a)(iv) and
4(a)(v); Registration Statement No. 33-46851, Exhibits 4(b)(i), 4(b)(ii) and 4(b)(iii);
Registration Statement No. 33-54480, Exhibits 4(b)(I) and 4(b)(ii); Registration Statement
No. 33-60886, Exhibit 4(b)(I); Registration Statement No. 33-50521, Exhibits 4(b)(I),
4(b)(ii) and 4(b)(iii); Annual Report on Form 10-K of I&M for the fiscal year ended December
31, 1993, File No. 1-3570, Exhibit 4(b); Annual Report on Form 10-K of I&M for the fiscal
year ended December 31, 1994, File No. 1-3570, Exhibit 4(b); Annual Report on Form 10-K of
I&M for the fiscal year ended December 31, 1996, File No. 1-3570, Exhibit 4(b)].
4(b) -- Copy of Indenture (for unsecured debt securities), dated as of October 1, 1998, between I&M
and The Bank of New York, as Trustee [Registration Statement No. 333-88523, Exhibits 4(a),
4(b) and 4(c); Annual Report on Form 10-K of I&M for the fiscal year ended December 31, 1999,
File No. 1-3570, Exhibit 4(c)].
* 4(c) -- Copy of Company Order and Officers' Certificate, dated August 31, 2000, establishing certain
terms of the Floating Rate Notes, Series B, due 2002.
10(a)(1) -- Copy of Power Agreement, dated October 15, 1952, between OVEC and United States of America,
acting by and through the United States Atomic Energy Commission, and, subsequent to January
18, 1975, the Administrator of the Energy Research and Development Administration, as amended
[Registration Statement No. 2-60015, Exhibit 5(a); Registration Statement No. 2-63234,
Exhibit 5(a)(1)(B); Registration Statement No. 2-66301, Exhibit 5(a)(1)(C); Registration
Statement No. 2-67728, Exhibit 5(a)(1)(D); Annual Report on Form 10-K of APCo for the fiscal
year ended December 31, 1989, File No. 1-3457, Exhibit 10(a)(1)(F); and Annual Report on Form
10-K of APCo for the fiscal year ended December 31, 1992, File No. 1-3457, Exhibit
10(a)(1)(B)].
10(a)(2) -- Copy of Inter-Company Power Agreement, dated as of July 10, 1953, among OVEC and the
Sponsoring Companies, as amended [Registration Statement No. 2-60015, Exhibit 5(c);
Registration Statement No. 2-67728, Exhibit 5(a)(3)(B); Annual Report on Form 10-K of APCo
for the fiscal year ended December 31, 1992, File No. 1-3457, Exhibit 10(a)(2)(B)].
I&M++ (continued)
10(a)(3) -- Copy of Power Agreement, dated July 10, 1953, between OVEC and Indiana-Kentucky Electric
Corporation, as amended [Registration Statement No. 2-60015, Exhibit 5(e)].
10(a)(4) -- Copy of Inter-Company Power Agreement, dated as of July 10, 1953, among OVEC and the
Sponsoring Companies, as amended [Registration Statement No. 2-60015, Exhibit 5(c);
Registration Statement No. 2-67728, Exhibit 5(a)(3)(B); Annual Report
on Form 10-K of APCo for the fiscal year ended December 31, 1992, File No. 1-3457, Exhibit
10(a)(2)(B)].
10(a)(5) -- Copy of Power Agreement, dated July 10, 1953, between OVEC and Indiana-Kentucky Electric
Corporation, as amended [Registration Statement No. 2-60015, Exhibit 5(e)].
10(b) -- Copy of Interconnection Agreement, dated July 6, 1951, among APCo, CSPCo, KEPCo, I&M, and
OPCo and with the Service Corporation, as amended [Registration Statement No. 2-52910,
Exhibit 5(a); Registration Statement No. 2-61009, Exhibit 5(b); and Annual Report on Form
10-K of AEP for the fiscal year ended December 31, 1990, File No. 1-3525, Exhibit 10(a)(3)].
10(c) -- Copy of Transmission Agreement, dated April 1, 1984, among APCo, CSPCo, I&M, KEPCo, OPCo and
with the Service Corporation as agent, as amended [Annual Report on Form 10-K of AEP for the
fiscal year ended December 31, 1985, File No. 1-3525, Exhibit 10(b); and Annual Report on
Form 10-K of AEP for the fiscal year ended December 31, 1988, File No. 1-3525, Exhibit
10(b)(2)].
10(d) -- Copy of Modification No. 1 to the AEP System Interim Allowance Agreement, dated July 28,
1994, among APCo, CSPCo, I&M, KEPCo, OPCo and the Service Corporation [Annual Report on Form
10-K of AEP for the fiscal year ended December 1, 1996, File No. 1-3525, Exhibit 10(l)].
10(e) -- Copy of Nuclear Material Lease Agreement, dated as of December 1, 1990, between I&M and DCC
Fuel Corporation [Annual Report on Form 10-K of I&M for the fiscal year ended December 31,
1993, File No. 1-3570, Exhibit 10(d)].
10(f) -- Copy of Lease Agreements, dated as of December 1, 1989, between I&M and Wilmington Trust
Company, as amended [Registration Statement No. 33-32753, Exhibits 28(a)(1)(C), 28(a)(2)(C),
28(a)(3)(C), 28(a)(4)(C), 28(a)(5)(C) and 28(a)(6)(C); Annual Report on Form 10-K of I&M for
the fiscal year ended December
31, 1993, File No. 1-3570, Exhibits 10(e)(1)(B), 10(e)(2)(B), 10(e)(3)(B), 10(e)(4)(B),
10(e)(5)(B) and 10(e)(6)(B)].
10(g)(1) -- Agreement and Plan of Merger, dated as of December 21, 1997, By and Among American Electric
Power Company, Inc., Augusta Acquisition Corporation and Central and South West Corporation
[Annual Report on Form 10-K of AEP for the fiscal year ended December 31, 1997, File No.
1-3525, Exhibit 10(f)].
10(g)(2) -- Amendment No. 1, dated as of December 31, 1999, to the Agreement and Plan of Merger [Current
Report on Form 8-K of I&M dated December 15, 1999, File No. 1-3570, Exhibit 10].
*12 -- Statement re: Computation of Ratios.
*13 -- Copy of those portions of the I&M 2000 Annual Report (for the fiscal year ended December 31,
2000) which are incorporated by reference in this filing.
21 -- List of subsidiaries of I&M [Annual Report on Form 10-K of AEP for the fiscal year ended
December 31, 2000, File No. 1-3525, Exhibit 21].
*24 -- Power of Attorney.
KEPCo++
3(a) -- Copy of Restated Articles of Incorporation of KEPCo [Annual Report on Form 10-K of KEPCo for
the fiscal year ended December 31, 1991, File No. 1-6858, Exhibit 3(a)].
*3(b) -- Copy of By-Laws of KEPCo (amended as of June 15, 2000).
KEPCo++ (continued)
4(a) -- Copy of Mortgage and Deed of Trust, dated May 1, 1949, between KEPCo and Bankers Trust
Company, as supplemented and amended [Registration Statement No. 2-65820, Exhibits 2(b)(1),
2(b)(2), 2(b)(3), 2(b)(4), 2(b)(5), and 2(b)(6); Registration Statement No. 33-39394,
Exhibits 4(b) and 4(c); Registration Statement No. 33-53226, Exhibits 4(b) and 4(c);
Registration Statement No. 33-61808, Exhibits 4(b) and 4(c), Registration Statement No.
33-53007, Exhibits 4(b), 4(c) and 4(d)].
4(b) -- Copy of Indenture (for unsecured debt securities), dated as of September 1, 1997, between
KEPCo and Bankers Trust Company, as Trustee [Registration Statement No.
333-75785, Exhibits 4(a), 4(b), 4(c) and 4(d); Annual Report on Form 10-K of KEPCo for the
fiscal year ended December 31, 1999, File No. 1-6858, Exhibit 4(c)].
*4(c) -- Copy of Company Order and Officers' Certificate, dated November 17, 2000, establishing
certain terms of the Floating Rate Notes, Series B, due 2002.
10(a) -- Copy of Interconnection Agreement, dated July 6, 1951, among APCo, CSPCo, KEPCo, I&M and OPCo
and with the Service Corporation, as amended [Registration Statement No. 2-52910, Exhibit
5(a);Registration Statement No. 2-61009, Exhibit 5(b); and Annual Report on Form 10-K of AEP
for the fiscal year ended December 31, 1990, File No. 1-3525, Exhibit 10(a)(3)].
10(b) -- Copy of Transmission Agreement, dated April 1, 1984, among APCo, CSPCo, I&M, KEPCo, OPCo and
with the Service Corporation as agent, as amended [Annual Report on Form 10-K of AEP for the
fiscal year ended December 31, 1985, File No. 1-3525, Exhibit 10(b); and Annual Report on
Form 10-K of AEP for the fiscal year ended December 31, 1988, File No. 1-3525, Exhibit
10(b)(2)].
10(c) -- Copy of Modification No. 1 to the AEP System Interim Allowance Agreement, dated July 28,
1994, among APCo, CSPCo, I&M, KEPCo, OPCo and the Service Corporation [Annual Report on Form
10-K of AEP for the fiscal year ended December 31, 1996, File No. 1-3525, Exhibit 10(l)].
10(d)(1) -- Agreement and Plan of Merger, dated as of December 21, 1997, By and Among American Electric
Power Company, Inc., Augusta Acquisition Corporation and Central and South West Corporation
[Annual Report on Form 10-K of AEP for the fiscal year ended December 31, 1997, File No.
1-3525, Exhibit 10(f)].
10(d)(2) -- Amendment No. 1, dated as of December 31, 1999, to the Agreement and Plan of Merger [Current
Report on Form 8-K of KEPCo dated December 15, 1999, File No. 1-6858, Exhibit 10].
*12 -- Statement re: Computation of Ratios.
*13 -- Copy of those portions of the KEPCo 2000 Annual Report (for the fiscal year ended December
31, 2000) which are incorporated by reference in this filing.
*24 -- Power of Attorney.
OPCo++
3(a) -- Copy of Amended Articles of Incorporation of OPCo, and amendments thereto to December 31,
1993 [Registration Statement No. 33-50139, Exhibit 4(a); Annual
Report on Form 10-K of OPCo for the fiscal year ended December 31, 1993, File No. 1-6543,
Exhibit 3(b)].
3(b) -- Certificate of Amendment to Amended Articles of Incorporation of OPCo, dated May 3, 1994
[Annual Report on Form 10-K of OPCo for the fiscal year ended December 31, 1994, File No.
1-6543, Exhibit 3(b)].
3(c) -- Copy of Certificate of Amendment to Amended Articles of Incorporation of OPCo, dated March 6,
1997 [Annual Report on Form 10-K of OPCo for the fiscal year ended December 31, 1996, File
No. 1-6543, Exhibit 3(c)].
3(d) -- Composite copy of the Amended Articles of Incorporation of OPCo (amended as of March 7, 1997)
[Annual Report on Form 10-K of OPCo for the fiscal year ended December 31, 1996, File No.
1-6543, Exhibit 3(d)].
3(e) -- Copy of Code of Regulations of OPCo [Annual Report on Form 10-K of OPCo for the fiscal year
ended December 31, 1990, File No. 1-6543, Exhibit 3(d)].
OPCo++ (continued)
4(a) -- Copy of Mortgage and Deed of Trust, dated as of October 1, 1938, between OPCo and
Manufacturers Hanover Trust Company (now Chemical Bank), as Trustee, as amended and
supplemented [Registration Statement No. 2-3828, Exhibit B-4; Registration Statement No.
2-60721, Exhibits 2(c)(2), 2(c)(3), 2(c)(4), 2(c)(5), 2(c)(6), 2(c)(7), 2(c)(8), 2(c)(9),
2(c)(10), 2(c)(11), 2(c)(12), 2(c)(13), 2(c)(14), 2(c)(15), 2(c)(16), 2(c)(17), 2(c)(18),
2(c)(19), 2(c)(20), 2(c)(21), 2(c)(22), 2(c)(23), 2(c)(24), 2(c)(25), 2(c)(26), 2(c)(27),
2(c)(28), 2(c)(29), 2(c)(30), and 2(c)(31); Registration Statement No. 2-83591, Exhibit 4(b);
Registration Statement No. 33-21208, Exhibits 4(a)(ii), 4(a)(iii) and 4(a)(iv); Registration
Statement No. 33-31069, Exhibit 4(a)(ii);
Registration Statement No. 33-44995, Exhibit 4(a)(ii); Registration Statement No. 33-59006,
Exhibits 4(a)(ii), 4(a)(iii) and 4(a)(iv); Registration Statement No. 33-50373, Exhibits
4(a)(ii), 4(a)(iii) and 4(a)(iv); Annual Report on Form 10-K of OPCo for the fiscal year
ended December 31, 1993, File No. 1-6543, Exhibit 4(b)].
4(b) -- Copy of Indenture (for unsecured debt securities), dated as of September 1, 1997, between
OPCo and Bankers Trust Company, as Trustee [Registration Statement No. 333-49595, Exhibits
4(a), 4(b) and 4(c); Annual Report on Form 10-K of OPCo for the fiscal year ended December
31, 1998, File No. 1-6543, Exhibits 4(c) and 4(d); Annual Report on Form 10-K of OPCo for the
fiscal year ended December 31, 1999, File No. 1-6543, Exhibits 4(c) and 4(d)].
*4(c) -- Copy of Company Order and Officers' Certificate, dated May 22, 2000, establishing certain
terms of the Floating Rate Notes, Series A, due 2001.
10(a)(1) -- Copy of Power Agreement, dated October 15, 1952, between OVEC and United States of America,
acting by and through the United States Atomic Energy Commission, and, subsequent to January
18, 1975, the Administrator of the Energy Research and Development Administration, as amended
[Registration Statement No. 2-60015, Exhibit 5(a); Registration Statement No. 2-63234,
Exhibit 5(a)(1)(B); Registration Statement No. 2-66301, Exhibit 5(a)(1)(C); Registration
Statement No. 2-67728, Exhibit 5(a)(1)(D); Annual Report on Form 10-K of APCo for the fiscal
year ended December 31, 1989, File No. 1-3457, Exhibit 10(a)(1)(F); Annual Report on Form
10-K of APCo for the fiscal year ended December 31, 1992, File No. 1-3457, Exhibit
10(a)(1)(B)].
10(a)(2) -- Copy of Inter-Company Power Agreement, dated July 10, 1953, among OVEC and the Sponsoring
Companies, as amended [Registration Statement No. 2-60015, Exhibit 5(c); Registration
Statement No. 2-67728, Exhibit 5(a)(3)(B); Annual Report on Form 10-K of APCo for the fiscal
year ended December 31, 1992, File No. 1-3457, Exhibit 10(a)(2)(B)].
10(a)(3) -- Copy of Power Agreement, dated July 10, 1953, between OVEC and Indiana-Kentucky Electric
Corporation, as amended [Registration Statement No. 2-60015, Exhibit 5(e)].
10(b) -- Copy of Interconnection Agreement, dated July 6, 1951, among APCo, CSPCo, KEPCo, I&M and OPCo
and with the Service Corporation, as amended [Registration Statement No. 2-52910, Exhibit
5(a); Registration Statement No. 2-61009, Exhibit
5(b); Annual Report on Form 10-K of AEP for the fiscal year ended December 31, 1990, File
1-3525, Exhibit 10(a)(3)].
10(c) -- Copy of Transmission Agreement, dated April 1, 1984, among APCo, CSPCo, I&M, KEPCo, OPCo and
with the Service Corporation as agent [Annual Report on Form 10-K of AEP for the fiscal year
ended December 31, 1985, File No. 1-3525, Exhibit 10(b); Annual Report on Form 10-K of AEP
for the fiscal year ended December 31, 1988, File No. 1-3525, Exhibit 10(b)(2)].
10(d) -- Copy of Modification No. 1 to the AEP System Interim Allowance Agreement, dated July 28,
1994, among APCo, CSPCo, I&M, KEPCo, OPCo and the Service Corporation [Annual Report on Form
10-K of AEP for the fiscal year ended December 31, 1996, File No. 1-3525, Exhibit 10(l)].
OPCo++ (continued)
10(e) -- Copy of Amendment No. 1, dated October 1, 1973, to Station Agreement dated January 1, 1968,
among OPCo, Buckeye and Cardinal Operating Company, and amendments thereto [Annual Report on
Form 10-K of OPCo for the fiscal year ended December 31, 1993, File No. 1-6543, Exhibit
10(f)].
10(f) -- Lease Agreement dated January 20, 1995 between OPCo and JMG Funding, Limited Partnership, and
amendment thereto (confidential treatment requested) [Annual Report
on Form 10-K of OPCo for the fiscal year ended December 31, 1994, File No. 1-6543, Exhibit
10(l)(2)].
10(g)(1) -- Agreement and Plan of Merger, dated as of December 21, 1997, by and among American Electric
Power Company, Inc., Augusta Acquisition Corporation and Central and South West Corporation
[Annual Report on Form 10-K of AEP for the fiscal year ended December 31, 1997, File No.
1-3525, Exhibit 10(f)].
10(g)(2) -- Amendment No. 1, dated as of December 31, 1999, to the Agreement and Plan of Merger [Current
Report on Form 8-K of OPCo dated December 15, 1999, File No. 1-6543, Exhibit 10].
&10(h)(1) -- AEP Deferred Compensation Agreement for certain executive officers [Annual Report on Form
10-K of OPCo for the fiscal year ended December 31, 1985, File No. 1-3525, Exhibit 10(e)].
&10(h)(2) -- Amendment to AEP Deferred Compensation Agreement for certain executive officers [Annual
Report on Form 10-K of AEP for the fiscal year ended December 31, 1986, File No. 1-3525,
Exhibit 10(d)(2)].
&10(i) -- AEP System Senior Officer Annual Incentive Compensation Plan [Annual Report on Form 10-K of
AEP for the fiscal year ended December 31, 1996, File No. 1-3525, Exhibit 10(i)(1)].
