npx6302013.htm - Generated by SEC Publisher for SEC Filing

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

FORM N-PX

ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED

MANAGEMENT INVESTMENT COMPANY

Investment Company Act file number 811-41

General American Investors Company, Inc.

(Exact name of registrant as specified in charter)

     100 Park Avenue New York, NY 10017

(Address of principal executive offices) (Zip code)

     Eugene S. Stark Vice-President, Administration General American Investors Company, Inc.

     100 Park Avenue New York, NY 10017 (Name and address of agent for service)

Registrant’s telephone number, including area code: 212-916-8400

Date of fiscal year end: December 31

Date of reporting period: July 1, 2012 — June 30, 2013

Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (§§ 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant’s proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.

A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget (“OMB”) control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 100 F Street, NE, Washington, DC 20549. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. § 3507.


Proxy Voting Record
 
Meeting Date Range: 01-Jul-2012 To 30-Jun-2013            
All Accounts                    
DELL INC.                    
 
Security:   24702 R101     Meeting Type:   Annual    
Ticker:   DELL       Meeting Date:   13-Jul-2012    
 
ISIN   US24702 R1014     Vote Deadline Date: 12-Jul-2012    
Agenda   933646119   Management   Total Ballot Shares: 825000    
Last Vote Date: 04-Jun-2012                
Item Proposal       Recommendation Default Vote For Against Abstain Take No Action
 
1 ELECTION OF DIRECTOR: JAMES W. BREYER For None 825000 0 0 0
2 ELECTION OF DIRECTOR: DONALD J. CARTY For None 825000 0 0 0
3 ELECTION OF DIRECTOR: JANET F. CLARK For None 825000 0 0 0
4 ELECTION OF DIRECTOR: LAURA     For None 825000 0 0 0
  CONIGLIARO                
5 ELECTION OF DIRECTOR: MICHAEL S. DELL For None 825000 0 0 0
6 ELECTION OF DIRECTOR: KENNETH M. For None 825000 0 0 0
  DUBERSTEIN                
7 ELECTION OF DIRECTOR: WILLIAM H. GRAY, For None 825000 0 0 0
  III                  
8 ELECTION OF DIRECTOR: GERARD J. For None 825000 0 0 0
  KLEISTERLEE                
9 ELECTION OF DIRECTOR: KLAUS S. LUFT For None 825000 0 0 0
10 ELECTION OF DIRECTOR: ALEX J. MANDL For None 825000 0 0 0
11 ELECTION OF DIRECTOR: SHANTANU For None 825000 0 0 0
  NARAYEN                  
12 ELECTION OF DIRECTOR: H. ROSS PEROT, For None 825000 0 0 0
  JR.                  
13 RATIFICATION OF SELECTION OF     For None 825000 0 0 0
  PRICEWATERHOUSECOOPERS LLP AS            
  DELL'S INDEPENDENT AUDITOR FOR FISCAL            
  2013                  
14 APPROVAL, ON AN ADVISORY BASIS, OF For None 825000 0 0 0
  DELL'S COMPENSATION OF ITS NAMED            
  EXECUTIVE OFFICERS AS DISCLOSED IN THE            
  PROXY STATEMENT                
15 APPROVAL OF THE DELL INC. 2012 LONG- For None 825000 0 0 0
  TERM INCENTIVE PLAN                

 

Page 1

 

Proxy Voting Record
 
 
VODAFONE GROUP PLC                
 
Security:   92857 W209     Meeting Type:   Annual    
 
Ticker:   VOD       Meeting Date:   24-Jul-2012    
 
ISIN   US92857 W2098     Vote Deadline Date: 13-Jul-2012    
 
Agenda   933661123   Management   Total Ballot Shares: 378100    
 
Last Vote Date: 05-Jul-2012                
 
Item Proposal       Recommendation Default Vote For Against Abstain Take No Action
 
1 TO RECEIVE THE COMPANY'S ACCOUNTS For None 378100 0 0 0
  AND REPORTS OF THE DIRECTORS AND THE            
  AUDITOR FOR THE YEAR ENDED 31 MARCH            
  2012                  
2 TO RE-ELECT GERARD KLEISTERLEE AS A For None 378100 0 0 0
  DIRECTOR (MEMBER OF THE NOMINATIONS            
  AND GOVERNANCE COMMITTEE)                
3 TO RE-ELECT VITTORIO COLAO AS A For None 378100 0 0 0
  DIRECTOR                  
4 TO RE-ELECT ANDY HALFORD AS A For None 378100 0 0 0
  DIRECTOR                  
5 TO RE-ELECT STEPHEN PUSEY AS A For None 378100 0 0 0
  DIRECTOR                  
6 TO RE-ELECT RENEE JAMES AS A DIRECTOR For None 378100 0 0 0
7 TO RE-ELECT ALAN JEBSON AS A DIRECTOR For None 378100 0 0 0
  (MEMBER OF THE AUDIT AND RISK            
  COMMITTEE)                
8 TO RE-ELECT SAMUEL JONAH AS A For None 378100 0 0 0
  DIRECTOR (MEMBER OF THE                
  REMUNERATION COMMITTEE)                
9 TO RE-ELECT NICK LAND AS A DIRECTOR For None 378100 0 0 0
  (MEMBER OF THE AUDIT AND RISK            
  COMMITTEE)                
10 TO RE-ELECT ANNE LAUVERGEON AS A For None 378100 0 0 0
  DIRECTOR (MEMBER OF THE AUDIT AND            
  RISK COMMITTEE)                
11 TO RE-ELECT LUC VANDEVELDE AS A For None 378100 0 0 0
  DIRECTOR (MEMBER OF THE NOMINATIONS            
  AND GOVERNANCE COMMITTEE AND            
  MEMBER OF THE REMUNERATION            
  COMMITTEE)                

