UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number 811-41
General American Investors Company, Inc.
(Exact name of registrant as specified in charter)
100 Park Avenue
New York, NY 10017
(Address of principal executive offices) (Zip code)
Eugene S. Stark
Vice-President, Administration
General American Investors Company, Inc.
100 Park Avenue
New York, NY 10017
(Name and address of agent for service)
Registrants telephone number, including area code: 212-916-8400
Date of fiscal year end: December 31
Date of reporting period: July 1, 2013 June 30, 2014
Form N-PX is to be used by a registered management investment company, other than a small business
investment company registered on Form N-5 (§§ 239.24 and 274.5 of this chapter), to file reports with the
Commission, not later than August 31 of each year, containing the registrants proxy voting record for the
most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of
1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided
on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form N-PX, and the Commission will
make this information public. A registrant is not required to respond to the collection of information
contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget
(OMB) control number. Please direct comments concerning the accuracy of the information collection
burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange
Commission, 100 F Street, NE, Washington, DC 20549. The OMB has reviewed this collection of
information under the clearance requirements of 44 U.S.C. § 3507.
Proxy Voting Record
Meeting Date Range: 01-Jul-2013 To 30-Jun-2014 | |||||
All Accounts | |||||
SANDRIDGE ENERGY, INC. | |||||
Security: | 80007P307 | Meeting Type: | Annual | ||
Ticker: | SD | Meeting Date: | 01-Jul-2013 | ||
ISIN | US80007P3073 | Vote Deadline Date: | 28-Jun-2013 | ||
Agenda | 933836124 | Management | Total Ballot Shares: | 700000 | |
Last Vote Date: | 30-May-2013 |
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |
1 | Election of Directors | For | None | |||||
1 | JIM J. BREWER | 700000 | 0 | 0 | 0 | |||
2 | WILLIAM A. GILLILAND | 700000 | 0 | 0 | 0 | |||
3 | JEFFREY S. SEROTA | 700000 | 0 | 0 | 0 | |||
2 | Ratify Appointment of Independent Auditors | For | None | 700000 | 0 | 0 | 0 |
Page 1 of 65
VODAFONE GROUP PLC | |||||
Security: | 92857W209 | Meeting Type: | Annual | ||
Ticker: | VOD | Meeting Date: | 23-Jul-2013 | ||
ISIN | US92857W2098 | Vote Deadline Date: | 12-Jul-2013 | ||
Agenda | 933848179 | Management | Total Ballot Shares: | 523100 | |
Last Vote Date: | 13-Jun-2013 |
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action |
1 | Adopt Accounts for Past Year | For | None | 523100 | 0 | 0 | 0 |
2 | Election of Directors (Full Slate) | For | None | 523100 | 0 | 0 | 0 |
3 | Election of Directors (Full Slate) | For | None | 523100 | 0 | 0 | 0 |
4 | Election of Directors (Full Slate) | For | None | 523100 | 0 | 0 | 0 |
5 | Election of Directors (Full Slate) | For | None | 523100 | 0 | 0 | 0 |
6 | Election of Directors (Full Slate) | For | None | 523100 | 0 | 0 | 0 |
7 | Election of Directors (Full Slate) | For | None | 523100 | 0 | 0 | 0 |
8 | Election of Directors (Full Slate) | For | None | 523100 | 0 | 0 | 0 |
9 | Election of Directors (Full Slate) | For | None | 523100 | 0 | 0 | 0 |
10 | Election of Directors (Full Slate) | For | None | 523100 | 0 | 0 | 0 |
11 | Election of Directors (Full Slate) | For | None | 523100 | 0 | 0 | 0 |
12 | Election of Directors (Full Slate) | For | None | 523100 | 0 | 0 | 0 |
13 | Election of Directors (Full Slate) | For | None | 523100 | 0 | 0 | 0 |
14 | Election of Directors (Full Slate) | For | None | 523100 | 0 | 0 | 0 |
15 | Approve Allocation of Dividends on Shares Held | For | None | 523100 | 0 | 0 | 0 |
By Company | |||||||
16 | Approve Remuneration of Directors and Auditors | For | None | 523100 | 0 | 0 | 0 |
17 | Ratify Appointment of Independent Auditors | For | None | 523100 | 0 | 0 | 0 |
18 | Approve Remuneration of Directors and Auditors | For | None | 523100 | 0 | 0 | 0 |
19 | Stock Repurchase Plan | For | None | 523100 | 0 | 0 | 0 |
20 | Eliminate Pre-Emptive Rights | For | None | 0 | 523100 | 0 | 0 |
21 | Stock Repurchase Plan | For | None | 523100 | 0 | 0 | 0 |
Page 2 of 65
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action |
22 | Miscellaneous Corporate Actions | For | None | 0 | 523100 | 0 | 0 |
23 | Miscellaneous Corporate Actions | For | None | 0 | 523100 | 0 | 0 |
Page 3 of 65
DIAGEO PLC | ||||||||||
Security: | 25243Q205 | Meeting Type: | Annual | |||||||
Ticker: | DEO | Meeting Date: | 19-Sep-2013 | |||||||
ISIN | US25243Q2057 | Vote Deadline Date: | 11-Sep-2013 | |||||||
Agenda | 933869084 | Management | Total Ballot Shares: | 262400 | ||||||
Last Vote Date: | 26-Aug-2013 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | Receive Consolidated Financial Statements | None | For | 262400 | 0 | 0 | 0 | |||
2 | Approve Remuneration of Directors and Auditors | None | For | 262400 | 0 | 0 | 0 | |||
3 | Approve Allocation of Dividends on Shares Held | None | For | 262400 | 0 | 0 | 0 | |||
By Company | ||||||||||
4 | Election of Directors (Majority Voting) | None | For | 262400 | 0 | 0 | 0 | |||
5 | Election of Directors (Majority Voting) | None | For | 262400 | 0 | 0 | 0 | |||
6 | Election of Directors (Majority Voting) | None | For | 262400 | 0 | 0 | 0 | |||
7 | Election of Directors (Majority Voting) | None | For | 262400 | 0 | 0 | 0 | |||
8 | Election of Directors (Majority Voting) | None | For | 262400 | 0 | 0 | 0 | |||
9 | Election of Directors (Majority Voting) | None | For | 262400 | 0 | 0 | 0 | |||
10 | Election of Directors (Majority Voting) | None | For | 262400 | 0 | 0 | 0 | |||
11 | Election of Directors (Majority Voting) | None | For | 262400 | 0 | 0 | 0 | |||
12 | Election of Directors (Majority Voting) | None | For | 262400 | 0 | 0 | 0 | |||
13 | Ratify Appointment of Independent Auditors | None | For | 262400 | 0 | 0 | 0 | |||
14 | Approve Remuneration of Directors and Auditors | None | For | 262400 | 0 | 0 | 0 | |||
15 | Allot Securities | None | For | 262400 | 0 | 0 | 0 | |||
16 | Eliminate Pre-Emptive Rights | None | For | 262400 | 0 | 0 | 0 | |||
17 | Stock Repurchase Plan | None | For | 262400 | 0 | 0 | 0 | |||
18 | Miscellaneous Corporate Actions | None | For | 262400 | 0 | 0 | 0 | |||
19 | Miscellaneous Corporate Actions | None | For | 262400 | 0 | 0 | 0 |
Page 4 of 65
TOWERS WATSON & CO | |||||||||
Security: | 891894107 | Meeting Type: | Annual | ||||||
Ticker: | TW | Meeting Date: | 15-Nov-2013 | ||||||
ISIN | US8918941076 | Vote Deadline Date: | 14-Nov-2013 | ||||||
Agenda | 933883111 | Management | Total Ballot Shares: | 263998 | |||||
Last Vote Date: | 07-Oct-2013 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | 263998 | 0 | 0 | 0 | ||
2 | Election of Directors (Majority Voting) | For | None | 263998 | 0 | 0 | 0 | ||
3 | Election of Directors (Majority Voting) | For | None | 263998 | 0 | 0 | 0 | ||
4 | Election of Directors (Majority Voting) | For | None | 263998 | 0 | 0 | 0 | ||
5 | Election of Directors (Majority Voting) | For | None | 263998 | 0 | 0 | 0 | ||
6 | Election of Directors (Majority Voting) | For | None | 263998 | 0 | 0 | 0 | ||
7 | Election of Directors (Majority Voting) | For | None | 263998 | 0 | 0 | 0 | ||
8 | Election of Directors (Majority Voting) | For | None | 263998 | 0 | 0 | 0 | ||
9 | Ratify Appointment of Independent Auditors | For | None | 263998 | 0 | 0 | 0 | ||
10 | 14A Executive Compensation | For | None | 263998 | 0 | 0 | 0 |
Page 5 of 65
|
||||||||||
CISCO SYSTEMS, INC. | ||||||||||
Security: | 17275 R102 | Meeting Type: | Annual | |||||||
Ticker: | CSCO | Meeting Date: | 19-Nov-2013 | |||||||
ISIN | US17275 R1023 | Vote Deadline Date: | 18-Nov-2013 | |||||||
Agenda | 933882157 | Management | Total Ballot Shares: | 820000 | ||||||
Last Vote Date: | 07-Oct-2013 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | Election of Directors (Majority Voting) | For | None | 820000 | 0 | 0 | 0 | |||
2 | Election of Directors (Majority Voting) | For | None | 820000 | 0 | 0 | 0 | |||
3 | Election of Directors (Majority Voting) | For | None | 820000 | 0 | 0 | 0 | |||
4 | Election of Directors (Majority Voting) | For | None | 820000 | 0 | 0 | 0 | |||
5 | Election of Directors (Majority Voting) | For | None | 820000 | 0 | 0 | 0 | |||
6 | Election of Directors (Majority Voting) | For | None | 820000 | 0 | 0 | 0 | |||
7 | Election of Directors (Majority Voting) | For | None | 820000 | 0 | 0 | 0 | |||
8 | Election of Directors (Majority Voting) | For | None | 820000 | 0 | 0 | 0 | |||
9 | Election of Directors (Majority Voting) | For | None | 820000 | 0 | 0 | 0 | |||
10 | Election of Directors (Majority Voting) | For | None | 820000 | 0 | 0 | 0 | |||
11 | Election of Directors (Majority Voting) | For | None | 820000 | 0 | 0 | 0 | |||
12 | Election of Directors (Majority Voting) | For | None | 820000 | 0 | 0 | 0 | |||
13 | Amend Stock Compensation Plan | For | None | 820000 | 0 | 0 | 0 | |||
14 | 14A Executive Compensation | For | None | 820000 | 0 | 0 | 0 | |||
15 | Ratify Appointment of Independent Auditors | For | None | 820000 | 0 | 0 | 0 | |||
16 | S/H Proposal - Corporate Governance | Against | None | 0 | 820000 | 0 | 0 |
Page 6 of 65
MICROSOFT CORPORATION | |||||||||
Security: | 594918104 | Meeting Type: | Annual | ||||||
Ticker: | MSFT | Meeting Date: | 19-Nov-2013 | ||||||
ISIN | US5949181045 | Vote Deadline Date: | 18-Nov-2013 | ||||||
Agenda | 933883185 | Management | Total Ballot Shares: | 680686 | |||||
Last Vote Date: | 30-Oct-2013 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | 0 | 680686 | 0 | 0 | ||
2 | Election of Directors (Majority Voting) | For | None | 680686 | 0 | 0 | 0 | ||
3 | Election of Directors (Majority Voting) | For | None | 680686 | 0 | 0 | 0 | ||
4 | Election of Directors (Majority Voting) | For | None | 680686 | 0 | 0 | 0 | ||
5 | Election of Directors (Majority Voting) | For | None | 680686 | 0 | 0 | 0 | ||
6 | Election of Directors (Majority Voting) | For | None | 680686 | 0 | 0 | 0 | ||
7 | Election of Directors (Majority Voting) | For | None | 680686 | 0 | 0 | 0 | ||
8 | Election of Directors (Majority Voting) | For | None | 680686 | 0 | 0 | 0 | ||
9 | Election of Directors (Majority Voting) | For | None | 680686 | 0 | 0 | 0 | ||
10 | Approve Stock Compensation Plan | For | None | 680686 | 0 | 0 | 0 | ||
11 | 14A Executive Compensation | For | None | 680686 | 0 | 0 | 0 | ||
12 | Ratify Appointment of Independent Auditors | For | None | 680686 | 0 | 0 | 0 |
Page 7 of 65
VODAFONE GROUP PLC | ||||||||||
Security: | 92857W209 | Meeting Type: | Special | |||||||
Ticker: | VOD | Meeting Date: | 28-Jan-2014 | |||||||
ISIN | US92857W2098 | Vote Deadline Date: | 21-Jan-2014 | |||||||
Agenda | 933909701 | Management | Total Ballot Shares: | 238100 | ||||||