&10(j)(1) -- AEP System Excess Benefit Plan, Amended and Restated as of January 1, 2001 [Annual Report on
Form 10-K of AEP for the fiscal year ended December 31, 2000, File No. 1-3525, Exhibit
10(j)(1)(A)].
&10(j)(2) -- AEP System Supplemental Retirement Savings Plan, Amended and Restated as of January 1, 2001
(Non-Qualified) [Annual Report on Form 10-K of AEP for the fiscal year ended December 31,
2000, File No. 1-3525, Exhibit 10(j)(2)].
&10(j)(3) -- Umbrella Trust for Executives [Annual Report on Form 10-K of AEP for the fiscal year ended
December 31, 1993, File No. 1-3525, Exhibit 10(g)(3)].
&10(k) -- Employment Agreement between E. Linn Draper, Jr. and AEP and the Service Corporation [Annual
Report on Form 10-K of AEGCo for the fiscal year ended December 31, 1991, File No. 0-18135,
Exhibit 10(g)(3)].
&10(l) -- AEP System Survivor Benefit Plan, effective January 27, 1998 [Quarterly Report on Form 10-Q
of AEP for the quarter ended September 30, 1998, File No. 1-3525, Exhibit 10].
&10(m) -- AEP Senior Executive Severance Plan for Merger with Central and South West Corporation,
effective March 1, 1999[Annual Report on Form 10-K of AEP for the fiscal year ended December
31, 1998, File No. 1-3525, Exhibit 10(o)].
&10(n) -- AEP Change In Control Agreement [Annual Report on Form 10-K of AEP for the fiscal year ended
December 31, 1999, File No. 1-3525, Exhibit 10(p)].
&10(o) -- AEP System 2000 Long-Term Incentive Plan [Proxy Statement of AEP, March 10, 2000].
&10(p) -- Memorandum of agreement between Susan Tomasky and the Service Corporation dated January 3,
2001 [Annual Report on Form 10-K of AEP for the fiscal year ended December 31, 2000, File No.
1-3525, Exhibit 10(s)].
*12 -- Statement re: Computation of Ratios.
*13 -- Copy of those portions of the OPCo 2000 Annual Report (for the fiscal year ended December 31,
2000) which are incorporated by reference in this filing.
21 -- List of subsidiaries of OPCo [Annual Report on Form 10-K of AEP for the fiscal year ended
December 31, 2000, File No. 1-3525, Exhibit 21].
*23 -- Consent of Deloitte & Touche llp.
OPCo++ (continued)
*24 -- Power of Attorney.
PSO++
3(a) -- Restated Certificate of Incorporation of PSO [Annual Report on Form U5S of Central and South
West Corporation for the fiscal year ended December 31, 1996, File No. 1-1443, Exhibit B-3.1].
*3(b) -- By-Laws of PSO (amended as of June 28, 2000).
4(a) -- Indenture, dated July 1, 1945, between PSO and Liberty Bank and Trust Company of Tulsa,
National Association, as Trustee, as amended and supplemented [Registration Statement No.
2-60712, Exhibit 5.03; Registration Statement No. 2-64432, Exhibit 2.02; Registration
Statement No. 2-65871, Exhibit 2.02; Form U-1 No. 70-6822, Exhibit 2; Form U-1 No. 70-7234,
Exhibit 3; Registration Statement No. 33-48650, Exhibit 4(b); Registration Statement No.
33-49143, Exhibit 4(c); Registration Statement No. 33-49575, Exhibit 4(b); Annual Report on
Form 10-K of PSO for the fiscal year ended December 31, 1993, File No. 0-343, Exhibit 4(b);
Current Report on Form 8-K of PSO dated March 4, 1996, No. 0-343, Exhibit 4.01; Current
Report on Form 8-K of PSO dated March 4, 1996, No. 0-343, Exhibit 4.02; Current Report on
Form 8-K of PSO dated March 4, 1996, No. 0-343, Exhibit 4.03].
4(b) -- PSO-obligated, mandatorily redeemable preferred securities of subsidiary trust holding solely
Junior Subordinated Debentures of PSO:
(1) Indenture, dated as of May 1, 1997, between PSO and The Bank of New York, as Trustee
[Quarterly Report on Form 10-Q of PSO dated March 31, 1997, File No. 0-343, Exhibits 4.6
and 4.7].
(2) Amended and Restated Trust Agreement of PSO Capital I, dated as of May 1, 1997,
among PSO, as Depositor, The Bank of New York, as Property Trustee, The Bank of New York
(Delaware), as Delaware Trustee, and the Administrative Trustee [Quarterly Report on
Form 10-Q of PSO dated March 31, 1997, File No. 0-343, Exhibit 4.8].
(3) Guarantee Agreement, dated as of May 1, 1997, delivered by PSO for the benefit of
the holders of PSO Capital I's Preferred Securities [Quarterly Report on Form 10-Q of
PSO dated March 31, 1997, File No. 0-343, Exhibits 4.9].
(4) Agreement as to Expenses and Liabilities, dated as of May 1, 1997, between PSO and
PSO Capital I [Quarterly Report on Form 10-Q of PSO dated March 31, 1997, File No.
0-343, Exhibits 4.10].
*4(c) -- Indenture (for unsecured debt securities), dated as of November 1, 2000, between PSO and The
Bank of New York, as Trustee.
*4(d) -- First Supplemental Indenture, dated as of November 1, 2000, between PSO and The Bank of New
York, as Trustee, for Floating Rate Notes, Series A, due November 21, 2002.
*12 -- Statement re: Computation of Ratios.
*13 -- Copy of those portions of the PSO 2000 Annual Report (for the fiscal year ended December 31,
2000) which are incorporated by reference in this filing.
*23(a) -- Consent of Deloitte & Touche llp.
*23(b) -- Consent of Arthur Andersen LLP.
*24 -- Power of Attorney.
SWEPCo++
3(a) -- Restated Certificate of Incorporation, as amended through May 6, 1997, including Certificate
of Amendment of Restated Certificate of Incorporation [Quarterly Report on Form 10-Q of
SWEPCo for the quarter ended March 31, 1997, File No. 1-3146, Exhibit 3.4].
3(b) -- By-Laws of SWEPCo (amended as of April 27, 2000) [Quarterly Report on Form 10-Q of SWEPCo for
the quarter ended March 31, 2000, File No. 1-3146, Exhibit 3.3].
SWEPCo++ (continued)
4(a) -- Indenture, dated February 1, 1940, between SWEPCO and Continental Bank, National Association
and M. J. Kruger, as Trustees, as amended and supplemented [Registration Statement No.
2-60712, Exhibit 5.04; Registration Statement No. 2-61943, Exhibit 2.02; Registration
Statement No. 2-66033, Exhibit 2.02; Registration Statement No. 2-71126, Exhibit 2.02;
Registration Statement No. 2-77165, Exhibit 2.02; Form U-1 No. 70-7121, Exhibit 4; Form U-1
No. 70-7233, Exhibit 3; Form U-1 No. 70-7676, Exhibit 3; Form U-1 No. 70-7934, Exhibit 10;
Form U-1 No. 72-8041, Exhibit 10(b); Form U-1 No. 70-8041, Exhibit 10(c); Form U-1 No.
70-8239, Exhibit 10(a)].
4(b) -- SWEPCO-obligated, mandatorily redeemable preferred securities of subsidiary trust holding
solely Junior Subordinated Debentures of SWEPCO:
(1) Indenture, dated as of May 1, 1997, between SWEPCO and the Bank of New York, as Trustee
[Quarterly Report on Form 10-Q of SWEPCO dated March 31, 1997, File No. 1-3146, Exhibits
4.11 and 4.12].
(2) Amended and Restated Trust Agreement of SWEPCO Capital I, dated as of May 1, 1997, among
SWEPCO, as Depositor, the Bank of New York, as Property Trustee, The Bank of New York
(Delaware), as Delaware Trustee, and the Administrative Trustee [Quarterly Report on
Form 10-Q of SWEPCO dated March 31, 1997, File No. 1-3146, Exhibit 4.13].
(3) Guarantee Agreement, dated as of May 1, 1997, delivered by SWEPCO for the benefit of the
holders of SWEPCO Capital I's Preferred Securities [Quarterly Report on Form 10-Q of
SWEPCO dated March 31, 1997, File No. 1-3146, Exhibit 4.14].
(4) Agreement as to Expenses and Liabilities, dated as of May 1, 1997 between SWEPCO and
SWEPCO Capital I [Quarterly Report on Form 10-Q of SWEPCO dated March 31, 1997, File No.
1-3146, Exhibits 4.15].
*4(c) -- Indenture (for unsecured debt securities), dated as of February 4, 2000, between SWEPCO and
The Bank of New York, as Trustee.
*4(d) -- First Supplemental Indenture, dated as of February 25, 2000, between SWEPCO and The Bank of
New York, as Trustee, for Floating Rate Notes due March 1, 2001.
*12 -- Statement re: Computation of Ratios.
*13 -- Copy of those portions of the SWEPCo 2000 Annual Report (for the fiscal year ended December
31, 2000) which are incorporated by reference in this filing.
*23(a) -- Consent of Deloitte & Touche llp.
*23(b) -- Consent of Arthur Andersen LLP.
*24 -- Power of Attorney.
WTU++
3(a) -- Restated Articles of Incorporation, as amended, and Articles of Amendment to the Articles of
Incorporation [Annual Report on Form 10-K of WTU for the fiscal year ended December 31, 1996,
File No. 0-340, Exhibit 3.5].
3(b) -- By-Laws of WTU (amended as of May 1, 2000) [Quarterly Report on Form 10-Q of WTU for the
quarter ended March 31, 2000, File No. 0-340, Exhibit 3.4].
4(a) -- Indenture, dated August 1, 1943, between WTU and Harris Trust and Savings Bank and J.
Bartolini, as Trustees, as amended and supplemented [Registration Statement No. 2-60712,
Exhibit 5.05; Registration Statement No. 2-63931, Exhibit 2.02; Registration Statement No.
2-74408, Exhibit 4.02; Form U-1 No. 70-6820, Exhibit 12; Form U-1 No. 70-6925, Exhibit 13;
Registration Statement No. 2-98843, Exhibit 4(b); Form U-1 No. 70-7237, Exhibit 4; Form U-1
No. 70-7719, Exhibit 3; Form U-1 No. 70-7936, Exhibit 10; Form U-1 No. 70-8057, Exhibit 10;
Form U-1 No. 70-8265, Exhibit 10; Form U-1 No. 70-8057, Exhibit 10(b); Form U-1 No. 70-8057,
Exhibit 10(c)].
*12 -- Statement re: Computation of Ratios.
*13 -- Copy of those portions of the WTU 2000 Annual Report (for the fiscal year ended December 31,
2000) which are incorporated by reference in this filing.
WTU++ (continued)
*24 -- Power of Attorney.
-------------------------------------
-------------------------------------
++Certain instruments defining the rights of holders of long-term debt of the registrants included in the financial
statements of registrants filed herewith have been omitted because the total amount of securities authorized thereunder
does not exceed 10% of the total assets of registrants. The registrants hereby agree to furnish a copy of any such
omitted instrument to the SEC upon request.
EXHIBIT D
AMERICAN ELECTRIC POWER COMPANY, INC. AND
ITS CONSOLIDATED AFFILIATES
TAX AGREEMENT UNDER TITLE 17, CHAPTER II
OF THE CODE OF FEDERAL REGULATIONS PARAGRAPH
(C) OF SECTION 250.45 REGARDING METHOD OF
ALLOCATING CONSOLIDATED INCOME TAXES
The below listed affiliated companies, joining in the annual filing of
a consolidated federal income tax return with American Electric Power Company,
Inc., agree to allocate the consolidated annual net current federal income tax
liability and/or benefit to the members of the consolidated group in accordance
with the following procedures:
(1) The consolidated regular federal income tax, exclusive of capital gains
and preference taxes and before the application of general business credits
including foreign tax credits, shall be apportioned among the members of
the consolidated group based on corporate taxable income. Loss companies
shall be included in the allocation, receiving a negative tax allocation
which is similar to a separate return carryback refund, before considering
general business credits, which would have resulted had the loss company
historically filed a separate return.
(2) The corporate taxable income of each member of the group shall be first
reduced by its proportionate share of American Electric Power Company,
Inc.'s (the holding company) tax loss (excluding the effects of
extraordinary items which do not apply to the regulated business) in
arriving at adjusted corporate taxable income for each member of the group
with positive taxable income.
(3) To the extent that the consolidated and corporate taxable incomes
include material items taxed at rates other than the statutory tax rate
(such as capital gains and preference items), the portion of the
consolidated tax attributable to these items shall be apportioned directly
to the members of the group giving rise to such items.
(4) General business credits, other tax credits, and foreign tax credits
shall be equitably allocated to those members whose investments or
contributions generates the tax credit.
(5) If the tax credits can not be entirely utilized to offset the
consolidated tax liability, the tax credit carryover shall be equitably
allocated to those members whose investments or contributions generated the
credit.
(6) Should the consolidated group generate a net operating tax loss for a
calendar year, the tax benefits of any resultant carryback refund shall be
allocated proportionately to member companies that generated corporate tax
losses in the year the consolidated net operating loss was generated. Any
related loss of general business credits, shall be allocated to the member
companies that utilized the credits in the prior year in the same
proportion that the credit lost is to the total credit utilized in the
prior year. A consolidated net operating tax loss carryfoward shall be
allocated proportionately to member companies that generated the original
tax losses that gave rise to the consolidated net operating tax loss
carryforward.
(7) A member with a net positive tax allocation shall pay the holding
company the net amount allocated, while a tax loss member with a net
negative tax allocation shall receive current payment from the holding
company in the amount of its negative allocation. The payment made to a
member with a tax loss should equal the amount by which the consolidated
tax is reduced by including the member's net corporate tax loss in the
consolidated tax return. The holding company shall pay to the Internal
Revenue Service the consolidated group's net current federal income tax
liability from the net of the receipts and payments.
(8) No member of the consolidated group shall be allocated a federal income
tax which is greater than the federal income tax computed as if such member
had filed a separate return.
(9) Prior to the 1991 tax year, CSW Leasing, Inc. and CSW Energy Inc. were
excluded from the tax allocation pursuant to Rule 45(c)(4) and the tax
benefits attributable to such companies' losses and credits were allocated
to the Central and South West Corporation. These excluded companies retain
separate return carryover rights for the losses and credits availed of by
the parent corporation through the consolidated return. On future
consolidated tax allocations, Central and South West Corporation shall pay
such companies for the previously allocated tax benefits to the extent the
companies are able to offset separate return corporate taxable income with
such carryovers.
(10) In the event the consolidated tax liability is subsequently revised by
Internal Revenue Service audit adjustments, amended returns, claims for
refund, or otherwise, such changes shall be allocated in the same manner as
though the adjustments on which they are based had formed part of the
original consolidated return using the tax allocation agreement which was
in effect at that time.
Any current state tax liability and/or benefit associated with a state
tax return involving more than one member of the consolidated group, shall be
allocated to such members following the principles set forth above for current
federal income taxes. Due to certain states utilizing a unitary approach, the
consolidated return liability may exceed the sum of the liabilities computed for
each company on a separate return basis. If this occurs, the excess of the
consolidated liability over the sum of the separate return liabilities shall be
allocated proportionally based on each member's contribution to the consolidated
apportionment percentage. If additional tax is attributable to a significant
transaction or event, such additional tax shall be allocated directly to the
members who are party to said transaction or event.
This agreement is subject to revision as a result of changes in federal
and state tax law and relevant facts and circumstances.
The above procedures for apportioning the consolidated annual net
current federal and state tax liabilities and expenses of American Electric
Power Company, Inc. and its consolidating affiliates have been agreed to by each
of the below listed members of the consolidated group as evidenced by the
signature of an officer of each company.