 

Page 2

 

Proxy Voting Record
 
 
Item Proposal Recommendation Default Vote For Against Abstain Take No Action
 
12 TO RE-ELECT ANTHONY WATSON AS A For None 378100 0 0 0
  DIRECTOR (MEMBER OF THE NOMINATIONS            
  AND GOVERNANCE COMMITTEE AND            
  MEMBER OF THE REMUNERATION            
  COMMITTEE)            
13 TO RE-ELECT PHILIP YEA AS A DIRECTOR For None 378100 0 0 0
  (MEMBER OF THE REMUNERATION            
  COMMITTEE)            
14 TO APPROVE A FINAL DIVIDEND OF 6.47 For None 378100 0 0 0
  PENCE PER ORDINARY SHARE            
15 TO APPROVE THE REMUNERATION REPORT For None 378100 0 0 0
  OF THE BOARD FOR THE YEAR ENDED 31            
  MARCH 2012            
16 TO RE-APPOINT DELOITTE LLP AS AUDITOR For None 378100 0 0 0
17 TO AUTHORISE THE AUDIT & RISK For None 378100 0 0 0
  COMMITTEE TO DETERMINE THE            
  REMUNERATION OF THE AUDITOR            
18 TO AUTHORISE THE DIRECTORS TO ALLOT For None 378100 0 0 0
  SHARES            
19 TO AUTHORISE THE DIRECTORS TO DIS- For None 378100 0 0 0
  APPLY PRE-EMPTION RIGHTS            
20 TO AUTHORISE THE COMPANY TO For None 378100 0 0 0
  PURCHASE ITS OWN SHARES (SECTION 701,            
  COMPANIES ACT 2006)            
21 TO AUTHORISE POLITICAL DONATIONS AND For None 378100 0 0 0
  EXPENDITURE            
22 TO AUTHORISE THE CALLING OF A GENERAL For None 378100 0 0 0
  MEETING OTHER THAN AN ANNUAL            
  GENERAL MEETING ON NOT LESS THAN 14            
  CLEAR DAYS' NOTICE            

 

Page 3

 

Proxy Voting Record
 
 
ASML HOLDINGS N.V.                
 
Security:   N07059186     Meeting Type:   Special    
 
Ticker:   ASML     Meeting Date:   07-Sep-2012    
 
ISIN   USN070591862     Vote Deadline Date: 30-Aug-2012    
 
Agenda   933673609 Management   Total Ballot Shares: 575000    
 
Last Vote Date: 09-Aug-2012              
 
Item Proposal     Recommendation Default Vote For Against Abstain Take No Action
 
1 PROPOSAL TO RESOLVE TO AUTHORIZE THE For None 575000 0 0 0
  BOARD OF MANAGEMENT TO ISSUE SHARES            
  OR RIGHTS TO SUBSCRIBE FOR SHARES IN            
  THE CAPITAL OF THE COMPANY IN            
  CONNECTION WITH THE CUSTOMER CO-            
  INVESTMENT PROGRAM, SUBJECT TO            
  SUPERVISORY BOARD APPROVAL, UP TO            
  25% OF THE ISSUED SHARE CAPITAL OF THE            
  COMPANY AT THE ANNUAL GENERAL            
  MEETING OF SHAREHOLDERS (THE "AGM")            
  HELD ON 25 APRIL 2012, FROM 7              
  SEPTEMBER 2012 THROUGH 31 JULY 2013.            
2 PROPOSAL TO RESOLVE TO AUTHORIZE THE For None 575000 0 0 0
  BOARD OF MANAGEMENT TO RESTRICT OR            
  EXCLUDE, SUBJECT TO SUPERVISORY            
  BOARD APPROVAL, THE PRE-EMPTION            
  RIGHTS ACCRUING TO SHAREHOLDERS IN            
  CONNECTION WITH THE ISSUE OF SHARES            
  OR RIGHTS TO SUBSCRIBE FOR SHARES AS            
  DESCRIBED UNDER (A) FROM 7 SEPTEMBER            
  2012 THROUGH 31 JULY 2013.              
3 PROPOSAL TO RESOLVE TO AMEND THE For None 575000 0 0 0
  ARTICLES OF ASSOCIATION OF THE            
  COMPANY IN ACCORDANCE WITH THE            
  DRAFT DEED OF AMENDMENT TO THE            
  ARTICLES OF ASSOCIATION (PART I) TO            
  CREATE A SPECIFIC SHARE CLASS            
  (ORDINARY SHARES M) FOR THE              
  PARTICIPANTS TO THE CUSTOMER CO-            
  INVESTMENT PROGRAM. UPON THE FIRST            
  AMENDMENT OF THE ARTICLES OF            
  ASSOCIATION OF THE COMPANY THE            