Last Vote Date: | 02-Jan-2014 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | Miscellaneous Corporate Actions | For | None | 238100 | 0 | 0 | 0 | |||
2 | Miscellaneous Corporate Actions | For | None | 238100 | 0 | 0 | 0 | |||
3 | Approve Charter Amendment | For | None | 238100 | 0 | 0 | 0 | |||
4 | Stock Repurchase Plan | For | None | 238100 | 0 | 0 | 0 | |||
5 | Approve Previous Board's Actions | For | None | 238100 | 0 | 0 | 0 |
Page 8 of 65
COSTCO WHOLESALE CORPORATION | ||||||||||
Security: | 22160K105 | Meeting Type: | Annual | |||||||
Ticker: | COST | Meeting Date: | 30-Jan-2014 | |||||||
ISIN | US22160K1051 | Vote Deadline Date: | 29-Jan-2014 | |||||||
Agenda | 933909383 | Management | Total Ballot Shares: | 394500 | ||||||
Last Vote Date: | 13-Jan-2014 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | Election of Directors | For | For | |||||||
1 | SUSAN L. DECKER | 394500 | 0 | 0 | 0 | |||||
2 | RICHARD M. LIBENSON | 394500 | 0 | 0 | 0 | |||||
3 | JOHN W. MEISENBACH | 394500 | 0 | 0 | 0 | |||||
4 | CHARLES T. MUNGER | 394500 | 0 | 0 | 0 | |||||
2 | Ratify Appointment of Independent Auditors | For | For | 394500 | 0 | 0 | 0 | |||
3 | 14A Executive Compensation | For | For | 394500 | 0 | 0 | 0 | |||
4 | S/H Proposal - Corporate Governance | Against | Against | 0 | 394500 | 0 | 0 | |||
5 | S/H Proposal - Declassify Board | None | Abstain | 0 | 0 | 394500 | 0 |
Page 9 of 65
APPLE INC. | |||||||||
Security: | 037833100 | Meeting Type: | Annual | ||||||
Ticker: | AAPL | Meeting Date: | 28-Feb-2014 | ||||||
ISIN | US0378331005 | Vote Deadline Date: | 27-Feb-2014 | ||||||
Agenda | 933915564 | Management | Total Ballot Shares: | 67000 | |||||
Last Vote Date: | 13-Jan-2014 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors | For | None | ||||||
1 | WILLIAM CAMPBELL | 67000 | 0 | 0 | 0 | ||||
2 | TIMOTHY COOK | 67000 | 0 | 0 | 0 | ||||
3 | MILLARD DREXLER | 67000 | 0 | 0 | 0 | ||||
4 | AL GORE | 67000 | 0 | 0 | 0 | ||||
5 | ROBERT IGER | 67000 | 0 | 0 | 0 | ||||
6 | ANDREA JUNG | 67000 | 0 | 0 | 0 | ||||
7 | ARTHUR LEVINSON | 67000 | 0 | 0 | 0 | ||||
8 | RONALD SUGAR | 67000 | 0 | 0 | 0 | ||||
2 | Adopt Majority Vote for Directors | For | None | 67000 | 0 | 0 | 0 | ||
3 | Approve Charter Amendment | For | None | 67000 | 0 | 0 | 0 | ||
4 | Approve Par Value Change | For | None | 67000 | 0 | 0 | 0 | ||
5 | Ratify Appointment of Independent Auditors | For | None | 67000 | 0 | 0 | 0 | ||
6 | 14A Executive Compensation | For | None | 67000 | 0 | 0 | 0 | ||
7 | Adopt Stock Option Plan | For | None | 67000 | 0 | 0 | 0 | ||
8 | S/H Proposal - Human Rights Related | Against | None | 0 | 67000 | 0 | 0 | ||
9 | S/H Proposal - Corporate Governance | Against | None | 0 | 67000 | 0 | 0 | ||
10 | S/H Proposal - Corporate Governance | Against | None | 0 | 67000 | 0 | 0 | ||
11 | S/H Proposal - Access To Proxy | Against | None | 0 | 67000 | 0 | 0 |
Page 10 of 65
QUALCOMM INCORPORATED | ||||||||||
Security: | 747525103 | Meeting Type: | Annual | |||||||
Ticker: | QCOM | Meeting Date: | 04-Mar-2014 | |||||||
ISIN | US7475251036 | Vote Deadline Date: | 03-Mar-2014 | |||||||
Agenda | 933916150 | Management | Total Ballot Shares: | 700000 | ||||||
Last Vote Date: | 04-Feb-2014 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | Election of Directors (Majority Voting) | For | None | 700000 | 0 | 0 | 0 | |||
2 | Election of Directors (Majority Voting) | For | None | 700000 | 0 | 0 | 0 | |||
3 | Election of Directors (Majority Voting) | For | None | 700000 | 0 | 0 | 0 | |||
4 | Election of Directors (Majority Voting) | For | None | 700000 | 0 | 0 | 0 | |||
5 | Election of Directors (Majority Voting) | For | None | 700000 | 0 | 0 | 0 | |||
6 | Election of Directors (Majority Voting) | For | None | 700000 | 0 | 0 | 0 | |||
7 | Election of Directors (Majority Voting) | For | None | 700000 | 0 | 0 | 0 | |||
8 | Election of Directors (Majority Voting) | For | None | 700000 | 0 | 0 | 0 | |||
9 | Election of Directors (Majority Voting) | For | None | 700000 | 0 | 0 | 0 | |||
10 | Election of Directors (Majority Voting) | For | None | 700000 | 0 | 0 | 0 | |||
11 | Election of Directors (Majority Voting) | For | None | 700000 | 0 | 0 | 0 | |||
12 | Election of Directors (Majority Voting) | For | None | 700000 | 0 | 0 | 0 | |||
13 | Election of Directors (Majority Voting) | For | None | 700000 | 0 | 0 | 0 | |||
14 | Election of Directors (Majority Voting) | For | None | 700000 | 0 | 0 | 0 | |||
15 | Ratify Appointment of Independent Auditors | For | None | 700000 | 0 | 0 | 0 | |||
16 | 14A Executive Compensation | For | None | 700000 | 0 | 0 | 0 | |||
Item | Proposal | Recommendation | Default Vote | 1 Year | 2 Years | 3 Years | Abstain | Take No | ||
Action | ||||||||||
17 | 14A Executive Compensation Vote Frequency | 1 Year | None | 700000 | 0 | 0 | 0 | 0 |
Page 11 of 65
INTERNATIONAL GAME TECHNOLOGY | |||||||||
Security: | 459902102 | Meeting Type: | Annual | ||||||
Ticker: | IGT | Meeting Date: | 10-Mar-2014 | ||||||
ISIN | US4599021023 | Vote Deadline Date: | 07-Mar-2014 | ||||||
Agenda | 933917669 | Management | Total Ballot Shares: | 750000 | |||||
Last Vote Date: | 04-Feb-2014 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | 750000 | 0 | 0 | 0 | ||
2 | Election of Directors (Majority Voting) | For | None | 0 | 750000 | 0 | 0 | ||
3 | Election of Directors (Majority Voting) | For | None | 750000 | 0 | 0 | 0 | ||
4 | Election of Directors (Majority Voting) | For | None | 750000 | 0 | 0 | 0 | ||
5 | Election of Directors (Majority Voting) | For | None | 0 | 750000 | 0 | 0 | ||
6 | Election of Directors (Majority Voting) | For | None | 750000 | 0 | 0 | 0 | ||
7 | Election of Directors (Majority Voting) | For | None | 750000 | 0 | 0 | 0 | ||
8 | Election of Directors (Majority Voting) | For | None | 750000 | 0 | 0 | 0 | ||
9 | Election of Directors (Majority Voting) | For | None | 750000 | 0 | 0 | 0 | ||
10 | 14A Executive Compensation | For | None | 0 | 750000 | 0 | 0 | ||
11 | Ratify Appointment of Independent Auditors | For | None | 750000 | 0 | 0 | 0 | ||
12 | S/H Proposal - Proxy Process/Statement | Against | None | 750000 | 0 | 0 | 0 |
Page 12 of 65
THE ADT CORPORATION | ||||||||||
Security: | 00101J106 | Meeting Type: | Annual | |||||||
Ticker: | ADT | Meeting Date: | 13-Mar-2014 | |||||||
ISIN | US00101J1060 | Vote Deadline Date: | 12-Mar-2014 | |||||||
Agenda | 933918142 | Management | Total Ballot Shares: | 117500 | ||||||
Last Vote Date: | 04-Feb-2014 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | Election of Directors (Majority Voting) | For | None | 0 | 117500 | 0 | 0 | |||
2 | Election of Directors (Majority Voting) | For | None | 0 | 117500 | 0 | 0 | |||
3 | Election of Directors (Majority Voting) | For | None | 0 | 117500 | 0 | 0 | |||
4 | Election of Directors (Majority Voting) | For | None | 0 | 117500 | 0 | 0 | |||
5 | Election of Directors (Majority Voting) | For | None | 0 | 117500 | 0 | 0 | |||
6 | Election of Directors (Majority Voting) | For | None | 0 | 117500 | 0 | 0 | |||
7 | Election of Directors (Majority Voting) | For | None | 0 | 117500 | 0 | 0 | |||
8 | Election of Directors (Majority Voting) | For | None | 0 | 117500 | 0 | 0 | |||
9 | Ratify Appointment of Independent Auditors | For | None | 117500 | 0 | 0 | 0 | |||
10 | 14A Executive Compensation | For | None | 0 | 117500 | 0 | 0 |
Page 13 of 65
M&T BANK CORPORATION | |||||||||
Security: | 55261F104 | Meeting Type: | Annual | ||||||
Ticker: | MTB | Meeting Date: | 15-Apr-2014 | ||||||
ISIN | US55261F1049 | Vote Deadline Date: | 14-Apr-2014 | ||||||
Agenda | 933931479 | Management | Total Ballot Shares: | 125000 | |||||
Last Vote Date: | 07-Mar-2014 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors | For | None | ||||||
1 | BRENT D. BAIRD | 125000 | 0 | 0 | 0 | ||||
2 | C. ANGELA BONTEMPO | 125000 | 0 | 0 | 0 | ||||
3 | ROBERT T. BRADY | 125000 | 0 | 0 | 0 | ||||
4 | T.J. CUNNINGHAM III | 125000 | 0 | 0 | 0 | ||||
5 | MARK J. CZARNECKI | 125000 | 0 | 0 | 0 | ||||
6 | GARY N. GEISEL | 125000 | 0 | 0 | 0 | ||||
7 | JOHN D. HAWKE, JR. | 125000 | 0 | 0 | 0 | ||||
8 | PATRICK W.E. HODGSON | 125000 | 0 | 0 | 0 | ||||
9 | RICHARD G. KING | 125000 | 0 | 0 | 0 | ||||
10 | JORGE G. PEREIRA | 125000 | 0 | 0 | 0 | ||||
11 | MELINDA R. RICH | 125000 | 0 | 0 | 0 | ||||
12 | ROBERT E. SADLER, JR. | 125000 | 0 | 0 | 0 | ||||
13 | HERBERT L. WASHINGTON | 125000 | 0 | 0 | 0 | ||||
14 | ROBERT G. WILMERS | 125000 | 0 | 0 | 0 | ||||
2 | 14A Executive Compensation | For | None | 125000 | 0 | 0 | 0 | ||
3 | Ratify Appointment of Independent Auditors | For | None | 125000 | 0 | 0 | 0 |
Page 14 of 65
OWENS CORNING | |||||||||
Security: | 690742101 | Meeting Type: | Annual | ||||||
Ticker: | OC | Meeting Date: | 17-Apr-2014 | ||||||
ISIN | US6907421019 | Vote Deadline Date: | 16-Apr-2014 | ||||||
Agenda | 933936253 | Management | Total Ballot Shares: | 360000 | |||||
Last Vote Date: | 14-Mar-2014 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors | For | None | ||||||
1 | ANN IVERSON | 360000 | 0 | 0 | 0 | ||||
2 | EDWARD F. LONERGAN | 360000 | 0 | 0 | 0 | ||||
3 | JOHN D. WILLIAMS | 360000 | 0 | 0 | 0 | ||||
2 | Ratify Appointment of Independent Auditors | For | None | 360000 | 0 | 0 | 0 | ||
3 | Declassify Board | For | None | 360000 | 0 | 0 | 0 | ||
4 | 14A Executive Compensation | For | None | 360000 | 0 | 0 | 0 |
Page 15 of 65
METLIFE, INC. | ||||||||||
Security: | 59156R108 | Meeting Type: | Annual | |||||||
Ticker: | MET | Meeting Date: | 22-Apr-2014 | |||||||
ISIN | US59156R1086 | Vote Deadline Date: | 21-Apr-2014 | |||||||
Agenda | 933951471 | Management | Total Ballot Shares: | 365000 | ||||||
Last Vote Date: | 27-Mar-2014 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | Election of Directors (Majority Voting) | For | None | 365000 | 0 | 0 | 0 | |||
2 | Election of Directors (Majority Voting) | For | None | 365000 | 0 | 0 | 0 | |||
3 | Election of Directors (Majority Voting) | For | None | 365000 | 0 | 0 | 0 | |||
4 | Election of Directors (Majority Voting) | For | None | 365000 | 0 | 0 | 0 | |||
5 | Election of Directors (Majority Voting) | For | None | 365000 | 0 | 0 | 0 | |||
6 | Election of Directors (Majority Voting) | For | None | 365000 | 0 | 0 | 0 | |||
7 | Election of Directors (Majority Voting) | For | None | 365000 | 0 | 0 | 0 | |||
8 | Election of Directors (Majority Voting) | For | None | 365000 | 0 | 0 | 0 | |||
9 | Election of Directors (Majority Voting) | For | None | 365000 | 0 | 0 | 0 | |||
10 | Election of Directors (Majority Voting) | For | None | 365000 | 0 | 0 | 0 | |||
11 | Election of Directors (Majority Voting) | For | None | 365000 | 0 | 0 | 0 | |||
12 | Election of Directors (Majority Voting) | For | None | 365000 | 0 | 0 | 0 | |||
13 | Ratify Appointment of Independent Auditors | For | None | 365000 | 0 | 0 | 0 | |||
14 | 14A Executive Compensation | For | None | 365000 | 0 | 0 | 0 | |||