COMPANY OFFICER'S SIGNATURE
------------------------------------------- ---------------------
American Electric Power Company, Inc. /S/ W.L. Scott
---------------------
American Electric Power Service Corporation /S/ W.L. Scott
---------------------
AEP C&I Company, LLC /S/ Timothy A. King
---------------------
AEP Communications, Inc. /S/ W.L. Scott
---------------------
AEP Communications, LLC /S/ Jeffrey D. Cross
---------------------
AEP Credit, Inc. /S/ W.L. Scott
---------------------
AEP Delaware Investment Company /S/ Mark A. Pyle
---------------------
AEP Delaware Investment Company II /S/ Mark A. Pyle
---------------------
AEP Energy Management, LLC /S/ Jeffrey D. Cross
---------------------
AEP Energy Services, Inc. /S/ W.L. Scott
---------------------
AEP Energy Services Gas Holding Company /S/ Mark A. Pyle
---------------------
AEP Energy Services Investments, Inc. /S/ Mark A. Pyle
---------------------
AEP Energy Services Ventures, Inc. /S/ Mark A. Pyle
---------------------
AEP Energy Services Ventures II, Inc. /S/ Mark A. Pyle
---------------------
AEP Energy Services Ventures III, Inc. /S/ Mark A. Pyle
---------------------
AEP Fiber Ventures, LLC /S/ Timothy A. King
---------------------
AEP Gas Power GP, LLC /S/ Timothy A. King
---------------------
AEP Gas Power System GP, LLC /S/ Jeffrey D. Cross
---------------------
AEP Generating Company /S/ W.L. Scott
---------------------
AEP Investments, Inc. /S/ W.L. Scott
---------------------
AEP Ohio Commercial & Industrial Retail Co. /S/ Timothy A. King
---------------------
AEP Ohio Retail Energy, LLC /S/ Jeffrey D. Cross
---------------------
AEP Power Marketing, Inc. /S/ Thomas Ashford
---------------------
AEP Pro Serv, Inc. /S/ W.L. Scott
---------------------
AEP Resources, Inc. /S/ W.L. Scott
---------------------
AEP Resources Services, LLC /S/ Jeffrey D. Cross
---------------------
AEP Retail Energy, LLC /S/ Jeffrey D. Cross
---------------------
AEP T & D Services, LLC /S/ Timothy A. King
---------------------
AEP Texas Commercial & Industrial Retail GP /S/ Timothy A. King
---------------------
AEP Texas Retail GP, LLC /S/ Timothy A. King
---------------------
Appalachian Power Company /S/ W.L. Scott
---------------------
Ash Creek Mining Company /S/ W.L. Scott
---------------------
Blackhawk Coal Company /S/ W.L. Scott
---------------------
Cedar Coal Company /S/ W.L. Scott
---------------------
Central and South West Corporation /S/ W.L. Scott
---------------------
Central and South West Services, Inc. /S/ W.L. Scott
---------------------
Central Appalachian Coal Company /S/ W.L. Scott
---------------------
Central Coal Company /S/ W.L. Scott
---------------------
Central Ohio Coal Company /S/ W.L. Scott
---------------------
Central Power and Light Company /S/ W.L. Scott
---------------------
Colomet, Inc. /S/ W.L. Scott
---------------------
Columbus Southern Power Company /S/ W.L. Scott
---------------------
Conesville Coal Preparation Company /S/ W.L. Scott
---------------------
C3 Communications, Inc. /S/ W.L. Scott
---------------------
CSW Development-I, Inc. /S/ Mark A. Pyle
---------------------
CSW Development-II, Inc. /S/ Mark A. Pyle
---------------------
CSW Development-3, Inc. /S/ Mark A. Pyle
---------------------
CSW Eastex GP I, Inc. /S/ Mark A. Pyle
---------------------
CSW Eastex GP II, Inc. /S/ Mark A. Pyle
---------------------
CSW Eastex LP I, Inc. /S/ Mark A. Pyle
---------------------
CSW Eastex LP II, Inc. /S/ Mark A. Pyle
---------------------
CSW Energy, Inc. /S/ W.L. Scott
---------------------
CSW Energy Services, Inc. /S/ Thomas Ashford
---------------------
CSW Frontera GP I, Inc. /S/ Timothy A. King
---------------------
CSW Frontera GP II, Inc. /S/ Timothy A. King
---------------------
CSW Frontera LP I, Inc. /S/ Timothy A. King
---------------------
CSW Frontera LP II, Inc. /S/ Timothy A. King
---------------------
CSW Ft. Lupton, Inc. /S/ Mark A. Pyle
---------------------
CSW International, Inc. /S/ W.L. Scott
---------------------
CSW International (U.K.), Inc. /S/ Mark A. Pyle
---------------------
CSW International Two, Inc. /S/ Mark A. Pyle
---------------------
CSW International Three, Inc. /S/ Mark A. Pyle
---------------------
CSW Leasing, Inc. /S/ W.L. Scott
---------------------
CSW Mulberry, Inc. /S/ Mark A. Pyle
---------------------
CSW Mulberry II, Inc. /S/ Mark A. Pyle
---------------------
CSW Nevada, Inc. /S/ Mark A. Pyle
---------------------
CSW Northwest GP, Inc. /S/ Mark A. Pyle
---------------------
CSW Northwest LP, Inc. /S/ Mark A. Pyle
---------------------
CSW Orange, Inc. /S/ Mark A. Pyle
---------------------
CSW Orange II, Inc. /S/ Mark A. Pyle
---------------------
CSW Power Marketing, Inc. /S/ Mark A. Pyle
---------------------
CSW Services International, Inc. /S/ Mark A. Pyle
---------------------
CSW Sweeny GP I, Inc. /S/ Mark A. Pyle
---------------------
CSW Sweeny GP II, Inc. /S/ Mark A. Pyle
----------------
CSW Sweeny LP I, Inc. /S/ Mark A. Pyle
---------------------
CSW Sweeny LP II, Inc. /S/ Mark A. Pyle
---------------------
CSWC Southwest Holding, Inc. /S/ Mark A. Pyle
---------------------
CSWC TeleChoice, Inc. /S/ Mark A. Pyle
---------------------
CSWC TeleChoice Management, Inc. /S/ Mark A. Pyle
---------------------
Datapult, LLC /S/ Timothy A. King
---------------------
DECCO II, LLC /S/ Mark A. Pyle
---------------------
Diversified Energy Contractors Co., LLC /S/ Mark A. Pyle
---------------------
Enershop, Inc. /S/ Mark A. Pyle
---------------------
Envirotherm, Inc. /S/ Mark A. Pyle
---------------------
Franklin Real Estate Company /S/ W.L. Scott
---------------------
Indiana Franklin Realty, Inc. /S/ W.L. Scott
---------------------
Indiana Michigan Power Company /S/ W.L. Scott
---------------------
Industry and Energy Associates, LLC /S/ Mark A. Pyle
---------------------
Kentucky Power Company /S/ W.L. Scott
---------------------
Kingsport Power Company /S/ W.L. Scott
---------------------
Latin American Energy Holding, Inc. /S/ Mark A. Pyle
---------------------
LIG, Inc. /S/ Mark A. Pyle
---------------------
LIG Chemical Company /S/ Mark A. Pyle
---------------------
LIG Liquids Company, LLC /S/ Mark A. Pyle
---------------------
LIG Pipeline Company /S/ Mark A. Pyle
---------------------
Louisiana Intrastate Gas Company, LLC /S/ Mark A. Pyle
---------------------
Mutual Energy, LLC /S/ Timothy A. King
---------------------
Mutual Energy Service Company, LLC /S/ Timothy A. King
---------------------
Newgulf Power Venture, Inc. /S/ Mark A. Pyle
---------------------
Noah I Power G.P., Inc. /S/ Mark A. Pyle
---------------------
Ohio Power Company /S/ W.L. Scott
---------------------
Price River Coal Company, Inc. /S/ W.L. Scott
---------------------
Public Service Company of Oklahoma /S/ W.L. Scott
---------------------
Simco, Inc. /S/ W.L. Scott
---------------------
Southern Appalachian Coal Company /S/ W.L. Scott
---------------------
Southern Ohio Coal Company /S/ W.L. Scott
---------------------
Southwest Arkansas Utilities Corp. /S/ W.L. Scott
---------------------
Southwestern Electric Power Company /S/ W.L. Scott
---------------------
Southwestern Wholesale Electric Company /S/ Mark A. Pyle
---------------------
Tuscaloosa Pipeline Company /S/ Mark A. Pyle
---------------------
Ventures Lease Co., LLC /S/ Timothy A. King
---------------------
West Texas Utilities Company /S/ W.L. Scott
---------------------
West Virginia Power Company /S/ W.L. Scott
---------------------
Wheeling Power Company /S/ W.L. Scott
---------------------
Windsor Coal Company /S/ W.L. Scott
---------------------
EXHIBIT E
CONTENTS
1 CHART OF ACCOUNTS FOR AEP SYSTEM COMPANIES - PER FULE 26
2 COPIES OF PERSONNEL POLICIES AS THEY RELATE TO RULE 48 (b)
3 SWEPCo STATEMENT OF ENVIRONMENTAL LABORATORY SERVICES FOR THE YEAR
ENDED DECEMBER 31, 2000
EXHIBIT E DOCUMENT:
1 CHART OF ACCOUNTS FOR AEP SYSTEM COMPANIES (PURSUANT TO RULE 26)
THE FEDERAL ENERGY REGULATORY COMMISSION (FERC) UNIFORM SYSTEM OF
ACCOUNTS (US OF A) IS USED BY MOST OF THE AEP SYSTEM COMPANIES WITH
MODIFICATIONS AS NECESSARY TO ACCOUNT FOR NON-UTILITY BUSINESS
OPERATIONS. CERTAIN AEP SYSTEM COMPANIES DO NOT FOLLOW THE FERC US OF
A, THOSE COMPANIES USE THE TYPICAL COMMERCIAL CHART OF ACCOUNTS
APPLICABLE FOR THAT TYPE OF BUSINESS OPERATION.
2 COPIES OF PERSONNEL POLICIES AS THEY RELATE TO RULE 48 (b):
American Electric Power Exempt
Employees and Nonexempt Supervisors
Relocation Expense Policy . . . . . . Incorporated by Reference
to 1994 Form U5S Annual
Report, File No. 30-150.
EXHIBIT E - (CONTINUED)
3. SOUTHWESTERN ELECTRIC POWER COMPANY
ENVIRONMENTAL SERVICES LABORATORY
ANALYSIS
2000
Sabine Mining Company $37,212
Maxim Technologist Inc. 10,224
Whited's Wash Pit, Inc. 5,697
General Electric Company 3,826
Kairos Corp 3,245
Jones Environmental Inc. 3,020
Gulf States Laboratories 1,091
Altec Environmental Consultants 953
Miscellaneous (less than $500) 1,196
-----
Total $66,464
=======
EXHIBIT F
TOTAL COMPANY SUMMARY
2000 INTERCOMPANY BILLING COSTS INCURRED
COMPANY BENEFITING FROM WORK Total KGPCO APCO KPCO I&M
ORGANIZATION PROVIDING SERVICE
O&M COSTS
MARKETING
CONSUMER MARKETING 126,880.58 80.68 22,359.19 9,433.23 2,080.77
ECONOMIC DEVELOPMENT 79,094.54 37,083.12 3,544.87 20.16 30,388.38
BUSINESS SERVICES 164,180.92 0.00 0.00 0.00 0.00
DISTRIBUTION REGIONS
MANAGERIAL 276,661.94 2,084.73 19,716.25 6,850.84 41,122.08
CUSTOMER SERVICES 2,857,471.95 119,989.23 318,461.61 614,837.04 24,404.64
ENGENEERING & PLANNING 568,477.21 1,032.17 88,015.14 100,402.48 2,297.60
ENGINEERING INFO & DRAFTING 478,044.30 22,832.98 4,411.10 85,001.01 373.81
STORES 5,346.84 0.48 383.09 (82.33) 187.39
OPERATIONS-ADMINISTRATIVE 700,702.90 45,739.37 18,918.77 179,106.05 1,837.41
OPERATIONS-METER 681,495.56 79,341.97 67,998.51 136,068.61 980.34
OPERATIONS-LINE 2,797,317.33 23,714.07 676,062.77 479,383.35 76,917.64
ENERGY DISTRIBUTION SUPPORT
DISTRIBUTION OPERATIONS
DISTRIBUTION OPERATIONS 322,386.08 635.88 20,189.29 4,157.66 6,819.21
RIGHT OF WAY MAINTENANCE 463,269.84 14,469.30 19,647.38 74,847.51 6,286.86
DISTRIBUTION ENGINEERING
DISTRIBUTION ENG&PLANNING 165,421.86 1,006.30 12,708.39 10,081.14 19,298.95
DISTRIBUTION DATA SYSTEMS
DATABASE APPLICATIONS 109,889.80 21,733.10 258.20 83,575.22 2,503.21
JOINT USE (65,273.83) 962.88 1,416.30 10,552.17 196.34
T&D MATERIAL DISTRIBUTION
CENTRAL WAREHOUSE 2,292.34 (5.27) 850.96 (15.84) (47.53)
ENERGY TRANSMISSION
TRANSMISSION REGIONS
TRANSMISSION LINE 1,380,143.45 5,740.58 298,554.79 69,302.73 33,492.15
PROTECTION & CONTROL 676,594.51 15,596.83 130,045.19 42,323.05 35,978.51
STATION 3,153,257.99 102,134.81 401,923.65 169,708.47 77,014.22
TRANSMISSION SYSTEM ENG
LINE ENGINEERING 29,766.83 2.59 3,119.55 10,648.75 31.54
LINE ENG/RIGHT OF WAY 10,985.90 0.00 0.00 1,361.06 219.91
LINE ENGINEERING/SURVEY 7,545.00 0.00 0.00 0.00 0.00
PROTECTION & CONTROL 0.00 0.00 0.00 0.00 0.00
STATION ENGINEERING 1,633.96 1,286.31 0.00 21.00 69.00
STATION CONSTRUCTION O&M ADM 0.00 0.00 0.00 0.00 0.00
SYSTEM MAINT-TOOLS/EQUIP 624,624.98 25,331.64 39,236.30 72,035.11 142,343.62
OPERATIONS CENTER 1,413,187.63 1,334.12 210,588.40 132,092.54 269,501.20
ENERGY DELIVERY SUPPORT
MEASURE & CUST SUPPORT
MEASUREMENTS ENG & SUPT 52,911.95 286.20 294.18 7,986.29 11,441.26
METER OPERATIONS 873,620.18 13,607.89 130,724.59 97,335.86 199,767.99
TELECOMMUNICATIONS
