Proxy Voting Record
Meeting Date Range: 01-Jul-2014 To 30-Jun-2015 | ||||||||||
BOB EVANS FARMS, INC. | ||||||||||
Security: | 096761101 | Meeting Type: | Annual | |||||||
Ticker: | BOBE | Meeting Date: | 20-Aug-2014 | |||||||
ISIN | US0967611015 | Vote Deadline Date: | 20-Aug-2014 | |||||||
Agenda | SHAREHOLDER | Total Ballot Shares: | 284170 | |||||||
Last Vote Date: | 30-Dec-2014 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | Election of Sandell Group Nominees | For | None | |||||||
1 | DOUGLAS N. BENHAM | 284170 | 0 | 0 | 0 | |||||
2 | CHARLES M. ELSON | 284170 | 0 | 0 | 0 | |||||
3 | DAVID W. HEAD | 284170 | 0 | 0 | 0 | |||||
4 | C. STEPHEN LYNN | 284170 | 0 | 0 | 0 | |||||
5 | ANNELISE T. OSBORNE | 284170 | 0 | 0 | 0 | |||||
6 | ARON I. SCHWARTZ | 284170 | 0 | 0 | 0 | |||||
7 | MICHAEL WEINSTEIN | 284170 | 0 | 0 | 0 | |||||
8 | LEE S. WIELANSKY | 284170 | 0 | 0 | 0 | |||||
2 | Approval of Sandell Group's Bylaw Repeal Proposal | For | None | 284170 | 0 | 0 | 0 | |||
3 |
Company proposal to approve amendment to Bylaws eliminating supermajority requirement |
For | None | 284170 | 0 | 0 | 0 | |||
4 | Company proposal to amend Charter and Bylaws to eliminate supermajority requirement | For | None | 284170 | 0 | 0 | 0 | |||
5 | Company proposal to amend Charter and to eliminate supermajority vote to amend Article 12 | For | None | 284170 | 0 | 0 | 0 | |||
6 | Company proposal to amend Bylaws - Holders of at least 25% can call special meeting | Against | None | 0 | 284170 | 0 | 0 | |||
7 | Ratify Ernst & Young LLP as auditors | For | None | 284170 | 0 | 0 | 0 | |||
8 | Company proposal to approve executive compensation | Against | 0 | 284170 | 0 | 0 |
Page 1 of 57
All Accounts | |||||
DIAGEO PLC | |||||
Security: | 25243 Q205 | Meeting Type: | Annual | ||
Ticker: | DEO | Meeting Date: | 18-Sep-2014 | ||
ISIN | US25243 Q2057 | Vote Deadline Date: | 10-Sep-2014 | ||
Agenda | 934068657 | Management | Total Ballot Shares: | 237400 | |
Last Vote Date: | 25-Aug-2014 |
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action |
1 | Adopt Accounts for Past Year | For | None | 237400 | 0 | 0 | 0 |
2 | Miscellaneous Corporate Actions | For | None | 237400 | 0 | 0 | 0 |
3 | Miscellaneous Corporate Actions | For | None | 237400 | 0 | 0 | 0 |
4 | Dividends | For | None | 237400 | 0 | 0 | 0 |
5 | Election of Directors (Full Slate) | For | None | 237400 | 0 | 0 | 0 |
6 | Election of Directors (Full Slate) | For | None | 237400 | 0 | 0 | 0 |
7 | Election of Directors (Full Slate) | For | None | 237400 | 0 | 0 | 0 |
8 | Election of Directors (Full Slate) | For | None | 237400 | 0 | 0 | 0 |
9 | Election of Directors (Full Slate) | For | None | 237400 | 0 | 0 | 0 |
10 | Election of Directors (Full Slate) | For | None | 237400 | 0 | 0 | 0 |
11 | Election of Directors (Full Slate) | For | None | 237400 | 0 | 0 | 0 |
12 | Election of Directors (Full Slate) | For | None | 237400 | 0 | 0 | 0 |
13 | Election of Directors (Full Slate) | For | None | 237400 | 0 | 0 | 0 |
14 | Election of Directors (Majority Voting) | For | None | 237400 | 0 | 0 | 0 |
15 | Election of Directors (Majority Voting) | For | None | 237400 | 0 | 0 | 0 |
16 | Ratify Appointment of Independent Auditors | For | None | 237400 | 0 | 0 | 0 |
17 | Ratify Appointment of Independent Auditors | For | None | 237400 | 0 | 0 | 0 |
18 | Allot Securities | For | None | 237400 | 0 | 0 | 0 |
19 | Eliminate Pre-Emptive Rights | For | None | 237400 | 0 | 0 | 0 |
20 | Stock Repurchase Plan | For | None | 237400 | 0 | 0 | 0 |
21 | Miscellaneous Corporate Actions | For | None | 237400 | 0 | 0 | 0 |
22 | Approve Stock Compensation Plan | For | None | 237400 | 0 | 0 | 0 |
Page 2 of 57
WEATHERFORD INTERNATIONAL PLC | |||||||||
Security: | G48833100 | Meeting Type: | Annual | ||||||
Ticker: | WFT | Meeting Date: | 24-Sep-2014 | ||||||
ISIN | IE00BLNN3691 | Vote Deadline Date: | 22-Sep-2014 | ||||||
Agenda | 934069077 | Management | Total Ballot Shares: | 500000 | |||||
Last Vote Date: | 25-Aug-2014 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | 500000 | 0 | 0 | 0 | ||
2 | Election of Directors (Majority Voting) | For | None | 500000 | 0 | 0 | 0 | ||
3 | Election of Directors (Majority Voting) | For | None | 500000 | 0 | 0 | 0 | ||
4 | Election of Directors (Majority Voting) | For | None | 500000 | 0 | 0 | 0 | ||
5 | Election of Directors (Majority Voting) | For | None | 500000 | 0 | 0 | 0 | ||
6 | Election of Directors (Majority Voting) | For | None | 500000 | 0 | 0 | 0 | ||
7 | Election of Directors (Majority Voting) | For | None | 500000 | 0 | 0 | 0 | ||
8 | Election of Directors (Majority Voting) | For | None | 500000 | 0 | 0 | 0 | ||
9 | Election of Directors (Majority Voting) | For | None | 500000 | 0 | 0 | 0 | ||
10 | Approve Remuneration of Directors and Auditors | For | None | 500000 | 0 | 0 | 0 | ||
11 | 14A Executive Compensation | For | None | 500000 | 0 | 0 | 0 | ||
12 | Miscellaneous Corporate Actions | For | None | 500000 | 0 | 0 | 0 |
Page 3 of 57
ENERGY XXI (BERMUDA) LIMITED | |||||||||
Security: | G10082140 | Meeting Type: | Annual | ||||||
Ticker: | EXXI | Meeting Date: | 04-Nov-2014 | ||||||
ISIN | BMG100821401 | Vote Deadline Date: | 03-Nov-2014 | ||||||
Agenda | 934086946 | Management | Total Ballot Shares: | 475246 | |||||
Last Vote Date: | 22-Oct-2014 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors | For | None | ||||||
1 | JOHN D. SCHILLER, JR. | 475246 | 0 | 0 | 0 | ||||
2 | WILLIAM COLVIN | 475246 | 0 | 0 | 0 | ||||
2 | Approve Company Name Change | For | None | 475246 | 0 | 0 | 0 | ||
3 | Miscellaneous Corporate Actions | For | None | 475246 | 0 | 0 | 0 | ||
4 | 14A Executive Compensation | For | None | 0 | 475246 | 0 | 0 | ||
5 | Ratify Appointment of Independent Auditors | For | None | 475246 | 0 | 0 | 0 |
Page 4 of 57
TOWERS WATSON & CO | |||||||||
Security: | 891894107 | Meeting Type: | Annual | ||||||
Ticker: | TW | Meeting Date: | 13-Nov-2014 | ||||||
ISIN | US8918941076 | Vote Deadline Date: | 12-Nov-2014 | ||||||
Agenda | 934081655 | Management | Total Ballot Shares: | 245798 | |||||
Last Vote Date: | 06-Oct-2014 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | 245798 | 0 | 0 | 0 | ||
2 | Election of Directors (Majority Voting) | For | None | 245798 | 0 | 0 | 0 | ||
3 | Election of Directors (Majority Voting) | For | None | 245798 | 0 | 0 | 0 | ||
4 | Election of Directors (Majority Voting) | For | None | 245798 | 0 | 0 | 0 | ||
5 | Election of Directors (Majority Voting) | For | None | 245798 | 0 | 0 | 0 | ||
6 | Election of Directors (Majority Voting) | For | None | 245798 | 0 | 0 | 0 | ||
7 | Election of Directors (Majority Voting) | For | None | 245798 | 0 | 0 | 0 | ||
8 | Election of Directors (Majority Voting) | For | None | 245798 | 0 | 0 | 0 | ||
9 | Ratify Appointment of Independent Auditors | For | None | 245798 | 0 | 0 | 0 | ||
10 | 14A Executive Compensation | For | None | 245798 | 0 | 0 | 0 |
Page 5 of 57
CISCO SYSTEMS, INC. | ||||||||||
Security: | 17275 R102 | Meeting Type: | Annual | |||||||
Ticker: | CSCO | Meeting Date: | 20-Nov-2014 | |||||||
ISIN | US17275 R1023 | Vote Deadline Date: | 19-Nov-2014 | |||||||
Agenda | 934082215 | Management | Total Ballot Shares: | 1000000 | ||||||
Last Vote Date: | 02-Oct-2014 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | Election of Directors (Majority Voting) | For | None | 1000000 | 0 | 0 | 0 | |||
2 | Election of Directors (Majority Voting) | For | None | 1000000 | 0 | 0 | 0 | |||
3 | Election of Directors (Majority Voting) | For | None | 1000000 | 0 | 0 | 0 | |||
4 | Election of Directors (Majority Voting) | For | None | 1000000 | 0 | 0 | 0 | |||
5 | Election of Directors (Majority Voting) | For | None | 1000000 | 0 | 0 | 0 | |||
6 | Election of Directors (Majority Voting) | For | None | 1000000 | 0 | 0 | 0 | |||
7 | Election of Directors (Majority Voting) | For | None | 1000000 | 0 | 0 | 0 | |||
8 | Election of Directors (Majority Voting) | For | None | 1000000 | 0 | 0 | 0 | |||
9 | Election of Directors (Majority Voting) | For | None | 1000000 | 0 | 0 | 0 | |||
10 | Election of Directors (Majority Voting) | For | None | 1000000 | 0 | 0 | 0 | |||
11 | Amend Employee Stock Purchase Plan | For | None | 1000000 | 0 | 0 | 0 | |||
12 | 14A Executive Compensation | For | None | 1000000 | 0 | 0 | 0 | |||
13 | Ratify Appointment of Independent Auditors | For | None | 1000000 | 0 | 0 | 0 | |||
14 | S/H Proposal - Political/Government | Against | None | 0 | 1000000 | 0 | 0 | |||
15 | S/H Proposal - Access To Proxy | Against | None | 0 | 1000000 | 0 | 0 | |||
16 | S/H Proposal - Political/Government | Against | None | 0 | 1000000 | 0 | 0 |
Page 6 of 57
MICROSOFT CORPORATION | |||||||||
Security: | 594918104 | Meeting Type: | Annual | ||||||
Ticker: | MSFT | Meeting Date: | 03-Dec-2014 | ||||||
ISIN | US5949181045 | Vote Deadline Date: | 02-Dec-2014 | ||||||
Agenda | 934087708 | Management | Total Ballot Shares: | 680686 | |||||
Last Vote Date: | 21-Oct-2014 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | 680686 | 0 | 0 | 0 | ||
2 | Election of Directors (Majority Voting) | For | None | 680686 | 0 | 0 | 0 | ||
3 | Election of Directors (Majority Voting) | For | None | 680686 | 0 | 0 | 0 | ||
4 | Election of Directors (Majority Voting) | For | None | 680686 | 0 | 0 | 0 | ||
5 | Election of Directors (Majority Voting) | For | None | 680686 | 0 | 0 | 0 | ||
6 | Election of Directors (Majority Voting) | For | None | 680686 | 0 | 0 | 0 | ||
7 | Election of Directors (Majority Voting) | For | None | 680686 | 0 | 0 | 0 | ||
8 | Election of Directors (Majority Voting) | For | None | 680686 | 0 | 0 | 0 | ||
9 | Election of Directors (Majority Voting) | For | None | 680686 | 0 | 0 | 0 | ||
10 | Election of Directors (Majority Voting) | For | None | 680686 | 0 | 0 | 0 | ||
11 | 14A Executive Compensation | For | None | 680686 | 0 | 0 | 0 | ||
12 | Ratify Appointment of Independent Auditors | For | None | 680686 | 0 | 0 | 0 | ||
13 | S/H Proposal - Access To Proxy | Against | None | 0 | 680686 | 0 | 0 |
Page 7 of 57