15 | Approve Stock Compensation Plan | For | None | 365000 | 0 | 0 | 0 | |||
16 | Adopt Director Stock Option Plan | For | None | 365000 | 0 | 0 | 0 |
Page 16 of 65
PLATINUM UNDERWRITERS HOLDINGS, LTD. | |||||||||
Security: | G7127P100 | Meeting Type: | Annual | ||||||
Ticker: | PTP | Meeting Date: | 22-Apr-2014 | ||||||
ISIN | BMG7127P1005 | Vote Deadline Date: | 21-Apr-2014 | ||||||
Agenda | 933950138 | Management | Total Ballot Shares: | 335000 | |||||
Last Vote Date: | 27-Mar-2014 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors | For | None | ||||||
1 | DAN R. CARMICHAEL | 335000 | 0 | 0 | 0 | ||||
2 | A. JOHN HASS | 335000 | 0 | 0 | 0 | ||||
3 | ANTONY P.D. LANCASTER | 335000 | 0 | 0 | 0 | ||||
4 | EDMUND R. MEGNA | 335000 | 0 | 0 | 0 | ||||
5 | MICHAEL D. PRICE | 335000 | 0 | 0 | 0 | ||||
6 | LINDA E. RANSOM | 335000 | 0 | 0 | 0 | ||||
7 | JAMES P. SLATTERY | 335000 | 0 | 0 | 0 | ||||
8 | CHRISTOPER J. STEFFEN | 335000 | 0 | 0 | 0 | ||||
2 | 14A Executive Compensation | For | None | 335000 | 0 | 0 | 0 | ||
3 | Ratify Appointment of Independent Auditors | For | None | 335000 | 0 | 0 | 0 |
Page 17 of 65
ASML HOLDINGS N.V. | |||||||||
Security: | N07059210 | Meeting Type: | Annual | ||||||
Ticker: | ASML | Meeting Date: | 23-Apr-2014 | ||||||
ISIN | USN070592100 | Vote Deadline Date: | 15-Apr-2014 | ||||||
Agenda | 933931087 | Management | Total Ballot Shares: | 256850 | |||||
Last Vote Date: | 10-Mar-2014 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Receive Consolidated Financial Statements | For | None | 256850 | 0 | 0 | 0 | ||
2 | Approve Director Liability Insurance | For | None | 256850 | 0 | 0 | 0 | ||
3 | Approve Director Liability Insurance | For | None | 256850 | 0 | 0 | 0 | ||
4 | Approve Allocation of Dividends on Shares Held | For | None | 256850 | 0 | 0 | 0 | ||
By Company | |||||||||
5 | Approve Remuneration of Directors and Auditors | For | None | 256850 | 0 | 0 | 0 | ||
6 | Approve Cash/Stock Bonus Plan | For | None | 256850 | 0 | 0 | 0 | ||
7 | Adopt Stock Option Plan | For | None | 256850 | 0 | 0 | 0 | ||
8 | Elect Supervisory Board Member | For | None | 256850 | 0 | 0 | 0 | ||
9 | Elect Supervisory Board Member | For | None | 256850 | 0 | 0 | 0 | ||
10 | Approve Remuneration of Directors and Auditors | For | None | 256850 | 0 | 0 | 0 | ||
11 | Ratify Appointment of Independent Auditors | For | None | 256850 | 0 | 0 | 0 | ||
12 | Miscellaneous Corporate Actions | For | None | 256850 | 0 | 0 | 0 | ||
13 | Eliminate Pre-Emptive Rights | For | None | 256850 | 0 | 0 | 0 | ||
14 | Miscellaneous Corporate Actions | For | None | 256850 | 0 | 0 | 0 | ||
15 | Eliminate Pre-Emptive Rights | For | None | 256850 | 0 | 0 | 0 | ||
16 | Stock Repurchase Plan | For | None | 256850 | 0 | 0 | 0 | ||
17 | Stock Repurchase Plan | For | None | 256850 | 0 | 0 | 0 | ||
18 | Miscellaneous Corporate Actions | For | None | 256850 | 0 | 0 | 0 |
Page 18 of 65
ASML HOLDINGS N.V. | |||||||||
Security: | N07059210 | Meeting Type: | Annual | ||||||
Ticker: | ASML | Meeting Date: | 23-Apr-2014 | ||||||
ISIN | USN070592100 | Vote Deadline Date: | 15-Apr-2014 | ||||||
Agenda | 933959516 | Management | Total Ballot Shares: | 256850 | |||||
Last Vote Date: | 08-Apr-2014 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Receive Consolidated Financial Statements | For | None | 256850 | 0 | 0 | 0 | ||
2 | Approve Director Liability Insurance | For | None | 0 | 0 | 256850 | 0 | ||
3 | Approve Director Liability Insurance | For | None | 0 | 0 | 256850 | 0 | ||
4 | Approve Allocation of Dividends on Shares Held | For | None | 256850 | 0 | 0 | 0 | ||
By Company | |||||||||
5 | Approve Remuneration of Directors and Auditors | For | None | 256850 | 0 | 0 | 0 | ||
6 | Approve Cash/Stock Bonus Plan | For | None | 256850 | 0 | 0 | 0 | ||
7 | Adopt Stock Option Plan | For | None | 256850 | 0 | 0 | 0 | ||
8 | Elect Supervisory Board Member | For | None | 256850 | 0 | 0 | 0 | ||
9 | Elect Supervisory Board Member | For | None | 256850 | 0 | 0 | 0 | ||
10 | Approve Remuneration of Directors and Auditors | For | None | 256850 | 0 | 0 | 0 | ||
11 | Ratify Appointment of Independent Auditors | For | None | 256850 | 0 | 0 | 0 | ||
12 | Miscellaneous Corporate Actions | For | None | 256850 | 0 | 0 | 0 | ||
13 | Eliminate Pre-Emptive Rights | For | None | 0 | 256850 | 0 | 0 | ||
14 | Miscellaneous Corporate Actions | For | None | 256850 | 0 | 0 | 0 | ||
15 | Eliminate Pre-Emptive Rights | For | None | 0 | 256850 | 0 | 0 | ||
16 | Stock Repurchase Plan | For | None | 256850 | 0 | 0 | 0 | ||
17 | Stock Repurchase Plan | For | None | 256850 | 0 | 0 | 0 | ||
18 | Miscellaneous Corporate Actions | For | None | 256850 | 0 | 0 | 0 |
Page 19 of 65
GENERAL ELECTRIC COMPANY | |||||||||
Security: | 369604103 | Meeting Type: | Annual | ||||||
Ticker: | GE | Meeting Date: | 23-Apr-2014 | ||||||
ISIN | US3696041033 | Vote Deadline Date: | 22-Apr-2014 | ||||||
Agenda | 933932534 | Management | Total Ballot Shares: | 825000 | |||||
Last Vote Date: | 12-Mar-2014 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | 825000 | 0 | 0 | 0 | ||
2 | Election of Directors (Majority Voting) | For | None | 825000 | 0 | 0 | 0 | ||
3 | Election of Directors (Majority Voting) | For | None | 825000 | 0 | 0 | 0 | ||
4 | Election of Directors (Majority Voting) | For | None | 825000 | 0 | 0 | 0 | ||
5 | Election of Directors (Majority Voting) | For | None | 825000 | 0 | 0 | 0 | ||
6 | Election of Directors (Majority Voting) | For | None | 825000 | 0 | 0 | 0 | ||
7 | Election of Directors (Majority Voting) | For | None | 825000 | 0 | 0 | 0 | ||
8 | Election of Directors (Majority Voting) | For | None | 825000 | 0 | 0 | 0 | ||
9 | Election of Directors (Majority Voting) | For | None | 825000 | 0 | 0 | 0 | ||
10 | Election of Directors (Majority Voting) | For | None | 825000 | 0 | 0 | 0 | ||
11 | Election of Directors (Majority Voting) | For | None | 825000 | 0 | 0 | 0 | ||
12 | Election of Directors (Majority Voting) | For | None | 825000 | 0 | 0 | 0 | ||
13 | Election of Directors (Majority Voting) | For | None | 825000 | 0 | 0 | 0 | ||
14 | Election of Directors (Majority Voting) | For | None | 825000 | 0 | 0 | 0 | ||
15 | Election of Directors (Majority Voting) | For | None | 825000 | 0 | 0 | 0 | ||
16 | Election of Directors (Majority Voting) | For | None | 825000 | 0 | 0 | 0 | ||
17 | Election of Directors (Majority Voting) | For | None | 825000 | 0 | 0 | 0 | ||
18 | 14A Executive Compensation | For | None | 825000 | 0 | 0 | 0 | ||
19 | Ratify Appointment of Independent Auditors | For | None | 825000 | 0 | 0 | 0 | ||
20 | S/H Proposal - Adopt Cumulative Voting | Against | None | 0 | 825000 | 0 | 0 | ||
21 | S/H Proposal - Report on Executive | Against | None | 0 | 825000 | 0 | 0 | ||
Compensation |
Page 20 of 65
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action |
22 | S/H Proposal - Access To Proxy | Against | None | 0 | 825000 | 0 | 0 |
23 | S/H Proposal - Corporate Governance | Against | None | 0 | 825000 | 0 | 0 |
24 | S/H Proposal - Report on Executive | Against | None | 0 | 825000 | 0 | 0 |
Compensation | |||||||
25 | S/H Proposal - Corporate Governance | Against | None | 0 | 825000 | 0 | 0 |
Page 21 of 65
PFIZER INC. | |||||||||
Security: | 717081103 | Meeting Type: | Annual | ||||||
Ticker: | PFE | Meeting Date: | 24-Apr-2014 | ||||||
ISIN | US7170811035 | Vote Deadline Date: | 23-Apr-2014 | ||||||
Agenda | 933933738 | Management | Total Ballot Shares: | 755808 | |||||
Last Vote Date: | 17-Mar-2014 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | 755808 | 0 | 0 | 0 | ||
2 | Election of Directors (Majority Voting) | For | None | 755808 | 0 | 0 | 0 | ||
3 | Election of Directors (Majority Voting) | For | None | 755808 | 0 | 0 | 0 | ||
4 | Election of Directors (Majority Voting) | For | None | 755808 | 0 | 0 | 0 | ||
5 | Election of Directors (Majority Voting) | For | None | 755808 | 0 | 0 | 0 | ||
6 | Election of Directors (Majority Voting) | For | None | 755808 | 0 | 0 | 0 | ||
7 | Election of Directors (Majority Voting) | For | None | 755808 | 0 | 0 | 0 | ||
8 | Election of Directors (Majority Voting) | For | None | 755808 | 0 | 0 | 0 | ||
9 | Election of Directors (Majority Voting) | For | None | 755808 | 0 | 0 | 0 | ||
10 | Election of Directors (Majority Voting) | For | None | 755808 | 0 | 0 | 0 | ||
11 | Election of Directors (Majority Voting) | For | None | 755808 | 0 | 0 | 0 | ||
12 | Election of Directors (Majority Voting) | For | None | 755808 | 0 | 0 | 0 | ||
13 | Ratify Appointment of Independent Auditors | For | None | 755808 | 0 | 0 | 0 | ||
14 | 14A Executive Compensation | For | None | 755808 | 0 | 0 | 0 | ||
15 | Approve Stock Compensation Plan | For | None | 755808 | 0 | 0 | 0 | ||
16 | S/H Proposal - Political/Government | Against | None | 755808 | 0 | 0 | 0 | ||
17 | S/H Proposal - Political/Government | Against | None | 755808 | 0 | 0 | 0 | ||
18 | S/H Proposal - Corporate Governance | Against | None | 755808 | 0 | 0 | 0 |
Page 22 of 65
UNITED TECHNOLOGIES CORPORATION | |||||||||
Security: | 913017109 | Meeting Type: | Annual | ||||||
Ticker: | UTX | Meeting Date: | 28-Apr-2014 | ||||||
ISIN | US9130171096 | Vote Deadline Date: | 25-Apr-2014 | ||||||
Agenda | 933936378 | Management | Total Ballot Shares: | 300000 | |||||
Last Vote Date: | 17-Mar-2014 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | 300000 | 0 | 0 | 0 | ||
2 | Election of Directors (Majority Voting) | For | None | 300000 | 0 | 0 | 0 | ||
3 | Election of Directors (Majority Voting) | For | None | 300000 | 0 | 0 | 0 | ||
4 | Election of Directors (Majority Voting) | For | None | 300000 | 0 | 0 | 0 | ||
5 | Election of Directors (Majority Voting) | For | None | 300000 | 0 | 0 | 0 | ||
6 | Election of Directors (Majority Voting) | For | None | 300000 | 0 | 0 | 0 | ||
7 | Election of Directors (Majority Voting) | For | None | 300000 | 0 | 0 | 0 | ||
8 | Election of Directors (Majority Voting) | For | None | 300000 | 0 | 0 | 0 | ||
9 | Election of Directors (Majority Voting) | For | None | 300000 | 0 | 0 | 0 | ||
10 | Election of Directors (Majority Voting) | For | None | 300000 | 0 | 0 | 0 | ||
11 | Election of Directors (Majority Voting) | For | None | 300000 | 0 | 0 | 0 | ||
12 | Election of Directors (Majority Voting) | For | None | 300000 | 0 | 0 | 0 | ||
13 | Ratify Appointment of Independent Auditors | For | None | 300000 | 0 | 0 | 0 | ||
14 | Amend Stock Compensation Plan | For | None | 300000 | 0 | 0 | 0 | ||
15 | 14A Executive Compensation | For | None | 300000 | 0 | 0 | 0 |
Page 23 of 65
EMC CORPORATION | |||||||||
Security: | 268648102 | Meeting Type: | Annual | ||||||
Ticker: | EMC | Meeting Date: | 30-Apr-2014 | ||||||
ISIN | US2686481027 | Vote Deadline Date: | 29-Apr-2014 | ||||||
Agenda | 933944159 | Management | Total Ballot Shares: | 615000 | |||||