TELECOM ENGINEERING 0.00 0.00 0.00 0.00 0.00
TELECOM OPERATIONS 542,054.09 7,404.84 95,108.03 16,644.62 68,886.12
OPERATIONS IMPROVEMENT
LAND MANAGEMENT-FORESTRY 272,468.67 0.00 253.66 453.30 0.00
LAND MGMT-REAL ESTATE 264,471.21 1,119.76 12.25 466.42 1,398.79
ENERGY DELIVERY & CUSTOMER REL
PLANNING & BUDGETING 50.70 0.00 0.00 0.00 0.00
COAL TERMINAL
COOK COAL TERMINAL 434.00 0.00 434.00 0.00 0.00
PUTNAM 0.00 0.00 0.00 0.00 0.00
FOSSIL POWER PLANT
MANAGERIAL 362,812.95 0.00 156,418.19 7,263.44 32,231.62
ENERGY PRODUCTION 648,771.62 0.00 527,319.88 115,036.80 1,659.49
PRODUCTION SUPPORT 157,446.21 4,864.38 15,703.06 119,886.70 10,375.95
ADMINISTRATIVE & TECH SERV 6,546.40 2.59 1,898.91 3,515.81 32.99
HYDRO PLANT 279,508.69 224.14 4,758.22 2,520.43 149,196.23
NUCLEAR GENERATION 439.75 0.00 154.39 0.00 0.00
ADMINISTRATIVE SUPPORT
ADMINISTRATIVE
STATE PRES/ENVIR & GOV'T 632,026.99 25,319.69 8,333.11 4,324.22 1,784.55
CORPORATE COMMUNICATIONS 394,781.62 1,213.22 16,621.61 4,868.82 9,893.45
RATES 239,837.35 15,532.15 (82.35) (18.31) (50.70)
OTHER ADMIN GROUPS (2,441,132.86) (43,504.90) 1,728,180.31 19,469.25 (1,103,267.70)
ACCOUNTING
ADMINISTRATIVE 27,123.79 677.41 6,936.28 1,868.38 5,696.79
CORPORATE SERVICES
CORPORATE SERVICES-ADMIN 115,458.75 2,711.34 4.03 0.00 0.00
FLEET MANAGEMENT 1,044,825.21 16,490.98 203,854.54 30,749.55 2,654.23
BUILDING SERVICES 1,261,399.45 26,562.69 273,499.98 68,260.68 140,134.88
OFFICE SERVICES 1,151,911.68 37,655.83 372,214.56 82,663.11 243,308.36
LABOR FRINGES ON O&M LABOR 2,256,228.14 51,933.32 341,165.39 265,165.01 120,106.03
TOTAL O&M COSTS 25,175,396.95 684,229.40 6,242,216.52 3,140,171.39 669,547.58
CONSTRUCTION, RETIRE, OTHER WIP 30,790,932.02 473,331.18 2,972,146.62 4,840,417.79 2,686,260.87
MATERIAL & SUPPLY COSTS 9,297,210.72 66,689.44 1,975,237.86 1,670,537.85 332,913.31
FACILITY COSTS 8,084,664.00 41,844.00 286,344.00 263,712.00 13,524.00
INVESTMENT CARRYING CHARGES 5,292,660.00 34,104.00 443,328.00 256,908.00 45,372.00
COMPANY TOTAL 78,640,863.69 1,300,198.02 11,919,273.00 10,171,747.03 3,747,617.76
TOTAL COMPANY SUMMARY
2000 INTERCOMPANY BILLING COSTS INCURRED
COMPANY BENEFITING FROM WORK WPCO OPCO CSP AEPSC
ORGANIZATION PROVIDING SERVICE
O&M COSTS
MARKETING
CONSUMER MARKETING 2,643.63 89,653.26 629.82 0.00
ECONOMIC DEVELOPMENT 3,187.84 4,816.40 53.77 0.00
BUSINESS SERVICES 0.00 164,180.92 0.00 0.00
DISTRIBUTION REGIONS
MANAGERIAL 6,532.46 190,925.60 9,429.98 0.00
CUSTOMER SERVICES 162,062.66 1,393,682.29 224,034.48 0.00
ENGENEERING & PLANNING 35,825.46 283,178.21 57,726.15 0.00
ENGINEERING INFO & DRAFTING 136,683.37 225,070.70 3,671.33 0.00
STORES 9.68 5,089.58 (237.79) (3.26)
OPERATIONS-ADMINISTRATIVE 85,347.65 364,058.35 5,695.30 0.00
OPERATIONS-METER 32,549.58 234,645.01 129,911.54 0.00
OPERATIONS-LINE 99,842.26 525,390.14 916,007.10 0.00
ENERGY DISTRIBUTION SUPPORT
DISTRIBUTION OPERATIONS
DISTRIBUTION OPERATIONS 6,233.32 269,387.17 14,963.55 0.00
RIGHT OF WAY MAINTENANCE 11,951.30 321,624.50 14,442.99 0.00
DISTRIBUTION ENGINEERING
DISTRIBUTION ENG&PLANNING 3,922.46 103,510.65 14,893.97 0.00
DISTRIBUTION DATA SYSTEMS
DATABASE APPLICATIONS 51.31 1,040.32 728.44 0.00
JOINT USE 25,499.15 (108,109.56) 4,208.89 0.00
T&D MATERIAL DISTRIBUTION
CENTRAL WAREHOUSE 186.26 464.43 859.33 0.00
ENERGY TRANSMISSION
TRANSMISSION REGIONS
TRANSMISSION LINE 31,182.99 267,104.42 674,765.79 0.00
PROTECTION & CONTROL 142,427.77 220,337.68 89,885.48 0.00
STATION 176,952.17 1,545,485.21 680,039.46 0.00
TRANSMISSION SYSTEM ENG
LINE ENGINEERING 2.57 8,245.36 7,716.47 0.00
LINE ENG/RIGHT OF WAY 0.00 7,151.85 2,253.08 0.00
LINE ENGINEERING/SURVEY 0.00 0.00 7,545.00 0.00
PROTECTION & CONTROL 0.00 0.00 0.00 0.00
STATION ENGINEERING 3.00 96.00 158.65 0.00
STATION CONSTRUCTION O&M ADM 0.00 0.00 0.00 0.00
SYSTEM MAINT-TOOLS/EQUIP 9,240.88 223,119.40 113,318.03 0.00
OPERATIONS CENTER 19,295.13 589,067.71 191,308.53 0.00
ENERGY DELIVERY SUPPORT
MEASURE & CUST SUPPORT
MEASUREMENTS ENG & SUPT 1,621.49 13,482.56 17,799.97 0.00
METER OPERATIONS 19,413.62 129,563.75 283,206.48 0.00
TELECOMMUNICATIONS
TELECOM ENGINEERING 0.00 0.00 0.00 0.00
TELECOM OPERATIONS 50,615.30 260,970.83 42,424.35 0.00
OPERATIONS IMPROVEMENT
LAND MANAGEMENT-FORESTRY 7.67 268,798.56 2,955.48 0.00
LAND MGMT-REAL ESTATE 78.17 247,672.65 13,723.17 0.00
ENERGY DELIVERY & CUSTOMER REL
PLANNING & BUDGETING 0.00 50.70 0.00 0.00
COAL TERMINAL
COOK COAL TERMINAL 0.00 0.00 0.00 0.00
PUTNAM 0.00 0.00 0.00 0.00
FOSSIL POWER PLANT
MANAGERIAL 299.17 161,583.38 5,017.15 0.00
ENERGY PRODUCTION 14.68 3,202.32 1,538.45 0.00
PRODUCTION SUPPORT 0.00 4,158.64 2,457.48 0.00
ADMINISTRATIVE & TECH SERV 2.60 1,322.80 (229.30) 0.00
HYDRO PLANT 224.05 118,784.56 3,801.06 0.00
NUCLEAR GENERATION 0.00 285.36 0.00 0.00
ADMINISTRATIVE SUPPORT
ADMINISTRATIVE
STATE PRES/ENVIR & GOV'T 76,789.36 486,781.74 28,694.32 0.00
CORPORATE COMMUNICATIONS 5,367.77 91,135.83 265,680.92 0.00
RATES 40,107.59 178,847.43 5,501.54 0.00
OTHER ADMIN GROUPS (92,658.57 (656,167.70) 48,567.28
ACCOUNTING
ADMINISTRATIVE 734.99 6,147.96 5,061.98 0.00
CORPORATE SERVICES
CORPORATE SERVICES-ADMIN 6,708.11 106,035.27 0.00 0.00
FLEET MANAGEMENT 37,498.61 490,711.79 164,559.16 98,306.35
BUILDING SERVICES 43,682.80 577,350.92 131,052.09 855.41
OFFICE SERVICES 31,723.07 229,866.53 154,480.22 0.00
LABOR FRINGES ON O&M LABOR 110,787.85 970,614.04 379,748.92 16,707.58
TOTAL O&M COSTS 1,324,651.23 8,934,832.39 4,015,315.08 164,433.36
CONSTRUCTION, RETIRE, OTHER WIP 1,257,731.67 9,215,086.61 9,345,957.28 0.00
MATERIAL & SUPPLY COSTS 100,395.74 1,270,054.32 3,862,068.57 19,313.63
FACILITY COSTS 74,184.00 488,664.00 325,044.00 6,591,348.00
INVESTMENT CARRYING CHARGES 72,492.00 538,860.00 534,024.00 3,367,572.00
COMPANY TOTAL 2,829,454.64 20,447,497.32 18,082,408.93 10,142,666.99
KINGSPORT POWER COMPANY
2000 INTERCOMPANY BILLING COSTS INCURRED
COMPANY BENEFITING FROM WORK Total KGPCO APCO KPCO I&M
ORGANIZATION PROVIDING SERVICE
O&M COSTS
MARKETING
CONSUMER MARKETING - 0 0 0 0
ECONOMIC DEVELOPMENT - 0 0 0 0
BUSINESS SERVICES - 0 0 0 0
DISTRIBUTION REGIONS
MANAGERIAL 2,611.67 0 2,460.55 151.12 0
CUSTOMER SERVICES 31,065.33 0 30,976.23 89.1 0
ENGENEERING & PLANNING 35,552.23 0 35,471.69 0 0
ENGINEERING INFO & DRAFTING - 0 0 0 0
STORES - 0 0 0 0
OPERATIONS-ADMINISTRATIVE - 0 0 0 0
OPERATIONS-METER 8,469.72 0 8,469.72 0 0
OPERATIONS-LINE 41,135.00 0 41,083.18 0 0
ENERGY DISTRIBUTION SUPPORT
DISTRIBUTION OPERATIONS
DISTRIBUTION OPERATIONS - 0 0 0 0
RIGHT OF WAY MAINTENANCE - 0 0 0 0
DISTRIBUTION ENGINEERING
DISTRIBUTION ENG&PLANNING - 0 0 0 0
DISTRIBUTION DATA SYSTEMS
DATABASE APPLICATIONS - 0 0 0 0
JOINT USE - 0 0 0 0
T&D MATERIAL DISTRIBUTION
CENTRAL WAREHOUSE - 0 0 0 0
ENERGY TRANSMISSION
TRANSMISSION REGIONS
TRANSMISSION LINE 5,191.60 0 5,191.60 0 0
PROTECTION & CONTROL 15,921.85 0 15,911.38 10.47 0
STATION 98,011.16 0 96,169.90 1,841.26 0
TRANSMISSION SYSTEM ENG
LINE ENGINEERING - 0 0 0 0
LINE ENG/RIGHT OF WAY - 0 0 0 0
LINE ENGINEERING/SURVEY - 0 0 0 0
PROTECTION & CONTROL - 0 0 0 0
STATION ENGINEERING - 0 0 0 0
STATION CONSTRUCTION O&M ADM
SYSTEM MAINT-TOOLS/EQUIP - 0 0 0 0
OPERATIONS CENTER - 0 0 0 0
ENERGY DELIVERY SUPPORT
MEASURE & CUST SUPPORT
MEASUREMENTS ENG & SUPT - 0 0 0 0
METER OPERATIONS - 0 0 0 0
TELECOMMUNICATIONS
TELECOM ENGINEERING - 0 0 0 0
TELECOM OPERATIONS 11,386.84 0 11,386.84 0 0
OPERATIONS IMPROVEMENT
LAND MANAGEMENT-FORESTRY - 0 0 0 0
LAND MGMT-REAL ESTATE - 0 0 0 0
ENERGY DELIVERY & CUSTOMER REL
PLANNING & BUDGETING - 0 0 0 0
COAL TERMINAL
COOK COAL TERMINAL - 0 0 0 0
PUTNAM - 0 0 0 0
FOSSIL POWER PLANT
MANAGERIAL - 0 0 0 0
ENERGY PRODUCTION - 0 0 0 0
PRODUCTION SUPPORT - 0 0 0 0
ADMINISTRATIVE & TECH SERV - 0 0 0 0
HYDRO PLANT - 0 0 0 0
NUCLEAR GENERATION - 0 0 0 0
ADMINISTRATIVE SUPPORT
ADMINISTRATIVE
STATE PRES/ENVIR & GOV'T 127.92 0 127.92 0 0
CORPORATE COMMUNICATIONS 17.43 0 4.8 1.07 3.2
RATES - 0 0 0 0
OTHER ADMIN GROUPS 69,463.56 0 65,794.49 1,530.00 2,102.35
ACCOUNTING
ADMINISTRATIVE - 0 0 0 0
CORPORATE SERVICES
CORPORATE SERVICES-ADMIN - 0 0 0 0
FLEET MANAGEMENT 43,283.29 0 43,283.29 0 0
BUILDING SERVICES 40,303.05 0 36,504.72 3,798.33 0
OFFICE SERVICES - 0 0 0 0
LABOR FRINGES ON O&M LABOR 29,044.75 0 28,643.55 379.78 0
TOTAL O&M COSTS 431,585.40 0 421,479.86 7,801.13 2,105.55
CONSTRUCTION, RETIRE, OTHER WI 375,509.85 0 280,159.38 86,423.72 4,804.65
MATERIAL & SUPPLY COSTS 31,482.72 0 16,662.52 11.98 8.91
FACILITY COSTS 10,008.00 0 0 0 0
INVESTMENT CARRYING CHARGES 26,352.00 0 0 0 0
COMPANY TOTAL 874,937.97 0.00 718,301.76 94,236.83 6,919.11
KINGSPORT POWER COMPANY
2000 INTERCOMPANY BILLING COSTS INCURRED
COMPANY BENEFITING FROM WORK WPCO OPCO CSP AEPSC
ORGANIZATION PROVIDING SERVICE
O&M COSTS
MARKETING
CONSUMER MARKETING 0 0 0 0
ECONOMIC DEVELOPMENT 0 0 0 0
BUSINESS SERVICES 0 0 0 0
DISTRIBUTION REGIONS
MANAGERIAL 0 0 0 0
CUSTOMER SERVICES 0 0 0 0
ENGENEERING & PLANNING 0 80.54 0 0
ENGINEERING INFO & DRAFTING 0 0 0 0
STORES 0 0 0 0
OPERATIONS-ADMINISTRATIVE 0 0 0 0
OPERATIONS-METER 0 0 0 0
OPERATIONS-LINE 0 19.81 32.01 0
ENERGY DISTRIBUTION SUPPORT
DISTRIBUTION OPERATIONS
DISTRIBUTION OPERATIONS 0 0 0 0
RIGHT OF WAY MAINTENANCE 0 0 0 0
DISTRIBUTION ENGINEERING
DISTRIBUTION ENG&PLANNING 0 0 0 0
DISTRIBUTION DATA SYSTEMS
DATABASE APPLICATIONS 0 0 0 0
JOINT USE 0 0 0 0
T&D MATERIAL DISTRIBUTION
CENTRAL WAREHOUSE 0 0 0 0
ENERGY TRANSMISSION
TRANSMISSION REGIONS
TRANSMISSION LINE 0 0 0 0
PROTECTION & CONTROL 0 0 0 0
STATION 0 0 0 0
TRANSMISSION SYSTEM ENG
LINE ENGINEERING 0 0 0 0
LINE ENG/RIGHT OF WAY 0 0 0 0
LINE ENGINEERING/SURVEY 0 0 0 0
PROTECTION & CONTROL 0 0 0 0
STATION ENGINEERING 0 0 0 0
STATION CONSTRUCTION O&M ADM
SYSTEM MAINT-TOOLS/EQUIP 0 0 0 0
OPERATIONS CENTER 0 0 0 0
ENERGY DELIVERY SUPPORT
MEASURE & CUST SUPPORT
MEASUREMENTS ENG & SUPT 0 0 0 0
METER OPERATIONS 0 0 0 0
TELECOMMUNICATIONS
TELECOM ENGINEERING 0 0 0 0
TELECOM OPERATIONS 0 0 0 0
OPERATIONS IMPROVEMENT
LAND MANAGEMENT-FORESTRY 0 0 0 0
LAND MGMT-REAL ESTATE 0 0 0 0
ENERGY DELIVERY & CUSTOMER REL
PLANNING & BUDGETING 0 0 0 0
COAL TERMINAL
COOK COAL TERMINAL 0 0 0 0
PUTNAM 0 0 0 0
FOSSIL POWER PLANT
MANAGERIAL 0 0 0 0
ENERGY PRODUCTION 0 0 0 0
PRODUCTION SUPPORT 0 0 0 0
ADMINISTRATIVE & TECH SERV 0 0 0 0
HYDRO PLANT 0 0 0 0
NUCLEAR GENERATION 0 0 0 0
ADMINISTRATIVE SUPPORT
ADMINISTRATIVE
STATE PRES/ENVIR & GOV'T 0 0 0 0
CORPORATE COMMUNICATIONS 0.35 5.16 2.85 0
RATES 0 0 0 0
OTHER ADMIN GROUPS 0 36.72 0 0.00
ACCOUNTING
ADMINISTRATIVE 0 0 0 0
CORPORATE SERVICES
CORPORATE SERVICES-ADMIN 0 0 0 0
FLEET MANAGEMENT 0 0 0 0
BUILDING SERVICES 0 0 0 0
OFFICE SERVICES 0 0 0 0
LABOR FRINGES ON O&M LABOR 0 20.2 1.22 0
TOTAL O&M COSTS 0.35 162.43 36.08 0
CONSTRUCTION, RETIRE, OTHER WI 5.72 3,401.84 714.54 0
MATERIAL & SUPPLY COSTS 0 14,298.34 500.97 0
FACILITY COSTS 0 0 0 10,008.00
INVESTMENT CARRYING CHARGES 0 0 0 26,352.00
COMPANY TOTAL 6.07 17,862.61 1,251.59 36,360.00
APPALACHIAN POWER COMPANY
2000 INTERCOMPANY BILLING COSTS INCURRED
COMPANY BENEFITING FROM WORK Total KGPCO APCO KPCO I&M
ORGANIZATION PROVIDING SERVICE
O&M COSTS
MARKETING
CONSUMER MARKETING 8,761.42 0.00 0.00 8,761.42 0.00
ECONOMIC DEVELOPMENT 40,266.82 37,076.65 0.00 0.76 2.17
BUSINESS SERVICES -- 0.00 0.00 0.00 0.00
DISTRIBUTION REGIONS
MANAGERIAL 3,237.34 1,991.95 0.00 1,241.88 0.00
CUSTOMER SERVICES 684,488.94 119,283.50 0.00 430,624.05 5,885.67
ENGENEERING & PLANNING 11,579.47 488.65 0.00 7,962.48 490.22