 

Page 4

 

Proxy Voting Record
 
 
Item Proposal Recommendation Default Vote For Against Abstain Take No Action
 
  ORDINARY SHARES TO BE HELD FOR THE            
  BENEFIT OF THE PARTICIPANTS TO THE            
  CUSTOMER CO-INVESTMENT PROGRAM            
  WILL BE CONVERTED INTO ORDINARY            
  SHARES M AND ALL OTHER ORDINARY            
  SHARES WILL BE CONVERTED INTO            
  ORDINARY SHARES A.            
4 PROPOSAL TO RESOLVE TO AMEND THE For None 575000 0 0 0
  ARTICLES OF ASSOCIATION OF THE            
  COMPANY IN ACCORDANCE WITH THE            
  DRAFT DEED OF AMENDMENT TO THE            
  ARTICLES OF ASSOCIATION (PART II) TO            
  INCREASE THE PAR VALUE PER ORDINARY            
  SHARE A BY AN AMOUNT TO BE            
  DETERMINED BY THE BOARD OF            
  MANAGEMENT OF AT LEAST EUR 5.97 PER            
  SHARE AND AT MOST EUR 12 PER SHARE AT            
  THE EXPENSE OF THE SHARE PREMIUM            
  RESERVE.            
5 PROPOSAL TO RESOLVE TO REDUCE THE For None 575000 0 0 0
  ISSUED CAPITAL BY AN AMOUNT AT LEAST            
  EQUAL TO THE AGGREGATE AMOUNT TO BE            
  PAID BY THE PARTICIPANTS TO THE            
  CUSTOMER CO-INVESTMENT PROGRAM FOR            
  THEIR SHARES, BEING AN AMOUNT NO LESS            
  THAN EUR 2,513,447,071.07 AND NO MORE            
  THAN EUR 5,000,000,000 BY DECREASING            
  THE NOMINAL VALUE OF THE ORDINARY            
  SHARES A BY AN AMOUNT TO BE            
  DETERMINED BY THE BOARD OF            
  MANAGEMENT OF AT LEAST EUR 5.99 PER            
  SHARE AND AT MOST EUR 12 PER SHARE,            
  ALL AS MORE FULLY DESCRIBED IN THE            
  PROXY STATEMENT.            
6 PROPOSAL TO RESOLVE TO AMEND THE For None 575000 0 0 0
  ARTICLES OF ASSOCIATION OF THE            
  COMPANY IN ACCORDANCE WITH THE            
  DRAFT DEED OF AMENDMENT TO THE            
  ARTICLES OF ASSOCIATION (PART IV) TO            
  CONSOLIDATE THE ORDINARY SHARES A AT            
  AN EXCHANGE RATIO TO BE DETERMINED            

 

Page 5

 

Proxy Voting Record
 
 
Item Proposal Recommendation Default Vote For Against Abstain Take No Action
 
  BY THE BOARD OF MANAGEMENT. THE            
  EXCHANGE RATIO WILL DEPEND ON THE            
  PERCENTAGE OF NEW SHARES TO BE            
  ISSUED TO THE PARTICIPANTS TO THE            
  CUSTOMER CO-INVESTMENT PROGRAM, ALL            
  AS MORE FULLY DESCRIBED IN THE PROXY            
  STATEMENT.            
7 PROPOSAL TO RESOLVE TO AMEND THE For None 575000 0 0 0
  ARTICLES OF ASSOCIATION IN            
  ACCORDANCE WITH THE DRAFT DEED OF            
  AMENDMENT TO THE ARTICLES OF            
  ASSOCIATION (PART V) TO DELETE THE            
  SHARE CLASS M FOR PARTICIPANTS TO THE            
  CUSTOMER CO-INVESTMENT PROGRAM AND            
  SHARE CLASS A FOR THE OTHER            
  SHAREHOLDERS. THE ORDINARY SHARES M            
  AND ORDINARY SHARES A SHALL BE            
  CONVERTED INTO ORDINARY SHARES            
  WITHOUT A SPECIFIC LETTER MARK            
  ATTACHED TO IT.            
8 AUTHORIZATION TO EXECUTE THE DEEDS For None 575000 0 0 0
  OF AMENDMENT PROPOSAL TO RESOLVE TO            
  AUTHORIZE EACH DIRECTOR OF THE            
  COMPANY AS WELL AS ANY AND ALL            
  LAWYERS AND PARALEGALS PRACTICING            
  WITH DE BRAUW BLACKSTONE WESTBROEK            
  N.V. TO EXECUTE THE NOTARIAL DEEDS OF            
  AMENDMENT TO THE ARTICLES OF            
  ASSOCIATION.            
9 PROPOSAL TO RESOLVE TO AUTHORIZE THE For None 575000 0 0 0
  BOARD OF MANAGEMENT TO ISSUE SHARES            
  OR RIGHTS TO SUBSCRIBE FOR SHARES IN            
  THE CAPITAL OF THE COMPANY, SUBJECT            
  TO SUPERVISORY BOARD APPROVAL,            
  LIMITED TO 5% OF THE ISSUED SHARE            
  CAPITAL AT 25 APRIL 2012 FROM 7            
  SEPTEMBER 2012 THROUGH 25 OCTOBER            
  2013. PROVIDED THAT THE GENERAL            
  MEETING OF SHAREHOLDERS GRANTS THIS            
  NEW AUTHORIZATION, THE            
  CORRESPONDING AUTHORIZATION            
  GRANTED AT THE AGM HELD ON 25 APRIL            
  2012 WILL CEASE TO APPLY TO THE EXTENT            
  NOT ALREADY USED.            