Last Vote Date: | 27-Mar-2014 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | 615000 | 0 | 0 | 0 | ||
2 | Election of Directors (Majority Voting) | For | None | 615000 | 0 | 0 | 0 | ||
3 | Election of Directors (Majority Voting) | For | None | 615000 | 0 | 0 | 0 | ||
4 | Election of Directors (Majority Voting) | For | None | 615000 | 0 | 0 | 0 | ||
5 | Election of Directors (Majority Voting) | For | None | 615000 | 0 | 0 | 0 | ||
6 | Election of Directors (Majority Voting) | For | None | 615000 | 0 | 0 | 0 | ||
7 | Election of Directors (Majority Voting) | For | None | 615000 | 0 | 0 | 0 | ||
8 | Election of Directors (Majority Voting) | For | None | 615000 | 0 | 0 | 0 | ||
9 | Election of Directors (Majority Voting) | For | None | 615000 | 0 | 0 | 0 | ||
10 | Election of Directors (Majority Voting) | For | None | 615000 | 0 | 0 | 0 | ||
11 | Election of Directors (Majority Voting) | For | None | 615000 | 0 | 0 | 0 | ||
12 | Ratify Appointment of Independent Auditors | For | None | 615000 | 0 | 0 | 0 | ||
13 | 14A Executive Compensation | For | None | 615000 | 0 | 0 | 0 | ||
14 | S/H Proposal - Establish Independent Chairman | Against | None | 0 | 615000 | 0 | 0 | ||
15 | S/H Proposal - Political/Government | Against | None | 0 | 615000 | 0 | 0 |
Page 24 of 65
OCCIDENTAL PETROLEUM CORPORATION | |||||||||
Security: | 674599105 | Meeting Type: | Annual | ||||||
Ticker: | OXY | Meeting Date: | 02-May-2014 | ||||||
ISIN | US6745991058 | Vote Deadline Date: | 01-May-2014 | ||||||
Agenda | 933956724 | Management | Total Ballot Shares: | 130000 | |||||
Last Vote Date: | 31-Mar-2014 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | 130000 | 0 | 0 | 0 | ||
2 | Election of Directors (Majority Voting) | For | None | 130000 | 0 | 0 | 0 | ||
3 | Election of Directors (Majority Voting) | For | None | 130000 | 0 | 0 | 0 | ||
4 | Election of Directors (Majority Voting) | For | None | 130000 | 0 | 0 | 0 | ||
5 | Election of Directors (Majority Voting) | For | None | 130000 | 0 | 0 | 0 | ||
6 | Election of Directors (Majority Voting) | For | None | 130000 | 0 | 0 | 0 | ||
7 | Election of Directors (Majority Voting) | For | None | 130000 | 0 | 0 | 0 | ||
8 | Election of Directors (Majority Voting) | For | None | 130000 | 0 | 0 | 0 | ||
9 | Election of Directors (Majority Voting) | For | None | 130000 | 0 | 0 | 0 | ||
10 | Election of Directors (Majority Voting) | For | None | 130000 | 0 | 0 | 0 | ||
11 | Election of Directors (Majority Voting) | For | None | 130000 | 0 | 0 | 0 | ||
12 | Approve Charter Amendment | For | None | 130000 | 0 | 0 | 0 | ||
13 | 14A Executive Compensation | For | None | 130000 | 0 | 0 | 0 | ||
14 | Limit/Eliminate Written Consent | For | None | 130000 | 0 | 0 | 0 | ||
15 | Approve Charter Amendment | For | None | 130000 | 0 | 0 | 0 | ||
16 | Ratify Appointment of Independent Auditors | For | None | 130000 | 0 | 0 | 0 | ||
17 | S/H Proposal - Executive Compensation | Against | None | 0 | 130000 | 0 | 0 | ||
18 | S/H Proposal - Political/Government | Against | None | 0 | 130000 | 0 | 0 | ||
19 | S/H Proposal - Environmental | Against | None | 0 | 130000 | 0 | 0 | ||
20 | S/H Proposal - Environmental | Against | None | 0 | 130000 | 0 | 0 |
Page 25 of 65
BERKSHIRE HATHAWAY INC. | |||||||||
Security: | 084670108 | Meeting Type: | Annual | ||||||
Ticker: | BRKA | Meeting Date: | 03-May-2014 | ||||||
ISIN | US0846701086 | Vote Deadline Date: | 02-May-2014 | ||||||
Agenda | 933937320 | Management | Total Ballot Shares: | 110 | |||||
Last Vote Date: | 17-Mar-2014 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors | For | None | ||||||
1 | WARREN E. BUFFETT | 110 | 0 | 0 | 0 | ||||
2 | CHARLES T. MUNGER | 110 | 0 | 0 | 0 | ||||
3 | HOWARD G. BUFFETT | 110 | 0 | 0 | 0 | ||||
4 | STEPHEN B. BURKE | 110 | 0 | 0 | 0 | ||||
5 | SUSAN L. DECKER | 110 | 0 | 0 | 0 | ||||
6 | WILLIAM H. GATES III | 110 | 0 | 0 | 0 | ||||
7 | DAVID S. GOTTESMAN | 110 | 0 | 0 | 0 | ||||
8 | CHARLOTTE GUYMAN | 110 | 0 | 0 | 0 | ||||
9 | DONALD R. KEOUGH | 110 | 0 | 0 | 0 | ||||
10 | THOMAS S. MURPHY | 110 | 0 | 0 | 0 | ||||
11 | RONALD L. OLSON | 110 | 0 | 0 | 0 | ||||
12 | WALTER SCOTT, JR. | 110 | 0 | 0 | 0 | ||||
13 | MERYL B. WITMER | 110 | 0 | 0 | 0 | ||||
2 | 14A Executive Compensation | For | None | 110 | 0 | 0 | 0 |
Item | Proposal | Recommendation | Default Vote | 1 | Year | 2 Years | 3 Years | Abstain | Take No |
Action | |||||||||
3 | 14A Executive Compensation Vote Frequency | 3 Years | None | 0 | 0 | 110 | 0 | 0 |
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action |
4 | S/H Proposal - Environmental | Against | None | 0 | 110 | 0 | 0 |
Page 26 of 65
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action |
5 | S/H Proposal - Corporate Governance | Against | None | 0 | 110 | 0 | 0 |
Page 27 of 65
GILEAD SCIENCES, INC. | |||||||||
Security: | 375558103 | Meeting Type: | Annual | ||||||
Ticker: | GILD | Meeting Date: | 07-May-2014 | ||||||
ISIN | US3755581036 | Vote Deadline Date: | 06-May-2014 | ||||||
Agenda | 933943006 | Management | Total Ballot Shares: | 428600 | |||||
Last Vote Date: | 31-Mar-2014 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | 428600 | 0 | 0 | 0 | ||
2 | Election of Directors (Majority Voting) | For | None | 428600 | 0 | 0 | 0 | ||
3 | Election of Directors (Majority Voting) | For | None | 428600 | 0 | 0 | 0 | ||
4 | Election of Directors (Majority Voting) | For | None | 428600 | 0 | 0 | 0 | ||
5 | Election of Directors (Majority Voting) | For | None | 428600 | 0 | 0 | 0 | ||
6 | Election of Directors (Majority Voting) | For | None | 428600 | 0 | 0 | 0 | ||
7 | Election of Directors (Majority Voting) | For | None | 428600 | 0 | 0 | 0 | ||
8 | Election of Directors (Majority Voting) | For | None | 428600 | 0 | 0 | 0 | ||
9 | Election of Directors (Majority Voting) | For | None | 428600 | 0 | 0 | 0 | ||
10 | Election of Directors (Majority Voting) | For | None | 428600 | 0 | 0 | 0 | ||
11 | Ratify Appointment of Independent Auditors | For | None | 428600 | 0 | 0 | 0 | ||
12 | Miscellaneous Corporate Actions | For | None | 428600 | 0 | 0 | 0 | ||
13 | 14A Executive Compensation | For | None | 428600 | 0 | 0 | 0 | ||
14 | S/H Proposal - Establish Independent Chairman | Against | None | 428600 | 0 | 0 | 0 | ||
15 | S/H Proposal - Corporate Governance | Against | None | 428600 | 0 | 0 | 0 | ||
16 | S/H Proposal - Executive Compensation | Against | None | 428600 | 0 | 0 | 0 |
Page 28 of 65
PEPSICO, INC. | |||||||||
Security: | 713448108 | Meeting Type: | Annual | ||||||
Ticker: | PEP | Meeting Date: | 07-May-2014 | ||||||
ISIN | US7134481081 | Vote Deadline Date: | 06-May-2014 | ||||||
Agenda | 933945860 | Management | Total Ballot Shares: | 230000 | |||||
Last Vote Date: | 25-Mar-2014 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | 230000 | 0 | 0 | 0 | ||
2 | Election of Directors (Majority Voting) | For | None | 230000 | 0 | 0 | 0 | ||
3 | Election of Directors (Majority Voting) | For | None | 230000 | 0 | 0 | 0 | ||
4 | Election of Directors (Majority Voting) | For | None | 230000 | 0 | 0 | 0 | ||
5 | Election of Directors (Majority Voting) | For | None | 230000 | 0 | 0 | 0 | ||
6 | Election of Directors (Majority Voting) | For | None | 230000 | 0 | 0 | 0 | ||
7 | Election of Directors (Majority Voting) | For | None | 230000 | 0 | 0 | 0 | ||
8 | Election of Directors (Majority Voting) | For | None | 230000 | 0 | 0 | 0 | ||
9 | Election of Directors (Majority Voting) | For | None | 230000 | 0 | 0 | 0 | ||
10 | Election of Directors (Majority Voting) | For | None | 230000 | 0 | 0 | 0 | ||
11 | Election of Directors (Majority Voting) | For | None | 230000 | 0 | 0 | 0 | ||
12 | Election of Directors (Majority Voting) | For | None | 230000 | 0 | 0 | 0 | ||
13 | Election of Directors (Majority Voting) | For | None | 230000 | 0 | 0 | 0 | ||
14 | Ratify Appointment of Independent Auditors | For | None | 230000 | 0 | 0 | 0 | ||
15 | 14A Executive Compensation | For | None | 230000 | 0 | 0 | 0 | ||
16 | Approve Stock Compensation Plan | For | None | 230000 | 0 | 0 | 0 | ||
17 | S/H Proposal - Political/Government | Against | None | 0 | 230000 | 0 | 0 | ||
18 | S/H Proposal - Corporate Governance | Against | None | 0 | 230000 | 0 | 0 |
Page 29 of 65
FORD MOTOR COMPANY | |||||||||
Security: | 345370860 | Meeting Type: | Annual | ||||||
Ticker: | F | Meeting Date: | 08-May-2014 | ||||||
ISIN | US3453708600 | Vote Deadline Date: | 07-May-2014 | ||||||
Agenda | 933946026 | Management | Total Ballot Shares: | 1264063 | |||||
Last Vote Date: | 31-Mar-2014 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | 1264063 | 0 | 0 | 0 | ||
2 | Election of Directors (Majority Voting) | For | None | 1264063 | 0 | 0 | 0 | ||
3 | Election of Directors (Majority Voting) | For | None | 1264063 | 0 | 0 | 0 | ||
4 | Election of Directors (Majority Voting) | For | None | 1264063 | 0 | 0 | 0 | ||
5 | Election of Directors (Majority Voting) | For | None | 1264063 | 0 | 0 | 0 | ||
6 | Election of Directors (Majority Voting) | For | None | 1264063 | 0 | 0 | 0 | ||
7 | Election of Directors (Majority Voting) | For | None | 1264063 | 0 | 0 | 0 | ||
8 | Election of Directors (Majority Voting) | For | None | 1264063 | 0 | 0 | 0 | ||
9 | Election of Directors (Majority Voting) | For | None | 1264063 | 0 | 0 | 0 | ||
10 | Election of Directors (Majority Voting) | For | None | 1264063 | 0 | 0 | 0 | ||
11 | Election of Directors (Majority Voting) | For | None | 1264063 | 0 | 0 | 0 | ||
12 | Election of Directors (Majority Voting) | For | None | 1264063 | 0 | 0 | 0 | ||
13 | Election of Directors (Majority Voting) | For | None | 1264063 | 0 | 0 | 0 | ||
14 | Election of Directors (Majority Voting) | For | None | 1264063 | 0 | 0 | 0 | ||
15 | Election of Directors (Majority Voting) | For | None | 1264063 | 0 | 0 | 0 | ||
16 | Election of Directors (Majority Voting) | For | None | 1264063 | 0 | 0 | 0 | ||
17 | Ratify Appointment of Independent Auditors | For | None | 1264063 | 0 | 0 | 0 | ||
18 | 14A Executive Compensation | For | None | 1264063 | 0 | 0 | 0 | ||
19 | Approve Stock Compensation Plan | For | None | 1264063 | 0 | 0 | 0 | ||
20 | S/H Proposal - Corporate Governance | Against | None | 0 | 1264063 | 0 | 0 | ||
21 | S/H Proposal - Corporate Governance | Against | None | 0 | 1264063 | 0 | 0 |
Page 30 of 65
REPUBLIC SERVICES, INC. | |||||||||
Security: | 760759100 | Meeting Type: | Annual | ||||||
Ticker: | RSG | Meeting Date: | 08-May-2014 | ||||||
ISIN | US7607591002 | Vote Deadline Date: | 07-May-2014 | ||||||
Agenda | 933944832 | Management | Total Ballot Shares: | 1087100 | |||||
Last Vote Date: | 27-Mar-2014 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | 1087100 | 0 | 0 | 0 | ||
2 | Election of Directors (Majority Voting) | For | None | 1087100 | 0 | 0 | 0 | ||
3 | Election of Directors (Majority Voting) | For | None | 1087100 | 0 | 0 | 0 | ||