ENGINEERING INFO & DRAFTING 107,475.90 22,791.44 0.00 75,186.79 0.00
STORES (47.63) 0.00 0.00 (83.77) 0.00
OPERATIONS-ADMINISTRATIVE 145,322.00 45,737.31 0.00 96,298.62 1,033.10
OPERATIONS-METER 197,390.77 79,312.61 0.00 110,985.62 1,746.43
OPERATIONS-LINE 459,190.55 22,791.74 0.00 343,767.26 2,302.60
ENERGY DISTRIBUTION SUPPORT
DISTRIBUTION OPERATIONS
DISTRIBUTION OPERATIONS -- 0.00 0.00 0.00 0.00
RIGHT OF WAY MAINTENANCE 60,632.12 14,424.41 0.00 43,175.29 509.78
DISTRIBUTION ENGINEERING
DISTRIBUTION ENG&PLANNING 57,128.99 681.71 0.00 6,783.76 12,228.86
DISTRIBUTION DATA SYSTEMS
DATABASE APPLICATIONS 108,039.63 21,713.98 0.00 83,517.85 1,521.19
JOINT USE 11,169.24 905.73 0.00 10,263.51 0.00
T&D MATERIAL DISTRIBUTION
CENTRAL WAREHOUSE (233.36) (6.39) 0.00 (19.17) (57.55)
ENERGY TRANSMISSION
TRANSMISSION REGIONS
TRANSMISSION LINE 37,179.92 5,629.47 0.00 31,723.61 4,305.76
PROTECTION & CONTROL 105,923.55 15,596.80 0.00 38,725.26 21,614.87
STATION 570,507.63 66,327.85 0.00 104,199.98 17,144.23
TRANSMISSION SYSTEM ENG
LINE ENGINEERING 18,455.55 2.59 0.00 10,648.75 31.54
LINE ENG/RIGHT OF WAY 3,923.87 0.00 0.00 1,361.06 219.91
LINE ENGINEERING/SURVEY 7,545.00 0.00 0.00 0.00 0.00
PROTECTION & CONTROL -- 0.00 0.00 0.00 0.00
STATION ENGINEERING 1,633.96 1,286.31 0.00 21.00 69.00
STATION CONSTRUCTION O&M ADM
SYSTEM MAINT-TOOLS/EQUIP 436,137.64 25,083.86 0.00 65,368.37 111,707.53
OPERATIONS CENTER 826,455.69 1,132.18 0.00 79,526.94 259,569.74
ENERGY DELIVERY SUPPORT
MEASURE & CUST SUPPORT
MEASUREMENTS ENG & SUPT 39,694.45 264.42 0.00 7,920.92 10,014.58
METER OPERATIONS 420,745.42 7,454.47 0.00 69,332.09 97,659.32
TELECOMMUNICATIONS
TELECOM ENGINEERING -- 0.00 0.00 0.00 0.00
TELECOM OPERATIONS 33,680.31 4,236.29 0.00 1,084.38 5,991.90
OPERATIONS IMPROVEMENT
LAND MANAGEMENT-FORESTRY 5,127.28 0.00 0.00 0.00 0.00
LAND MGMT-REAL ESTATE 5,409.75 77.26 0.00 463.71 1,391.08
ENERGY DELIVERY & CUSTOMER REL
PLANNING & BUDGETING -- 0.00 0.00 0.00 0.00
COAL TERMINAL
COOK COAL TERMINAL -- 0.00 0.00 0.00 0.00
PUTNAM -- 0.00 0.00 0.00 0.00
FOSSIL POWER PLANT
MANAGERIAL 174,676.52 0.00 0.00 7,258.05 2,041.93
ENERGY PRODUCTION 88,516.41 0.00 0.00 84,129.86 0.00
PRODUCTION SUPPORT 30,074.98 0.00 0.00 27,144.63 450.00
ADMINISTRATIVE & TECH SERV 3,458.50 0.00 0.00 3,458.50 0.00
HYDRO PLANT 274,495.35 224.14 0.00 2,519.39 149,196.23
NUCLEAR GENERATION -- 0.00 0.00 0.00 0.00
ADMINISTRATIVE SUPPORT
ADMINISTRATIVE
STATE PRES/ENVIR & GOV'T 102,637.16 24,977.46 0.00 1,067.97 0.00
CORPORATE COMMUNICATIONS 6,592.96 47.84 0.00 545.72 98.78
RATES 57,752.81 15,538.24 0.00 0.00 0.00
OTHER ADMIN GROUPS (3,599,249.18) (55,367.95) 0.00 (140,801.36) (768,723.05)
ACCOUNTING
ADMINISTRATIVE 7,411.78 163.61 0.00 490.86 1,472.54
CORPORATE SERVICES
CORPORATE SERVICES-ADMIN 609.81 609.81 0.00 0.00 0.00
FLEET MANAGEMENT 48,445.08 16,370.01 0.00 23,467.56 17.65
BUILDING SERVICES 47,523.42 17,019.75 0.00 21,912.38 0.40
OFFICE SERVICES 15,407.90 15,215.25 0.00 192.65 0.00
LABOR FRINGES ON O&M LABOR 527,976.16 47,290.38 0.00 179,226.96 69,634.43
TOTAL O&M COSTS 2,193,151.88 576,373.33 0.00 1,839,455.59 9,570.84
CONSTRUCTION, RETIRE, OTHER WI 7,689,745.66 430,147.93 0.00 3,679,412.59 282,171.94
MATERIAL & SUPPLY COSTS 1,395,644.54 55,485.92 0.00 502,528.66 95,514.80
FACILITY COSTS 1,370,268.00 33,936.00 0.00 157,176.00 1,200.00
INVESTMENT CARRYING CHARGES 779,484.00 27,012.00 0.00 110,268.00 12,108.00
COMPANY TOTAL 13,428,294.08 1,122,955.18 0.00 6,288,840.84 400,565.58
APPALACHIAN POWER COMPANY
2000 INTERCOMPANY BILLING COSTS INCURRED
COMPANY BENEFITING FROM WORK WPCO OPCO CSP AEPSC
ORGANIZATION PROVIDING SERVICE
O&M COSTS
MARKETING
CONSUMER MARKETING 0.00 0.00 0.00 0.00
ECONOMIC DEVELOPMENT 3,181.37 3.83 2.04 0.00
BUSINESS SERVICES 0.00 0.00 0.00 0.00
DISTRIBUTION REGIONS
MANAGERIAL 0.00 3.51 0.00 0.00
CUSTOMER SERVICES 168.28 123,302.71 5,224.73 0.00
ENGENEERING & PLANNING 9.48 2,392.44 236.20 0.00
ENGINEERING INFO & DRAFTING 0.00 9,497.67 0.00 0.00
STORES 0.00 39.40 0.00 (3.26)
OPERATIONS-ADMINISTRATIVE 80.01 1,411.68 761.28 0.00
OPERATIONS-METER 71.30 4,332.08 942.73 0.00
OPERATIONS-LINE 4,516.93 83,160.42 2,651.60 0.00
ENERGY DISTRIBUTION SUPPORT
DISTRIBUTION OPERATIONS
DISTRIBUTION OPERATIONS 0.00 0.00 0.00 0.00
RIGHT OF WAY MAINTENANCE 22.16 2,301.00 199.48 0.00
DISTRIBUTION ENGINEERING
DISTRIBUTION ENG&PLANNING 679.42 22,182.51 14,572.73 0.00
DISTRIBUTION DATA SYSTEMS
DATABASE APPLICATIONS 19.46 538.71 728.44 0.00
JOINT USE 0.00 0.00 0.00 0.00
T&D MATERIAL DISTRIBUTION
CENTRAL WAREHOUSE (6.40) (92.70) (51.15) 0.00
ENERGY TRANSMISSION
TRANSMISSION REGIONS
TRANSMISSION LINE 79.12 (6,916.77) 2,358.73 0.00
PROTECTION & CONTROL 707.12 18,546.46 10,733.04 0.00
STATION 593.06 242,607.16 139,635.35 0.00
TRANSMISSION SYSTEM ENG
LINE ENGINEERING 2.57 53.63 7,716.47 0.00
LINE ENG/RIGHT OF WAY 0.00 89.82 2,253.08 0.00
LINE ENGINEERING/SURVEY 0.00 0.00 7,545.00 0.00
PROTECTION & CONTROL 0.00 0.00 0.00 0.00
STATION ENGINEERING 3.00 96.00 158.65 0.00
STATION CONSTRUCTION O&M ADM
SYSTEM MAINT-TOOLS/EQUIP 5,196.19 129,798.79 98,982.90 0.00
OPERATIONS CENTER 11,671.33 360,434.39 114,121.11 0.00
ENERGY DELIVERY SUPPORT
MEASURE & CUST SUPPORT
MEASUREMENTS ENG & SUPT 493.08 13,396.16 7,605.29 0.00
METER OPERATIONS 5,480.28 125,702.99 115,116.27 0.00
TELECOMMUNICATIONS
TELECOM ENGINEERING 0.00 0.00 0.00 0.00
TELECOM OPERATIONS 1,533.89 14,955.79 5,878.06 0.00
OPERATIONS IMPROVEMENT
LAND MANAGEMENT-FORESTRY 7.67 5,054.40 65.21 0.00
LAND MGMT-REAL ESTATE 77.26 1,777.50 1,622.94 0.00
ENERGY DELIVERY & CUSTOMER REL
PLANNING & BUDGETING 0.00 0.00 0.00 0.00
COAL TERMINAL
COOK COAL TERMINAL 0.00 0.00 0.00 0.00
PUTNAM 0.00 0.00 0.00 0.00
FOSSIL POWER PLANT
MANAGERIAL 299.17 160,919.14 4,158.23 0.00
ENERGY PRODUCTION 0.00 2,786.55 1,600.00 0.00
PRODUCTION SUPPORT 0.00 2,470.37 9.98 0.00
ADMINISTRATIVE & TECH SERV 0.00 0.00 0.00 0.00
HYDRO PLANT 224.05 118,530.48 3,801.06 0.00
NUCLEAR GENERATION 0.00 0.00 0.00 0.00
ADMINISTRATIVE SUPPORT
ADMINISTRATIVE
STATE PRES/ENVIR & GOV'T 76,591.73 0.00 0.00 0.00
CORPORATE COMMUNICATIONS 3,636.04 2,176.79 87.79 0.00
RATES 40,113.70 0.00 2,100.87 0.00
OTHER ADMIN GROUPS 21,669.51 (1,988,730.56) (668,312.25) 1,016.48
ACCOUNTING
ADMINISTRATIVE 221.20 3,265.11 1,798.46 0.00
CORPORATE SERVICES
CORPORATE SERVICES-ADMIN 0.00 0.00 0.00 0.00
FLEET MANAGEMENT (275.89) 4,642.13 128.52 4,095.10
BUILDING SERVICES 2.41 2,699.42 5,889.06 0.00
OFFICE SERVICES 0.00 0.00 0.00 0.00
LABOR FRINGES ON O&M LABOR 13,538.68 162,665.57 54,771.96 848.18
TOTAL O&M COSTS 190,607.18 (373,905.42) (54,906.14) 5,956.50
CONSTRUCTION, RETIRE, OTHER WI 2,754.84 1,450,879.35 1,844,379.01 0.00
MATERIAL & SUPPLY COSTS 2,327.27 443,148.94 285,965.74 10,673.21
FACILITY COSTS 9,564.00 14,892.00 4,992.00 1,148,508.00
INVESTMENT CARRYING CHARGES 1,572.00 34,488.00 2,916.00 591,120.00
COMPANY TOTAL 206,825.29 1,569,502.87 2,083,346.61 1,756,257.71
KENTUCKY POWER COMPANY
2000 INTERCOMPANY BILLING COSTS INCURRED
COMPANY BENEFITING FROM WORK Total KGPCO APCO KPCO I&M
ORGANIZATION PROVIDING SERVICE
O&M COSTS
MARKETING
CONSUMER MARKETING 19,336.66 0.00 19,336.66 0.00 0.00
ECONOMIC DEVELOPMENT 192.79 0.00 192.79 0.00 0.00
BUSINESS SERVICES 0.00 0.00 0.00 0.00 0.00
DISTRIBUTION REGIONS
MANAGERIAL 31,544.45 0.00 4.28 0.00 31,457.74
CUSTOMER SERVICES 22,790.07 83.16 334.35 0.00 0.00
ENGENEERING & PLANNING 6,253.65 492.64 4,527.04 0.00 40.72
ENGINEERING INFO & DRAFTING (469.00) 0.00 (469.00) 0.00 0.00
STORES 382.52 0.00 397.32 0.00 0.00
OPERATIONS-ADMINISTRATIVE 0.00 0.00 0.00 0.00 0.00
OPERATIONS-METER 95,577.55 0.00 12,033.21 0.00 65.73
OPERATIONS-LINE 79,009.39 25.31 7,387.43 0.00 485.94
ENERGY DISTRIBUTION SUPPORT
DISTRIBUTION OPERATIONS
DISTRIBUTION OPERATIONS 0.00 0.00 0.00 0.00 0.00
RIGHT OF WAY MAINTENANCE 1,942.60 0.00 1,942.60 0.00 0.00
DISTRIBUTION ENGINEERING
DISTRIBUTION ENG&PLANNING 0.00 0.00 0.00 0.00 0.00
DISTRIBUTION DATA SYSTEMS
DATABASE APPLICATIONS 0.00 0.00 0.00 0.00 0.00
JOINT USE 0.00 0.00 0.00 0.00 0.00
T&D MATERIAL DISTRIBUTION
CENTRAL WAREHOUSE 0.00 0.00 0.00 0.00 0.00
ENERGY TRANSMISSION
TRANSMISSION REGIONS
TRANSMISSION LINE 328,636.22 99.66 220,955.15 0.00 1,404.50
PROTECTION & CONTROL 147,071.71 0.03 82,852.29 0.00 7.66
STATION 461,820.60 35,775.32 176,534.65 0.00 373.85
TRANSMISSION SYSTEM ENG
LINE ENGINEERING 3,119.55 0.00 3,119.55 0.00 0.00
LINE ENG/RIGHT OF WAY 0.00 0.00 0.00 0.00 0.00
LINE ENGINEERING/SURVEY 0.00 0.00 0.00 0.00 0.00
PROTECTION & CONTROL 0.00 0.00 0.00 0.00 0.00
STATION ENGINEERING 0.00 0.00 0.00 0.00 0.00
STATION CONSTRUCTION O&M ADM
SYSTEM MAINT-TOOLS/EQUIP 0.00 0.00 0.00 0.00 0.00
OPERATIONS CENTER 0.00 0.00 0.00 0.00 0.00
ENERGY DELIVERY SUPPORT
MEASURE & CUST SUPPORT
MEASUREMENTS ENG & SUPT 0.00 0.00 0.00 0.00 0.00
METER OPERATIONS 292.62 0.00 214.08 0.00 0.00
TELECOMMUNICATIONS
TELECOM ENGINEERING 0.00 0.00 0.00 0.00 0.00
TELECOM OPERATIONS 59,928.81 95.95 29,923.21 0.00 284.57
OPERATIONS IMPROVEMENT
LAND MANAGEMENT-FORESTRY 0.00 0.00 0.00 0.00 0.00
LAND MGMT-REAL ESTATE 0.00 0.00 0.00 0.00 0.00
ENERGY DELIVERY & CUSTOMER REL
PLANNING & BUDGETING 0.00 0.00 0.00 0.00 0.00
COAL TERMINAL
COOK COAL TERMINAL 0.00 0.00 0.00 0.00 0.00
PUTNAM 0.00 0.00 0.00 0.00 0.00
FOSSIL POWER PLANT
MANAGERIAL 91,372.72 0.00 91,372.72 0.00 0.00
ENERGY PRODUCTION 33,379.98 0.00 33,441.53 0.00 0.00
PRODUCTION SUPPORT 1,208.59 0.00 718.50 0.00 364.63
ADMINISTRATIVE & TECH SERV 0.00 0.00 0.00 0.00 0.00
HYDRO PLANT 0.00 0.00 0.00 0.00 0.00
NUCLEAR GENERATION 0.00 0.00 0.00 0.00 0.00
ADMINISTRATIVE SUPPORT
ADMINISTRATIVE
STATE PRES/ENVIR & GOV'T 0.00 0.00 0.00 0.00 0.00
CORPORATE COMMUNICATIONS 1,705.41 17.94 242.19 0.00 153.30
RATES 0.00 0.00 0.00 0.00 0.00
OTHER ADMIN GROUPS (34,414.44) 2,387.03 198,710.24 0.00 (1,192.50)
ACCOUNTING
ADMINISTRATIVE 2,567.32 54.62 737.43 0.00 491.62
CORPORATE SERVICES
CORPORATE SERVICES-ADMIN 0.00 0.00 0.00 0.00 0.00
FLEET MANAGEMENT 124,328.98 0.00 122,290.66 0.00 (0.01)
BUILDING SERVICES 73,277.78 9,407.31 40,022.88 0.00 0.00
OFFICE SERVICES 8,035.37 0.00 820.02 0.00 0.00
LABOR FRINGES ON O&M LABOR 146,547.76 1,621.24 83,990.64 0.00 58.08
TOTAL O&M COSTS 1,705,439.66 50,060.21 1,131,632.42 0.00 33,995.83
CONSTRUCTION, RETIRE, OTHER WI (437,833.40) 12,311.19 (1,319,470.63) 0.00 11,499.15
MATERIAL & SUPPLY COSTS 90,205.42 1.01 18,129.44 0.00 5,696.77
FACILITY COSTS 841,656.00 7,908.00 130,008.00 0.00 0.00
INVESTMENT CARRYING CHARGES 806,616.00 7,092.00 78,024.00 0.00 0.00
COMPANY TOTAL 3,006,083.68 77,372.41 38,323.23 0.00 51,191.75
KENTUCKY POWER COMPANY
2000 INTERCOMPANY BILLING COSTS INCURRED
COMPANY BENEFITING FROM WORK WPCO OPCO CSP AEPSC
ORGANIZATION PROVIDING SERVICE
O&M COSTS
MARKETING
CONSUMER MARKETING 0.00 0.00 0.00 0.00
ECONOMIC DEVELOPMENT 0.00 0.00 0.00 0.00
BUSINESS SERVICES 0.00 0.00 0.00 0.00
DISTRIBUTION REGIONS
MANAGERIAL 0.00 37.47 44.96 0.00
CUSTOMER SERVICES 0.00 21,711.56 661.00 0.00
ENGENEERING & PLANNING 0.00 1,193.25 0.00 0.00
ENGINEERING INFO & DRAFTING 0.00 0.00 0.00 0.00
STORES 0.00 (14.80) 0.00 0.00
OPERATIONS-ADMINISTRATIVE 0.00 0.00 0.00 0.00
OPERATIONS-METER 0.00 61,501.95 21,976.66 0.00
OPERATIONS-LINE 25.32 47,642.44 23,442.95 0.00
ENERGY DISTRIBUTION SUPPORT
DISTRIBUTION OPERATIONS
DISTRIBUTION OPERATIONS 0.00 0.00 0.00 0.00
RIGHT OF WAY MAINTENANCE 0.00 0.00 0.00 0.00
DISTRIBUTION ENGINEERING