 

Page 6

 

Proxy Voting Record
 
 
Item Proposal Recommendation Default Vote For Against Abstain Take No Action
 
10 PROPOSAL TO RESOLVE TO AUTHORIZE THE For None 575000 0 0 0
  BOARD OF MANAGEMENT TO RESTRICT OR            
  EXCLUDE THE PRE-EMPTION RIGHTS            
  ACCRUING TO SHAREHOLDERS IN            
  CONNECTION WITH THE ISSUE OF SHARES            
  OR RIGHTS TO SUBSCRIBE FOR SHARES AS            
  DESCRIBED UNDER (A), SUBJECT TO            
  APPROVAL OF THE SUPERVISORY BOARD,            
  FOR A PERIOD FROM 7 SEPTEMBER 2012            
  THROUGH 25 OCTOBER 2013. PROVIDED            
  THAT THE GENERAL MEETING OF            
  SHAREHOLDERS GRANTS THIS NEW            
  AUTHORIZATION, THE CORRESPONDING            
  AUTHORIZATION GRANTED AT THE AGM            
  HELD ON 25 APRIL 2012 WILL CEASE TO            
  APPLY TO THE EXTENT NOT ALREADY USED.            
11 PROPOSAL TO RESOLVE TO AUTHORIZE THE For None 575000 0 0 0
  BOARD OF MANAGEMENT TO ISSUE SHARES            
  OR RIGHTS TO SUBSCRIBE FOR SHARES IN            
  THE CAPITAL OF THE COMPANY, SUBJECT            
  TO SUPERVISORY BOARD APPROVAL,            
  LIMITED TO 5% OF THE ISSUED SHARE            
  CAPITAL AT 25 APRIL 2012, WHICH 5% CAN            
  ONLY BE USED IN CONNECTION WITH OR ON            
  THE OCCASION OF MERGERS,            
  ACQUISITIONS AND/OR (STRATEGIC)            
  ALLIANCES, FOR A PERIOD FROM 7            
  SEPTEMBER 2012 THROUGH 25 OCTOBER            
  2013, ALL AS MORE FULLY DESCRIBED IN            
  THE PROXY STATEMENT.            
12 PROPOSAL TO RESOLVE TO AUTHORIZE THE For None 575000 0 0 0
  BOARD OF MANAGEMENT TO RESTRICT OR            
  EXCLUDE THE PRE-EMPTION RIGHTS            
  ACCRUING TO SHAREHOLDERS IN            
  CONNECTION WITH THE ISSUE OF SHARES            
  OR RIGHTS TO SUBSCRIBE FOR SHARES AS            
  DESCRIBED UNDER (C), SUBJECT TO            
  APPROVAL OF THE SUPERVISORY BOARD,            
  FOR A PERIOD FROM 7 SEPTEMBER 2012            
  THROUGH 25 OCTOBER 2013. PROVIDED            
  THAT THE GENERAL MEETING OF            
  SHAREHOLDERS GRANTS THIS NEW            
  AUTHORIZATION, THE CORRESPONDING            
  AUTHORIZATION GRANTED AT THE AGM            
  HELD ON 25 APRIL 2012 WILL CEASE TO            
  APPLY TO THE EXTENT NOT ALREADY USED.            

 

Page 7

 

 


Proxy Voting Record
 
 
DIAGEO PLC                    
 
Security:   25243 Q205     Meeting Type:   Annual    
Ticker:   DEO       Meeting Date:   17-Oct-2012    
 
ISIN   US25243 Q2057     Vote Deadline Date: 08-Oct-2012    
Agenda   933687418   Management   Total Ballot Shares: 350000    
Last Vote Date: 18-Sep-2012                
 
Item Proposal       Recommendation Default Vote For Against Abstain Take No Action
 