4 | Election of Directors (Majority Voting) | For | None | 1087100 | 0 | 0 | 0 | ||
5 | Election of Directors (Majority Voting) | For | None | 1087100 | 0 | 0 | 0 | ||
6 | Election of Directors (Majority Voting) | For | None | 1087100 | 0 | 0 | 0 | ||
7 | Election of Directors (Majority Voting) | For | None | 1087100 | 0 | 0 | 0 | ||
8 | Election of Directors (Majority Voting) | For | None | 1087100 | 0 | 0 | 0 | ||
9 | Election of Directors (Majority Voting) | For | None | 1087100 | 0 | 0 | 0 | ||
10 | Election of Directors (Majority Voting) | For | None | 1087100 | 0 | 0 | 0 | ||
11 | 14A Executive Compensation | For | None | 1087100 | 0 | 0 | 0 | ||
12 | Ratify Appointment of Independent Auditors | For | None | 1087100 | 0 | 0 | 0 | ||
13 | 14A Executive Compensation | For | None | 1087100 | 0 | 0 | 0 | ||
14 | S/H Proposal - Executive Compensation | Against | None | 0 | 1087100 | 0 | 0 | ||
15 | S/H Proposal - Political/Government | Against | None | 0 | 1087100 | 0 | 0 |
Page 31 of 65
ARCH CAPITAL GROUP LTD. | |||||||||
Security: | G0450A105 | Meeting Type: | Annual | ||||||
Ticker: | ACGL | Meeting Date: | 09-May-2014 | ||||||
ISIN | BMG0450A1053 | Vote Deadline Date: | 08-May-2014 | ||||||
Agenda | 933949820 | Management | Total Ballot Shares: | 800000 | |||||
Last Vote Date: | 31-Mar-2014 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | 800000 | 0 | 0 | 0 | ||
2 | Election of Directors (Majority Voting) | For | None | 800000 | 0 | 0 | 0 | ||
3 | Election of Directors (Majority Voting) | For | None | 800000 | 0 | 0 | 0 | ||
4 | Election of Directors (Majority Voting) | For | None | 800000 | 0 | 0 | 0 | ||
5 | Election of Directors (Majority Voting) | For | None | 800000 | 0 | 0 | 0 | ||
6 | Election of Directors (Majority Voting) | For | None | 800000 | 0 | 0 | 0 | ||
7 | Election of Directors (Majority Voting) | For | None | 800000 | 0 | 0 | 0 | ||
8 | Election of Directors (Majority Voting) | For | None | 800000 | 0 | 0 | 0 | ||
9 | Election of Directors (Majority Voting) | For | None | 800000 | 0 | 0 | 0 | ||
10 | Election of Directors (Majority Voting) | For | None | 800000 | 0 | 0 | 0 | ||
11 | Election of Directors (Majority Voting) | For | None | 800000 | 0 | 0 | 0 | ||
12 | Election of Directors (Majority Voting) | For | None | 800000 | 0 | 0 | 0 | ||
13 | Election of Directors (Majority Voting) | For | None | 800000 | 0 | 0 | 0 | ||
14 | Election of Directors (Majority Voting) | For | None | 800000 | 0 | 0 | 0 | ||
15 | Election of Directors (Majority Voting) | For | None | 800000 | 0 | 0 | 0 | ||
16 | Election of Directors (Majority Voting) | For | None | 800000 | 0 | 0 | 0 | ||
17 | Election of Directors (Majority Voting) | For | None | 800000 | 0 | 0 | 0 | ||
18 | Election of Directors (Majority Voting) | For | None | 800000 | 0 | 0 | 0 | ||
19 | Election of Directors (Majority Voting) | For | None | 800000 | 0 | 0 | 0 | ||
20 | Election of Directors (Majority Voting) | For | None | 800000 | 0 | 0 | 0 | ||
21 | Election of Directors (Majority Voting) | For | None | 800000 | 0 | 0 | 0 |
Page 32 of 65
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action |
22 | Election of Directors (Majority Voting) | For | None | 800000 | 0 | 0 | 0 |
23 | Election of Directors (Majority Voting) | For | None | 800000 | 0 | 0 | 0 |
24 | Election of Directors (Majority Voting) | For | None | 800000 | 0 | 0 | 0 |
25 | Election of Directors (Majority Voting) | For | None | 800000 | 0 | 0 | 0 |
26 | Election of Directors (Majority Voting) | For | None | 800000 | 0 | 0 | 0 |
27 | Election of Directors (Majority Voting) | For | None | 800000 | 0 | 0 | 0 |
28 | Election of Directors (Majority Voting) | For | None | 800000 | 0 | 0 | 0 |
29 | Election of Directors (Majority Voting) | For | None | 800000 | 0 | 0 | 0 |
30 | Election of Directors (Majority Voting) | For | None | 800000 | 0 | 0 | 0 |
31 | Election of Directors (Majority Voting) | For | None | 800000 | 0 | 0 | 0 |
32 | Election of Directors (Majority Voting) | For | None | 800000 | 0 | 0 | 0 |
33 | Election of Directors (Majority Voting) | For | None | 800000 | 0 | 0 | 0 |
34 | Election of Directors (Majority Voting) | For | None | 800000 | 0 | 0 | 0 |
35 | Election of Directors (Majority Voting) | For | None | 800000 | 0 | 0 | 0 |
36 | Election of Directors (Majority Voting) | For | None | 800000 | 0 | 0 | 0 |
37 | Election of Directors (Majority Voting) | For | None | 800000 | 0 | 0 | 0 |
38 | Election of Directors (Majority Voting) | For | None | 800000 | 0 | 0 | 0 |
39 | Election of Directors (Majority Voting) | For | None | 800000 | 0 | 0 | 0 |
40 | Election of Directors (Majority Voting) | For | None | 800000 | 0 | 0 | 0 |
41 | Election of Directors (Majority Voting) | For | None | 800000 | 0 | 0 | 0 |
42 | Election of Directors (Majority Voting) | For | None | 800000 | 0 | 0 | 0 |
43 | Election of Directors (Majority Voting) | For | None | 800000 | 0 | 0 | 0 |
44 | Election of Directors (Majority Voting) | For | None | 800000 | 0 | 0 | 0 |
45 | Election of Directors (Majority Voting) | For | None | 800000 | 0 | 0 | 0 |
46 | Election of Directors (Majority Voting) | For | None | 800000 | 0 | 0 | 0 |
47 | Election of Directors (Majority Voting) | For | None | 800000 | 0 | 0 | 0 |
48 | Election of Directors (Majority Voting) | For | None | 800000 | 0 | 0 | 0 |
49 | Election of Directors (Majority Voting) | For | None | 800000 | 0 | 0 | 0 |
Page 33 of 65
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action |
50 | Election of Directors (Majority Voting) | For | None | 800000 | 0 | 0 | 0 |
51 | Election of Directors (Majority Voting) | For | None | 800000 | 0 | 0 | 0 |
52 | Election of Directors (Majority Voting) | For | None | 800000 | 0 | 0 | 0 |
53 | Ratify Appointment of Independent Auditors | For | None | 800000 | 0 | 0 | 0 |
54 | 14A Executive Compensation | For | None | 800000 | 0 | 0 | 0 |
Page 34 of 65
AMERICAN EXPRESS COMPANY | |||||||||
Security: | 025816109 | Meeting Type: | Annual | ||||||
Ticker: | AXP | Meeting Date: | 12-May-2014 | ||||||
ISIN | US0258161092 | Vote Deadline Date: | 09-May-2014 | ||||||
Agenda | 933945872 | Management | Total Ballot Shares: | 255000 | |||||
Last Vote Date: | 27-Mar-2014 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | 255000 | 0 | 0 | 0 | ||
2 | Election of Directors (Majority Voting) | For | None | 255000 | 0 | 0 | 0 | ||
3 | Election of Directors (Majority Voting) | For | None | 255000 | 0 | 0 | 0 | ||
4 | Election of Directors (Majority Voting) | For | None | 255000 | 0 | 0 | 0 | ||
5 | Election of Directors (Majority Voting) | For | None | 255000 | 0 | 0 | 0 | ||
6 | Election of Directors (Majority Voting) | For | None | 255000 | 0 | 0 | 0 | ||
7 | Election of Directors (Majority Voting) | For | None | 255000 | 0 | 0 | 0 | ||
8 | Election of Directors (Majority Voting) | For | None | 255000 | 0 | 0 | 0 | ||
9 | Election of Directors (Majority Voting) | For | None | 255000 | 0 | 0 | 0 | ||
10 | Election of Directors (Majority Voting) | For | None | 255000 | 0 | 0 | 0 | ||
11 | Election of Directors (Majority Voting) | For | None | 255000 | 0 | 0 | 0 | ||
12 | Election of Directors (Majority Voting) | For | None | 255000 | 0 | 0 | 0 | ||
13 | Election of Directors (Majority Voting) | For | None | 255000 | 0 | 0 | 0 | ||
14 | Ratify Appointment of Independent Auditors | For | None | 255000 | 0 | 0 | 0 | ||
15 | 14A Executive Compensation | For | None | 255000 | 0 | 0 | 0 | ||
16 | S/H Proposal - Environmental | Against | None | 0 | 255000 | 0 | 0 | ||
17 | S/H Proposal - Political/Government | Against | None | 0 | 255000 | 0 | 0 | ||
18 | S/H Proposal - Corporate Governance | Against | None | 0 | 255000 | 0 | 0 | ||
19 | S/H Proposal - Executive Compensation | Against | None | 0 | 255000 | 0 | 0 |
Page 35 of 65
ANADARKO PETROLEUM CORPORATION | |||||||||
Security: | 032511107 | Meeting Type: | Annual | ||||||
Ticker: | APC | Meeting Date: | 13-May-2014 | ||||||
ISIN | US0325111070 | Vote Deadline Date: | 12-May-2014 | ||||||
Agenda | 933952651 | Management | Total Ballot Shares: | 160000 | |||||
Last Vote Date: | 31-Mar-2014 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | 160000 | 0 | 0 | 0 | ||
2 | Election of Directors (Majority Voting) | For | None | 160000 | 0 | 0 | 0 | ||
3 | Election of Directors (Majority Voting) | For | None | 160000 | 0 | 0 | 0 | ||
4 | Election of Directors (Majority Voting) | For | None | 160000 | 0 | 0 | 0 | ||
5 | Election of Directors (Majority Voting) | For | None | 160000 | 0 | 0 | 0 | ||
6 | Election of Directors (Majority Voting) | For | None | 160000 | 0 | 0 | 0 | ||
7 | Election of Directors (Majority Voting) | For | None | 160000 | 0 | 0 | 0 | ||
8 | Election of Directors (Majority Voting) | For | None | 160000 | 0 | 0 | 0 | ||
9 | Election of Directors (Majority Voting) | For | None | 160000 | 0 | 0 | 0 | ||
10 | Ratify Appointment of Independent Auditors | For | None | 160000 | 0 | 0 | 0 | ||
11 | 14A Executive Compensation | For | None | 160000 | 0 | 0 | 0 | ||
12 | S/H Proposal - Political/Government | Against | None | 0 | 160000 | 0 | 0 | ||
13 | S/H Proposal - Environmental | Against | None | 0 | 160000 | 0 | 0 |
Page 36 of 65
EBAY INC. | |||||||||
Security: | 278642103 | Meeting Type: | Annual | ||||||
Ticker: | EBAY | Meeting Date: | 13-May-2014 | ||||||
ISIN | US2786421030 | Vote Deadline Date: | 12-May-2014 | ||||||
Agenda | 933949919 | Management | Total Ballot Shares: | 154500 | |||||
Last Vote Date: | 28-Mar-2014 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors | For | None | ||||||
1 | FRED D. ANDERSON | 154500 | 0 | 0 | 0 | ||||
2 | EDWARD W. BARNHOLT | 154500 | 0 | 0 | 0 | ||||
3 | SCOTT D. COOK | 154500 | 0 | 0 | 0 | ||||
4 | JOHN J. DONAHOE | 154500 | 0 | 0 | 0 | ||||
2 | 14A Executive Compensation | For | None | 154500 | 0 | 0 | 0 | ||
3 | Amend Stock Compensation Plan | For | None | 154500 | 0 | 0 | 0 | ||
4 | Ratify Appointment of Independent Auditors | For | None | 154500 | 0 | 0 | 0 | ||
5 | S/H Proposal - Corporate Governance | Against | None | 0 | 154500 | 0 | 0 | ||
6 | S/H Proposal - Corporate Governance | Against | None | 154500 | 0 | 0 | 0 |
Page 37 of 65
PARTNERRE LTD. | ||||||||||
Security: | G6852T105 | Meeting Type: | Annual | |||||||
Ticker: | PRE | Meeting Date: | 13-May-2014 | |||||||
ISIN | BMG6852T1053 | Vote Deadline Date: | 12-May-2014 | |||||||
Agenda | 933956166 | Management | Total Ballot Shares: | 260000 | ||||||
Last Vote Date: | 08-Apr-2014 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | Election of Directors | For | None | |||||||
1 | JUDITH HANRATTY | 260000 | 0 | 0 | 0 | |||||
2 | COSTAS MIRANTHIS | 260000 | 0 | 0 | 0 | |||||
3 | REMY SAUTTER | 260000 | 0 | 0 | 0 | |||||
4 | EGBERT WILLAM | 260000 | 0 | 0 | 0 | |||||
2 | Ratify Appointment of Independent Auditors | For | None | 260000 | 0 | 0 | 0 | |||
3 | 14A Executive Compensation | For | None | 260000 | 0 | 0 | 0 |
Page 38 of 65