DISTRIBUTION ENG&PLANNING 0.00 0.00 0.00 0.00
DISTRIBUTION DATA SYSTEMS
DATABASE APPLICATIONS 0.00 0.00 0.00 0.00
JOINT USE 0.00 0.00 0.00 0.00
T&D MATERIAL DISTRIBUTION
CENTRAL WAREHOUSE 0.00 0.00 0.00 0.00
ENERGY TRANSMISSION
TRANSMISSION REGIONS
TRANSMISSION LINE 2,697.03 62,342.97 41,136.91 0.00
PROTECTION & CONTROL 1,375.40 42,793.85 20,042.48 0.00
STATION 4,452.30 154,510.27 90,174.21 0.00
TRANSMISSION SYSTEM ENG
LINE ENGINEERING 0.00 0.00 0.00 0.00
LINE ENG/RIGHT OF WAY 0.00 0.00 0.00 0.00
LINE ENGINEERING/SURVEY 0.00 0.00 0.00 0.00
PROTECTION & CONTROL 0.00 0.00 0.00 0.00
STATION ENGINEERING 0.00 0.00 0.00 0.00
STATION CONSTRUCTION O&M ADM
SYSTEM MAINT-TOOLS/EQUIP 0.00 0.00 0.00 0.00
OPERATIONS CENTER 0.00 0.00 0.00 0.00
ENERGY DELIVERY SUPPORT
MEASURE & CUST SUPPORT
MEASUREMENTS ENG & SUPT 0.00 0.00 0.00 0.00
METER OPERATIONS 0.00 35.70 42.84 0.00
TELECOMMUNICATIONS
TELECOM ENGINEERING 0.00 0.00 0.00 0.00
TELECOM OPERATIONS 35.07 28,223.24 1,366.77 0.00
OPERATIONS IMPROVEMENT
LAND MANAGEMENT-FORESTRY 0.00 0.00 0.00 0.00
LAND MGMT-REAL ESTATE 0.00 0.00 0.00 0.00
ENERGY DELIVERY & CUSTOMER REL
PLANNING & BUDGETING 0.00 0.00 0.00 0.00
COAL TERMINAL
COOK COAL TERMINAL 0.00 0.00 0.00 0.00
PUTNAM 0.00 0.00 0.00 0.00
FOSSIL POWER PLANT
MANAGERIAL 0.00 0.00 0.00 0.00
ENERGY PRODUCTION 0.00 0.00 (61.55) 0.00
PRODUCTION SUPPORT 0.00 0.00 125.46 0.00
ADMINISTRATIVE & TECH SERV 0.00 0.00 0.00 0.00
HYDRO PLANT 0.00 0.00 0.00 0.00
NUCLEAR GENERATION 0.00 0.00 0.00 0.00
ADMINISTRATIVE SUPPORT
ADMINISTRATIVE
STATE PRES/ENVIR & GOV'T 0.00 0.00 0.00 0.00
CORPORATE COMMUNICATIONS 17.94 1,130.51 143.53 0.00
RATES 0.00 0.00 0.00 0.00
OTHER ADMIN GROUPS 286.89 (250,887.97) 16,221.53 60.34
ACCOUNTING
ADMINISTRATIVE 54.61 792.05 436.99 0.00
CORPORATE SERVICES
CORPORATE SERVICES-ADMIN 0.00 0.00 0.00 0.00
FLEET MANAGEMENT 321.00 1,516.29 60.75 140.29
BUILDING SERVICES 74.34 23,010.66 762.59 0.00
OFFICE SERVICES 0.00 0.00 7,215.35 0.00
LABOR FRINGES ON O&M LABOR 751.11 42,265.47 17,861.22 0.00
TOTAL O&M COSTS 10,091.01 237,804.91 241,654.65 200.63
CONSTRUCTION, RETIRE, OTHER WI 58.24 424,391.68 433,376.97 0.00
MATERIAL & SUPPLY COSTS 1.01 66,533.51 (643.30) 486.98
FACILITY COSTS 3,888.00 99,780.00 57,372.00 542,700.00
INVESTMENT CARRYING CHARGES 6,084.00 144,216.00 76,980.00 494,220.00
COMPANY TOTAL 20,122.26 972,726.10 808,740.32 1,037,607.61
INDIANA MICHIGAN POWER COMPANY
2000 INTERCOMPANY BILLING COSTS INCURRED
COMPANY BENEFITING FROM WORK Total KGPCO APCO KPCO I&M
ORGANIZATION PROVIDING SERVICE
O&M COSTS
MARKETING
CONSUMER MARKETING 3,638.00 0.00 0.00 0.00 0.00
ECONOMIC DEVELOPMENT 0.00 0.00 0.00 0.00 0.00
BUSINESS SERVICES 0.00 0.00 0.00 0.00 0.00
DISTRIBUTION REGIONS
MANAGERIAL 50,489.42 74.29 1,013.13 224.72 0.00
CUSTOMER SERVICES 674,505.79 5.83 118.60 24.78 0.00
ENGENEERING & PLANNING 13,711.89 10.77 1,582.35 376.95 0.00
ENGINEERING INFO & DRAFTING 162,031.87 0.00 0.00 0.00 0.00
STORES 1,780.55 0.00 0.00 0.00 0.00
OPERATIONS-ADMINISTRATIVE 13,096.12 0.00 0.00 0.00 0.00
OPERATIONS-METER 44,844.89 29.36 495.30 0.00 0.00
OPERATIONS-LINE 189,095.74 50.48 37,307.87 14,501.85 0.00
ENERGY DISTRIBUTION SUPPORT
DISTRIBUTION OPERATIONS
DISTRIBUTION OPERATIONS 41,954.62 360.07 10,802.67 2,160.53 0.00
RIGHT OF WAY MAINTENANCE 171,084.38 44.71 603.56 134.13 0.00
DISTRIBUTION ENGINEERING
DISTRIBUTION ENG&PLANNING 30,704.12 15.32 910.77 91.79 0.00
DISTRIBUTION DATA SYSTEMS
DATABASE APPLICATIONS 0.00 0.00 0.00 0.00 0.00
JOINT USE 3,203.82 39.07 1,172.13 234.42 0.00
T&D MATERIAL DISTRIBUTION
CENTRAL WAREHOUSE 20.30 0.00 0.00 0.00 0.00
ENERGY TRANSMISSION
TRANSMISSION REGIONS
TRANSMISSION LINE 228,192.02 4.04 12,628.14 3,282.68 0.00
PROTECTION & CONTROL 43,948.38 0.00 28.80 0.00 0.00
STATION 220,552.54 14.02 10,175.33 1,779.47 0.00
TRANSMISSION SYSTEM ENG
LINE ENGINEERING 8,191.73 0.00 0.00 0.00 0.00
LINE ENG/RIGHT OF WAY 7,062.03 0.00 0.00 0.00 0.00
LINE ENGINEERING/SURVEY 0.00 0.00 0.00 0.00 0.00
PROTECTION & CONTROL 0.00 0.00 0.00 0.00 0.00
STATION ENGINEERING 0.00 0.00 0.00 0.00 0.00
STATION CONSTRUCTION O&M ADM
SYSTEM MAINT-TOOLS/EQUIP 3,866.32 0.00 0.00 3,465.95 0.00
OPERATIONS CENTER 544,241.71 4.32 197,863.21 49,461.14 0.00
ENERGY DELIVERY SUPPORT
MEASURE & CUST SUPPORT
MEASUREMENTS ENG & SUPT 239.04 5.76 77.76 17.28 0.00
METER OPERATIONS 3,825.06 0.00 0.00 0.00 0.00
TELECOMMUNICATIONS
TELECOM ENGINEERING 0.00 0.00 0.00 0.00 0.00
TELECOM OPERATIONS 16,735.94 27.87 911.26 2,912.47 0.00
OPERATIONS IMPROVEMENT
LAND MANAGEMENT-FORESTRY 0.00 0.00 0.00 0.00 0.00
LAND MGMT-REAL ESTATE 0.00 0.00 0.00 0.00 0.00
ENERGY DELIVERY & CUSTOMER REL
PLANNING & BUDGETING 0.00 0.00 0.00 0.00 0.00
COAL TERMINAL
COOK COAL TERMINAL 0.00 0.00 0.00 0.00 0.00
PUTNAM 0.00 0.00 0.00 0.00 0.00
FOSSIL POWER PLANT
MANAGERIAL 91.99 0.00 0.00 0.00 0.00
ENERGY PRODUCTION 632.62 0.00 316.31 0.00 0.00
PRODUCTION SUPPORT 8,176.21 4,864.38 1,270.70 0.00 0.00
ADMINISTRATIVE & TECH SERV 1,810.77 0.00 549.00 0.00 0.00
HYDRO PLANT 1,450.49 0.00 1,195.37 1.04 0.00
NUCLEAR GENERATION 439.75 0.00 154.39 0.00 0.00
ADMINISTRATIVE SUPPORT
ADMINISTRATIVE
STATE PRES/ENVIR & GOV'T 1,190.74 152.28 503.47 22.97 0.00
CORPORATE COMMUNICATIONS 4,737.72 22.18 299.34 66.50 0.00
RATES (173.71) 0.00 0.00 0.00 0.00
OTHER ADMIN GROUPS 1,447,838.66 203.06 847,377.69 101,374.91 0.00
ACCOUNTING
ADMINISTRATIVE 1,622.28 39.54 533.80 118.62 0.00
CORPORATE SERVICES
CORPORATE SERVICES-ADMIN 3,181.24 2,101.53 0.00 0.00 0.00
FLEET MANAGEMENT 175,637.30 0.87 3,146.16 630.44 0.00
BUILDING SERVICES 24,550.03 0.00 0.00 0.00 0.00
OFFICE SERVICES 29,631.47 629.98 10,411.35 1,031.51 0.00
LABOR FRINGES ON O&M LABOR 194,688.29 27.90 20,177.55 4,339.72 0.00
TOTAL O&M COSTS 4,372,522.13 8,727.63 1,161,626.01 186,253.87 0.00
CONSTRUCTION, RETIRE, OTHER WI 3,742,781.71 1,325.34 406,234.39 67,453.74 0.00
MATERIAL & SUPPLY COSTS 792,880.41 83.91 99,511.76 41,852.00 0.00
FACILITY COSTS 2,107,188.00 0.00 3,240.00 5,400.00 0.00
INVESTMENT CARRYING CHARGES 381,336.00 0.00 22,596.00 37,668.00 0.00
COMPANY TOTAL 11,396,708.25 10,136.88 1,693,208.16 338,627.61 0.00
INDIANA MICHIGAN POWER COMPANY
2000 INTERCOMPANY BILLING COSTS INCURRED
COMPANY BENEFITING FROM WORK WPCO OPCO CSP AEPSC
ORGANIZATION PROVIDING SERVICE
O&M COSTS
MARKETING
CONSUMER MARKETING 355.00 3,283.00 0.00 0.00
ECONOMIC DEVELOPMENT 0.00 0.00 0.00 0.00
BUSINESS SERVICES 0.00 0.00 0.00 0.00
DISTRIBUTION REGIONS
MANAGERIAL 74.29 48,500.71 602.28 0.00
CUSTOMER SERVICES 5.82 671,198.14 3,152.62 0.00
ENGENEERING & PLANNING 59.88 10,690.35 991.59 0.00
ENGINEERING INFO & DRAFTING 0.00 162,031.87 0.00 0.00
STORES 0.00 1,780.55 0.00 0.00
OPERATIONS-ADMINISTRATIVE 0.00 12,549.91 546.21 0.00
OPERATIONS-METER 0.00 41,715.06 2,605.17 0.00
OPERATIONS-LINE 50.49 135,140.36 2,044.69 0.00
ENERGY DISTRIBUTION SUPPORT
DISTRIBUTION OPERATIONS
DISTRIBUTION OPERATIONS 384.74 19,061.58 9,185.03 0.00
RIGHT OF WAY MAINTENANCE 134.77 168,398.53 1,768.68 0.00
DISTRIBUTION ENGINEERING
DISTRIBUTION ENG&PLANNING 574.25 28,790.75 321.24 0.00
DISTRIBUTION DATA SYSTEMS
DATABASE APPLICATIONS 0.00 0.00 0.00 0.00
JOINT USE 39.05 898.64 820.51 0.00
T&D MATERIAL DISTRIBUTION
CENTRAL WAREHOUSE 0.00 20.30 0.00 0.00
ENERGY TRANSMISSION
TRANSMISSION REGIONS
TRANSMISSION LINE 512.19 206,967.92 4,797.05 0.00
PROTECTION & CONTROL 0.00 43,807.69 111.89 0.00
STATION 245.55 186,685.78 21,652.39 0.00
TRANSMISSION SYSTEM ENG
LINE ENGINEERING 0.00 8,191.73 0.00 0.00
LINE ENG/RIGHT OF WAY 0.00 7,062.03 0.00 0.00
LINE ENGINEERING/SURVEY 0.00 0.00 0.00 0.00
PROTECTION & CONTROL 0.00 0.00 0.00 0.00
STATION ENGINEERING 0.00 0.00 0.00 0.00
STATION CONSTRUCTION O&M ADM
SYSTEM MAINT-TOOLS/EQUIP 0.00 400.37 0.00 0.00
OPERATIONS CENTER 7,068.38 226,233.80 63,610.86 0.00
ENERGY DELIVERY SUPPORT
MEASURE & CUST SUPPORT
MEASUREMENTS ENG & SUPT 5.76 86.40 46.08 0.00
METER OPERATIONS 0.00 3,825.06 0.00 0.00
TELECOMMUNICATIONS
TELECOM ENGINEERING 0.00 0.00 0.00 0.00
TELECOM OPERATIONS 27.87 12,633.47 223.00 0.00
OPERATIONS IMPROVEMENT
LAND MANAGEMENT-FORESTRY 0.00 0.00 0.00 0.00
LAND MGMT-REAL ESTATE 0.00 0.00 0.00 0.00
ENERGY DELIVERY & CUSTOMER REL
PLANNING & BUDGETING 0.00 0.00 0.00 0.00
COAL TERMINAL
COOK COAL TERMINAL 0.00 0.00 0.00 0.00
PUTNAM 0.00 0.00 0.00 0.00
FOSSIL POWER PLANT
MANAGERIAL 0.00 0.00 91.99 0.00
ENERGY PRODUCTION 0.00 316.31 0.00 0.00
PRODUCTION SUPPORT 0.00 0.00 2,041.13 0.00
ADMINISTRATIVE & TECH SERV 0.00 1,261.77 0.00 0.00
HYDRO PLANT 0.00 254.08 0.00 0.00
NUCLEAR GENERATION 0.00 285.36 0.00 0.00
ADMINISTRATIVE SUPPORT
ADMINISTRATIVE
STATE PRES/ENVIR & GOV'T 7.68 443.06 61.28 0.00
CORPORATE COMMUNICATIONS 22.16 4,150.16 177.38 0.00
RATES 0.00 0.00 (173.71) 0.00
OTHER ADMIN GROUPS 679.48 485,357.59 12,493.15 352.78
ACCOUNTING
ADMINISTRATIVE 39.53 574.46 316.33 0.00
CORPORATE SERVICES
CORPORATE SERVICES-ADMIN 0.00 1,079.71 0.00 0.00
FLEET MANAGEMENT 56.20 170,814.49 276.79 712.35
BUILDING SERVICES 2,264.86 22,285.17 0.00 0.00
OFFICE SERVICES 5,827.06 9,812.96 1,918.61 0.00
LABOR FRINGES ON O&M LABOR 608.24 162,857.98 6,518.53 158.37
TOTAL O&M COSTS 19,043.25 2,859,447.10 136,200.77 1,223.50
CONSTRUCTION, RETIRE, OTHER WI 18,980.32 3,141,254.43 107,533.49 0.00
MATERIAL & SUPPLY COSTS 5,724.49 528,049.86 114,734.19 2,924.20
FACILITY COSTS 0.00 22,704.00 0.00 2,075,844.00
INVESTMENT CARRYING CHARGES 0.00 158,172.00 0.00 162,900.00
COMPANY TOTAL 43,748.06 6,709,627.39 358,468.45 2,242,891.70
WHEELING POWER COMPANY
2000 INTERCOMPANY BILLING COSTS INCURRED
COMPANY BENEFITING FROM WORK Total KGPCO APCO KPCO I&M
ORGANIZATION PROVIDING SERVICE
O&M COSTS
MARKETING
CONSUMER MARKETING 48,571.13 0.00 1,147.48 286.86 942.56
ECONOMIC DEVELOPMENT 3,264.80 0.00 3,264.80 0.00 0.00
BUSINESS SERVICES 0.00 0.00 0.00 0.00 0.00
DISTRIBUTION REGIONS
MANAGERIAL 42,345.77 0.00 0.00 0.00 0.00
CUSTOMER SERVICES 5,671.62 0.00 0.00 0.00 0.00
ENGENEERING & PLANNING 83,812.43 0.00 1,107.47 276.87 909.69
ENGINEERING INFO & DRAFTING 4,885.29 0.00 0.00 0.00 0.00
STORES 0.00 0.00 0.00 0.00 0.00
OPERATIONS-ADMINISTRATIVE 0.00 0.00 0.00 0.00 0.00
OPERATIONS-METER 84,983.86 0.00 0.00 0.00 0.00
OPERATIONS-LINE 45,601.43 0.00 0.00 0.00 0.00
ENERGY DISTRIBUTION SUPPORT
DISTRIBUTION OPERATIONS
DISTRIBUTION OPERATIONS 0.00 0.00 0.00 0.00 0.00
RIGHT OF WAY MAINTENANCE 282.88 0.00 0.00 0.00 0.00
DISTRIBUTION ENGINEERING
DISTRIBUTION ENG&PLANNING 0.00 0.00 0.00 0.00 0.00
DISTRIBUTION DATA SYSTEMS
DATABASE APPLICATIONS 0.00 0.00 0.00 0.00 0.00
JOINT USE 0.00 0.00 0.00 0.00 0.00
T&D MATERIAL DISTRIBUTION
CENTRAL WAREHOUSE 0.00 0.00 0.00 0.00 0.00
ENERGY TRANSMISSION
TRANSMISSION REGIONS
TRANSMISSION LINE 0.00 0.00 0.00 0.00 0.00
PROTECTION & CONTROL 0.00 0.00 0.00 0.00 0.00
STATION 348,188.81 0.00 0.00 0.00 0.00
TRANSMISSION SYSTEM ENG
LINE ENGINEERING 0.00 0.00 0.00 0.00 0.00
LINE ENG/RIGHT OF WAY 0.00 0.00 0.00 0.00 0.00
LINE ENGINEERING/SURVEY 0.00 0.00 0.00 0.00 0.00
PROTECTION & CONTROL 0.00 0.00 0.00 0.00 0.00
STATION ENGINEERING 0.00 0.00 0.00 0.00 0.00
STATION CONSTRUCTION O&M ADM
SYSTEM MAINT-TOOLS/EQUIP 0.00 0.00 0.00 0.00 0.00
OPERATIONS CENTER 0.00 0.00 0.00 0.00 0.00
ENERGY DELIVERY SUPPORT
MEASURE & CUST SUPPORT
MEASUREMENTS ENG & SUPT 0.00 0.00 0.00 0.00 0.00
METER OPERATIONS 0.00 0.00 0.00 0.00 0.00
TELECOMMUNICATIONS
TELECOM ENGINEERING 0.00 0.00 0.00 0.00 0.00
TELECOM OPERATIONS 354.77 0.00 0.00 0.00 0.00
OPERATIONS IMPROVEMENT
LAND MANAGEMENT-FORESTRY 0.00 0.00 0.00 0.00 0.00