1 REPORT AND ACCOUNTS 2012.     For None 350000 0 0 0
2 DIRECTORS' REMUNERATION REPORT 2012. For None 350000 0 0 0
3 DECLARATION OF FINAL DIVIDEND. For None 350000 0 0 0
4 RE-ELECTION OF PB BRUZELIUS AS A For None 350000 0 0 0
  DIRECTOR. (AUDIT, NOMINATION &            
  REMUNERATION COMMITTEE)                
5 RE-ELECTION OF LM DANON AS A     For None 350000 0 0 0
  DIRECTOR. (AUDIT, NOMINATION &            
  REMUNERATION COMMITTEE)                
6 RE-ELECTION OF LORD DAVIES AS A For None 350000 0 0 0
  DIRECTOR. (AUDIT, NOMINATION,                
  REMUNERATION(CHAIRMAN OF THE            
  COMMITTEE))                
7 RE-ELECTION OF BD HOLDEN AS A For None 350000 0 0 0
  DIRECTOR. (AUDIT, NOMINATION &            
  REMUNERATION COMMITTEE)                
8 RE-ELECTION OF DR FB HUMER AS A For None 350000 0 0 0
  DIRECTOR. (NOMINATION COMMITTEE            
  (CHAIRMAN OF THE COMMITTEE))                
9 RE-ELECTION OF D MAHLAN AS A DIRECTOR. For None 350000 0 0 0
  (EXECUTIVE COMMITTEE)                
10 RE-ELECTION OF PG SCOTT AS A DIRECTOR. For None 350000 0 0 0
  (AUDIT(CHAIRMAN OF THE COMMITTEE),            
  NOMINATION, REMUNERATION COMMITTEE)            
11 RE-ELECTION OF HT STITZER AS A For None 350000 0 0 0
  DIRECTOR. (AUDIT, NOMINATION &            
  REMUNERATION COMMITTEE)                
12 RE-ELECTION OF PS WALSH AS A DIRECTOR. For None 350000 0 0 0
  (EXECUTIVE COMMITTEE(CHAIRMAN OF THE            
  COMMITTEE))                
13 ELECTION OF HO KWONPING AS A For None 350000 0 0 0
  DIRECTOR. (AUDIT, NOMINATION &            
  REMUNERATION COMMITTEE)                

 

Page 8

 

Proxy Voting Record
 
Item Proposal Recommendation Default Vote For Against Abstain Take No Action
 
14 ELECTION OF IM MENEZES AS A DIRECTOR. For None 350000 0 0 0
  (EXECUTIVE COMMITTEE)            
15 RE-APPOINTMENT OF AUDITOR. For None 350000 0 0 0
16 REMUNERATION OF AUDITOR. For None 350000 0 0 0
17 AUTHORITY TO ALLOT SHARES. For None 350000 0 0 0
18 DISAPPLICATION OF PRE-EMPTION RIGHTS. For None 350000 0 0 0
19 AUTHORITY TO PURCHASE OWN ORDINARY For None 350000 0 0 0
  SHARES.            
20 AUTHORITY TO MAKE POLITICAL DONATIONS For None 350000 0 0 0
  AND/OR TO INCUR POLITICAL EXPENDITURE            
  IN THE EU.            
21 REDUCED NOTICE OF A GENERAL MEETING For None 350000 0 0 0
  OTHER THAN AN ANNUAL GENERAL            
  MEETING.            

 

Page 9

 

Proxy Voting Record
 
CISCO SYSTEMS, INC.                  
 
Security:   17275 R102     Meeting Type:   Annual    
Ticker:   CSCO       Meeting Date:   15-Nov-2012    
 
ISIN   US17275 R1023     Vote Deadline Date: 14-Nov-2012    
Agenda   933691708   Management   Total Ballot Shares: 960000    
Last Vote Date: 09-Nov-2012                
Item Proposal       Recommendation Default Vote For Against Abstain Take No Action
 
1 ELECTION OF DIRECTOR: CAROL A. BARTZ For None 0 960000 0 0
2 ELECTION OF DIRECTOR: MARC BENIOFF For None 960000 0 0 0
3 ELECTION OF DIRECTOR: M. MICHELE For None 960000 0 0 0
  BURNS                  
4 ELECTION OF DIRECTOR: MICHAEL D. For None 960000 0 0 0
  CAPELLAS                  
5 ELECTION OF DIRECTOR: LARRY R. CARTER For None 960000 0 0 0
6 ELECTION OF DIRECTOR: JOHN T.     For None 960000 0 0 0
  CHAMBERS                  
7 ELECTION OF DIRECTOR: BRIAN L. HALLA For None 960000 0 0 0
8 ELECTION OF DIRECTOR: DR. JOHN L. For None 960000 0 0 0
  HENNESSY                  
9 ELECTION OF DIRECTOR: DR. KRISTINA M. For None 960000 0 0 0
  JOHNSON                  
10 ELECTION OF DIRECTOR: RICHARD M. For None 960000 0 0 0
  KOVACEVICH                
11 ELECTION OF DIRECTOR: RODERICK C. For None 960000 0 0 0
  MCGEARY                  
12 ELECTION OF DIRECTOR: ARUN SARIN For None 960000 0 0 0
13 ELECTION OF DIRECTOR: STEVEN M. WEST For None 960000 0 0 0
14 APPROVAL OF AMENDMENT AND     For None 960000 0 0 0
  RESTATEMENT OF THE EXECUTIVE            
  INCENTIVE PLAN.                
15 APPROVAL, ON AN ADVISORY BASIS, OF For None 960000 0 0 0
  EXECUTIVE COMPENSATION.                
16 RATIFICATION OF     For None 960000 0 0 0
  PRICEWATERHOUSECOOPERS LLP AS            
  CISCO'S INDEPENDENT REGISTERED PUBLIC            
  ACCOUNTING FIRM FOR FISCAL 2013.            
17 APPROVAL TO HAVE CISCO'S BOARD ADOPT Against None 960000 0 0 0
  A POLICY TO HAVE AN INDEPENDENT BOARD            
  CHAIRMAN WHENEVER POSSIBLE.            