EVEREST RE GROUP, LTD. | |||||||||
Security: | G3223R108 | Meeting Type: | Annual | ||||||
Ticker: | RE | Meeting Date: | 14-May-2014 | ||||||
ISIN | BMG3223R1088 | Vote Deadline Date: | 13-May-2014 | ||||||
Agenda | 933978340 | Management | Total Ballot Shares: | 175000 | |||||
Last Vote Date: | 15-Apr-2014 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors | For | None | ||||||
1 | DOMINIC J. ADDESSO | 175000 | 0 | 0 | 0 | ||||
2 | JOHN J. AMORE | 175000 | 0 | 0 | 0 | ||||
3 | JOHN R. DUNNE | 175000 | 0 | 0 | 0 | ||||
4 | WILLIAM F. GALTNEY, JR. | 175000 | 0 | 0 | 0 | ||||
5 | ROGER M. SINGER | 175000 | 0 | 0 | 0 | ||||
6 | JOSEPH V. TARANTO | 175000 | 0 | 0 | 0 | ||||
7 | JOHN A. WEBER | 175000 | 0 | 0 | 0 | ||||
2 | Ratify Appointment of Independent Auditors | For | None | 175000 | 0 | 0 | 0 | ||
3 | 14A Executive Compensation | For | None | 175000 | 0 | 0 | 0 |
Page 39 of 65
GOOGLE INC. | ||||||||||
Security: | 38259P508 | Meeting Type: | Annual | |||||||
Ticker: | GOOG | Meeting Date: | 14-May-2014 | |||||||
ISIN | US38259P5089 | Vote Deadline Date: | 13-May-2014 | |||||||
Agenda | 933948359 | Management | Total Ballot Shares: | 5000 | ||||||
Last Vote Date: | 31-Mar-2014 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | Election of Directors | For | None | |||||||
1 | LARRY PAGE | 5000 | 0 | 0 | 0 | |||||
2 | SERGEY BRIN | 5000 | 0 | 0 | 0 | |||||
3 | ERIC E. SCHMIDT | 5000 | 0 | 0 | 0 | |||||
4 | L. JOHN DOERR | 5000 | 0 | 0 | 0 | |||||
5 | DIANE B. GREENE | 5000 | 0 | 0 | 0 | |||||
6 | JOHN L. HENNESSY | 5000 | 0 | 0 | 0 | |||||
7 | ANN MATHER | 5000 | 0 | 0 | 0 | |||||
8 | PAUL S. OTELLINI | 5000 | 0 | 0 | 0 | |||||
9 | K. RAM SHRIRAM | 5000 | 0 | 0 | 0 | |||||
10 | SHIRLEY M. TILGHMAN | 5000 | 0 | 0 | 0 | |||||
2 | Ratify Appointment of Independent Auditors | For | None | 5000 | 0 | 0 | 0 | |||
3 | 14A Executive Compensation | For | None | 5000 | 0 | 0 | 0 | |||
4 | S/H Proposal - Corporate Governance | Against | None | 0 | 5000 | 0 | 0 | |||
5 | S/H Proposal - Corporate Governance | Against | None | 0 | 5000 | 0 | 0 | |||
6 | S/H Proposal - Simple Majority Voting | Against | None | 0 | 5000 | 0 | 0 | |||
7 | S/H Proposal - Political/Government | Against | None | 0 | 5000 | 0 | 0 | |||
8 | S/H Proposal - Establish Independent Chairman | Against | None | 0 | 5000 | 0 | 0 |
Page 40 of 65
HERTZ GLOBAL HOLDINGS, INC. | ||||||||||
Security: | 42805T105 | Meeting Type: | Annual | |||||||
Ticker: | HTZ | Meeting Date: | 14-May-2014 | |||||||
ISIN | US42805T1051 | Vote Deadline Date: | 13-May-2014 | |||||||
Agenda | 933992655 | Management | Total Ballot Shares: | 422500 | ||||||
Last Vote Date: | 21-Apr-2014 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | Election of Directors (Majority Voting) | For | None | 422500 | 0 | 0 | 0 | |||
2 | Election of Directors (Majority Voting) | For | None | 422500 | 0 | 0 | 0 | |||
3 | Election of Directors (Majority Voting) | For | None | 422500 | 0 | 0 | 0 | |||
4 | 14A Executive Compensation | For | None | 422500 | 0 | 0 | 0 | |||
5 | Amend Articles-Board Related | For | None | 422500 | 0 | 0 | 0 | |||
6 | Approve Reverse Stock Split | For | None | 422500 | 0 | 0 | 0 | |||
7 | Ratify Appointment of Independent Auditors | For | None | 422500 | 0 | 0 | 0 |
Page 41 of 65
APACHE CORPORATION | |||||||||
Security: | 037411105 | Meeting Type: | Annual | ||||||
Ticker: | APA | Meeting Date: | 15-May-2014 | ||||||
ISIN | US0374111054 | Vote Deadline Date: | 14-May-2014 | ||||||
Agenda | 933967486 | Management | Total Ballot Shares: | 331478 | |||||
Last Vote Date: | 08-Apr-2014 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | 331478 | 0 | 0 | 0 | ||
2 | Election of Directors (Majority Voting) | For | None | 331478 | 0 | 0 | 0 | ||
3 | Election of Directors (Majority Voting) | For | None | 331478 | 0 | 0 | 0 | ||
4 | Ratify Appointment of Independent Auditors | For | None | 331478 | 0 | 0 | 0 | ||
5 | 14A Executive Compensation | For | None | 331478 | 0 | 0 | 0 | ||
6 | Declassify Board | For | None | 331478 | 0 | 0 | 0 |
Page 42 of 65
KOHL'S CORPORATION | |||||||||
Security: | 500255104 | Meeting Type: | Annual | ||||||
Ticker: | KSS | Meeting Date: | 15-May-2014 | ||||||
ISIN | US5002551043 | Vote Deadline Date: | 14-May-2014 | ||||||
Agenda | 933948195 | Management | Total Ballot Shares: | 284050 | |||||
Last Vote Date: | 31-Mar-2014 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | 284050 | 0 | 0 | 0 | ||
2 | Election of Directors (Majority Voting) | For | None | 284050 | 0 | 0 | 0 | ||
3 | Election of Directors (Majority Voting) | For | None | 284050 | 0 | 0 | 0 | ||
4 | Election of Directors (Majority Voting) | For | None | 284050 | 0 | 0 | 0 | ||
5 | Election of Directors (Majority Voting) | For | None | 284050 | 0 | 0 | 0 | ||
6 | Election of Directors (Majority Voting) | For | None | 284050 | 0 | 0 | 0 | ||
7 | Election of Directors (Majority Voting) | For | None | 284050 | 0 | 0 | 0 | ||
8 | Election of Directors (Majority Voting) | For | None | 284050 | 0 | 0 | 0 | ||
9 | Election of Directors (Majority Voting) | For | None | 284050 | 0 | 0 | 0 | ||
10 | Election of Directors (Majority Voting) | For | None | 284050 | 0 | 0 | 0 | ||
11 | Ratify Appointment of Independent Auditors | For | None | 284050 | 0 | 0 | 0 | ||
12 | 14A Executive Compensation | For | None | 284050 | 0 | 0 | 0 | ||
13 | S/H Proposal - Executive Compensation | Against | None | 0 | 284050 | 0 | 0 | ||
14 | S/H Proposal - Corporate Governance | Against | None | 0 | 284050 | 0 | 0 |
Page 43 of 65
THE DOW CHEMICAL COMPANY | |||||||||
Security: | 260543103 | Meeting Type: | Annual | ||||||
Ticker: | DOW | Meeting Date: | 15-May-2014 | ||||||
ISIN | US2605431038 | Vote Deadline Date: | 14-May-2014 | ||||||
Agenda | 933951786 | Management | Total Ballot Shares: | 378200 | |||||
Last Vote Date: | 31-Mar-2014 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | 378200 | 0 | 0 | 0 | ||
2 | Election of Directors (Majority Voting) | For | None | 378200 | 0 | 0 | 0 | ||
3 | Election of Directors (Majority Voting) | For | None | 378200 | 0 | 0 | 0 | ||
4 | Election of Directors (Majority Voting) | For | None | 378200 | 0 | 0 | 0 | ||
5 | Election of Directors (Majority Voting) | For | None | 378200 | 0 | 0 | 0 | ||
6 | Election of Directors (Majority Voting) | For | None | 378200 | 0 | 0 | 0 | ||
7 | Election of Directors (Majority Voting) | For | None | 378200 | 0 | 0 | 0 | ||
8 | Election of Directors (Majority Voting) | For | None | 378200 | 0 | 0 | 0 | ||
9 | Election of Directors (Majority Voting) | For | None | 378200 | 0 | 0 | 0 | ||
10 | Election of Directors (Majority Voting) | For | None | 378200 | 0 | 0 | 0 | ||
11 | Ratify Appointment of Independent Auditors | For | None | 378200 | 0 | 0 | 0 | ||
12 | 14A Executive Compensation | For | None | 378200 | 0 | 0 | 0 | ||
13 | Amend Stock Compensation Plan | For | None | 378200 | 0 | 0 | 0 | ||
14 | S/H Proposal - Corporate Governance | Against | None | 0 | 378200 | 0 | 0 | ||
15 | S/H Proposal - Corporate Governance | Against | None | 0 | 378200 | 0 | 0 |
Page 44 of 65
JPMORGAN CHASE & CO. | ||||||||||
Security: | 46625H100 | Meeting Type: | Annual | |||||||
Ticker: | JPM | Meeting Date: | 20-May-2014 | |||||||
ISIN | US46625H1005 | Vote Deadline Date: | 19-May-2014 | |||||||
Agenda | 933970089 | Management | Total Ballot Shares: | 410000 | ||||||
Last Vote Date: | 15-Apr-2014 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | Election of Directors (Majority Voting) | For | None | 410000 | 0 | 0 | 0 | |||
2 | Election of Directors (Majority Voting) | For | None | 410000 | 0 | 0 | 0 | |||
3 | Election of Directors (Majority Voting) | For | None | 410000 | 0 | 0 | 0 | |||
4 | Election of Directors (Majority Voting) | For | None | 410000 | 0 | 0 | 0 | |||
5 | Election of Directors (Majority Voting) | For | None | 410000 | 0 | 0 | 0 | |||
6 | Election of Directors (Majority Voting) | For | None | 410000 | 0 | 0 | 0 | |||
7 | Election of Directors (Majority Voting) | For | None | 410000 | 0 | 0 | 0 | |||
8 | Election of Directors (Majority Voting) | For | None | 410000 | 0 | 0 | 0 | |||
9 | Election of Directors (Majority Voting) | For | None | 410000 | 0 | 0 | 0 | |||
10 | Election of Directors (Majority Voting) | For | None | 410000 | 0 | 0 | 0 | |||
11 | Election of Directors (Majority Voting) | For | None | 410000 | 0 | 0 | 0 | |||
12 | 14A Executive Compensation | For | None | 410000 | 0 | 0 | 0 | |||
13 | Ratify Appointment of Independent Auditors | For | None | 410000 | 0 | 0 | 0 | |||
14 | S/H Proposal - Political/Government | Against | None | 0 | 410000 | 0 | 0 | |||
15 | S/H Proposal - Corporate Governance | Against | None | 0 | 410000 | 0 | 0 | |||
16 | S/H Proposal - Adopt Cumulative Voting | Against | None | 0 | 410000 | 0 | 0 |
Page 45 of 65
ULTRA PETROLEUM CORP. | |||||||||
Security: | 903914109 | Meeting Type: | Annual | ||||||
Ticker: | UPL | Meeting Date: | 20-May-2014 | ||||||
ISIN | CA9039141093 | Vote Deadline Date: | 19-May-2014 | ||||||
Agenda | 933977526 | Management | Total Ballot Shares: | 803803 | |||||
Last Vote Date: | 15-Apr-2014 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | 803803 | 0 | 0 | 0 | ||
2 | Election of Directors (Majority Voting) | For | None | 803803 | 0 | 0 | 0 | ||
3 | Election of Directors (Majority Voting) | For | None | 803803 | 0 | 0 | 0 | ||
4 | Election of Directors (Majority Voting) | For | None | 803803 | 0 | 0 | 0 | ||
5 | Election of Directors (Majority Voting) | For | None | 803803 | 0 | 0 | 0 | ||
6 | Ratify Appointment of Independent Auditors | For | None | 803803 | 0 | 0 | 0 | ||
7 | Amend Stock Compensation Plan | For | None | 803803 | 0 | 0 | 0 | ||
8 | 14A Executive Compensation | For | None | 803803 | 0 | 0 | 0 |
Page 46 of 65
CYTOKINETICS, INCORPORATED | ||||||||||
Security: | 23282 W605 | Meeting Type: | Annual | |||||||
Ticker: | CYTK | Meeting Date: | 21-May-2014 | |||||||
ISIN | US23282 W6057 | Vote Deadline Date: | 20-May-2014 | |||||||
Agenda | 933966573 | Management | Total Ballot Shares: | 79335 | ||||||
Last Vote Date: | 08-Apr-2014 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | Election of Directors | For | None | |||||||
1 | L. PATRICK GAGE | 79335 | 0 | 0 | 0 | |||||
2 | WENDELL WIERENGA | 79335 | 0 | 0 | 0 | |||||
2 | Ratify Appointment of Independent Auditors | For | None | 79335 | 0 | 0 | 0 | |||
3 | 14A Executive Compensation | For | None | 79335 | 0 | 0 | 0 |
Page 47 of 65
HALLIBURTON COMPANY | |||||||||
Security: | 406216101 | Meeting Type: | Annual | ||||||
Ticker: | HAL | Meeting Date: | 21-May-2014 | ||||||
ISIN | US4062161017 | Vote Deadline Date: | 20-May-2014 | ||||||
Agenda | 933970786 | Management | Total Ballot Shares: | 685000 | |||||
Last Vote Date: | 09-Apr-2014 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | 685000 | 0 | 0 | 0 | ||