COSTCO WHOLESALE CORPORATION | ||||||||||
Security: | 22160 K105 | Meeting Type: | Annual | |||||||
Ticker: | COST | Meeting Date: | 29-Jan-2015 | |||||||
ISIN | US22160 K1051 | Vote Deadline Date: | 28-Jan-2015 | |||||||
Agenda | 934112309 | Management | Total Ballot Shares: | 307800 | ||||||
Last Vote Date: | 30-Dec-2014 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | Election of Directors | For | None | |||||||
1 | JEFFREY H. BROTMAN | 307800 | 0 | 0 | 0 | |||||
2 | DANIEL J. EVANS | 307800 | 0 | 0 | 0 | |||||
3 | RICHARD A. GALANTI | 307800 | 0 | 0 | 0 | |||||
4 | JEFFREY S. RAIKES | 307800 | 0 | 0 | 0 | |||||
5 | JAMES D. SINEGAL | 307800 | 0 | 0 | 0 | |||||
2 | Ratify Appointment of Independent Auditors | For | None | 307800 | 0 | 0 | 0 | |||
3 | 14A Executive Compensation | For | None | 307800 | 0 | 0 | 0 | |||
4 | Amend Stock Compensation Plan | For | None | 307800 | 0 | 0 | 0 | |||
5 | Approve Charter Amendment | For | None | 307800 | 0 | 0 | 0 | |||
6 | Approve Charter Amendment | For | None | 307800 | 0 | 0 | 0 | |||
7 | S/H Proposal - Corporate Governance | Against | None | 0 | 307800 | 0 | 0 |
Page 8 of 57
INTERNATIONAL GAME TECHNOLOGY | |||||||||
Security: | 459902102 | Meeting Type: | Special | ||||||
Ticker: | IGT | Meeting Date: | 10-Feb-2015 | ||||||
ISIN | US4599021023 | Vote Deadline Date: | 09-Feb-2015 | ||||||
Agenda | 934116965 | Management | Total Ballot Shares: | 690000 | |||||
Last Vote Date: | 09-Jan-2015 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Approve Merger Agreement | For | None | 690000 | 0 | 0 | 0 | ||
2 | Approve Motion to Adjourn Meeting | For | None | 690000 | 0 | 0 | 0 | ||
3 | 14A Executive Compensation | For | None | 0 | 690000 | 0 | 0 |
Page 9 of 57
QUALCOMM INCORPORATED | |||||||||
Security: | 747525103 | Meeting Type: | Annual | ||||||
Ticker: | QCOM | Meeting Date: | 09-Mar-2015 | ||||||
ISIN | US7475251036 | Vote Deadline Date: | 06-Mar-2015 | ||||||
Agenda | 934118616 | Management | Total Ballot Shares: | 536200 | |||||
Last Vote Date: | 25-Feb-2015 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | 536200 | 0 | 0 | 0 | ||
2 | Election of Directors (Majority Voting) | For | None | 536200 | 0 | 0 | 0 | ||
3 | Election of Directors (Majority Voting) | For | None | 536200 | 0 | 0 | 0 | ||
4 | Election of Directors (Majority Voting) | For | None | 536200 | 0 | 0 | 0 | ||
5 | Election of Directors (Majority Voting) | For | None | 536200 | 0 | 0 | 0 | ||
6 | Election of Directors (Majority Voting) | For | None | 536200 | 0 | 0 | 0 | ||
7 | Election of Directors (Majority Voting) | For | None | 536200 | 0 | 0 | 0 | ||
8 | Election of Directors (Majority Voting) | For | None | 536200 | 0 | 0 | 0 | ||
9 | Election of Directors (Majority Voting) | For | None | 536200 | 0 | 0 | 0 | ||
10 | Election of Directors (Majority Voting) | For | None | 536200 | 0 | 0 | 0 | ||
11 | Election of Directors (Majority Voting) | For | None | 536200 | 0 | 0 | 0 | ||
12 | Election of Directors (Majority Voting) | For | None | 536200 | 0 | 0 | 0 | ||
13 | Election of Directors (Majority Voting) | For | None | 536200 | 0 | 0 | 0 | ||
14 | Election of Directors (Majority Voting) | For | None | 536200 | 0 | 0 | 0 | ||
15 | Election of Directors (Majority Voting) | For | None | 536200 | 0 | 0 | 0 | ||
16 | Ratify Appointment of Independent Auditors | For | None | 536200 | 0 | 0 | 0 | ||
17 | Amend Employee Stock Purchase Plan | For | None | 536200 | 0 | 0 | 0 | ||
18 | 14A Executive Compensation | For | None | 536200 | 0 | 0 | 0 |
Page 10 of 57
APPLE INC. | |||||||||
Security: | 037833100 | Meeting Type: | Annual | ||||||
Ticker: | AAPL | Meeting Date: | 10-Mar-2015 | ||||||
ISIN | US0378331005 | Vote Deadline Date: | 09-Mar-2015 | ||||||
Agenda | 934118983 | Management | Total Ballot Shares: | 414000 | |||||
Last Vote Date: | 25-Feb-2015 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | 414000 | 0 | 0 | 0 | ||
2 | Election of Directors (Majority Voting) | For | None | 414000 | 0 | 0 | 0 | ||
3 | Election of Directors (Majority Voting) | For | None | 414000 | 0 | 0 | 0 | ||
4 | Election of Directors (Majority Voting) | For | None | 414000 | 0 | 0 | 0 | ||
5 | Election of Directors (Majority Voting) | For | None | 414000 | 0 | 0 | 0 | ||
6 | Election of Directors (Majority Voting) | For | None | 414000 | 0 | 0 | 0 | ||
7 | Election of Directors (Majority Voting) | For | None | 414000 | 0 | 0 | 0 | ||
8 | Ratify Appointment of Independent Auditors | For | None | 414000 | 0 | 0 | 0 | ||
9 | 14A Executive Compensation | For | None | 414000 | 0 | 0 | 0 | ||
10 | Amend Employee Stock Purchase Plan | For | None | 414000 | 0 | 0 | 0 | ||
11 | S/H Proposal - Independent Risk Committee | Against | None | 0 | 414000 | 0 | 0 | ||
12 | S/H Proposal - Access To Proxy | Against | None | 0 | 414000 | 0 | 0 |
Page 11 of 5
HALLIBURTON COMPANY | |||||||||
Security: | 406216101 | Meeting Type: | Special | ||||||
Ticker: | HAL | Meeting Date: | 27-Mar-2015 | ||||||
ISIN | US4062161017 | Vote Deadline Date: | 26-Mar-2015 | ||||||
Agenda | 934128073 | Management | Total Ballot Shares: | 585000 | |||||
Last Vote Date: | 25-Feb-2015 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Stock Conversion | For | None | 585000 | 0 | 0 | 0 | ||
2 | Approve Motion to Adjourn Meeting | For | None | 585000 | 0 | 0 | 0 |
Page 12 of 57
OWENS CORNING | |||||||||
Security: | 690742101 | Meeting Type: | Annual | ||||||
Ticker: | OC | Meeting Date: | 16-Apr-2015 | ||||||
ISIN | US6907421019 | Vote Deadline Date: | 15-Apr-2015 | ||||||
Agenda | 934137666 | Management | Total Ballot Shares: | 390000 | |||||
Last Vote Date: | 17-Mar-2015 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors | For | None | ||||||
1 | JAMES J. MCMONAGLE | 390000 | 0 | 0 | 0 | ||||
2 | W. HOWARD MORRIS | 390000 | 0 | 0 | 0 | ||||
3 | SUZANNE P. NIMOCKS | 390000 | 0 | 0 | 0 | ||||
2 | Ratify Appointment of Independent Auditors | For | None | 390000 | 0 | 0 | 0 | ||
3 | 14A Executive Compensation | For | None | 390000 | 0 | 0 | 0 |
Page 13 of 57
M&T BANK CORPORATION | |||||||||
Security: | 55261F104 | Meeting Type: | Annual | ||||||
Ticker: | MTB | Meeting Date: | 21-Apr-2015 | ||||||
ISIN | US55261F1049 | Vote Deadline Date: | 20-Apr-2015 | ||||||
Agenda | 934136955 | Management | Total Ballot Shares: | 125000 | |||||
Last Vote Date: | 13-Mar-2015 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors | For | None | ||||||
1 | BRENT D. BAIRD | 125000 | 0 | 0 | 0 | ||||
2 | C. ANGELA BONTEMPO | 125000 | 0 | 0 | 0 | ||||
3 | ROBERT T. BRADY | 125000 | 0 | 0 | 0 | ||||
4 | T.J. CUNNINGHAM III | 125000 | 0 | 0 | 0 | ||||
5 | MARK J. CZARNECKI | 125000 | 0 | 0 | 0 | ||||
6 | GARY N. GEISEL | 125000 | 0 | 0 | 0 | ||||
7 | JOHN D. HAWKE, JR. | 125000 | 0 | 0 | 0 | ||||
8 | PATRICK W.E. HODGSON | 125000 | 0 | 0 | 0 | ||||
9 | RICHARD G. KING | 125000 | 0 | 0 | 0 | ||||
10 | MELINDA R. RICH | 125000 | 0 | 0 | 0 | ||||
11 | ROBERT E. SADLER, JR. | 125000 | 0 | 0 | 0 | ||||
12 | HERBERT L. WASHINGTON | 125000 | 0 | 0 | 0 | ||||
13 | ROBERT G. WILMERS | 125000 | 0 | 0 | 0 | ||||
2 | Approve Stock Compensation Plan | For | None | 125000 | 0 | 0 | 0 | ||
3 | 14A Executive Compensation | For | None | 125000 | 0 | 0 | 0 | ||
4 | Ratify Appointment of Independent Auditors | For | None | 125000 | 0 | 0 | 0 |
Page 14 of 57
ASML HOLDINGS N.V. | |||||||||
Security: | N07059210 | Meeting Type: | Annual | ||||||
Ticker: | ASML | Meeting Date: | 22-Apr-2015 | ||||||
ISIN | USN070592100 | Vote Deadline Date: | 14-Apr-2015 | ||||||
Agenda | 934142706 | Management | Total Ballot Shares: | 256850 | |||||
Last Vote Date: | 17-Mar-2015 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Approve Financial Statements, Allocation of | For | None | 256850 | 0 | 0 | 0 | ||
Income, and Discharge Directors | |||||||||
2 | Approve Financial Statements, Allocation of | For | None | 256850 | 0 | 0 | 0 | ||
Income, and Discharge Directors | |||||||||
3 | Approve Discharge of Supervisory Board | For | None | 256850 | 0 | 0 | 0 | ||
4 | Dividends | For | None | 256850 | 0 | 0 | 0 | ||
5 | Miscellaneous Corporate Actions | For | None | 256850 | 0 | 0 | 0 | ||
6 | Miscellaneous Corporate Actions | For | None | 256850 | 0 | 0 | 0 | ||
7 | Approve Option Grants | For | None | 256850 | 0 | 0 | 0 | ||
8 | Elect Supervisory Board Member | For | None | 256850 | 0 | 0 | 0 | ||
9 | Elect Supervisory Board Member | For | None | 256850 | 0 | 0 | 0 | ||
10 | Elect Supervisory Board Member | For | None | 256850 | 0 | 0 | 0 | ||
11 | Ratify Appointment of Independent Auditors | For | None | 256850 | 0 | 0 | 0 | ||
12 | Amend Articles/Charter to Reflect Changes in | For | None | 256850 | 0 | 0 | 0 | ||
Capital | |||||||||
13 | Authorize Co to Carry Out Rights Issues/Ltd | For | None | 256850 | 0 | 0 | 0 | ||
Issuances w/o Preemptive Rights | |||||||||
14 | Amend Articles/Charter to Reflect Changes in | For | None | 256850 | 0 | 0 | 0 | ||
Capital | |||||||||
15 | Authorize Co to Carry Out Rights Issues/Ltd | For | None | 256850 | 0 | 0 | 0 | ||
Issuances w/o Preemptive Rights | |||||||||
16 | Amend Articles/Charter to Reflect Changes in | For | None | 256850 | 0 | 0 | 0 | ||
Capital | |||||||||
17 | Amend Articles/Charter to Reflect Changes in | For | None | 256850 | 0 | 0 | 0 | ||
Capital | |||||||||
18 | Miscellaneous Corporate Actions | For | None | 256850 | 0 | 0 | 0 |
Page 15 of 57
ASML HOLDINGS N.V. | |||||||||
Security: | N07059210 | Meeting Type: | Annual | ||||||
Ticker: | ASML | Meeting Date: | 22-Apr-2015 | ||||||
ISIN | USN070592100 | Vote Deadline Date: | 14-Apr-2015 | ||||||
Agenda | 934163940 | Management | Total Ballot Shares: | 256850 | |||||
Last Vote Date: | 06-Apr-2015 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Miscellaneous Corporate Governance | For | None | 256850 | 0 | 0 | 0 | ||
2 | Miscellaneous Corporate Governance | For | None | 256850 | 0 | 0 | 0 | ||
3 | Miscellaneous Corporate Governance | For | None | 256850 | 0 | 0 | 0 | ||
4 | Miscellaneous Corporate Governance | For | None | 256850 | 0 | 0 | 0 | ||