 

Page 10

 

Proxy Voting Record
 
Item Proposal Recommendation Default Vote For Against Abstain Take No Action
 
18 APPROVAL TO REQUEST CISCO Against None 0 960000 0 0
  MANAGEMENT TO PREPARE A REPORT ON            
  "CONFLICT MINERALS" IN CISCO'S SUPPLY            
  CHAIN.            

 

Page 11

 

Proxy Voting Record
 
TOWERS WATSON & CO              
 
Security:   891894107     Meeting Type:   Annual    
Ticker:   TW     Meeting Date:   16-Nov-2012    
ISIN   US8918941076     Vote Deadline Date: 15-Nov-2012    
Agenda   933692332 Management   Total Ballot Shares: 206000    
Last Vote Date: 09-Nov-2012              
Item Proposal     Recommendation Default Vote For Against Abstain Take No Action
1 ELECTION OF DIRECTOR: VICTOR F. GANZI For None 206000 0 0 0
2 ELECTION OF DIRECTOR: JOHN J. HALEY For None 206000 0 0 0
3 ELECTION OF DIRECTOR: LESLIE S. HEISZ For None 206000 0 0 0
4 ELECTION OF DIRECTOR: BRENDAN R. For None 206000 0 0 0
  O'NEILL                
5 ELECTION OF DIRECTOR: LINDA D. RABBITT For None 206000 0 0 0
6 ELECTION OF DIRECTOR: GILBERT T. RAY For None 206000 0 0 0
7 ELECTION OF DIRECTOR: PAUL THOMAS For None 206000 0 0 0
8 ELECTION OF DIRECTOR: WILHELM ZELLER For None 206000 0 0 0
9 RATIFY THE SELECTION OF DELOITTE & For None 206000 0 0 0
  TOUCHE LLP AS THE COMPANY'S              
  INDEPENDENT REGISTERED PUBLIC            
  ACCOUNTING FIRM FOR THE FISCAL YEAR            
  ENDING JUNE 30, 2013.              
10 TO APPROVE, BY NON-BINDING VOTE, THE For None 206000 0 0 0
  COMPENSATION OF THE COMPANY'S NAMED            
  EXECUTIVE OFFICERS.              

 

Page 12

 

Proxy Voting Record
 
EPOCH HOLDING CORPORATION                
Security:     29428 R103     Meeting Type: Annual    
Ticker:     EPHC       Meeting Date:   28-Nov-2012    
ISIN     US29428 R1032     Vote Deadline Date: 27-Nov-2012    
Agenda     933698473   Management   Total Ballot Shares: 1666667    
Last Vote Date:   12-Nov-2012                
Item Proposal     Recommendation Default Vote For Against Abstain Take No Action
1 DIRECTOR     For None        
  1   ALLAN R. TESSLER         1666667 0 0 0
  2   WILLIAM W. PRIEST         1666667 0 0 0
  3   ENRIQUE R. ARZAC         1666667 0 0 0
  4   JEFFREY L. BERENSON         1666667 0 0 0
  5   JOHN L. CECIL         1666667 0 0 0
  6   PETER A. FLAHERTY         1666667 0 0 0
  7   TIMOTHY T. TAUSSIG         1666667 0 0 0
2 TO APPROVE, IN A NON-BINDING ADVISORY For None 1666667 0 0 0
  VOTE, THE COMPENSATION OF THE            
  COMPANY'S NAMED EXECUTIVE OFFICERS.            
3 TO APPROVE THE EPOCH HOLDING For None 1666667 0 0 0
  CORPORATION 2012 LONG-TERM INCENTIVE            
  COMPENSATION PLAN.                
4 TO RATIFY THE APPOINTMENT OF CF & CO., For None 1666667 0 0 0
  L.L.P. AS THE COMPANY'S INDEPENDENT            
  REGISTERED PUBLIC ACCOUNTING FIRM            
  FOR THE FISCAL YEAR ENDING JUNE 30,            
  2013 .                  

 

Page 13

 

Proxy Voting Record
 
MICROSOFT CORPORATION              
 
Security:   594918104     Meeting Type:   Annual    
Ticker:   MSFT     Meeting Date:   28-Nov-2012    
 
ISIN   US5949181045     Vote Deadline Date: 27-Nov-2012    
Agenda   933691784 Management   Total Ballot Shares: 795000    
Last Vote Date: 09-Nov-2012              
Item Proposal     Recommendation Default Vote For Against Abstain Take No Action
 