2 | Election of Directors (Majority Voting) | For | None | 685000 | 0 | 0 | 0 | ||
3 | Election of Directors (Majority Voting) | For | None | 685000 | 0 | 0 | 0 | ||
4 | Election of Directors (Majority Voting) | For | None | 685000 | 0 | 0 | 0 | ||
5 | Election of Directors (Majority Voting) | For | None | 685000 | 0 | 0 | 0 | ||
6 | Election of Directors (Majority Voting) | For | None | 685000 | 0 | 0 | 0 | ||
7 | Election of Directors (Majority Voting) | For | None | 685000 | 0 | 0 | 0 | ||
8 | Election of Directors (Majority Voting) | For | None | 685000 | 0 | 0 | 0 | ||
9 | Election of Directors (Majority Voting) | For | None | 685000 | 0 | 0 | 0 | ||
10 | Election of Directors (Majority Voting) | For | None | 685000 | 0 | 0 | 0 | ||
11 | Election of Directors (Majority Voting) | For | None | 685000 | 0 | 0 | 0 | ||
12 | Ratify Appointment of Independent Auditors | For | None | 685000 | 0 | 0 | 0 | ||
13 | 14A Executive Compensation | For | None | 685000 | 0 | 0 | 0 | ||
14 | S/H Proposal - Human Rights Related | Against | None | 0 | 685000 | 0 | 0 |
Page 48 of 65
ALPHA NATURAL RESOURCES, INC. | ||||||||||
Security: | 02076X102 | Meeting Type: | Annual | |||||||
Ticker: | ANR | Meeting Date: | 22-May-2014 | |||||||
ISIN | US02076X1028 | Vote Deadline Date: | 21-May-2014 | |||||||
Agenda | 933971221 | Management | Total Ballot Shares: | 2133269 | ||||||
Last Vote Date: | 15-Apr-2014 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | Election of Directors (Majority Voting) | For | None | 2133269 | 0 | 0 | 0 | |||
2 | Election of Directors (Majority Voting) | For | None | 2133269 | 0 | 0 | 0 | |||
3 | Election of Directors (Majority Voting) | For | None | 2133269 | 0 | 0 | 0 | |||
4 | Election of Directors (Majority Voting) | For | None | 2133269 | 0 | 0 | 0 | |||
5 | Election of Directors (Majority Voting) | For | None | 2133269 | 0 | 0 | 0 | |||
6 | Election of Directors (Majority Voting) | For | None | 2133269 | 0 | 0 | 0 | |||
7 | Election of Directors (Majority Voting) | For | None | 2133269 | 0 | 0 | 0 | |||
8 | Election of Directors (Majority Voting) | For | None | 2133269 | 0 | 0 | 0 | |||
9 | Election of Directors (Majority Voting) | For | None | 2133269 | 0 | 0 | 0 | |||
10 | Amend Stock Compensation Plan | For | None | 2133269 | 0 | 0 | 0 | |||
11 | 14A Executive Compensation | For | None | 2133269 | 0 | 0 | 0 | |||
12 | Ratify Appointment of Independent Auditors | For | None | 2133269 | 0 | 0 | 0 | |||
13 | S/H Proposal - Environmental | Against | None | 0 | 2133269 | 0 | 0 | |||
14 | S/H Proposal - Environmental | Against | None | 0 | 2133269 | 0 | 0 | |||
15 | S/H Proposal - Create a Non-Discriminatory | Against | None | 0 | 2133269 | 0 | 0 | |||
Sexual Orientation Policy |
Page 49 of 65
INTEL CORPORATION | |||||||||
Security: | 458140100 | Meeting Type: | Annual | ||||||
Ticker: | INTC | Meeting Date: | 22-May-2014 | ||||||
ISIN | US4581401001 | Vote Deadline Date: | 21-May-2014 | ||||||
Agenda | 933962854 | Management | Total Ballot Shares: | 798700 | |||||
Last Vote Date: | 08-Apr-2014 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | 798700 | 0 | 0 | 0 | ||
2 | Election of Directors (Majority Voting) | For | None | 798700 | 0 | 0 | 0 | ||
3 | Election of Directors (Majority Voting) | For | None | 798700 | 0 | 0 | 0 | ||
4 | Election of Directors (Majority Voting) | For | None | 798700 | 0 | 0 | 0 | ||
5 | Election of Directors (Majority Voting) | For | None | 798700 | 0 | 0 | 0 | ||
6 | Election of Directors (Majority Voting) | For | None | 798700 | 0 | 0 | 0 | ||
7 | Election of Directors (Majority Voting) | For | None | 798700 | 0 | 0 | 0 | ||
8 | Election of Directors (Majority Voting) | For | None | 798700 | 0 | 0 | 0 | ||
9 | Election of Directors (Majority Voting) | For | None | 798700 | 0 | 0 | 0 | ||
10 | Election of Directors (Majority Voting) | For | None | 798700 | 0 | 0 | 0 | ||
11 | Ratify Appointment of Independent Auditors | For | None | 798700 | 0 | 0 | 0 | ||
12 | 14A Executive Compensation | For | None | 798700 | 0 | 0 | 0 |
Page 50 of 65
NELNET, INC. | ||||||||||
Security: | 64031 N108 | Meeting Type: | Annual | |||||||
Ticker: | NNI | Meeting Date: | 22-May-2014 | |||||||
ISIN | US64031 N1081 | Vote Deadline Date: | 21-May-2014 | |||||||
Agenda | 933970394 | Management | Total Ballot Shares: | 525000 | ||||||
Last Vote Date: | 15-Apr-2014 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | Election of Directors (Majority Voting) | For | None | 525000 | 0 | 0 | 0 | |||
2 | Election of Directors (Majority Voting) | For | None | 525000 | 0 | 0 | 0 | |||
3 | Election of Directors (Majority Voting) | For | None | 525000 | 0 | 0 | 0 | |||
4 | Election of Directors (Majority Voting) | For | None | 525000 | 0 | 0 | 0 | |||
5 | Election of Directors (Majority Voting) | For | None | 525000 | 0 | 0 | 0 | |||
6 | Election of Directors (Majority Voting) | For | None | 525000 | 0 | 0 | 0 | |||
7 | Election of Directors (Majority Voting) | For | None | 525000 | 0 | 0 | 0 | |||
8 | Election of Directors (Majority Voting) | For | None | 525000 | 0 | 0 | 0 | |||
9 | Election of Directors (Majority Voting) | For | None | 525000 | 0 | 0 | 0 | |||
10 | Ratify Appointment of Independent Auditors | For | None | 525000 | 0 | 0 | 0 | |||
11 | 14A Executive Compensation | For | None | 525000 | 0 | 0 | 0 | |||
12 | Amend Stock Option Plan | For | None | 525000 | 0 | 0 | 0 | |||
13 | Approve Stock Compensation Plan | For | None | 525000 | 0 | 0 | 0 |
Page 51 of 65
MERCK & CO., INC. | ||||||||||
Security: | 58933 Y105 | Meeting Type: | Annual | |||||||
Ticker: | MRK | Meeting Date: | 27-May-2014 | |||||||
ISIN | US58933 Y1055 | Vote Deadline Date: | 23-May-2014 | |||||||
Agenda | 933975180 | Management | Total Ballot Shares: | 427191 | ||||||
Last Vote Date: | 15-Apr-2014 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | Election of Directors (Majority Voting) | For | None | 427191 | 0 | 0 | 0 | |||
2 | Election of Directors (Majority Voting) | For | None | 427191 | 0 | 0 | 0 | |||
3 | Election of Directors (Majority Voting) | For | None | 427191 | 0 | 0 | 0 | |||
4 | Election of Directors (Majority Voting) | For | None | 427191 | 0 | 0 | 0 | |||
5 | Election of Directors (Majority Voting) | For | None | 427191 | 0 | 0 | 0 | |||
6 | Election of Directors (Majority Voting) | For | None | 427191 | 0 | 0 | 0 | |||
7 | Election of Directors (Majority Voting) | For | None | 427191 | 0 | 0 | 0 | |||
8 | Election of Directors (Majority Voting) | For | None | 427191 | 0 | 0 | 0 | |||
9 | Election of Directors (Majority Voting) | For | None | 427191 | 0 | 0 | 0 | |||
10 | Election of Directors (Majority Voting) | For | None | 427191 | 0 | 0 | 0 | |||
11 | Election of Directors (Majority Voting) | For | None | 427191 | 0 | 0 | 0 | |||
12 | Election of Directors (Majority Voting) | For | None | 427191 | 0 | 0 | 0 | |||
13 | 14A Executive Compensation | For | None | 427191 | 0 | 0 | 0 | |||
14 | Ratify Appointment of Independent Auditors | For | None | 427191 | 0 | 0 | 0 | |||
15 | S/H Proposal - Corporate Governance | Against | None | 427191 | 0 | 0 | 0 | |||
16 | S/H Proposal - Corporate Governance | Against | None | 427191 | 0 | 0 | 0 |
Page 52 of 65
CAMECO CORPORATION | |||||||||
Security: | 13321L108 | Meeting Type: | Annual | ||||||
Ticker: | CCJ | Meeting Date: | 28-May-2014 | ||||||
ISIN | CA13321L1085 | Vote Deadline Date: | 23-May-2014 | ||||||
Agenda | 933975596 | Management | Total Ballot Shares: | 801038 | |||||
Last Vote Date: |
15-Apr-2014 |
||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | S/H Proposal - Corporate Governance | Against | None | 0 | 801038 | 0 | 0 | ||
2 | Election of Directors (Majority Voting) | For | None | ||||||
1 | IAN BRUCE | 801038 | 0 | 0 | 0 | ||||
2 | DANIEL CAMUS | 801038 | 0 | 0 | 0 | ||||
3 | JOHN CLAPPISON | 801038 | 0 | 0 | 0 | ||||
4 | JOE COLVIN | 801038 | 0 | 0 | 0 | ||||
5 | JAMES CURTISS | 801038 | 0 | 0 | 0 | ||||
6 | DONALD DERANGER | 801038 | 0 | 0 | 0 | ||||
7 | CATHERINE GIGNAC | 801038 | 0 | 0 | 0 | ||||
8 | TIM GITZEL | 801038 | 0 | 0 | 0 | ||||
9 | JAMES GOWANS | 801038 | 0 | 0 | 0 | ||||
10 | NANCY HOPKINS | 801038 | 0 | 0 | 0 | ||||
11 | ANNE MCLELLAN | 801038 | 0 | 0 | 0 | ||||
12 | NEIL MCMILLAN | 801038 | 0 | 0 | 0 | ||||
13 | VICTOR ZALESCHUK | 801038 | 0 | 0 | 0 | ||||
3 | Ratify Appointment of Independent Auditors | For | None | 801038 | 0 | 0 | 0 | ||
4 | 14A Executive Compensation | For | None | 801038 | 0 | 0 | 0 | ||
5 | Approve Charter Amendment | For | None | 801038 | 0 | 0 | 0 |
Page 53 of 65
SYNCHRONOSS TECHNOLOGIES, INC. | ||||||||||
Security: | 87157B103 | Meeting Type: | Annual | |||||||
Ticker: | SNCR | Meeting Date: | 28-May-2014 | |||||||
ISIN | US87157B1035 | Vote Deadline Date: | 27-May-2014 | |||||||
Agenda | 934001809 | Management | Total Ballot Shares: | 168400 | ||||||
Last Vote Date: | 01-May-2014 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | Election of Directors | For | None | |||||||
1 THOMAS J. HOPKINS | 168400 | 0 | 0 | 0 | ||||||
2 | Ratify Appointment of Independent Auditors | For | None | 168400 | 0 | 0 | 0 | |||
3 | 14A Executive Compensation | For | None | 168400 | 0 | 0 | 0 |
Page 54 of 65
IDENIX PHARMACEUTICALS, INC. | ||||||||||
Security: | 45166 R204 | Meeting Type: | Annual | |||||||
Ticker: | IDIX | Meeting Date: | 05-Jun-2014 | |||||||
ISIN | US45166 R2040 | Vote Deadline Date: | 04-Jun-2014 | |||||||
Agenda | 934010187 | Management | Total Ballot Shares: | 858979 | ||||||
Last Vote Date: | 06-May-2014 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | Election of Directors | For | None | |||||||
1 | WAYNE T. HOCKMEYER, PHD | 858979 | 0 | 0 | 0 | |||||
2 | THOMAS R. HODGSON | 858979 | 0 | 0 | 0 | |||||
3 | TAMAR D. HOWSON | 858979 | 0 | 0 | 0 | |||||
4 | D. POLLARD-KNIGHT, PH.D | 858979 | 0 | 0 | 0 | |||||
5 | RONALD C. RENAUD, JR. | 858979 | 0 | 0 | 0 | |||||
6 | CHARLES A. ROWLAND, JR. | 858979 | 0 | 0 | 0 | |||||
7 | MICHAEL S. WYZGA | 858979 | 0 | 0 | 0 | |||||
2 | Adopt Employee Stock Purchase Plan | For | None | 858979 | 0 | 0 | 0 | |||
3 | Ratify Appointment of Independent Auditors | For | None | 858979 | 0 | 0 | 0 | |||
4 | 14A Executive Compensation | For | None | 858979 | 0 | 0 | 0 |
Page 55 of 65
THE TJX COMPANIES, INC. | |||||||||
Security: | 872540109 | Meeting Type: | Annual | ||||||
Ticker: | TJX | Meeting Date: | 10-Jun-2014 | ||||||
ISIN | US8725401090 | Vote Deadline Date: | 09-Jun-2014 | ||||||
Agenda | 934003194 | Management | Total Ballot Shares: | 1244668 | |||||
Last Vote Date: | 01-May-2014 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | 1244668 | 0 | 0 | 0 | ||
2 | Election of Directors (Majority Voting) | For | None | 1244668 | 0 | 0 | 0 | ||
3 | Election of Directors (Majority Voting) | For | None | 1244668 | 0 | 0 | 0 | ||
4 | Election of Directors (Majority Voting) | For | None | 1244668 | 0 | 0 | 0 | ||