LAND MGMT-REAL ESTATE 0.00 0.00 0.00 0.00 0.00
ENERGY DELIVERY & CUSTOMER REL
PLANNING & BUDGETING 0.00 0.00 0.00 0.00 0.00
COAL TERMINAL
COOK COAL TERMINAL 0.00 0.00 0.00 0.00 0.00
PUTNAM 0.00 0.00 0.00 0.00 0.00
FOSSIL POWER PLANT
MANAGERIAL 0.00 0.00 0.00 0.00 0.00
ENERGY PRODUCTION 0.00 0.00 0.00 0.00 0.00
PRODUCTION SUPPORT 0.00 0.00 0.00 0.00 0.00
ADMINISTRATIVE & TECH SERV 0.00 0.00 0.00 0.00 0.00
HYDRO PLANT 0.00 0.00 0.00 0.00 0.00
NUCLEAR GENERATION 0.00 0.00 0.00 0.00 0.00
ADMINISTRATIVE SUPPORT
ADMINISTRATIVE
STATE PRES/ENVIR & GOV'T 0.00 0.00 0.00 0.00 0.00
CORPORATE COMMUNICATIONS 4,412.39 0.47 598.35 1.41 4.21
RATES 0.00 0.00 0.00 0.00 0.00
OTHER ADMIN GROUPS (185,278.67) 0.00 65,671.46 0.00 0.00
ACCOUNTING
ADMINISTRATIVE 0.00 0.00 0.00 0.00 0.00
CORPORATE SERVICES
CORPORATE SERVICES-ADMIN 0.00 0.00 0.00 0.00 0.00
FLEET MANAGEMENT 30,077.07 0.00 186.19 0.00 0.00
BUILDING SERVICES 25,872.03 0.00 0.00 137.26 45.72
OFFICE SERVICES 0.00 0.00 0.00 0.00 0.00
LABOR FRINGES ON O&M LABOR 75,617.97 0.00 281.62 60.19 197.80
TOTAL O&M COSTS 618,663.58 0.47 72,257.37 762.59 2,099.98
CONSTRUCTION, RETIRE, OTHER WI 369,425.75 67.00 648.72 0.00 843.00
MATERIAL & SUPPLY COSTS 7,795.16 0.00 123.60 0.00 0.00
FACILITY COSTS 0.00 0.00 0.00 0.00 0.00
INVESTMENT CARRYING CHARGES 0.00 0.00 0.00 0.00 0.00
COMPANY TOTAL 995,884.49 67.47 73,029.69 762.59 2,942.98
WHEELING POWER COMPANY
2000 INTERCOMPANY BILLING COSTS INCURRED
COMPANY BENEFITING FROM WORK WPCO OPCO CSP AEPSC
ORGANIZATION PROVIDING SERVICE
O&M COSTS
MARKETING
CONSUMER MARKETING 0.00 45,825.41 368.82 0.00
ECONOMIC DEVELOPMENT 0.00 0.00 0.00 0.00
BUSINESS SERVICES 0.00 0.00 0.00 0.00
DISTRIBUTION REGIONS
MANAGERIAL 0.00 42,345.77 0.00 0.00
CUSTOMER SERVICES 0.00 5,671.62 0.00 0.00
ENGENEERING & PLANNING 0.00 81,162.42 355.98 0.00
ENGINEERING INFO & DRAFTING 0.00 4,885.29 0.00 0.00
STORES 0.00 0.00 0.00 0.00
OPERATIONS-ADMINISTRATIVE 0.00 0.00 0.00 0.00
OPERATIONS-METER 0.00 84,983.86 0.00 0.00
OPERATIONS-LINE 0.00 36,688.77 8,912.66 0.00
ENERGY DISTRIBUTION SUPPORT
DISTRIBUTION OPERATIONS
DISTRIBUTION OPERATIONS 0.00 0.00 0.00 0.00
RIGHT OF WAY MAINTENANCE 0.00 282.88 0.00 0.00
DISTRIBUTION ENGINEERING
DISTRIBUTION ENG&PLANNING 0.00 0.00 0.00 0.00
DISTRIBUTION DATA SYSTEMS
DATABASE APPLICATIONS 0.00 0.00 0.00 0.00
JOINT USE 0.00 0.00 0.00 0.00
T&D MATERIAL DISTRIBUTION
CENTRAL WAREHOUSE 0.00 0.00 0.00 0.00
ENERGY TRANSMISSION
TRANSMISSION REGIONS
TRANSMISSION LINE 0.00 0.00 0.00 0.00
PROTECTION & CONTROL 0.00 0.00 0.00 0.00
STATION 0.00 348,188.81 0.00 0.00
TRANSMISSION SYSTEM ENG
LINE ENGINEERING 0.00 0.00 0.00 0.00
LINE ENG/RIGHT OF WAY 0.00 0.00 0.00 0.00
LINE ENGINEERING/SURVEY 0.00 0.00 0.00 0.00
PROTECTION & CONTROL 0.00 0.00 0.00 0.00
STATION ENGINEERING 0.00 0.00 0.00 0.00
STATION CONSTRUCTION O&M ADM
SYSTEM MAINT-TOOLS/EQUIP 0.00 0.00 0.00 0.00
OPERATIONS CENTER 0.00 0.00 0.00 0.00
ENERGY DELIVERY SUPPORT
MEASURE & CUST SUPPORT
MEASUREMENTS ENG & SUPT 0.00 0.00 0.00 0.00
METER OPERATIONS 0.00 0.00 0.00 0.00
TELECOMMUNICATIONS
TELECOM ENGINEERING 0.00 0.00 0.00 0.00
TELECOM OPERATIONS 0.00 354.77 0.00 0.00
OPERATIONS IMPROVEMENT
LAND MANAGEMENT-FORESTRY 0.00 0.00 0.00 0.00
LAND MGMT-REAL ESTATE 0.00 0.00 0.00 0.00
ENERGY DELIVERY & CUSTOMER REL
PLANNING & BUDGETING 0.00 0.00 0.00 0.00
COAL TERMINAL
COOK COAL TERMINAL 0.00 0.00 0.00 0.00
PUTNAM 0.00 0.00 0.00 0.00
FOSSIL POWER PLANT
MANAGERIAL 0.00 0.00 0.00 0.00
ENERGY PRODUCTION 0.00 0.00 0.00 0.00
PRODUCTION SUPPORT 0.00 0.00 0.00 0.00
ADMINISTRATIVE & TECH SERV 0.00 0.00 0.00 0.00
HYDRO PLANT 0.00 0.00 0.00 0.00
NUCLEAR GENERATION 0.00 0.00 0.00 0.00
ADMINISTRATIVE SUPPORT
ADMINISTRATIVE
STATE PRES/ENVIR & GOV'T 0.00 0.00 0.00 0.00
CORPORATE COMMUNICATIONS 0.00 3,804.20 3.75 0.00
RATES 0.00 0.00 0.00 0.00
OTHER ADMIN GROUPS 0.00 (250,956.41) 3.77 2.51
ACCOUNTING
ADMINISTRATIVE 0.00 0.00 0.00 0.00
CORPORATE SERVICES
CORPORATE SERVICES-ADMIN 0.00 0.00 0.00 0.00
FLEET MANAGEMENT 0.00 29,890.88 0.00 0.00
BUILDING SERVICES 0.00 25,689.05 0.00 0.00
OFFICE SERVICES 0.00 0.00 0.00 0.00
LABOR FRINGES ON O&M LABOR 0.00 73,973.18 1,105.18 0.00
TOTAL O&M COSTS 0.00 532,790.50 10,750.16 2.51
CONSTRUCTION, RETIRE, OTHER WI 0.00 365,111.83 2,755.20 0.00
MATERIAL & SUPPLY COSTS 0.00 7,638.02 16.52 17.02
FACILITY COSTS 0.00 0.00 0.00 0.00
INVESTMENT CARRYING CHARGES 0.00 0.00 0.00 0.00
COMPANY TOTAL 0.00 905,540.35 13,521.88 19.53
OHIO POWER COMPANY
2000 INTERCOMPANY BILLING COSTS INCURRED
COMPANY BENEFITING FROM WORK Total KGPCO APCO KPCO I&M
ORGANIZATION PROVIDING SERVICE
O&M COSTS
MARKETING
CONSUMER MARKETING 1,392.14 21.31 529.50 107.90 320.34
ECONOMIC DEVELOPMENT 30,557.56 6.47 87.28 19.40 30,386.21
BUSINESS SERVICES 0.00 0.00 0.00 0.00 0.00
DISTRIBUTION REGIONS
MANAGERIAL 32,931.65 18.49 8,590.56 179.59 9,267.88
CUSTOMER SERVICES 690,372.14 341.11 259,647.57 40,243.22 13,585.43
ENGENEERING & PLANNING 117,985.42 2.97 19,054.34 7,140.57 104.94
ENGINEERING INFO & DRAFTING 141,464.38 41.54 569.74 124.59 373.81
STORES (53.03) 0.48 (14.23) 1.44 187.39
OPERATIONS-ADMINISTRATIVE 91,584.02 0.00 1,585.38 345.25 0.00
OPERATIONS-METER 207,826.01 0.00 46,521.22 24,118.24 321.29
OPERATIONS-LINE 1,654,260.79 25.96 551,130.66 86,710.47 46,741.16
ENERGY DISTRIBUTION SUPPORT
DISTRIBUTION OPERATIONS
DISTRIBUTION OPERATIONS 6,147.40 0.00 0.00 0.00 0.00
RIGHT OF WAY MAINTENANCE 28,848.53 0.18 4,265.31 2,131.87 1,910.04
DISTRIBUTION ENGINEERING
DISTRIBUTION ENG&PLANNING 0.00 0.00 0.00 0.00 0.00
DISTRIBUTION DATA SYSTEMS
DATABASE APPLICATIONS 0.00 0.00 0.00 0.00 0.00
JOINT USE 29,361.31 18.08 244.17 54.24 196.34
T&D MATERIAL DISTRIBUTION
CENTRAL WAREHOUSE 1,906.72 0.00 835.94 0.00 0.00
ENERGY TRANSMISSION
TRANSMISSION REGIONS
TRANSMISSION LINE 775,796.01 7.41 59,396.40 34,262.77 27,781.89
PROTECTION & CONTROL 217,941.26 0.00 2,231.65 2,528.45 14,353.00
STATION 739,785.06 6.45 65,164.86 41,417.88 52,435.23
TRANSMISSION SYSTEM ENG
LINE ENGINEERING 0.00 0.00 0.00 0.00 0.00
LINE ENG/RIGHT OF WAY 0.00 0.00 0.00 0.00 0.00
LINE ENGINEERING/SURVEY 0.00 0.00 0.00 0.00 0.00
PROTECTION & CONTROL 0.00 0.00 0.00 0.00 0.00
STATION ENGINEERING 0.00 0.00 0.00 0.00 0.00
STATION CONSTRUCTION O&M ADM
SYSTEM MAINT-TOOLS/EQUIP 48,343.09 14.33 15,841.91 1,219.00 16,269.92
OPERATIONS CENTER 36,198.98 58.40 10,782.72 2,671.05 8,696.29
ENERGY DELIVERY SUPPORT
MEASURE & CUST SUPPORT
MEASUREMENTS ENG & SUPT 12,978.46 16.02 216.42 48.09 1,426.68
METER OPERATIONS 448,757.09 6,153.42 130,510.51 28,003.77 102,108.68
TELECOMMUNICATIONS
TELECOM ENGINEERING 0.00 0.00 0.00 0.00 0.00
TELECOM OPERATIONS 102,060.77 557.38 8,605.92 1,672.04 9,917.80
OPERATIONS IMPROVEMENT
LAND MANAGEMENT-FORESTRY 2,890.27 0.00 0.00 0.00 0.00
LAND MGMT-REAL ESTATE 12,100.23 0.00 0.00 0.00 0.00
ENERGY DELIVERY & CUSTOMER REL
PLANNING & BUDGETING 0.00 0.00 0.00 0.00 0.00
COAL TERMINAL
COOK COAL TERMINAL 434.00 0.00 434.00 0.00 0.00
PUTNAM 0.00 0.00 0.00 0.00 0.00
FOSSIL POWER PLANT
MANAGERIAL 95,978.89 0.00 65,027.50 0.00 30,184.46
ENERGY PRODUCTION 526,092.17 0.00 493,537.85 30,900.89 1,639.62
PRODUCTION SUPPORT 106,736.84 0.00 13,713.86 92,742.07 0.00
ADMINISTRATIVE & TECH SERV 1,216.10 2.59 1,349.91 57.31 32.99
HYDRO PLANT 3,562.85 0.00 3,562.85 0.00 0.00
NUCLEAR GENERATION 0.00 0.00 0.00 0.00 0.00
ADMINISTRATIVE SUPPORT
ADMINISTRATIVE
STATE PRES/ENVIR & GOV'T 30,180.08 50.00 704.92 292.12 450.00
CORPORATE COMMUNICATIONS 293,850.21 1,005.21 13,673.60 3,506.23 9,046.87
RATES 3,574.38 0.00 0.00 0.00 0.00
OTHER ADMIN GROUPS (460,958.87) 9,138.84 (110,312.51) 55,919.15 (331,067.81)
ACCOUNTING
ADMINISTRATIVE 11,094.94 313.78 4,235.95 941.32 2,779.90
CORPORATE SERVICES
CORPORATE SERVICES-ADMIN 4.03 0.00 4.03 0.00 0.00
FLEET MANAGEMENT 230,602.67 (20.50) 25,114.61 1,680.65 (478.98)
BUILDING SERVICES 155,451.20 0.00 11,763.54 64.81 3,187.86
OFFICE SERVICES 571,381.75 10,490.90 208,165.49 47,479.50 145,696.66
LABOR FRINGES ON O&M LABOR 635,031.90 1,875.89 170,703.33 37,518.08 36,629.35
TOTAL O&M COSTS 7,635,669.40 30,146.71 2,087,476.76 544,101.96 234,485.24
CONSTRUCTION, RETIRE, OTHER WI 14,600,087.56 16,946.86 3,348,294.31 722,396.27 2,343,030.36
MATERIAL & SUPPLY COSTS 6,665,315.64 10,904.89 1,779,168.93 1,111,800.90 207,933.52
FACILITY COSTS 1,175,640.00 0.00 138,744.00 53,160.00 12,324.00
INVESTMENT CARRYING CHARGES 1,564,740.00 0.00 335,940.00 106,668.00 33,264.00
COMPANY TOTAL 31,641,452.60 57,998.46 7,689,624.00 2,538,127.13 2,831,037.12
OHIO POWER COMPANY
2000 INTERCOMPANY BILLING COSTS INCURRED
COMPANY BENEFITING FROM WORK WPCO OPCO CSP AEPSC
ORGANIZATION PROVIDING SERVICE
O&M COSTS
MARKETING
CONSUMER MARKETING 152.09 0.00 261.00 0.00
ECONOMIC DEVELOPMENT 6.47 0.00 51.73 0.00
BUSINESS SERVICES 0.00 0.00 0.00 0.00
DISTRIBUTION REGIONS
MANAGERIAL 6,092.39 0.00 8,782.74 0.00
CUSTOMER SERVICES 161,558.68 0.00 214,996.13 0.00
ENGENEERING & PLANNING 35,540.22 0.00 56,142.38 0.00
ENGINEERING INFO & DRAFTING 136,683.37 0.00 3,671.33 0.00
STORES 9.68 0.00 (237.79) 0.00
OPERATIONS-ADMINISTRATIVE 85,265.58 0.00 4,387.81 0.00
OPERATIONS-METER 32,478.28 0.00 104,386.98 0.00
OPERATIONS-LINE 90,729.35 0.00 878,923.19 0.00
ENERGY DISTRIBUTION SUPPORT
DISTRIBUTION OPERATIONS
DISTRIBUTION OPERATIONS 368.88 0.00 5,778.52 0.00
RIGHT OF WAY MAINTENANCE 8,066.30 0.00 12,474.83 0.00
DISTRIBUTION ENGINEERING
DISTRIBUTION ENG&PLANNING 0.00 0.00 0.00 0.00
DISTRIBUTION DATA SYSTEMS
DATABASE APPLICATIONS 0.00 0.00 0.00 0.00
JOINT USE 25,460.10 0.00 3,388.38 0.00
T&D MATERIAL DISTRIBUTION
CENTRAL WAREHOUSE 160.30 0.00 910.48 0.00
ENERGY TRANSMISSION
TRANSMISSION REGIONS
TRANSMISSION LINE 27,874.44 0.00 626,473.10 0.00
PROTECTION & CONTROL 139,830.09 0.00 58,998.07 0.00
STATION 152,183.13 0.00 428,577.51 0.00
TRANSMISSION SYSTEM ENG
LINE ENGINEERING 0.00 0.00 0.00 0.00
LINE ENG/RIGHT OF WAY 0.00 0.00 0.00 0.00
LINE ENGINEERING/SURVEY 0.00 0.00 0.00 0.00
PROTECTION & CONTROL 0.00 0.00 0.00 0.00
STATION ENGINEERING 0.00 0.00 0.00 0.00
STATION CONSTRUCTION O&M ADM
SYSTEM MAINT-TOOLS/EQUIP 662.80 0.00 14,335.13 0.00
OPERATIONS CENTER 413.96 0.00 13,576.56 0.00
ENERGY DELIVERY SUPPORT
MEASURE & CUST SUPPORT
MEASUREMENTS ENG & SUPT 1,122.65 0.00 10,148.60 0.00
METER OPERATIONS 13,933.34 0.00 168,047.37 0.00
TELECOMMUNICATIONS
TELECOM ENGINEERING 0.00 0.00 0.00 0.00
TELECOM OPERATIONS 46,351.11 0.00 34,956.52 0.00
OPERATIONS IMPROVEMENT
LAND MANAGEMENT-FORESTRY 0.00 0.00 2,890.27 0.00
LAND MGMT-REAL ESTATE 0.00 0.00 12,100.23 0.00
ENERGY DELIVERY & CUSTOMER REL
PLANNING & BUDGETING 0.00 0.00 0.00 0.00
COAL TERMINAL
COOK COAL TERMINAL 0.00 0.00 0.00 0.00
PUTNAM 0.00 0.00 0.00 0.00
FOSSIL POWER PLANT
MANAGERIAL 0.00 0.00 766.93 0.00
ENERGY PRODUCTION 13.81 0.00 0.00 0.00
PRODUCTION SUPPORT 0.00 0.00 280.91 0.00
ADMINISTRATIVE & TECH SERV 2.60 0.00 (229.30) 0.00
HYDRO PLANT 0.00 0.00 0.00 0.00
NUCLEAR GENERATION 0.00 0.00 0.00 0.00
ADMINISTRATIVE SUPPORT
ADMINISTRATIVE
STATE PRES/ENVIR & GOV'T 50.00 0.00 28,633.04 0.00
CORPORATE COMMUNICATIONS 1,352.68 0.00 265,265.62 0.00
RATES 0.00 0.00 3,574.38 0.00
OTHER ADMIN GROUPS (115,182.04) 0.00 (16,573.90) 47,119.40
ACCOUNTING
ADMINISTRATIVE 313.79 0.00 2,510.20 0.00
CORPORATE SERVICES
CORPORATE SERVICES-ADMIN 0.00 0.00 0.00 0.00
FLEET MANAGEMENT 29,069.71 0.00 164,093.10 11,144.08
BUILDING SERVICES 15,662.58 0.00 124,400.44 371.97
OFFICE SERVICES 14,202.94 0.00 145,346.26 0.00
LABOR FRINGES ON O&M LABOR 87,216.63 0.00 299,490.81 1,597.81