5 | Miscellaneous Corporate Governance | For | None | 256850 | 0 | 0 | 0 | ||
6 | Miscellaneous Corporate Governance | For | None | 256850 | 0 | 0 | 0 | ||
7 | Miscellaneous Corporate Governance | For | None | 256850 | 0 | 0 | 0 | ||
8 | Miscellaneous Corporate Governance | For | None | 256850 | 0 | 0 | 0 | ||
9 | Miscellaneous Corporate Governance | For | None | 256850 | 0 | 0 | 0 | ||
10 | Miscellaneous Corporate Governance | For | None | 256850 | 0 | 0 | 0 | ||
11 | Ratify Appointment of Independent Auditors | For | None | 256850 | 0 | 0 | 0 | ||
12 | Miscellaneous Corporate Governance | For | None | 256850 | 0 | 0 | 0 | ||
13 | Miscellaneous Corporate Governance | For | None | 256850 | 0 | 0 | 0 | ||
14 | Miscellaneous Corporate Governance | For | None | 256850 | 0 | 0 | 0 | ||
15 | Miscellaneous Corporate Governance | For | None | 256850 | 0 | 0 | 0 | ||
16 | Miscellaneous Corporate Governance | For | None | 256850 | 0 | 0 | 0 | ||
17 | Miscellaneous Corporate Governance | For | None | 256850 | 0 | 0 | 0 | ||
18 | Miscellaneous Corporate Governance | For | None | 256850 | 0 | 0 | 0 |
Page 16 of 57
EATON CORPORATION PLC | |||||||||
Security: | G29183103 | Meeting Type: | Annual | ||||||
Ticker: | ETN | Meeting Date: | 22-Apr-2015 | ||||||
ISIN | IE00B8KQN827 | Vote Deadline Date: | 21-Apr-2015 | ||||||
Agenda | 934136549 | Management | Total Ballot Shares: | 184131 | |||||
Last Vote Date: | 23-Mar-2015 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | 184131 | 0 | 0 | 0 | ||
2 | Election of Directors (Majority Voting) | For | None | 184131 | 0 | 0 | 0 | ||
3 | Election of Directors (Majority Voting) | For | None | 184131 | 0 | 0 | 0 | ||
4 | Election of Directors (Majority Voting) | For | None | 184131 | 0 | 0 | 0 | ||
5 | Election of Directors (Majority Voting) | For | None | 184131 | 0 | 0 | 0 | ||
6 | Election of Directors (Majority Voting) | For | None | 184131 | 0 | 0 | 0 | ||
7 | Election of Directors (Majority Voting) | For | None | 184131 | 0 | 0 | 0 | ||
8 | Election of Directors (Majority Voting) | For | None | 184131 | 0 | 0 | 0 | ||
9 | Election of Directors (Majority Voting) | For | None | 184131 | 0 | 0 | 0 | ||
10 | Election of Directors (Majority Voting) | For | None | 184131 | 0 | 0 | 0 | ||
11 | Election of Directors (Majority Voting) | For | None | 184131 | 0 | 0 | 0 | ||
12 | Election of Directors (Majority Voting) | For | None | 184131 | 0 | 0 | 0 | ||
13 | Adopt Stock Option Plan | For | None | 184131 | 0 | 0 | 0 | ||
14 | Ratify Appointment of Independent Auditors | For | None | 184131 | 0 | 0 | 0 | ||
15 | 14A Executive Compensation | For | None | 184131 | 0 | 0 | 0 | ||
16 | Authorize Directors to Repurchase Shares | For | None | 184131 | 0 | 0 | 0 |
Page 17 of 57
GENERAL ELECTRIC COMPANY | |||||||||
Security: | 369604103 | Meeting Type: | Annual | ||||||
Ticker: | GE | Meeting Date: | 22-Apr-2015 | ||||||
ISIN | US3696041033 | Vote Deadline Date: | 21-Apr-2015 | ||||||
Agenda | 934135864 | Management | Total Ballot Shares: | 1015000 | |||||
Last Vote Date: | 13-Mar-2015 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | 1015000 | 0 | 0 | 0 | ||
2 | Election of Directors (Majority Voting) | For | None | 1015000 | 0 | 0 | 0 | ||
3 | Election of Directors (Majority Voting) | For | None | 1015000 | 0 | 0 | 0 | ||
4 | Election of Directors (Majority Voting) | For | None | 1015000 | 0 | 0 | 0 | ||
5 | Election of Directors (Majority Voting) | For | None | 1015000 | 0 | 0 | 0 | ||
6 | Election of Directors (Majority Voting) | For | None | 1015000 | 0 | 0 | 0 | ||
7 | Election of Directors (Majority Voting) | For | None | 1015000 | 0 | 0 | 0 | ||
8 | Election of Directors (Majority Voting) | For | None | 1015000 | 0 | 0 | 0 | ||
9 | Election of Directors (Majority Voting) | For | None | 1015000 | 0 | 0 | 0 | ||
10 | Election of Directors (Majority Voting) | For | None | 1015000 | 0 | 0 | 0 | ||
11 | Election of Directors (Majority Voting) | For | None | 1015000 | 0 | 0 | 0 | ||
12 | Election of Directors (Majority Voting) | For | None | 1015000 | 0 | 0 | 0 | ||
13 | Election of Directors (Majority Voting) | For | None | 1015000 | 0 | 0 | 0 | ||
14 | Election of Directors (Majority Voting) | For | None | 1015000 | 0 | 0 | 0 | ||
15 | Election of Directors (Majority Voting) | For | None | 1015000 | 0 | 0 | 0 | ||
16 | Election of Directors (Majority Voting) | For | None | 1015000 | 0 | 0 | 0 | ||
17 | 14A Executive Compensation | For | None | 1015000 | 0 | 0 | 0 | ||
18 | Ratify Appointment of Independent Auditors | For | None | 1015000 | 0 | 0 | 0 | ||
19 | S/H Proposal - Adopt Cumulative Voting | Against | None | 1015000 | 0 | 0 | 0 | ||
20 | S/H Proposal - Corporate Governance | Against | None | 1015000 | 0 | 0 | 0 | ||
21 | S/H Proposal - Corporate Governance | Against | None | 1015000 | 0 | 0 | 0 | ||
22 | Miscellaneous Shareholder Proposal | Against | None | 1015000 | 0 | 0 | 0 | ||
23 | S/H Proposal - Corporate Governance | Against | None | 1015000 | 0 | 0 | 0 |
Page 18 of 57
PFIZER INC. | |||||||||
Security: | 717081103 | Meeting Type: | Annual | ||||||
Ticker: | PFE | Meeting Date: | 23-Apr-2015 | ||||||
ISIN | US7170811035 | Vote Deadline Date: | 22-Apr-2015 | ||||||
Agenda | 934135927 | Management | Total Ballot Shares: | 705808 | |||||
Last Vote Date: | 17-Mar-2015 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | 705808 | 0 | 0 | 0 | ||
2 | Election of Directors (Majority Voting) | For | None | 705808 | 0 | 0 | 0 | ||
3 | Election of Directors (Majority Voting) | For | None | 705808 | 0 | 0 | 0 | ||
4 | Election of Directors (Majority Voting) | For | None | 705808 | 0 | 0 | 0 | ||
5 | Election of Directors (Majority Voting) | For | None | 705808 | 0 | 0 | 0 | ||
6 | Election of Directors (Majority Voting) | For | None | 705808 | 0 | 0 | 0 | ||
7 | Election of Directors (Majority Voting) | For | None | 705808 | 0 | 0 | 0 | ||
8 | Election of Directors (Majority Voting) | For | None | 705808 | 0 | 0 | 0 | ||
9 | Election of Directors (Majority Voting) | For | None | 705808 | 0 | 0 | 0 | ||
10 | Election of Directors (Majority Voting) | For | None | 705808 | 0 | 0 | 0 | ||
11 | Election of Directors (Majority Voting) | For | None | 705808 | 0 | 0 | 0 | ||
12 | Ratify Appointment of Independent Auditors | For | None | 705808 | 0 | 0 | 0 | ||
13 | 14A Executive Compensation | For | None | 705808 | 0 | 0 | 0 | ||
14 | S/H Proposal - Political/Government | Against | None | 705808 | 0 | 0 | 0 |
Page 19 of 57
UNITED TECHNOLOGIES CORPORATION | |||||||||
Security: | 913017109 | Meeting Type: | Annual | ||||||
Ticker: | UTX | Meeting Date: | 27-Apr-2015 | ||||||
ISIN | US9130171096 | Vote Deadline Date: | 24-Apr-2015 | ||||||
Agenda | 934137729 | Management | Total Ballot Shares: | 300000 | |||||
Last Vote Date: | 23-Mar-2015 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | 300000 | 0 | 0 | 0 | ||
2 | Election of Directors (Majority Voting) | For | None | 300000 | 0 | 0 | 0 | ||
3 | Election of Directors (Majority Voting) | For | None | 300000 | 0 | 0 | 0 | ||
4 | Election of Directors (Majority Voting) | For | None | 300000 | 0 | 0 | 0 | ||
5 | Election of Directors (Majority Voting) | For | None | 300000 | 0 | 0 | 0 | ||
6 | Election of Directors (Majority Voting) | For | None | 300000 | 0 | 0 | 0 | ||
7 | Election of Directors (Majority Voting) | For | None | 300000 | 0 | 0 | 0 | ||
8 | Election of Directors (Majority Voting) | For | None | 300000 | 0 | 0 | 0 | ||
9 | Election of Directors (Majority Voting) | For | None | 300000 | 0 | 0 | 0 | ||
10 | Election of Directors (Majority Voting) | For | None | 300000 | 0 | 0 | 0 | ||
11 | Election of Directors (Majority Voting) | For | None | 300000 | 0 | 0 | 0 | ||
12 | Ratify Appointment of Independent Auditors | For | None | 300000 | 0 | 0 | 0 | ||
13 | 14A Executive Compensation | For | None | 300000 | 0 | 0 | 0 |
Page 20 of 57
METLIFE, INC. | ||||||||||
Security: | 59156 R108 | Meeting Type: | Annual | |||||||
Ticker: | MET | Meeting Date: | 28-Apr-2015 | |||||||
ISIN | US59156 R1086 | Vote Deadline Date: | 27-Apr-2015 | |||||||
Agenda | 934151402 | Management | Total Ballot Shares: | 365000 | ||||||
Last Vote Date: | 25-Mar-2015 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | Election of Directors (Majority Voting) | For | None | 365000 | 0 | 0 | 0 | |||
2 | Election of Directors (Majority Voting) | For | None | 365000 | 0 | 0 | 0 | |||
3 | Election of Directors (Majority Voting) | For | None | 365000 | 0 | 0 | 0 | |||
4 | Election of Directors (Majority Voting) | For | None | 365000 | 0 | 0 | 0 | |||
5 | Election of Directors (Majority Voting) | For | None | 365000 | 0 | 0 | 0 | |||
6 | Election of Directors (Majority Voting) | For | None | 365000 | 0 | 0 | 0 | |||
7 | Election of Directors (Majority Voting) | For | None | 365000 | 0 | 0 | 0 | |||
8 | Election of Directors (Majority Voting) | For | None | 365000 | 0 | 0 | 0 | |||
9 | Election of Directors (Majority Voting) | For | None | 365000 | 0 | 0 | 0 | |||
10 | Election of Directors (Majority Voting) | For | None | 365000 | 0 | 0 | 0 | |||
11 | Election of Directors (Majority Voting) | For | None | 365000 | 0 | 0 | 0 | |||
12 | Election of Directors (Majority Voting) | For | None | 365000 | 0 | 0 | 0 | |||
13 | Adopt Supermajority Requirements | For | None | 365000 | 0 | 0 | 0 | |||
14 | Adopt Supermajority Requirements | For | None | 365000 | 0 | 0 | 0 | |||
15 | Ratify Appointment of Independent Auditors | For | None | 365000 | 0 | 0 | 0 | |||
16 | 14A Executive Compensation | For | None | 365000 | 0 | 0 | 0 |
Page 21 of 57
EMC CORPORATION | |||||||||
Security: | 268648102 | Meeting Type: | Annual | ||||||
Ticker: | EMC | Meeting Date: | 30-Apr-2015 | ||||||
ISIN | US2686481027 | Vote Deadline Date: | 29-Apr-2015 | ||||||
Agenda | 934146867 | Management | Total Ballot Shares: | 615000 | |||||
Last Vote Date: | 23-Mar-2015 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | 615000 | 0 | 0 | 0 | ||
2 | Election of Directors (Majority Voting) | For | None | 615000 | 0 | 0 | 0 | ||