5 | Election of Directors (Majority Voting) | For | None | 1244668 | 0 | 0 | 0 | ||
6 | Election of Directors (Majority Voting) | For | None | 1244668 | 0 | 0 | 0 | ||
7 | Election of Directors (Majority Voting) | For | None | 1244668 | 0 | 0 | 0 | ||
8 | Election of Directors (Majority Voting) | For | None | 1244668 | 0 | 0 | 0 | ||
9 | Election of Directors (Majority Voting) | For | None | 1244668 | 0 | 0 | 0 | ||
10 | Election of Directors (Majority Voting) | For | None | 1244668 | 0 | 0 | 0 | ||
11 | Ratify Appointment of Independent Auditors | For | None | 1244668 | 0 | 0 | 0 | ||
12 | 14A Executive Compensation | For | None | 1244668 | 0 | 0 | 0 |
Page 56 of 65
TARGET CORPORATION | ||||||||||
Security: | 87612E106 | Meeting Type: | Annual | |||||||
Ticker: | TGT | Meeting Date: | 11-Jun-2014 | |||||||
ISIN | US87612E1064 | Vote Deadline Date: | 10-Jun-2014 | |||||||
Agenda | 934026433 | Management | Total Ballot Shares: | 460000 | ||||||
Last Vote Date: | 21-May-2014 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | Election of Directors (Majority Voting) | For | None | 460000 | 0 | 0 | 0 | |||
2 | Election of Directors (Majority Voting) | For | None | 460000 | 0 | 0 | 0 | |||
3 | Election of Directors (Majority Voting) | For | None | 460000 | 0 | 0 | 0 | |||
4 | Election of Directors (Majority Voting) | For | None | 460000 | 0 | 0 | 0 | |||
5 | Election of Directors (Majority Voting) | For | None | 460000 | 0 | 0 | 0 | |||
6 | Election of Directors (Majority Voting) | For | None | 460000 | 0 | 0 | 0 | |||
7 | Election of Directors (Majority Voting) | For | None | 460000 | 0 | 0 | 0 | |||
8 | Election of Directors (Majority Voting) | For | None | 460000 | 0 | 0 | 0 | |||
9 | Election of Directors (Majority Voting) | For | None | 460000 | 0 | 0 | 0 | |||
10 | Election of Directors (Majority Voting) | For | None | 460000 | 0 | 0 | 0 | |||
11 | Ratify Appointment of Independent Auditors | For | None | 460000 | 0 | 0 | 0 | |||
12 | 14A Executive Compensation | For | None | 460000 | 0 | 0 | 0 | |||
13 | S/H Proposal - Corporate Governance | Against | None | 0 | 460000 | 0 | 0 | |||
14 | S/H Proposal - Establish Independent Chairman | Against | None | 0 | 460000 | 0 | 0 | |||
15 | S/H Proposal - Create a Non-Discriminatory | Against | None | 0 | 460000 | 0 | 0 | |||
Sexual Orientation Policy |
Page 57 of 65
VISTEON CORPORATION | ||||||||||
Security: | 92839U206 | Meeting Type: | Annual | |||||||
Ticker: | VC | Meeting Date: | 12-Jun-2014 | |||||||
ISIN | US92839U2069 | Vote Deadline Date: | 11-Jun-2014 | |||||||
Agenda | 933997592 | Management | Total Ballot Shares: | 128141 | ||||||
Last Vote Date: | 01-May-2014 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | Election of Directors (Majority Voting) | For | None | 128141 | 0 | 0 | 0 | |||
2 | Election of Directors (Majority Voting) | For | None | 128141 | 0 | 0 | 0 | |||
3 | Election of Directors (Majority Voting) | For | None | 128141 | 0 | 0 | 0 | |||
4 | Election of Directors (Majority Voting) | For | None | 128141 | 0 | 0 | 0 | |||
5 | Election of Directors (Majority Voting) | For | None | 128141 | 0 | 0 | 0 | |||
6 | Election of Directors (Majority Voting) | For | None | 128141 | 0 | 0 | 0 | |||
7 | Election of Directors (Majority Voting) | For | None | 128141 | 0 | 0 | 0 | |||
8 | Election of Directors (Majority Voting) | For | None | 128141 | 0 | 0 | 0 | |||
9 | Ratify Appointment of Independent Auditors | For | None | 128141 | 0 | 0 | 0 | |||
10 | 14A Executive Compensation | For | None | 128141 | 0 | 0 | 0 |
Page 58 of 65
REPROS THERAPEUTICS INC. | ||||||||||
Security: | 76028H209 | Meeting Type: | Annual | |||||||
Ticker: | RPRX | Meeting Date: | 16-Jun-2014 | |||||||
ISIN | US76028H2094 | Vote Deadline Date: | 13-Jun-2014 | |||||||
Agenda | 934003803 | Management | Total Ballot Shares: | 145891 | ||||||
Last Vote Date: | 01-May-2014 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | Election of Directors | For | None | |||||||
1 | JOSEPH S. PODOLSKI | 145891 | 0 | 0 | 0 | |||||
2 | DANIEL F. CAIN | 145891 | 0 | 0 | 0 | |||||
3 | NOLA MASTERSON, M.S. | 145891 | 0 | 0 | 0 | |||||
4 | SAIRA RAMASASTRY | 145891 | 0 | 0 | 0 | |||||
5 | MICHAEL SUESSERMAN | 145891 | 0 | 0 | 0 | |||||
6 | M.G. WYLLIE, PH.D., DSC | 145891 | 0 | 0 | 0 | |||||
2 | Ratify Appointment of Independent Auditors | For | None | 145891 | 0 | 0 | 0 | |||
3 | 14A Executive Compensation | For | None | 145891 | 0 | 0 | 0 |
Page 59 of 65
WEATHERFORD INTERNATIONAL LTD | |||||||||
Security: | H27013103 | Meeting Type: | Special | ||||||
Ticker: | WFT | Meeting Date: | 16-Jun-2014 | ||||||
ISIN | CH0038838394 | Vote Deadline Date: | 13-Jun-2014 | ||||||
Agenda | 934000299 | Management | Total Ballot Shares: | 825983 | |||||
Last Vote Date: | 25-Apr-2014 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Approve Merger Agreement | For | None | 825983 | 0 | 0 | 0 | ||
2 | Approve Charter Amendment | For | None | 825983 | 0 | 0 | 0 | ||
3 | Approve Charter Amendment | None | None | 0 | 0 | 0 | 825983 |
Page 60 of 65
WEATHERFORD INTERNATIONAL LTD | |||||||||
Security: | H27013103 | Meeting Type: | Special | ||||||
Ticker: | WFT | Meeting Date: | 16-Jun-2014 | ||||||
ISIN | CH0038838394 | Vote Deadline Date: | 13-Jun-2014 | ||||||
Agenda | 934033363 | Management | Total Ballot Shares: | 675000 | |||||
Last Vote Date: | 28-May-2014 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Approve Merger Agreement | For | None | 675000 | 0 | 0 | 0 | ||
2 | Approve Charter Amendment | For | None | 675000 | 0 | 0 | 0 | ||
3 | Approve Charter Amendment | None | None | 0 | 0 | 0 | 675000 |
Page 61 of 65
CELGENE CORPORATION | |||||||||
Security: | 151020104 | Meeting Type: | Annual | ||||||
Ticker: | CELG | Meeting Date: | 18-Jun-2014 | ||||||
ISIN | US1510201049 | Vote Deadline Date: | 17-Jun-2014 | ||||||
Agenda | 934002837 | Management | Total Ballot Shares: | 100000 | |||||
Last Vote Date: | 01-May-2014 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors | For | None | ||||||
1 | ROBERT J. HUGIN | 100000 | 0 | 0 | 0 | ||||
2 | R.W. BARKER, D. PHIL. | 100000 | 0 | 0 | 0 | ||||
3 | MICHAEL D. CASEY | 100000 | 0 | 0 | 0 | ||||
4 | CARRIE S. COX | 100000 | 0 | 0 | 0 | ||||
5 | RODMAN L. DRAKE | 100000 | 0 | 0 | 0 | ||||
6 | M.A. FRIEDMAN, M.D. | 100000 | 0 | 0 | 0 | ||||
7 | GILLA KAPLAN, PH.D. | 100000 | 0 | 0 | 0 | ||||
8 | JAMES J. LOUGHLIN | 100000 | 0 | 0 | 0 | ||||
9 | ERNEST MARIO, PH.D. | 100000 | 0 | 0 | 0 | ||||
2 | Ratify Appointment of Independent Auditors | For | None | 100000 | 0 | 0 | 0 | ||
3 | Approve Stock Split | For | None | 100000 | 0 | 0 | 0 | ||
4 | Amend Stock Compensation Plan | For | None | 100000 | 0 | 0 | 0 | ||
5 | 14A Executive Compensation | For | None | 100000 | 0 | 0 | 0 | ||
6 | S/H Proposal - Corporate Governance | Against | None | 0 | 100000 | 0 | 0 |
Page 62 of 65
AON PLC | |||||||||
Security: | G0408V102 | Meeting Type: | Annual | ||||||
Ticker: | AON | Meeting Date: | 24-Jun-2014 | ||||||
ISIN | GB00B5BT0K07 | Vote Deadline Date: | 23-Jun-2014 | ||||||
Agenda | 934007445 | Management | Total Ballot Shares: | 330492 | |||||
Last Vote Date: | 06-May-2014 | ||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||
1 | Election of Directors (Majority Voting) | For | None | 330492 | 0 | 0 | 0 | ||
2 | Election of Directors (Majority Voting) | For | None | 330492 | 0 | 0 | 0 | ||
3 | Election of Directors (Majority Voting) | For | None | 330492 | 0 | 0 | 0 | ||
4 | Election of Directors (Majority Voting) | For | None | 330492 | 0 | 0 | 0 | ||
5 | Election of Directors (Majority Voting) | For | None | 330492 | 0 | 0 | 0 | ||
6 | Election of Directors (Majority Voting) | For | None | 330492 | 0 | 0 | 0 | ||
7 | Election of Directors (Majority Voting) | For | None | 330492 | 0 | 0 | 0 | ||
8 | Election of Directors (Majority Voting) | For | None | 330492 | 0 | 0 | 0 | ||
9 | Election of Directors (Majority Voting) | For | None | 330492 | 0 | 0 | 0 | ||
10 | Election of Directors (Majority Voting) | For | None | 330492 | 0 | 0 | 0 | ||
11 | Election of Directors (Majority Voting) | For | None | 330492 | 0 | 0 | 0 | ||
12 | Election of Directors (Majority Voting) | For | None | 330492 | 0 | 0 | 0 | ||
13 | Receive Directors' Report | For | None | 330492 | 0 | 0 | 0 | ||
14 | Ratify Appointment of Independent Auditors | For | None | 330492 | 0 | 0 | 0 | ||
15 | Ratify Appointment of Independent Auditors | For | None | 330492 | 0 | 0 | 0 | ||
16 | Approve Remuneration of Directors and Auditors | For | None | 330492 | 0 | 0 | 0 | ||
17 | 14A Executive Compensation | For | None | 330492 | 0 | 0 | 0 | ||
18 | Approve Remuneration of Directors and Auditors | For | None | 330492 | 0 | 0 | 0 | ||
19 | Approve Remuneration of Directors and Auditors | For | None | 330492 | 0 | 0 | 0 | ||
20 | Approve Stock Compensation Plan | For | None | 330492 | 0 | 0 | 0 | ||
21 | Adopt Employee Stock Purchase Plan | For | None | 330492 | 0 | 0 | 0 |
ARIAD PHARMACEUTICALS, INC. | ||||||||||
Security: | 04033A100 | Meeting Type: | Annual | |||||||
Ticker: | ARIA | Meeting Date: | 25-Jun-2014 | |||||||
ISIN | US04033A1007 | Vote Deadline Date: | 24-Jun-2014 | |||||||
Agenda | 934022447 | Management | Total Ballot Shares: | 1200000 | ||||||
Last Vote Date: | 20-May-2014 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | Election of Directors (Majority Voting) | For | None | 1200000 | 0 | 0 | 0 | |||
2 | Election of Directors (Majority Voting) | For | None | 1200000 | 0 | 0 | 0 | |||
3 | Election of Directors (Majority Voting) | For | None | 1200000 | 0 | 0 | 0 | |||
4 | Miscellaneous Corporate Actions | For | None | 1200000 | 0 | 0 | 0 | |||
5 | Approve Stock Compensation Plan | For | None | 1200000 | 0 | 0 | 0 | |||
6 | Amend Employee Stock Purchase Plan | For | None | 1200000 | 0 | 0 | 0 | |||
7 | 14A Executive Compensation | For | None | 1200000 | 0 | 0 | 0 | |||
8 | Ratify Appointment of Independent Auditors | For | None | 1200000 | 0 | 0 | 0 |
Page 64 of 65
INTRA-CELLULAR THERAPIES INC | ||||||||||
Security: | 46116X101 | Meeting Type: | Annual | |||||||
Ticker: | ITCI | Meeting Date: | 30-Jun-2014 | |||||||
ISIN | US46116X1019 | Vote Deadline Date: | 27-Jun-2014 | |||||||
Agenda | 934030052 | Management | Total Ballot Shares: | 200000 | ||||||
Last Vote Date: | 29-May-2014 | |||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||
1 | Election of Directors | For | None | |||||||
1 | RICHARD LERNER, M.D. | 200000 | 0 | 0 | 0 | |||||
2 | SIR MICHAEL RAWLINS, MD | 200000 | 0 | 0 | 0 | |||||
2 | Ratify Appointment of Independent Auditors | For | None | 200000 | 0 | 0 | 0 |
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SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has
duly caused this report to be signed on its behalf by the undersigned, thereunto duly
authorized.
Registrant General American Investors Company, Inc.
By (Signature and Title)* /s/Jeffrey W. Priest