TOTAL O&M COSTS 997,645.91 0.00 3,681,579.56 60,233.26
CONSTRUCTION, RETIRE, OTHER WI 1,212,221.69 0.00 6,957,198.07 0.00
MATERIAL & SUPPLY COSTS 89,350.17 0.00 3,461,494.45 4,662.78
FACILITY COSTS 51,180.00 0.00 262,680.00 657,552.00
INVESTMENT CARRYING CHARGES 55,632.00 0.00 454,128.00 579,108.00
COMPANY TOTAL 2,406,029.77 0.00 14,817,080.08 1,301,556.04
COLUMBUS SOUTHERN POWER COMPANY
2000 INTERCOMPANY BILLING COSTS INCURRED
COMPANY BENEFITING FROM WORK Total KGPCO APCO KPCO I&M
ORGANIZATION PROVIDING SERVICE
O&M COSTS
MARKETING
CONSUMER MARKETING 45,181.23 59.37 1,345.55 277.05 817.87
ECONOMIC DEVELOPMENT 4,812.57 0.00 0.00 0.00 0.00
BUSINESS SERVICES 164,180.92 0.00 0.00 0.00 0.00
DISTRIBUTION REGIONS
MANAGERIAL 113,501.64 0.00 7,647.73 5,053.53 396.46
CUSTOMER SERVICES 748,578.06 275.63 27,384.86 143,855.89 4,933.54
ENGENEERING & PLANNING 299,582.12 37.14 26,272.25 84,645.61 752.03
ENGINEERING INFO & DRAFTING 62,655.86 0.00 4,310.36 9,689.63 0.00
STORES 3,284.43 0.00 0.00 0.00 0.00
OPERATIONS-ADMINISTRATIVE 450,700.76 2.06 17,333.39 82,462.18 804.31
OPERATIONS-METER 42,402.76 0.00 479.06 964.75 (1,153.11)
OPERATIONS-LINE 329,024.43 820.58 39,153.63 34,403.77 27,387.94
ENERGY DISTRIBUTION SUPPORT
DISTRIBUTION OPERATIONS
DISTRIBUTION OPERATIONS 274,284.06 275.81 9,386.62 1,997.13 6,819.21
RIGHT OF WAY MAINTENANCE 200,479.33 0.00 12,835.91 29,406.22 3,867.04
DISTRIBUTION ENGINEERING
DISTRIBUTION ENG&PLANNING 77,588.75 309.27 11,797.62 3,205.59 7,070.09
DISTRIBUTION DATA SYSTEMS
DATABASE APPLICATIONS 1,850.17 19.12 258.20 57.37 982.02
JOINT USE (109,008.20) 0.00 0.00 0.00 0.00
T&D MATERIAL DISTRIBUTION
CENTRAL WAREHOUSE 598.68 1.12 15.02 3.33 10.02
ENERGY TRANSMISSION
TRANSMISSION REGIONS
TRANSMISSION LINE 5,147.68 0.00 383.50 33.67 0.00
PROTECTION & CONTROL 145,787.76 0.00 29,021.07 1,058.87 2.98
STATION 714,392.19 11.17 53,878.91 20,469.88 7,060.91
TRANSMISSION SYSTEM ENG
LINE ENGINEERING 0.00 0.00 0.00 0.00 0.00
LINE ENG/RIGHT OF WAY 0.00 0.00 0.00 0.00 0.00
LINE ENGINEERING/SURVEY 0.00 0.00 0.00 0.00 0.00
PROTECTION & CONTROL 0.00 0.00 0.00 0.00 0.00
STATION ENGINEERING 0.00 0.00 0.00 0.00 0.00
STATION CONSTRUCTION O&M ADM
SYSTEM MAINT-TOOLS/EQUIP 136,277.93 233.45 23,394.39 1,981.79 14,366.17
OPERATIONS CENTER 6,291.25 139.22 1,942.47 433.41 1,235.17
ENERGY DELIVERY SUPPORT
MEASURE & CUST SUPPORT
MEASUREMENTS ENG & SUPT 0.00 0.00 0.00 0.00 0.00
METER OPERATIONS (0.01) 0.00 0.00 0.00 (0.01)
TELECOMMUNICATIONS
TELECOM ENGINEERING 0.00 0.00 0.00 0.00 0.00
TELECOM OPERATIONS 317,906.65 2,487.35 44,280.80 10,975.73 52,691.85
OPERATIONS IMPROVEMENT
LAND MANAGEMENT-FORESTRY 264,451.12 0.00 253.66 453.30 0.00
LAND MGMT-REAL ESTATE 246,961.23 1,042.50 12.25 2.71 7.71
ENERGY DELIVERY & CUSTOMER REL
PLANNING & BUDGETING 50.70 0.00 0.00 0.00 0.00
COAL TERMINAL
COOK COAL TERMINAL 0.00 0.00 0.00 0.00 0.00
PUTNAM 0.00 0.00 0.00 0.00 0.00
FOSSIL POWER PLANT
MANAGERIAL 692.83 0.00 17.97 5.39 5.23
ENERGY PRODUCTION 150.44 0.00 24.19 6.05 19.87
PRODUCTION SUPPORT 11,249.59 0.00 0.00 0.00 9,561.32
ADMINISTRATIVE & TECH SERV 61.03 0.00 0.00 0.00 0.00
HYDRO PLANT 0.00 0.00 0.00 0.00 0.00
NUCLEAR GENERATION 0.00 0.00 0.00 0.00 0.00
ADMINISTRATIVE SUPPORT
ADMINISTRATIVE
STATE PRES/ENVIR & GOV'T 497,891.09 139.95 6,996.80 2,941.16 1,334.55
CORPORATE COMMUNICATIONS 83,465.50 119.58 1,803.33 747.89 587.09
RATES 178,683.87 (6.09) (82.35) (18.31) (50.70)
OTHER ADMIN GROUPS 321,466.08 134.12 660,938.94 1,446.55 (4,386.69)
ACCOUNTING
ADMINISTRATIVE 4,427.47 105.86 1,429.10 317.58 952.73
CORPORATE SERVICES
CORPORATE SERVICES-ADMIN 111,663.67 0.00 0.00 0.00 0.00
FLEET MANAGEMENT 392,450.82 140.60 9,833.63 4,970.90 3,115.57
BUILDING SERVICES 894,421.94 135.63 185,208.84 42,347.90 136,900.90
OFFICE SERVICES 527,455.19 11,319.70 152,817.70 33,959.45 97,611.70
LABOR FRINGES ON O&M LABOR 647,321.31 1,117.91 37,368.70 43,640.28 13,586.37
TOTAL O&M COSTS 8,218,364.90 18,921.05 1,367,744.10 561,796.25 387,290.14
CONSTRUCTION, RETIRE, OTHER WI 4,451,214.89 12,532.86 256,280.45 284,731.47 43,911.77
MATERIAL & SUPPLY COSTS 313,886.83 213.71 61,641.61 14,344.31 23,759.31
FACILITY COSTS 2,579,904.00 0.00 14,352.00 47,976.00 0.00
INVESTMENT CARRYING CHARGES 1,734,132.00 0.00 6,768.00 2,304.00 0.00
COMPANY TOTAL 17,297,502.62 31,667.62 1,706,786.16 911,152.03 454,961.22
COLUMBUS SOUTHERN POWER COMPANY
2000 INTERCOMPANY BILLING COSTS INCURRED
COMPANY BENEFITING FROM WORK WPCO OPCO CSP AEPSC
ORGANIZATION PROVIDING SERVICE
O&M COSTS
MARKETING
CONSUMER MARKETING 2,136.54 40,544.85 0.00 0.00
ECONOMIC DEVELOPMENT 0.00 4,812.57 0.00 0.00
BUSINESS SERVICES 0.00 164,180.92 0.00 0.00
DISTRIBUTION REGIONS
MANAGERIAL 365.78 100,038.14 0.00 0.00
CUSTOMER SERVICES 329.88 571,798.26 0.00 0.00
ENGENEERING & PLANNING 215.88 187,659.21 0.00 0.00
ENGINEERING INFO & DRAFTING 0.00 48,655.87 0.00 0.00
STORES 0.00 3,284.43 0.00 0.00
OPERATIONS-ADMINISTRATIVE 2.06 350,096.76 0.00 0.00
OPERATIONS-METER 0.00 42,112.06 0.00 0.00
OPERATIONS-LINE 4,520.17 222,738.34 0.00 0.00
ENERGY DISTRIBUTION SUPPORT
DISTRIBUTION OPERATIONS
DISTRIBUTION OPERATIONS 5,479.70 250,325.59 0.00 0.00
RIGHT OF WAY MAINTENANCE 3,728.07 150,642.09 0.00 0.00
DISTRIBUTION ENGINEERING
DISTRIBUTION ENG&PLANNING 2,668.79 52,537.39 0.00 0.00
DISTRIBUTION DATA SYSTEMS
DATABASE APPLICATIONS 31.85 501.61 0.00 0.00
JOINT USE 0.00 (109,008.20) 0.00 0.00
T&D MATERIAL DISTRIBUTION
CENTRAL WAREHOUSE 32.36 536.83 0.00 0.00
ENERGY TRANSMISSION
TRANSMISSION REGIONS
TRANSMISSION LINE 20.21 4,710.30 0.00 0.00
PROTECTION & CONTROL 515.16 115,189.68 0.00 0.00
STATION 19,478.13 613,493.19 0.00 0.00
TRANSMISSION SYSTEM ENG
LINE ENGINEERING 0.00 0.00 0.00 0.00
LINE ENG/RIGHT OF WAY 0.00 0.00 0.00 0.00
LINE ENGINEERING/SURVEY 0.00 0.00 0.00 0.00
PROTECTION & CONTROL 0.00 0.00 0.00 0.00
STATION ENGINEERING 0.00 0.00 0.00 0.00
STATION CONSTRUCTION O&M ADM
SYSTEM MAINT-TOOLS/EQUIP 3,381.89 92,920.24 0.00 0.00
OPERATIONS CENTER 141.46 2,399.52 0.00 0.00
ENERGY DELIVERY SUPPORT
MEASURE & CUST SUPPORT
MEASUREMENTS ENG & SUPT 0.00 0.00 0.00 0.00
METER OPERATIONS 0.00 0.00 0.00 0.00
TELECOMMUNICATIONS
TELECOM ENGINEERING 0.00 0.00 0.00 0.00
TELECOM OPERATIONS 2,667.36 204,803.56 0.00 0.00
OPERATIONS IMPROVEMENT
LAND MANAGEMENT-FORESTRY 0.00 263,744.16 0.00 0.00
LAND MGMT-REAL ESTATE 0.91 245,895.15 0.00 0.00
ENERGY DELIVERY & CUSTOMER REL
PLANNING & BUDGETING 0.00 50.70 0.00 0.00
COAL TERMINAL
COOK COAL TERMINAL 0.00 0.00 0.00 0.00
PUTNAM 0.00 0.00 0.00 0.00
FOSSIL POWER PLANT
MANAGERIAL 0.00 664.24 0.00 0.00
ENERGY PRODUCTION 0.87 99.46 0.00 0.00
PRODUCTION SUPPORT 0.00 1,688.27 0.00 0.00
ADMINISTRATIVE & TECH SERV 0.00 61.03 0.00 0.00
HYDRO PLANT 0.00 0.00 0.00 0.00
NUCLEAR GENERATION 0.00 0.00 0.00 0.00
ADMINISTRATIVE SUPPORT
ADMINISTRATIVE
STATE PRES/ENVIR & GOV'T 139.95 486,338.68 0.00 0.00
CORPORATE COMMUNICATIONS 338.60 79,869.01 0.00 0.00
RATES (6.11) 178,847.43 0.00 0.00
OTHER ADMIN GROUPS (112.41) (336,570.20) 0.00 15.77
ACCOUNTING
ADMINISTRATIVE 105.86 1,516.34 0.00 0.00
CORPORATE SERVICES
CORPORATE SERVICES-ADMIN 6,708.11 104,955.56 0.00 0.00
FLEET MANAGEMENT 8,327.59 283,848.00 0.00 82,214.53
BUILDING SERVICES 25,678.61 503,666.62 0.00 483.44
OFFICE SERVICES 11,693.07 220,053.57 0.00 0.00
LABOR FRINGES ON O&M LABOR 8,673.19 528,831.64 0.00 14,103.22
TOTAL O&M COSTS 107,263.53 5,678,532.87 0.00 96,816.96
CONSTRUCTION, RETIRE, OTHER WI 23,710.86 3,830,047.48 0.00 0.00
MATERIAL & SUPPLY COSTS 2,992.80 210,385.65 0.00 549.44
FACILITY COSTS 9,552.00 351,288.00 0.00 2,156,736.00
INVESTMENT CARRYING CHARGES 9,204.00 201,984.00 0.00 1,513,872.00
COMPANY TOTAL 152,723.19 10,272,238.00 0.00 3,767,974.40
EXHIBIT H
Organization chart showing the relationship of each EWG or foreign utility
company in which the system holds an interest to other system companies.
Each direct or indirect subsidiary of AEP Co., Inc. listed below is owned by the
company immediately above it not indented to the same degree. The percentage
ownership is 100% except where noted.
American Electric Power Company, Inc. AEP Resources, Inc. AEP Resources
Australia Pty., Ltd. Pacific Hydro Ltd. (20%) (FUCO) AEPR Australia Holdings
Pty., Ltd. AEP Resources CitiPower I Pty. Ltd. Australia's Energy Partnership
(a) Marregon (No. 2) Pty. Ltd. CitiPower Pty. (FUCO) CitiPower Trust (FUCO) AEP
Resources CitiPower II Pty. Ltd. Australia's Energy Partnership (a) Marregon
(No. 2) Pty. Ltd. CitiPower Pty. (FUCO) CitiPower Trust (FUCO) AEP Resources
International, Limited AEP Pushan Power LDC (b) Nanyang General Light Electric
Co., Ltd. (FUCO) (c) AEP Resources Project Management Company, Ltd. AEP Pushan
Power LDC (b) Nanyang General Light Electric Co., Ltd. (FUCO) (c) Yorkshire
Power Group Limited (d) Yorkshire Holdings plc Yorkshire Electricity Group plc
(FUCO) AEP Delaware Investment Company AEP Holdings I C.V. (FUCO) (e) AEP
Holdings II C.V. (FUCO) (f) AEP Energy Services Limited (FUCO) Intergen Denmark,
Aps (FUCO) (g) Yorkshire Power Group Limited (d) Yorkshire Holdings plc
Yorkshire Electricity Group plc (FUCO)
AEP Delaware Investment Company (FUCO)
AEP Holdings I C.V. (FUCO) (e)
AEP Holdings II C.V. (FUCO) (f)
AEP Energy Services Limited (FUCO)
Intergen Denmark, Aps (FUCO) (g)
Yorkshire Power Group Limited (d)
Yorkshire Holdings plc
Yorkshire Electricity Group plc (FUCO)
AEP Delaware Investment Company II (FUCO)
AEP Holdings II C.V. (FUCO) (f)
AEP Energy Services Limited (FUCO)
Intergen Denmark, Aps (FUCO) (g)
Central and South West Corporation
CSW Energy, Inc.
Newgulf Power Venture, Inc.
CSW Development-3, Inc.
CSW Northwest GP, Inc.
CSW Northwest LP, Inc.
CSW Frontera GP I, Inc.
CSW Frontera GP II, Inc.
Frontera Generation Limited Partnership
CSW Frontera LP I, Inc.
CSW Frontera LP II, Inc.
Frontera Generation Limited Partnership
CSW International, Inc.
CSW International Two, Inc.
CSW UK Holdings
CSW UK Finance Company
CSW Investments
SEEBOARD Group plc
SEEBOARD plc (FUCO)
CSW International Three, Inc.
CSW UK Finance Company
CSW Investments
SEEBOARD Group plc
SEEBOARD plc (FUCO)
CSW Investments
SEEBOARD Group plc
SEEBOARD plc (FUCO)
Energia Internacional de CSW, S.A. de C.V.
Aceltek, S. de R.L. de C.V. (i)
Enertek, S.A. de C.V. (FUCO)
CSW Vale L.L.C. (FUCO) (h)
Empresa de Eletricidade Vale de Paranapanema S.A. (j)
(a) Owned 99% by AEP Resources CitiPower I Pty. Ltd. and 1% by AEP
Resources CitiPower II Pty. Ltd.
(b) Owned 99% by AEP Resources International, Limited and 1% by AEP
Resources Project Management Company, Ltd.
(c) AEP Pushan Power LDC owns 70% and the remaining 30% is owned by two
unaffiliated companies.
(d) Owned 50% by AEP Resources, Inc.
(e) Owned 99% by AEP Resources, Inc. and 1% by AEP Delaware Investment
Company.
(f) Owned 85% by AEP Holdings I C.V. and 15% by AEP Delaware Investment
Company II.
(g) Owned 50% by AEP Holdings II C.V. and 50% by an unaffiliated company.
(h) Owned 99% by CSW International, Inc. (Cayman) and 1% by CSW
International, Inc. (Delaware).
(i) Owned 50% by Energia Internacional de CSW, S.A. de C.V. and 50% by an
unaffiliated company.
(j) Owned 21.42% by CSW Vale L.L.C. and 78.58% by an unaffiliated company.
EXHIBIT I
Audited financial statements for American Electric Power Company's EWG's and
FUCO's are not available, therefore unaudited statements are included in this
filing and are filed confidentially pursuant to Rule 104(b) of the PUHCA.