1 ELECTION OF DIRECTOR: STEVEN A. For None 795000 0 0 0
  BALLMER                
2 ELECTION OF DIRECTOR: DINA DUBLON For None 795000 0 0 0
3 ELECTION OF DIRECTOR: WILLIAM H. GATES For None 795000 0 0 0
  III                
4 ELECTION OF DIRECTOR: MARIA M. KLAWE For None 795000 0 0 0
5 ELECTION OF DIRECTOR: STEPHEN J. LUCZO For None 795000 0 0 0
6 ELECTION OF DIRECTOR: DAVID F. For None 795000 0 0 0
  MARQUARDT              
7 ELECTION OF DIRECTOR: CHARLES H. NOSKI For None 795000 0 0 0
8 ELECTION OF DIRECTOR: HELMUT PANKE For None 795000 0 0 0
9 ELECTION OF DIRECTOR: JOHN W. For None 795000 0 0 0
  THOMPSON                
10 ADVISORY VOTE ON NAMED EXECUTIVE For None 795000 0 0 0
  OFFICER COMPENSATION (THE BOARD            
  RECOMMENDS A VOTE FOR THIS              
  PROPOSAL)                
11 APPROVAL OF EMPLOYEE STOCK   For None 795000 0 0 0
  PURCHASE PLAN (THE BOARD              
  RECOMMENDS A VOTE FOR THIS              
  PROPOSAL)                
12 RATIFICATION OF DELOITTE & TOUCHE LLP For None 795000 0 0 0
  AS OUR INDEPENDENT AUDITOR FOR FISCAL            
  YEAR 2013 (THE BOARD RECOMMENDS A            
  VOTE FOR THIS PROPOSAL)              
13 SHAREHOLDER PROPOSAL - ADOPT Against None 0 795000 0 0
  CUMULATIVE VOTING (THE BOARD            
  RECOMMENDS A VOTE AGAINST THIS            
  PROPOSAL)                

 

Page 14

 

Proxy Voting Record
 
COSTCO WHOLESALE CORPORATION                
Security:   22160 K105     Meeting Type:   Annual    
Ticker:   COST       Meeting Date:   24-Jan-2013    
ISIN   US22160 K1051     Vote Deadline Date: 23-Jan-2013    
Agenda   933716954   Management   Total Ballot Shares: 394500    
Last Vote Date: 18-Jan-2013                
Item Proposal     Recommendation Default Vote For Against Abstain Take No Action
1 DIRECTOR     For None        
  1 BENJAMIN S. CARSON, SR.         394500 0 0 0
  2 WILLIAM H. GATES         394500 0 0 0
  3 HAMILTON E. JAMES         394500 0 0 0
  4 W. CRAIG JELINEK         394500 0 0 0
  5 JILL S. RUCKELSHAUS         394500 0 0 0
2 RATIFICATION OF SELECTION OF     For None 394500 0 0 0
  INDEPENDENT AUDITORS.                
3 APPROVAL, ON AN ADVISORY BASIS, OF For None 0 0 394500 0
  EXECUTIVE COMPENSATION.                
4 CONSIDERATION OF SHAREHOLDER Against None 0 0 394500 0
  PROPOSAL TO ELIMINATE THE                
  CLASSIFICATION OF THE BOARD OF            
  DIRECTORS.                

 

Page 15

 

Proxy Voting Record
 
APPLE INC.                  
 
Security:   037833100     Meeting Type:   Annual    
Ticker:   AAPL     Meeting Date:   27-Feb-2013    
 
ISIN   US0378331005     Vote Deadline Date: 26-Feb-2013    
Agenda   933725042 Management   Total Ballot Shares: 67000    
Last Vote Date: 18-Jan-2013              
Item Proposal   Recommendation Default Vote For Against Abstain Take No Action
1 DIRECTOR   For None        
  1 WILLIAM CAMPBELL       67000 0 0 0
  2 TIMOTHY COOK       67000 0 0 0
  3 MILLARD DREXLER       67000 0 0 0
  4 AL GORE       67000 0 0 0
  5 ROBERT IGER       67000 0 0 0
  6 ANDREA JUNG       67000 0 0 0
  7 ARTHUR LEVINSON       67000 0 0 0
  8 RONALD SUGAR       67000 0 0 0
2 AMENDMENT OF APPLE'S RESTATED For None 67000 0 0 0
  ARTICLES OF INCORPORATION TO (I)            
  ELIMINATE CERTAIN LANGUAGE RELATING            
  TO TERM OF OFFICE OF DIRECTORS IN            
  ORDER TO FACILITATE THE ADOPTION OF            
  MAJORITY VOTING FOR ELECTION OF            
  DIRECTORS, (II) ELIMINATE "BLANK CHECK"            
  PREFERRED STOCK, (III) ESTABLISH A PAR            
  VALUE FOR COMPANY'S COMMON STOCK OF            
  $0.00001 PER SHARE AND (IV) MAKE OTHER            
  CHANGES.              
3 RATIFICATION OF THE APPOINTMENT OF For None 67000 0 0 0
  ERNST & YOUNG LLP AS THE COMPANY'S            
  INDEPENDENT REGISTERED PUBLIC            
  ACCOUNTING FIRM FOR 2013.              
4 A NON-BINDING ADVISORY RESOLUTION TO For None 67000 0 0 0
  APPROVE EXECUTIVE COMPENSATION.            
5 A SHAREHOLDER PROPOSAL ENTITLED Against None 0 67000 0 0
  "EXECUTIVES TO RETAIN SIGNIFICANT            
  STOCK."              
6 A SHAREHOLDER PROPOSAL ENTITLED Against None 0 67000 0 0
  "BOARD COMMITTEE ON HUMAN RIGHTS."            