3 | Election of Directors (Majority Voting) | For | None | 615000 | 0 | 0 | 0 | ||
4 | Election of Directors (Majority Voting) | For | None | 615000 | 0 | 0 | 0 | ||
5 | Election of Directors (Majority Voting) | For | None | 615000 | 0 | 0 | 0 | ||
6 | Election of Directors (Majority Voting) | For | None | 615000 | 0 | 0 | 0 | ||
7 | Election of Directors (Majority Voting) | For | None | 615000 | 0 | 0 | 0 | ||
8 | Election of Directors (Majority Voting) | For | None | 615000 | 0 | 0 | 0 | ||
9 | Election of Directors (Majority Voting) | For | None | 615000 | 0 | 0 | 0 | ||
10 | Election of Directors (Majority Voting) | For | None | 615000 | 0 | 0 | 0 | ||
11 | Election of Directors (Majority Voting) | For | None | 615000 | 0 | 0 | 0 | ||
12 | Election of Directors (Majority Voting) | For | None | 615000 | 0 | 0 | 0 | ||
13 | Ratify Appointment of Independent Auditors | For | None | 615000 | 0 | 0 | 0 | ||
14 | 14A Executive Compensation | For | None | 615000 | 0 | 0 | 0 | ||
15 | Approve Stock Compensation Plan | For | None | 615000 | 0 | 0 | 0 | ||
16 | S/H Proposal - Establish Independent Chairman | Against | None | 0 | 0 | 615000 | 0 |
Page 22 of 57
OCCIDENTAL PETROLEUM CORPORATION | |||||||||
Security: | 674599105 | Meeting Type: | Annual | ||||||
Ticker: | OXY | Meeting Date: | 01-May-2015 | ||||||
ISIN | US6745991058 | Vote Deadline Date: | 30-Apr-2015 | ||||||
Agenda | 934153723 | Management | Total Ballot Shares: | 160000 | |||||
Last Vote Date: | 01-Apr-2015 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | 160000 | 0 | 0 | 0 | ||
2 | Election of Directors (Majority Voting) | For | None | 160000 | 0 | 0 | 0 | ||
3 | Election of Directors (Majority Voting) | For | None | 160000 | 0 | 0 | 0 | ||
4 | Election of Directors (Majority Voting) | For | None | 160000 | 0 | 0 | 0 | ||
5 | Election of Directors (Majority Voting) | For | None | 160000 | 0 | 0 | 0 | ||
6 | Election of Directors (Majority Voting) | For | None | 160000 | 0 | 0 | 0 | ||
7 | Election of Directors (Majority Voting) | For | None | 160000 | 0 | 0 | 0 | ||
8 | Election of Directors (Majority Voting) | For | None | 160000 | 0 | 0 | 0 | ||
9 | Election of Directors (Majority Voting) | For | None | 160000 | 0 | 0 | 0 | ||
10 | Election of Directors (Majority Voting) | For | None | 160000 | 0 | 0 | 0 | ||
11 | 14A Executive Compensation | For | None | 160000 | 0 | 0 | 0 | ||
12 | Approve Stock Compensation Plan | For | None | 160000 | 0 | 0 | 0 | ||
13 | Ratify Appointment of Independent Auditors | For | None | 160000 | 0 | 0 | 0 | ||
14 | S/H Proposal - Executive Compensation | Against | None | 0 | 160000 | 0 | 0 | ||
15 | S/H Proposal - Access To Proxy | Against | None | 0 | 160000 | 0 | 0 | ||
16 | S/H Proposal - Report/Reduce Greenhouse Gas | Against | None | 0 | 160000 | 0 | 0 | ||
Emissions | |||||||||
17 | S/H Proposal - Political/Government | Against | None | 0 | 160000 | 0 | 0 |
Page 23 of 57
BERKSHIRE HATHAWAY INC. | |||||||||
Security: | 084670108 | Meeting Type: | Annual | ||||||
Ticker: | BRKA | Meeting Date: | 02-May-2015 | ||||||
ISIN | US0846701086 | Vote Deadline Date: | 01-May-2015 | ||||||
Agenda | 934139292 | Management | Total Ballot Shares: | 110 | |||||
Last Vote Date: | 17-Mar-2015 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors | For | None | ||||||
1 | WARREN E. BUFFETT | 110 | 0 | 0 | 0 | ||||
2 | CHARLES T. MUNGER | 110 | 0 | 0 | 0 | ||||
3 | HOWARD G. BUFFETT | 110 | 0 | 0 | 0 | ||||
4 | STEPHEN B. BURKE | 110 | 0 | 0 | 0 | ||||
5 | SUSAN L. DECKER | 110 | 0 | 0 | 0 | ||||
6 | WILLIAM H. GATES III | 110 | 0 | 0 | 0 | ||||
7 | DAVID S. GOTTESMAN | 110 | 0 | 0 | 0 | ||||
8 | CHARLOTTE GUYMAN | 110 | 0 | 0 | 0 | ||||
9 | THOMAS S. MURPHY | 110 | 0 | 0 | 0 | ||||
10 | RONALD L. OLSON | 110 | 0 | 0 | 0 | ||||
11 | WALTER SCOTT, JR. | 110 | 0 | 0 | 0 | ||||
12 | MERYL B. WITMER | 110 | 0 | 0 | 0 |
Page 24 of 57
GILEAD SCIENCES, INC. | |||||||||
Security: | 375558103 | Meeting Type: | Annual | ||||||
Ticker: | GILD | Meeting Date: | 06-May-2015 | ||||||
ISIN | US3755581036 | Vote Deadline Date: | 05-May-2015 | ||||||
Agenda | 934149685 | Management | Total Ballot Shares: | 443600 | |||||
Last Vote Date: | 31-Mar-2015 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | 443600 | 0 | 0 | 0 | ||
2 | Election of Directors (Majority Voting) | For | None | 443600 | 0 | 0 | 0 | ||
3 | Election of Directors (Majority Voting) | For | None | 443600 | 0 | 0 | 0 | ||
4 | Election of Directors (Majority Voting) | For | None | 443600 | 0 | 0 | 0 | ||
5 | Election of Directors (Majority Voting) | For | None | 443600 | 0 | 0 | 0 | ||
6 | Election of Directors (Majority Voting) | For | None | 443600 | 0 | 0 | 0 | ||
7 | Election of Directors (Majority Voting) | For | None | 443600 | 0 | 0 | 0 | ||
8 | Election of Directors (Majority Voting) | For | None | 443600 | 0 | 0 | 0 | ||
9 | Election of Directors (Majority Voting) | For | None | 443600 | 0 | 0 | 0 | ||
10 | Election of Directors (Majority Voting) | For | None | 443600 | 0 | 0 | 0 | ||
11 | Ratify Appointment of Independent Auditors | For | None | 443600 | 0 | 0 | 0 | ||
12 | Amend Employee Stock Purchase Plan | For | None | 443600 | 0 | 0 | 0 | ||
13 | 14A Executive Compensation | For | None | 443600 | 0 | 0 | 0 | ||
14 | S/H Proposal - Corporate Governance | Against | None | 0 | 443600 | 0 | 0 | ||
15 | S/H Proposal - Establish Independent Chairman | Against | None | 0 | 443600 | 0 | 0 | ||
16 | S/H Proposal - Environmental | Against | None | 0 | 443600 | 0 | 0 | ||
17 | S/H Proposal - Human Rights Related | Against | None | 0 | 443600 | 0 | 0 |
Page 25 of 57
IMPERVA INC | ||||||||||||
Security: | 45321 L100 | Meeting Type: | Annual | |||||||||
Ticker: | IMPV | Meeting Date: | 06-May-2015 | |||||||||
ISIN | US45321 L1008 | Vote Deadline Date: | 05-May-2015 | |||||||||
Agenda | 934157187 | Management | Total Ballot Shares: | 55300 | ||||||||
Last Vote Date: | 01-Apr-2015 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | Election of Directors | For | None | |||||||||
1 | GREG CLARK | 55300 | 0 | 0 | 0 | |||||||
2 | CHARLES GIANCARLO | 55300 | 0 | 0 | 0 | |||||||
3 | ALLAN TESSLER | 55300 | 0 | 0 | 0 | |||||||
2 | 14A Executive Compensation | For | None | 55300 | 0 | 0 | 0 | |||||
Item | Proposal | Recommendation | Default Vote | 1 Year | 2 Years | 3 Years | Abstain | Take No Action | ||||
3 | 14A Executive Compensation Vote Frequency | 3 Years | None | 0 | 0 | 55300 | 0 | 0 | ||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
4 | Ratify Appointment of Independent Auditors | For | None | 55300 | 0 | 0 | 0 |
Page 26 of 57
PEPSICO, INC. | |||||||||
Security: | 713448108 | Meeting Type: | Annual | ||||||
Ticker: | PEP | Meeting Date: | 06-May-2015 | ||||||
ISIN | US7134481081 | Vote Deadline Date: | 05-May-2015 | ||||||
Agenda | 934150854 | Management | Total Ballot Shares: | 195000 | |||||
Last Vote Date: | 31-Mar-2015 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | 195000 | 0 | 0 | 0 | ||
2 | Election of Directors (Majority Voting) | For | None | 195000 | 0 | 0 | 0 | ||
3 | Election of Directors (Majority Voting) | For | None | 195000 | 0 | 0 | 0 | ||
4 | Election of Directors (Majority Voting) | For | None | 195000 | 0 | 0 | 0 | ||
5 | Election of Directors (Majority Voting) | For | None | 195000 | 0 | 0 | 0 | ||
6 | Election of Directors (Majority Voting) | For | None | 195000 | 0 | 0 | 0 | ||
7 | Election of Directors (Majority Voting) | For | None | 195000 | 0 | 0 | 0 | ||
8 | Election of Directors (Majority Voting) | For | None | 195000 | 0 | 0 | 0 | ||
9 | Election of Directors (Majority Voting) | For | None | 195000 | 0 | 0 | 0 | ||
10 | Election of Directors (Majority Voting) | For | None | 195000 | 0 | 0 | 0 | ||
11 | Election of Directors (Majority Voting) | For | None | 195000 | 0 | 0 | 0 | ||
12 | Election of Directors (Majority Voting) | For | None | 195000 | 0 | 0 | 0 | ||
13 | Election of Directors (Majority Voting) | For | None | 195000 | 0 | 0 | 0 | ||
14 | Election of Directors (Majority Voting) | For | None | 195000 | 0 | 0 | 0 | ||
15 | Ratify Appointment of Independent Auditors | For | None | 195000 | 0 | 0 | 0 | ||
16 | 14A Executive Compensation | For | None | 195000 | 0 | 0 | 0 | ||
17 | S/H Proposal - Environmental | Against | None | 0 | 195000 | 0 | 0 | ||
18 | S/H Proposal - Corporate Governance | Against | None | 0 | 195000 | 0 | 0 | ||
19 | S/H Proposal - Environmental | Against | None | 0 | 195000 | 0 | 0 |
Page 27 of 57
ARCH CAPITAL GROUP LTD. | |||||||||
Security: | G0450A105 | Meeting Type: | Annual | ||||||
Ticker: | ACGL | Meeting Date: | 07-May-2015 | ||||||
ISIN | BMG0450A1053 | Vote Deadline Date: | 06-May-2015 | ||||||
Agenda | 934146689 | Management | Total Ballot Shares: | 730000 | |||||
Last Vote Date: | 31-Mar-2015 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | 730000 | 0 | 0 | 0 | ||
2 | Election of Directors (Majority Voting) | For | None | 730000 | 0 | 0 | 0 | ||
3 | Election of Directors (Majority Voting) | For | None | 730000 | 0 | 0 | 0 | ||
4 | Election of Directors (Majority Voting) | For | None | 730000 | 0 | 0 | 0 | ||
5 | Election of Directors (Majority Voting) | For | None | 730000 | 0 | 0 | 0 | ||
6 | Election of Directors (Majority Voting) | For | None | 730000 | 0 | 0 | 0 | ||
7 | Election of Directors (Majority Voting) | For | None | 730000 | 0 | 0 | 0 | ||
8 | Election of Directors (Majority Voting) | For | None | 730000 | 0 | 0 | 0 | ||
9 | Election of Directors (Majority Voting) | For | None | 730000 | 0 | 0 | 0 | ||
10 | Election of Directors (Majority Voting) | For | None | 730000 | 0 | 0 | 0 | ||
11 | Election of Directors (Majority Voting) | For | None | 730000 | 0 | 0 | 0 | ||
12 | Election of Directors (Majority Voting) | For | None | 730000 | 0 | 0 | 0 | ||
13 | Election of Directors (Majority Voting) | For | None | 730000 | 0 | 0 | 0 | ||
14 | Election of Directors (Majority Voting) | For | None | 730000 | 0 | 0 | 0 | ||
15 | Election of Directors (Majority Voting) | For | None | 730000 | 0 | 0 | 0 | ||
16 | Election of Directors (Majority Voting) | For | None | 730000 | 0 | 0 | 0 | ||
17 | Election of Directors (Majority Voting) | For | None | 730000 | 0 | 0 | 0 | ||
18 | Election of Directors (Majority Voting) | For | None | 730000 | 0 | 0 | 0 | ||
19 | Election of Directors (Majority Voting) | For | None | 730000 | 0 | 0 | 0 | ||
20 | Election of Directors (Majority Voting) | For | None | 730000 | 0 | 0 | 0 | ||
21 | Election of Directors (Majority Voting) | For | None | 730000 | 0 | 0 | 0 | ||
22 | Election of Directors (Majority Voting) | For | None | 730000 | 0 | 0 | 0 | ||
23 | Election of Directors (Majority Voting) | For | None | 730000 | 0 | 0 | 0 | ||
24 | Election of Directors (Majority Voting) | For | None | 730000 | 0 | 0 | 0 | ||
25 | Election of Directors (Majority Voting) | For | None | 730000 | 0 | 0 | 0 | ||
26 | Election of Directors (Majority Voting) | For | None | 730000 | 0 | 0 | 0 | ||
27 | Election of Directors (Majority Voting) | For | None | 730000 | 0 | 0 | 0 |
Page 28 of 57
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action |
28 | Election of Directors (Majority Voting) | For | None | 730000 | 0 | 0 | 0 |
29 | Election of Directors (Majority Voting) | For | None | 730000 | 0 | 0 | 0 |
30 | Election of Directors (Majority Voting) | For | None | 730000 | 0 | 0 | 0 |
31 | Election of Directors (Majority Voting) | For | None | 730000 | 0 | 0 | 0 |
32 | Election of Directors (Majority Voting) | For | None | 730000 | 0 | 0 | 0 |
33 | Election of Directors (Majority Voting) | For | None | 730000 | 0 | 0 | 0 |
34 | Election of Directors (Majority Voting) | For | None | 730000 | 0 | 0 | 0 |
35 | Election of Directors (Majority Voting) | For | None | 730000 | 0 | 0 | 0 |
36 | Election of Directors (Majority Voting) | For | None | 730000 | 0 | 0 | 0 |
37 | Election of Directors (Majority Voting) | For | None | 730000 | 0 | 0 | 0 |
38 | Election of Directors (Majority Voting) | For | None | 730000 | 0 | 0 | 0 |
39 | Election of Directors (Majority Voting) | For | None | 730000 | 0 | 0 | 0 |
40 | Election of Directors (Majority Voting) | For | None | 730000 | 0 | 0 | 0 |
41 | Election of Directors (Majority Voting) | For | None | 730000 | 0 | 0 | 0 |
42 | Election of Directors (Majority Voting) | For | None | 730000 | 0 | 0 | 0 |
43 | Election of Directors (Majority Voting) | For | None | 730000 | 0 | 0 | 0 |
44 | Election of Directors (Majority Voting) | For | None | 730000 | 0 | 0 | 0 |
45 | Election of Directors (Majority Voting) | For | None | 730000 | 0 | 0 | 0 |
46 | Election of Directors (Majority Voting) | For | None | 730000 | 0 | 0 | 0 |
47 | Election of Directors (Majority Voting) | For | None | 730000 | 0 | 0 | 0 |
48 | Election of Directors (Majority Voting) | For | None | 730000 | 0 | 0 | 0 |
49 | Election of Directors (Majority Voting) | For | None | 730000 | 0 | 0 | 0 |
50 | Election of Directors (Majority Voting) | For | None | 730000 | 0 | 0 | 0 |
51 | Election of Directors (Majority Voting) | For | None | 730000 | 0 | 0 | 0 |
52 | Election of Directors (Majority Voting) | For | None | 730000 | 0 | 0 | 0 |
53 | Election of Directors (Majority Voting) | For | None | 730000 | 0 | 0 | 0 |
54 | Election of Directors (Majority Voting) | For | None | 730000 | 0 | 0 | 0 |
55 | Election of Directors (Majority Voting) | For | None | 730000 | 0 | 0 | 0 |
56 | Election of Directors (Majority Voting) | For | None | 730000 | 0 | 0 | 0 |
57 | Election of Directors (Majority Voting) | For | None | 730000 | 0 | 0 | 0 |
58 | Approve Stock Compensation Plan | For | None | 730000 | 0 | 0 | 0 |
59 | Ratify Appointment of Independent Auditors | For | None | 730000 | 0 | 0 | 0 |
60 | 14A Executive Compensation | For | None | 730000 | 0 | 0 | 0 |
Page 29 of 57
HUNTSMAN CORPORATION | |||||||||
Security: | 447011107 | Meeting Type: | Annual | ||||||
Ticker: | HUN | Meeting Date: | 07-May-2015 | ||||||
ISIN | US4470111075 | Vote Deadline Date: | 06-May-2015 | ||||||
Agenda | 934148099 | Management | Total Ballot Shares: | 564553 | |||||
Last Vote Date: | 31-Mar-2015 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors | For | None | ||||||
1 | PETER R. HUNTSMAN | 564553 | 0 | 0 | 0 | ||||
2 | WAYNE A. REAUD | 564553 | 0 | 0 | 0 | ||||
3 | ALVIN V. SHOEMAKER | 564553 | 0 | 0 | 0 | ||||
2 | 14A Executive Compensation | For | None | 564553 | 0 | 0 | 0 | ||
3 | Ratify Appointment of Independent Auditors | For | None | 564553 | 0 | 0 | 0 |
Page 30 of 57
AMERICAN EXPRESS COMPANY | |||||||||
Security: | 025816109 | Meeting Type: | Annual | ||||||
Ticker: | AXP | Meeting Date: | 11-May-2015 | ||||||
ISIN | US0258161092 | Vote Deadline Date: | 08-May-2015 | ||||||
Agenda | 934155587 | Management | Total Ballot Shares: | 245000 | |||||
Last Vote Date: | 31-Mar-2015 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | 245000 | 0 | 0 | 0 | ||
2 | Election of Directors (Majority Voting) | For | None | 245000 | 0 | 0 | 0 | ||
3 | Election of Directors (Majority Voting) | For | None | 245000 | 0 | 0 | 0 | ||
4 | Election of Directors (Majority Voting) | For | None | 245000 | 0 | 0 | 0 | ||
5 | Election of Directors (Majority Voting) | For | None | 245000 | 0 | 0 | 0 | ||
6 | Election of Directors (Majority Voting) | For | None | 245000 | 0 | 0 | 0 | ||
7 | Election of Directors (Majority Voting) | For | None | 245000 | 0 | 0 | 0 | ||
8 | Election of Directors (Majority Voting) | For | None | 245000 | 0 | 0 | 0 | ||
9 | Election of Directors (Majority Voting) | For | None | 245000 | 0 | 0 | 0 | ||
10 | Election of Directors (Majority Voting) | For | None | 245000 | 0 | 0 | 0 | ||
11 | Election of Directors (Majority Voting) | For | None | 245000 | 0 | 0 | 0 | ||
12 | Election of Directors (Majority Voting) | For | None | 245000 | 0 | 0 | 0 | ||
13 | Ratify Appointment of Independent Auditors | For | None | 245000 | 0 | 0 | 0 | ||
14 | 14A Executive Compensation | For | None | 245000 | 0 | 0 | 0 | ||
15 | S/H Proposal - Corporate Governance | Against | None | 0 | 245000 | 0 | 0 | ||
16 | S/H Proposal - Political/Government | Against | None | 0 | 245000 | 0 | 0 | ||
17 | S/H Proposal - Corporate Governance | Against | None | 0 | 245000 | 0 | 0 | ||
18 | S/H Proposal - Political/Government | Against | None | 0 | 245000 | 0 | 0 | ||
19 | S/H Proposal - Establish Independent Chairman | Against | None | 0 | 245000 | 0 | 0 |
Page 31 of 57
SYNCHRONOSS TECHNOLOGIES, INC. | ||||||||||
Security: | 87157 B103 | Meeting Type: | Annual | |||||||
Ticker: | SNCR | Meeting Date: | 11-May-2015 | |||||||
ISIN | US87157 B1035 | Vote Deadline Date: | 08-May-2015 | |||||||
Agenda | 934175680 | Management | Total Ballot Shares: | 365534 | ||||||
Last Vote Date: | 09-Apr-2015 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | Election of Directors | For | None | |||||||
1 | WILLIAM J. CADOGAN | 365534 | 0 | 0 | 0 | |||||
2 | STEPHEN G. WALDIS | 365534 | 0 | 0 | 0 | |||||
2 | Ratify Appointment of Independent Auditors | For | None | 365534 | 0 | 0 | 0 | |||
3 | Approve Stock Compensation Plan | For | None | 365534 | 0 | 0 | 0 | |||
4 | 14A Executive Compensation | For | None | 365534 | 0 | 0 | 0 |
Page 32 of 57
ANADARKO PETROLEUM CORPORATION | |||||||||
Security: | 032511107 | Meeting Type: | Annual | ||||||
Ticker: | APC | Meeting Date: | 12-May-2015 | ||||||
ISIN | US0325111070 | Vote Deadline Date: | 11-May-2015 | ||||||
Agenda | 934157959 | Management | Total Ballot Shares: | 140000 | |||||
Last Vote Date: | 06-Apr-2015 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | 140000 | 0 | 0 | 0 | ||
2 | Election of Directors (Majority Voting) | For | None | 140000 | 0 | 0 | 0 | ||
3 | Election of Directors (Majority Voting) | For | None | 140000 | 0 | 0 | 0 | ||
4 | Election of Directors (Majority Voting) | For | None | 140000 | 0 | 0 | 0 | ||
5 | Election of Directors (Majority Voting) | For | None | 140000 | 0 | 0 | 0 | ||
6 | Election of Directors (Majority Voting) | For | None | 140000 | 0 | 0 | 0 | ||
7 | Election of Directors (Majority Voting) | For | None | 140000 | 0 | 0 | 0 | ||
8 | Election of Directors (Majority Voting) | For | None | 140000 | 0 | 0 | 0 | ||
9 | Election of Directors (Majority Voting) | For | None | 140000 | 0 | 0 | 0 | ||
10 | Election of Directors (Majority Voting) | For | None | 140000 | 0 | 0 | 0 | ||
11 | Ratify Appointment of Independent Auditors | For | None | 140000 | 0 | 0 | 0 | ||
12 | 14A Executive Compensation | For | None | 140000 | 0 | 0 | 0 | ||
13 | S/H Proposal - Access To Proxy | Against | None | 0 | 140000 | 0 | 0 | ||
14 | S/H Proposal - Environmental | Against | None | 0 | 140000 | 0 | 0 |
Page 33 of 57
EVEREST RE GROUP, LTD. | |||||||||
Security: | G3223R108 | Meeting Type: | Annual | ||||||
Ticker: | RE | Meeting Date: | 13-May-2015 | ||||||
ISIN | BMG3223R1088 | Vote Deadline Date: | 12-May-2015 | ||||||
Agenda | 934182926 | Management | Total Ballot Shares: | 135000 | |||||
Last Vote Date: | 14-Apr-2015 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors | For | None | ||||||
1 | DOMINIC J. ADDESSO | 135000 | 0 | 0 | 0 | ||||
2 | JOHN J. AMORE | 135000 | 0 | 0 | 0 | ||||
3 | JOHN R. DUNNE | 135000 | 0 | 0 | 0 | ||||
4 | WILLIAM F. GALTNEY, JR. | 135000 | 0 | 0 | 0 | ||||
5 | GERRI LOSQUADRO | 135000 | 0 | 0 | 0 | ||||
6 | ROGER M. SINGER | 135000 | 0 | 0 | 0 | ||||
7 | JOSEPH V. TARANTO | 135000 | 0 | 0 | 0 | ||||
8 | JOHN A. WEBER | 135000 | 0 | 0 | 0 | ||||
2 | Ratify Appointment of Independent Auditors | For | None | 135000 | 0 | 0 | 0 | ||
3 | Amend Stock Compensation Plan | For | None | 135000 | 0 | 0 | 0 | ||
4 | Amend Non-Employee Director Plan | For | None | 135000 | 0 | 0 | 0 | ||
5 | 14A Executive Compensation | For | None | 135000 | 0 | 0 | 0 |
Page 34 of 57
APACHE CORPORATION | |||||||||
Security: | 037411105 | Meeting Type: | Annual | ||||||
Ticker: | APA | Meeting Date: | 14-May-2015 | ||||||
ISIN | US0374111054 | Vote Deadline Date: | 13-May-2015 | ||||||
Agenda | 934171303 | Management | Total Ballot Shares: | 301478 | |||||
Last Vote Date: | 09-Apr-2015 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | 301478 | 0 | 0 | 0 | ||
2 | Election of Directors (Majority Voting) | For | None | 301478 | 0 | 0 | 0 | ||
3 | Election of Directors (Majority Voting) | For | None | 301478 | 0 | 0 | 0 | ||
4 | Election of Directors (Majority Voting) | For | None | 301478 | 0 | 0 | 0 | ||
5 | Ratify Appointment of Independent Auditors | For | None | 301478 | 0 | 0 | 0 | ||
6 | 14A Executive Compensation | For | None | 301478 | 0 | 0 | 0 | ||
7 | Declassify Board | For | None | 301478 | 0 | 0 | 0 | ||
8 | S/H Proposal - Access To Proxy | For | None | 301478 | 0 | 0 | 0 |
Page 35 of 57
FORD MOTOR COMPANY | |||||||||
Security: | 345370860 | Meeting Type: | Annual | ||||||
Ticker: | F | Meeting Date: | 14-May-2015 | ||||||
ISIN | US3453708600 | Vote Deadline Date: | 13-May-2015 | ||||||
Agenda | 934153026 | Management | Total Ballot Shares: | 1264063 | |||||
Last Vote Date: | 06-Apr-2015 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | 1264063 | 0 | 0 | 0 | ||
2 | Election of Directors (Majority Voting) | For | None | 1264063 | 0 | 0 | 0 | ||
3 | Election of Directors (Majority Voting) | For | None | 1264063 | 0 | 0 | 0 | ||
4 | Election of Directors (Majority Voting) | For | None | 1264063 | 0 | 0 | 0 | ||
5 | Election of Directors (Majority Voting) | For | None | 1264063 | 0 | 0 | 0 | ||
6 | Election of Directors (Majority Voting) | For | None | 1264063 | 0 | 0 | 0 | ||
7 | Election of Directors (Majority Voting) | For | None | 1264063 | 0 | 0 | 0 | ||
8 | Election of Directors (Majority Voting) | For | None | 1264063 | 0 | 0 | 0 | ||
9 | Election of Directors (Majority Voting) | For | None | 1264063 | 0 | 0 | 0 | ||
10 | Election of Directors (Majority Voting) | For | None | 1264063 | 0 | 0 | 0 | ||
11 | Election of Directors (Majority Voting) | For | None | 1264063 | 0 | 0 | 0 | ||
12 | Election of Directors (Majority Voting) | For | None | 1264063 | 0 | 0 | 0 | ||
13 | Election of Directors (Majority Voting) | For | None | 1264063 | 0 | 0 | 0 | ||
14 | Election of Directors (Majority Voting) | For | None | 1264063 | 0 | 0 | 0 | ||
15 | Election of Directors (Majority Voting) | For | None | 1264063 | 0 | 0 | 0 | ||
16 | Ratify Appointment of Independent Auditors | For | None | 1264063 | 0 | 0 | 0 | ||
17 | 14A Executive Compensation | For | None | 1264063 | 0 | 0 | 0 | ||
18 | S/H Proposal - Corporate Governance | Against | None | 0 | 1264063 | 0 | 0 | ||
19 | S/H Proposal - Corporate Governance | Against | None | 0 | 1264063 | 0 | 0 |
Page 36 of 57
NELNET, INC. | ||||||||||
Security: | 64031 N108 | Meeting Type: | Annual | |||||||
Ticker: | NNI | Meeting Date: | 14-May-2015 | |||||||
ISIN | US64031 N1081 | Vote Deadline Date: | 13-May-2015 | |||||||
Agenda | 934162811 | Management | Total Ballot Shares: | 525000 | ||||||
Last Vote Date: | 07-Apr-2015 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | Election of Directors (Majority Voting) | For | None | 525000 | 0 | 0 | 0 | |||
2 | Election of Directors (Majority Voting) | For | None | 525000 | 0 | 0 | 0 | |||
3 | Election of Directors (Majority Voting) | For | None | 525000 | 0 | 0 | 0 | |||
4 | Election of Directors (Majority Voting) | For | None | 525000 | 0 | 0 | 0 | |||
5 | Election of Directors (Majority Voting) | For | None | 525000 | 0 | 0 | 0 | |||
6 | Election of Directors (Majority Voting) | For | None | 525000 | 0 | 0 | 0 | |||
7 | Election of Directors (Majority Voting) | For | None | 525000 | 0 | 0 | 0 | |||
8 | Election of Directors (Majority Voting) | For | None | 525000 | 0 | 0 | 0 | |||
9 | Election of Directors (Majority Voting) | For | None | 525000 | 0 | 0 | 0 | |||
10 | Ratify Appointment of Independent Auditors | For | None | 525000 | 0 | 0 | 0 | |||
11 | 14A Executive Compensation | For | None | 525000 | 0 | 0 | 0 |
Page 37 of 57
REPUBLIC SERVICES, INC. | |||||||||
Security: | 760759100 | Meeting Type: | Annual | ||||||
Ticker: | RSG | Meeting Date: | 14-May-2015 | ||||||
ISIN | US7607591002 | Vote Deadline Date: | 13-May-2015 | ||||||
Agenda | 934160691 | Management | Total Ballot Shares: | 1037100 | |||||
Last Vote Date: | 09-Apr-2015 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | 1037100 | 0 | 0 | 0 | ||
2 | Election of Directors (Majority Voting) | For | None | 1037100 | 0 | 0 | 0 | ||
3 | Election of Directors (Majority Voting) | For | None | 1037100 | 0 | 0 | 0 | ||
4 | Election of Directors (Majority Voting) | For | None | 1037100 | 0 | 0 | 0 | ||
5 | Election of Directors (Majority Voting) | For | None | 1037100 | 0 | 0 | 0 | ||
6 | Election of Directors (Majority Voting) | For | None | 1037100 | 0 | 0 | 0 | ||
7 | Election of Directors (Majority Voting) | For | None | 1037100 | 0 | 0 | 0 | ||
8 | Election of Directors (Majority Voting) | For | None | 1037100 | 0 | 0 | 0 | ||
9 | Election of Directors (Majority Voting) | For | None | 1037100 | 0 | 0 | 0 | ||
10 | Election of Directors (Majority Voting) | For | None | 1037100 | 0 | 0 | 0 | ||
11 | 14A Executive Compensation | For | None | 1037100 | 0 | 0 | 0 | ||
12 | Ratify Appointment of Independent Auditors | For | None | 1037100 | 0 | 0 | 0 | ||
13 | S/H Proposal - Access To Proxy | None | None | 0 | 0 | 0 | 1037100 |
Page 38 of 57
THE DOW CHEMICAL COMPANY | |||||||||
Security: | 260543103 | Meeting Type: | Annual | ||||||
Ticker: | DOW | Meeting Date: | 14-May-2015 | ||||||
ISIN | US2605431038 | Vote Deadline Date: | 13-May-2015 | ||||||
Agenda | 934157264 | Management | Total Ballot Shares: | 76300 | |||||
Last Vote Date: | 31-Mar-2015 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | 76300 | 0 | 0 | 0 | ||
2 | Election of Directors (Majority Voting) | For | None | 76300 | 0 | 0 | 0 | ||
3 | Election of Directors (Majority Voting) | For | None | 76300 | 0 | 0 | 0 | ||
4 | Election of Directors (Majority Voting) | For | None | 76300 | 0 | 0 | 0 | ||
5 | Election of Directors (Majority Voting) | For | None | 76300 | 0 | 0 | 0 | ||
6 | Election of Directors (Majority Voting) | For | None | 76300 | 0 | 0 | 0 | ||
7 | Election of Directors (Majority Voting) | For | None | 76300 | 0 | 0 | 0 | ||
8 | Election of Directors (Majority Voting) | For | None | 76300 | 0 | 0 | 0 | ||
9 | Election of Directors (Majority Voting) | For | None | 76300 | 0 | 0 | 0 | ||
10 | Election of Directors (Majority Voting) | For | None | 76300 | 0 | 0 | 0 | ||
11 | Election of Directors (Majority Voting) | For | None | 76300 | 0 | 0 | 0 | ||
12 | Election of Directors (Majority Voting) | For | None | 76300 | 0 | 0 | 0 | ||
13 | Election of Directors (Majority Voting) | For | None | 76300 | 0 | 0 | 0 | ||
14 | Ratify Appointment of Independent Auditors | For | None | 76300 | 0 | 0 | 0 | ||
15 | 14A Executive Compensation | For | None | 76300 | 0 | 0 | 0 | ||
16 | S/H Proposal - Corporate Governance | Against | None | 0 | 76300 | 0 | 0 |
Page 39 of 57
ENSCO PLC | |||||||||
Security: | G3157S106 | Meeting Type: | Annual | ||||||
Ticker: | ESV | Meeting Date: | 18-May-2015 | ||||||
ISIN | GB00B4VLR192 | Vote Deadline Date: | 15-May-2015 | ||||||
Agenda | 934170464 | Management | Total Ballot Shares: | 420000 | |||||
Last Vote Date: | 07-Apr-2015 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | 420000 | 0 | 0 | 0 | ||
2 | Election of Directors (Majority Voting) | For | None | 420000 | 0 | 0 | 0 | ||
3 | Election of Directors (Majority Voting) | For | None | 420000 | 0 | 0 | 0 | ||
4 | Election of Directors (Majority Voting) | For | None | 420000 | 0 | 0 | 0 | ||
5 | Election of Directors (Majority Voting) | For | None | 420000 | 0 | 0 | 0 | ||
6 | Election of Directors (Majority Voting) | For | None | 420000 | 0 | 0 | 0 | ||
7 | Election of Directors (Majority Voting) | For | None | 420000 | 0 | 0 | 0 | ||
8 | Election of Directors (Majority Voting) | For | None | 420000 | 0 | 0 | 0 | ||
9 | Election of Directors (Majority Voting) | For | None | 420000 | 0 | 0 | 0 | ||
10 | Allot Securities | For | None | 420000 | 0 | 0 | 0 | ||
11 | Ratify Appointment of Independent Auditors | For | None | 420000 | 0 | 0 | 0 | ||
12 | Ratify Appointment of Independent Auditors | For | None | 420000 | 0 | 0 | 0 | ||
13 | Approve Remuneration of Directors and Auditors | For | None | 420000 | 0 | 0 | 0 | ||
14 | Amend Stock Compensation Plan | For | None | 420000 | 0 | 0 | 0 | ||
15 | Amend Cash/Stock Bonus Plan | For | None | 420000 | 0 | 0 | 0 | ||
16 | 14A Executive Compensation | For | None | 420000 | 0 | 0 | 0 | ||
17 | 14A Executive Compensation | For | None | 420000 | 0 | 0 | 0 | ||
18 | Receive Directors' Report | For | None | 420000 | 0 | 0 | 0 | ||
19 | Eliminate Pre-Emptive Rights | For | None | 420000 | 0 | 0 | 0 |
Page 40 of 57
JPMORGAN CHASE & CO. | |||||||||
Security: | 46625H100 | Meeting Type: | Annual | ||||||
Ticker: | JPM | Meeting Date: | 19-May-2015 | ||||||
ISIN | US46625H1005 | Vote Deadline Date: | 18-May-2015 | ||||||
Agenda | 934169916 | Management | Total Ballot Shares: | 360000 | |||||
Last Vote Date: | 09-Apr-2015 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | 360000 | 0 | 0 | 0 | ||
2 | Election of Directors (Majority Voting) | For | None | 360000 | 0 | 0 | 0 | ||
3 | Election of Directors (Majority Voting) | For | None | 360000 | 0 | 0 | 0 | ||
4 | Election of Directors (Majority Voting) | For | None | 360000 | 0 | 0 | 0 | ||
5 | Election of Directors (Majority Voting) | For | None | 360000 | 0 | 0 | 0 | ||
6 | Election of Directors (Majority Voting) | For | None | 360000 | 0 | 0 | 0 | ||
7 | Election of Directors (Majority Voting) | For | None | 360000 | 0 | 0 | 0 | ||
8 | Election of Directors (Majority Voting) | For | None | 360000 | 0 | 0 | 0 | ||
9 | Election of Directors (Majority Voting) | For | None | 360000 | 0 | 0 | 0 | ||
10 | Election of Directors (Majority Voting) | For | None | 360000 | 0 | 0 | 0 | ||
11 | Election of Directors (Majority Voting) | For | None | 360000 | 0 | 0 | 0 | ||
12 | 14A Executive Compensation | For | None | 360000 | 0 | 0 | 0 | ||
13 | Ratify Appointment of Independent Auditors | For | None | 360000 | 0 | 0 | 0 | ||
14 | Amend Stock Compensation Plan | For | None | 360000 | 0 | 0 | 0 | ||
15 | S/H Proposal - Establish Independent Chairman | Against | None | 0 | 360000 | 0 | 0 | ||
16 | S/H Proposal - Political/Government | Against | None | 0 | 360000 | 0 | 0 | ||
17 | S/H Proposal - Corporate Governance | Against | None | 0 | 360000 | 0 | 0 | ||
18 | S/H Proposal - Corporate Governance | Against | None | 0 | 360000 | 0 | 0 | ||
19 | S/H Proposal - Executive Compensation | Against | None | 0 | 360000 | 0 | 0 | ||
20 | S/H Proposal - Executive Compensation | Against | None | 0 | 360000 | 0 | 0 |
Page 41 of 57
HALLIBURTON COMPANY | |||||||||
Security: | 406216101 | Meeting Type: | Annual | ||||||
Ticker: | HAL | Meeting Date: | 20-May-2015 | ||||||
ISIN | US4062161017 | Vote Deadline Date: | 19-May-2015 | ||||||
Agenda | 934172658 | Management | Total Ballot Shares: | 585000 | |||||
Last Vote Date: | 09-Apr-2015 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | 585000 | 0 | 0 | 0 | ||
2 | Election of Directors (Majority Voting) | For | None | 585000 | 0 | 0 | 0 | ||
3 | Election of Directors (Majority Voting) | For | None | 585000 | 0 | 0 | 0 | ||
4 | Election of Directors (Majority Voting) | For | None | 585000 | 0 | 0 | 0 | ||
5 | Election of Directors (Majority Voting) | For | None | 585000 | 0 | 0 | 0 | ||
6 | Election of Directors (Majority Voting) | For | None | 585000 | 0 | 0 | 0 | ||
7 | Election of Directors (Majority Voting) | For | None | 585000 | 0 | 0 | 0 | ||
8 | Election of Directors (Majority Voting) | For | None | 585000 | 0 | 0 | 0 | ||
9 | Election of Directors (Majority Voting) | For | None | 585000 | 0 | 0 | 0 | ||
10 | Election of Directors (Majority Voting) | For | None | 585000 | 0 | 0 | 0 | ||
11 | Election of Directors (Majority Voting) | For | None | 585000 | 0 | 0 | 0 | ||
12 | Election of Directors (Majority Voting) | For | None | 585000 | 0 | 0 | 0 | ||
13 | Ratify Appointment of Independent Auditors | For | None | 585000 | 0 | 0 | 0 | ||
14 | 14A Executive Compensation | For | None | 585000 | 0 | 0 | 0 | ||
15 | Amend Stock Compensation Plan | For | None | 585000 | 0 | 0 | 0 | ||
16 | Amend Employee Stock Purchase Plan | For | None | 585000 | 0 | 0 | 0 |
Page 42 of 57
CEMPRA, INC. | ||||||||||
Security: | 15130 J109 | Meeting Type: | Annual | |||||||
Ticker: | CEMP | Meeting Date: | 21-May-2015 | |||||||
ISIN | US15130 J1097 | Vote Deadline Date: | 20-May-2015 | |||||||
Agenda | 934198967 | Management | Total Ballot Shares: | 170000 | ||||||
Last Vote Date: | 27-Apr-2015 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | Election of Directors | For | None | |||||||
1 | MICHAEL R. DOUGHERTY | 170000 | 0 | 0 | 0 | |||||
2 | P. FERNANDES, PH.D. | 170000 | 0 | 0 | 0 | |||||
3 | DAVID GILL | 170000 | 0 | 0 | 0 | |||||
2 | Amend Stock Compensation Plan | For | None | 170000 | 0 | 0 | 0 | |||
3 | Ratify Appointment of Independent Auditors | For | None | 170000 | 0 | 0 | 0 |
Page 43 of 57
INTEL CORPORATION | |||||||||
Security: | 458140100 | Meeting Type: | Annual | ||||||
Ticker: | INTC | Meeting Date: | 21-May-2015 | ||||||
ISIN | US4581401001 | Vote Deadline Date: | 20-May-2015 | ||||||
Agenda | 934160766 | Management | Total Ballot Shares: | 833700 | |||||
Last Vote Date: | 09-Apr-2015 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | 833700 | 0 | 0 | 0 | ||
2 | Election of Directors (Majority Voting) | For | None | 833700 | 0 | 0 | 0 | ||
3 | Election of Directors (Majority Voting) | For | None | 833700 | 0 | 0 | 0 | ||
4 | Election of Directors (Majority Voting) | For | None | 833700 | 0 | 0 | 0 | ||
5 | Election of Directors (Majority Voting) | For | None | 833700 | 0 | 0 | 0 | ||
6 | Election of Directors (Majority Voting) | For | None | 833700 | 0 | 0 | 0 | ||
7 | Election of Directors (Majority Voting) | For | None | 833700 | 0 | 0 | 0 | ||
8 | Election of Directors (Majority Voting) | For | None | 833700 | 0 | 0 | 0 | ||
9 | Election of Directors (Majority Voting) | For | None | 833700 | 0 | 0 | 0 | ||
10 | Election of Directors (Majority Voting) | For | None | 833700 | 0 | 0 | 0 | ||
11 | Election of Directors (Majority Voting) | For | None | 833700 | 0 | 0 | 0 | ||
12 | Ratify Appointment of Independent Auditors | For | None | 833700 | 0 | 0 | 0 | ||
13 | 14A Executive Compensation | For | None | 833700 | 0 | 0 | 0 | ||
14 | Amend Stock Compensation Plan | For | None | 833700 | 0 | 0 | 0 | ||
15 | Adopt Employee Stock Purchase Plan | For | None | 833700 | 0 | 0 | 0 | ||
16 | S/H Proposal - Corporate Governance | Against | None | 0 | 833700 | 0 | 0 | ||
17 | S/H Proposal - Establish Independent Chairman | Against | None | 0 | 833700 | 0 | 0 | ||
18 | S/H Proposal - Corporate Governance | Against | None | 0 | 833700 | 0 | 0 |
Page 44 of 57
ULTRA PETROLEUM CORP. | |||||||||
Security: | 903914109 | Meeting Type: | Annual | ||||||
Ticker: | UPL | Meeting Date: | 21-May-2015 | ||||||
ISIN | CA9039141093 | Vote Deadline Date: | 18-May-2015 | ||||||
Agenda | 934171480 | Management | Total Ballot Shares: | 803803 | |||||
Last Vote Date: | 22-Apr-2015 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | 803803 | 0 | 0 | 0 | ||
2 | Election of Directors (Majority Voting) | For | None | 803803 | 0 | 0 | 0 | ||
3 | Election of Directors (Majority Voting) | For | None | 803803 | 0 | 0 | 0 | ||
4 | Election of Directors (Majority Voting) | For | None | 803803 | 0 | 0 | 0 | ||
5 | Election of Directors (Majority Voting) | For | None | 803803 | 0 | 0 | 0 | ||
6 | Ratify Appointment of Independent Auditors | For | None | 803803 | 0 | 0 | 0 | ||
7 | 14A Executive Compensation | For | None | 803803 | 0 | 0 | 0 | ||
8 | S/H Proposal - Corporate Governance | Against | None | 0 | 803803 | 0 | 0 |
Page 45 of 57
CAMECO CORPORATION | |||||||||
Security: | 13321L108 | Meeting Type: | Annual | ||||||
Ticker: | CCJ | Meeting Date: | 22-May-2015 | ||||||
ISIN | CA13321L1085 | Vote Deadline Date: | 19-May-2015 | ||||||
Agenda | 934171884 | Management | Total Ballot Shares: | 1372819 | |||||
Last Vote Date: | 10-Apr-2015 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Miscellaneous Corporate Actions | Against | None | 0 | 0 | 1372819 | 0 | ||
2 | Election of Directors (Majority Voting) | For | None | ||||||
1 | IAN BRUCE | 1372819 | 0 | 0 | 0 | ||||
2 | DANIEL CAMUS | 1372819 | 0 | 0 | 0 | ||||
3 | JOHN CLAPPISON | 1372819 | 0 | 0 | 0 | ||||
4 | JAMES CURTISS | 1372819 | 0 | 0 | 0 | ||||
5 | DONALD DERANGER | 1372819 | 0 | 0 | 0 | ||||
6 | CATHERINE GIGNAC | 1372819 | 0 | 0 | 0 | ||||
7 | TIM GITZEL | 1372819 | 0 | 0 | 0 | ||||
8 | JAMES GOWANS | 1372819 | 0 | 0 | 0 | ||||
9 | NANCY HOPKINS | 1372819 | 0 | 0 | 0 | ||||
10 | ANNE MCLELLAN | 1372819 | 0 | 0 | 0 | ||||
11 | NEIL MCMILLAN | 1372819 | 0 | 0 | 0 | ||||
3 | Ratify Appointment of Independent Auditors | For | None | 1372819 | 0 | 0 | 0 | ||
4 | 14A Executive Compensation | For | None | 1372819 | 0 | 0 | 0 |
Page 46 of 57
MERCK & CO., INC. | ||||||||||
Security: | 58933 Y105 | Meeting Type: | Annual | |||||||
Ticker: | MRK | Meeting Date: | 26-May-2015 | |||||||
ISIN | US58933 Y1055 | Vote Deadline Date: | 22-May-2015 | |||||||
Agenda | 934177393 | Management | Total Ballot Shares: | 427191 | ||||||
Last Vote Date: | 14-Apr-2015 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | Election of Directors (Majority Voting) | For | None | 427191 | 0 | 0 | 0 | |||
2 | Election of Directors (Majority Voting) | For | None | 427191 | 0 | 0 | 0 | |||
3 | Election of Directors (Majority Voting) | For | None | 427191 | 0 | 0 | 0 | |||
4 | Election of Directors (Majority Voting) | For | None | 427191 | 0 | 0 | 0 | |||
5 | Election of Directors (Majority Voting) | For | None | 427191 | 0 | 0 | 0 | |||
6 | Election of Directors (Majority Voting) | For | None | 427191 | 0 | 0 | 0 | |||
7 | Election of Directors (Majority Voting) | For | None | 427191 | 0 | 0 | 0 | |||
8 | Election of Directors (Majority Voting) | For | None | 427191 | 0 | 0 | 0 | |||
9 | Election of Directors (Majority Voting) | For | None | 427191 | 0 | 0 | 0 | |||
10 | Election of Directors (Majority Voting) | For | None | 427191 | 0 | 0 | 0 | |||
11 | Election of Directors (Majority Voting) | For | None | 427191 | 0 | 0 | 0 | |||
12 | Election of Directors (Majority Voting) | For | None | 427191 | 0 | 0 | 0 | |||
13 | 14A Executive Compensation | For | None | 427191 | 0 | 0 | 0 | |||
14 | Ratify Appointment of Independent Auditors | For | None | 427191 | 0 | 0 | 0 | |||
15 | Amend Stock Compensation Plan | For | None | 427191 | 0 | 0 | 0 | |||
16 | Amend Stock Compensation Plan | For | None | 427191 | 0 | 0 | 0 | |||
17 | S/H Proposal - Corporate Governance | Against | None | 0 | 427191 | 0 | 0 | |||
18 | S/H Proposal - Executive Compensation | Against | None | 0 | 427191 | 0 | 0 |
Page 47 of 57
FCB FINANCIAL HOLDINGS, INC. | ||||||||||
Security: | 30255 G103 | Meeting Type: | Annual | |||||||
Ticker: | FCB | Meeting Date: | 27-May-2015 | |||||||
ISIN | US30255 G1031 | Vote Deadline Date: | 26-May-2015 | |||||||
Agenda | 934180895 | Management | Total Ballot Shares: | 668800 | ||||||
Last Vote Date: | 10-Apr-2015 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | Election of Directors | For | None | |||||||
1 | KENT S. ELLERT | 668800 | 0 | 0 | 0 | |||||
2 | HOWARD R. CURD | 668800 | 0 | 0 | 0 | |||||
3 | GERALD LUTERMAN | 668800 | 0 | 0 | 0 | |||||
4 | PAUL ANTHONY NOVELLY | 668800 | 0 | 0 | 0 | |||||
2 | Ratify Appointment of Independent Auditors | For | None | 668800 | 0 | 0 | 0 | |||
3 | Approve Stock Compensation Plan | For | None | 668800 | 0 | 0 | 0 |
Page 48 of 57
REPROS THERAPEUTICS INC. | ||||||||||
Security: | 76028 H209 | Meeting Type: | Annual | |||||||
Ticker: | RPRX | Meeting Date: | 28-May-2015 | |||||||
ISIN | US76028 H2094 | Vote Deadline Date: | 27-May-2015 | |||||||
Agenda | 934190517 | Management | Total Ballot Shares: | 508375 | ||||||
Last Vote Date: | 16-Apr-2015 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | Election of Directors | For | None | |||||||
1 | JOSEPH S. PODOLSKI | 508375 | 0 | 0 | 0 | |||||
2 | DANIEL F. CAIN | 508375 | 0 | 0 | 0 | |||||
3 | NOLA MASTERSON, M.S. | 508375 | 0 | 0 | 0 | |||||
4 | SAIRA RAMASASTRY | 508375 | 0 | 0 | 0 | |||||
5 | MICHAEL SUESSERMAN | 508375 | 0 | 0 | 0 | |||||
6 | M.G. WYLLIE, PH.D, DSC. | 508375 | 0 | 0 | 0 | |||||
2 | Ratify Appointment of Independent Auditors | For | None | 508375 | 0 | 0 | 0 | |||
3 | 14A Executive Compensation | For | None | 508375 | 0 | 0 | 0 |
Page 49 of 57
PARATEK PHARMACEUTICALS, INC. | |||||||||
Security: | 699374302 | Meeting Type: | Annual | ||||||
Ticker: | PRTK | Meeting Date: | 09-Jun-2015 | ||||||
ISIN | US6993743029 | Vote Deadline Date: | 08-Jun-2015 | ||||||
Agenda | 934206916 | Management | Total Ballot Shares: | 89735 | |||||
Last Vote Date: | 04-May-2015 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors | For | For | ||||||
1 | RICHARD LIM | 89735 | 0 | 0 | 0 | ||||
2 | JEFFREY STEIN, PH.D. | 89735 | 0 | 0 | 0 | ||||
2 | Approve Stock Compensation Plan | For | For | 89735 | 0 | 0 | 0 | ||
3 | Ratify Appointment of Independent Auditors | For | For | 89735 | 0 | 0 | 0 | ||
4 | Transact Other Business | None | For | 89735 | 0 | 0 | 0 |
Page 50 of 57
TARGET CORPORATION | ||||||||||
Security: | 87612 E106 | Meeting Type: | Annual | |||||||
Ticker: | TGT | Meeting Date: | 10-Jun-2015 | |||||||
ISIN | US87612 E1064 | Vote Deadline Date: | 09-Jun-2015 | |||||||
Agenda | 934206435 | Management | Total Ballot Shares: | 216300 | ||||||
Last Vote Date: | 06-May-2015 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | Election of Directors (Majority Voting) | For | None | 216300 | 0 | 0 | 0 | |||
2 | Election of Directors (Majority Voting) | For | None | 216300 | 0 | 0 | 0 | |||
3 | Election of Directors (Majority Voting) | For | None | 216300 | 0 | 0 | 0 | |||
4 | Election of Directors (Majority Voting) | For | None | 216300 | 0 | 0 | 0 | |||
5 | Election of Directors (Majority Voting) | For | None | 216300 | 0 | 0 | 0 | |||
6 | Election of Directors (Majority Voting) | For | None | 216300 | 0 | 0 | 0 | |||
7 | Election of Directors (Majority Voting) | For | None | 216300 | 0 | 0 | 0 | |||
8 | Election of Directors (Majority Voting) | For | None | 216300 | 0 | 0 | 0 | |||
9 | Election of Directors (Majority Voting) | For | None | 216300 | 0 | 0 | 0 | |||
10 | Election of Directors (Majority Voting) | For | None | 216300 | 0 | 0 | 0 | |||
11 | Ratify Appointment of Independent Auditors | For | None | 216300 | 0 | 0 | 0 | |||
12 | 14A Executive Compensation | For | None | 216300 | 0 | 0 | 0 | |||
13 | Amend Stock Compensation Plan | For | None | 216300 | 0 | 0 | 0 | |||
14 | S/H Proposal - Establish Independent Chairman | Against | None | 0 | 216300 | 0 | 0 | |||
15 | S/H Proposal - Create a Non-Discriminatory | Against | None | 0 | 216300 | 0 | 0 | |||
Sexual Orientation Policy |
Page 51 of 57
THE TJX COMPANIES, INC. | |||||||||
Security: | 872540109 | Meeting Type: | Annual | ||||||
Ticker: | TJX | Meeting Date: | 11-Jun-2015 | ||||||
ISIN | US8725401090 | Vote Deadline Date: | 10-Jun-2015 | ||||||
Agenda | 934208908 | Management | Total Ballot Shares: | 1244668 | |||||
Last Vote Date: | 06-May-2015 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | 1244668 | 0 | 0 | 0 | ||
2 | Election of Directors (Majority Voting) | For | None | 1244668 | 0 | 0 | 0 | ||
3 | Election of Directors (Majority Voting) | For | None | 1244668 | 0 | 0 | 0 | ||
4 | Election of Directors (Majority Voting) | For | None | 1244668 | 0 | 0 | 0 | ||
5 | Election of Directors (Majority Voting) | For | None | 1244668 | 0 | 0 | 0 | ||
6 | Election of Directors (Majority Voting) | For | None | 1244668 | 0 | 0 | 0 | ||
7 | Election of Directors (Majority Voting) | For | None | 1244668 | 0 | 0 | 0 | ||
8 | Election of Directors (Majority Voting) | For | None | 1244668 | 0 | 0 | 0 | ||
9 | Election of Directors (Majority Voting) | For | None | 1244668 | 0 | 0 | 0 | ||
10 | Election of Directors (Majority Voting) | For | None | 1244668 | 0 | 0 | 0 | ||
11 | Ratify Appointment of Independent Auditors | For | None | 1244668 | 0 | 0 | 0 | ||
12 | 14A Executive Compensation | For | None | 1244668 | 0 | 0 | 0 |
Page 52 of 57
APPLIED DNA SCIENCES, INC. | ||||||||||
Security: | 03815 U201 | Meeting Type: | Annual | |||||||
Ticker: | APDN | Meeting Date: | 16-Jun-2015 | |||||||
ISIN | US03815 U2015 | Vote Deadline Date: | 15-Jun-2015 | |||||||
Agenda | 934212111 | Management | Total Ballot Shares: | 1175000 | ||||||
Last Vote Date: | 11-May-2015 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | Election of Directors | For | None | |||||||
1 | JAMES A. HAYWARD | 1175000 | 0 | 0 | 0 | |||||
2 | JOHN BITZER, III | 1175000 | 0 | 0 | 0 | |||||
3 | JOSEPH D. CECCOLI | 1175000 | 0 | 0 | 0 | |||||
4 | CHARLES RYAN | 1175000 | 0 | 0 | 0 | |||||
5 | YACOV SHAMASH | 1175000 | 0 | 0 | 0 | |||||
6 | SANFORD R. SIMON | 1175000 | 0 | 0 | 0 | |||||
2 | Amend Stock Compensation Plan | For | None | 1175000 | 0 | 0 | 0 | |||
3 | Ratify Appointment of Independent Auditors | For | None | 1175000 | 0 | 0 | 0 |
Page 53 of 57
INTRA-CELLULAR THERAPIES INC | ||||||||||
Security: | 46116 X101 | Meeting Type: | Annual | |||||||
Ticker: | ITCI | Meeting Date: | 16-Jun-2015 | |||||||
ISIN | US46116 X1019 | Vote Deadline Date: | 15-Jun-2015 | |||||||
Agenda | 934212717 | Management | Total Ballot Shares: | 265142 | ||||||
Last Vote Date: | 11-May-2015 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | Election of Directors | For | None | |||||||
1 | CHRISTOPHER ALAFI, PH.D | 265142 | 0 | 0 | 0 | |||||
2 | JOEL S. MARCUS | 265142 | 0 | 0 | 0 | |||||
2 | Amend Stock Compensation Plan | For | None | 265142 | 0 | 0 | 0 | |||
3 | Ratify Appointment of Independent Auditors | For | None | 265142 | 0 | 0 | 0 |
Page 54 of 57
AON PLC | |||||||||
Security: | G0408V102 | Meeting Type: | Annual | ||||||
Ticker: | AON | Meeting Date: | 17-Jun-2015 | ||||||
ISIN | GB00B5BT0K07 | Vote Deadline Date: | 16-Jun-2015 | ||||||
Agenda | 934213997 | Management | Total Ballot Shares: | 293492 | |||||
Last Vote Date: | 04-May-2015 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Full Slate) | For | None | 293492 | 0 | 0 | 0 | ||
2 | Election of Directors (Full Slate) | For | None | 293492 | 0 | 0 | 0 | ||
3 | Election of Directors (Full Slate) | For | None | 293492 | 0 | 0 | 0 | ||
4 | Election of Directors (Full Slate) | For | None | 293492 | 0 | 0 | 0 | ||
5 | Election of Directors (Full Slate) | For | None | 293492 | 0 | 0 | 0 | ||
6 | Election of Directors (Full Slate) | For | None | 293492 | 0 | 0 | 0 | ||
7 | Election of Directors (Full Slate) | For | None | 293492 | 0 | 0 | 0 | ||
8 | Election of Directors (Full Slate) | For | None | 293492 | 0 | 0 | 0 | ||
9 | Election of Directors (Full Slate) | For | None | 293492 | 0 | 0 | 0 | ||
10 | Election of Directors (Full Slate) | For | None | 293492 | 0 | 0 | 0 | ||
11 | Election of Directors (Full Slate) | For | None | 293492 | 0 | 0 | 0 | ||
12 | Receive Directors' Report | For | None | 293492 | 0 | 0 | 0 | ||
13 | Ratify Appointment of Independent Auditors | For | None | 293492 | 0 | 0 | 0 | ||
14 | Ratify Appointment of Independent Auditors | For | None | 293492 | 0 | 0 | 0 | ||
15 | Approve Remuneration of Directors and Auditors | For | None | 293492 | 0 | 0 | 0 | ||
16 | 14A Executive Compensation | For | None | 293492 | 0 | 0 | 0 | ||
17 | 14A Executive Compensation | For | None | 293492 | 0 | 0 | 0 | ||
18 | Stock Repurchase Plan | For | None | 293492 | 0 | 0 | 0 | ||
19 | Allot Securities | For | None | 293492 | 0 | 0 | 0 | ||
20 | Eliminate Pre-Emptive Rights | For | None | 293492 | 0 | 0 | 0 | ||
21 | Miscellaneous Corporate Actions | For | None | 293492 | 0 | 0 | 0 |
Page 55 of 57
CELGENE CORPORATION | |||||||||
Security: | 151020104 | Meeting Type: | Annual | ||||||
Ticker: | CELG | Meeting Date: | 17-Jun-2015 | ||||||
ISIN | US1510201049 | Vote Deadline Date: | 16-Jun-2015 | ||||||
Agenda | 934208489 | Management | Total Ballot Shares: | 200000 | |||||
Last Vote Date: | 04-May-2015 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors | For | None | ||||||
1 | ROBERT J. HUGIN | 200000 | 0 | 0 | 0 | ||||
2 | R.W. BARKER, D. PHIL. | 200000 | 0 | 0 | 0 | ||||
3 | MICHAEL W. BONNEY | 200000 | 0 | 0 | 0 | ||||
4 | MICHAEL D. CASEY | 200000 | 0 | 0 | 0 | ||||
5 | CARRIE S. COX | 200000 | 0 | 0 | 0 | ||||
6 | MICHAEL A. FRIEDMAN, MD | 200000 | 0 | 0 | 0 | ||||
7 | GILLA S. KAPLAN, PH.D. | 200000 | 0 | 0 | 0 | ||||
8 | JAMES J. LOUGHLIN | 200000 | 0 | 0 | 0 | ||||
9 | ERNEST MARIO, PH.D. | 200000 | 0 | 0 | 0 | ||||
2 | Ratify Appointment of Independent Auditors | For | None | 200000 | 0 | 0 | 0 | ||
3 | Approve Stock Compensation Plan | For | None | 200000 | 0 | 0 | 0 | ||
4 | 14A Executive Compensation | For | None | 200000 | 0 | 0 | 0 | ||
5 | S/H Proposal - Corporate Governance | Against | None | 0 | 200000 | 0 | 0 |
Page 56 of 57
VERINT SYSTEMS INC. | ||||||||||
Security: | 92343 X100 | Meeting Type: | Annual | |||||||
Ticker: | VRNT | Meeting Date: | 25-Jun-2015 | |||||||
ISIN | US92343 X1000 | Vote Deadline Date: | 24-Jun-2015 | |||||||
Agenda | 934224825 | Management | Total Ballot Shares: | 87600 | ||||||
Last Vote Date: | 15-May-2015 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | Election of Directors | For | None | |||||||
1 | DAN BODNER | 87600 | 0 | 0 | 0 | |||||
2 | VICTOR DEMARINES | 87600 | 0 | 0 | 0 | |||||
3 | JOHN EGAN | 87600 | 0 | 0 | 0 | |||||
4 | LARRY MYERS | 87600 | 0 | 0 | 0 | |||||
5 | RICHARD NOTTENBURG | 87600 | 0 | 0 | 0 | |||||
6 | HOWARD SAFIR | 87600 | 0 | 0 | 0 | |||||
7 | EARL SHANKS | 87600 | 0 | 0 | 0 | |||||
2 | Ratify Appointment of Independent Auditors | For | None | 87600 | 0 | 0 | 0 | |||
3 | Approve Stock Compensation Plan | For | None | 87600 | 0 | 0 | 0 | |||
4 | 14A Executive Compensation | For | None | 87600 | 0 | 0 | 0 |
Page 57 of 57
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
Registrant General American Investors Company, Inc.
By (Signature and Title)* /s/Jeffrey W. Priest
Jeffrey W. Priest, President & Chief Executive Officer
(Principal Executive Officer)
Date August 10, 2015
*Print name and title of each signing officer under his or her signature