 

Page 16

 

Proxy Voting Record
 
INTERNATIONAL GAME TECHNOLOGY              
Security:   459902102     Meeting Type:   Contested-Annual    
Ticker:   IGT     Meeting Date:   05-Mar-2013    
ISIN   US4599021023     Vote Deadline Date: 04-Mar-2013    
Agenda   933729850 Opposition   Total Ballot Shares: 750000    
Last Vote Date: 01-Mar-2013              
Item Proposal   Recommendation Default Vote For Against Abstain Take No Action
1 DIRECTOR   For For        
  1 RAYMOND J. BROOKS, JR.       750000 0 0 0
  2 CHARLES N. MATHEWSON       0 0 750000 0
  3 DANIEL B. SILVERS       750000 0 0 0
  4 MGT NOM J. CHAFFIN       750000 0 0 0
  5 MGT NOM GREG CREED       750000 0 0 0
  6 MGT NOM PATTI S. HART       750000 0 0 0
  7 MGT NOM R. J. MILLER       750000 0 0 0
  8 MGT NOM P. G. SATRE       750000 0 0 0
2 THE COMPANY'S PROPOSAL TO AMEND THE None Abstain 750000 0 0 0
  INTERNATIONAL GAME TECHNOLOGY 2002            
  STOCK INCENTIVE PLAN.              
3 THE COMPANY'S PROPOSAL FOR AN None Abstain 750000 0 0 0
  ADVISORY VOTE TO APPROVE THE            
  COMPANY'S EXECUTIVE COMPENSATION.            
4 THE COMPANY'S PROPOSAL TO RATIFY THE None For 750000 0 0 0
  APPOINTMENT OF              
  PRICEWATERHOUSECOOPERS LLP AS THE            
  COMPANY'S INDEPENDENT REGISTERED            
  PUBLIC ACCOUNTING FIRM FOR FISCAL            
  YEAR ENDING SEPTEMBER 30, 2013.            

 

Page 17

 

Proxy Voting Record
 
QUALCOMM INCORPORATED              
 
Security:   747525103     Meeting Type:   Annual    
Ticker:   QCOM     Meeting Date:   05-Mar-2013    
 
ISIN   US7475251036     Vote Deadline Date: 04-Mar-2013    
Agenda   933726397 Management   Total Ballot Shares: 700000    
Last Vote Date: 18-Jan-2013              
Item Proposal     Recommendation Default Vote For Against Abstain Take No Action
 
1 ELECTION OF DIRECTOR: BARBARA T. For None 700000 0 0 0
  ALEXANDER                
2 ELECTION OF DIRECTOR: DONALD G. For None 700000 0 0 0
  CRUICKSHANK              
3 ELECTION OF DIRECTOR: RAYMOND V. For None 700000 0 0 0
  DITTAMORE                
4 ELECTION OF DIRECTOR: SUSAN HOCKFIELD For None 700000 0 0 0
5 ELECTION OF DIRECTOR: THOMAS W. For None 700000 0 0 0
  HORTON                
6 ELECTION OF DIRECTOR: PAUL E. JACOBS For None 700000 0 0 0
7 ELECTION OF DIRECTOR: SHERRY LANSING For None 700000 0 0 0
8 ELECTION OF DIRECTOR: DUANE A. NELLES For None 700000 0 0 0
9 ELECTION OF DIRECTOR: FRANCISCO ROS For None 700000 0 0 0
10 ELECTION OF DIRECTOR: BRENT   For None 700000 0 0 0
  SCOWCROFT              
11 ELECTION OF DIRECTOR: MARC I. STERN For None 700000 0 0 0
12 TO APPROVE THE 2006 LONG-TERM For None 700000 0 0 0
  INCENTIVE PLAN, AS AMENDED, WHICH            
  INCLUDES AN INCREASE IN THE SHARE            
  RESERVE BY 90,000,000 SHARES.              
13 TO RATIFY THE SELECTION OF   For None 700000 0 0 0
  PRICEWATERHOUSECOOPERS LLP AS OUR            
  INDEPENDENT PUBLIC ACCOUNTANTS FOR            
  OUR FISCAL YEAR ENDING SEPTEMBER 29,            
  2013.                
14 ADVISORY APPROVAL OF THE COMPANY'S For None 0 0 700000 0
  EXECUTIVE COMPENSATION.              

 

Page 18

 

Proxy Voting Record
 
THE ADT CORPORATION                    
Security:   00101 J106       Meeting Type:     Annual    
Ticker:   ADT         Meeting Date:     14-Mar-2013    
ISIN   US00101 J1060       Vote Deadline Date:     13-Mar-2013    
Agenda   933729432   Management   Total Ballot Shares:     292500    
Last Vote Date: 07-Mar-2013                    
Item Proposal     Recommendation Default Vote   For Against Abstain Take No Action
1 DIRECTOR     For   None          
  1 THOMAS COLLIGAN             292500 0 0 0
  2 TIMOTHY DONAHUE             292500 0 0 0
  3 ROBERT DUTKOWSKY             292500 0 0 0
  4 BRUCE GORDON             292500 0 0 0
  5 NAREN GURSAHANEY             292500 0 0 0
  6 BRIDGETTE HELLER             292500 0 0 0
  7 KATHLEEN HYLE             292500 0 0 0
  8 KEITH MEISTER             292500 0 0 0
  9 DINESH PALIWAL             292500 0 0 0
2 TO RATIFY THE APPOINTMENT OF DELOITTE For   None   292500 0 0 0
  & TOUCHE LLP AS ADT'S INDEPENDENT                
  REGISTERED PUBLIC ACCOUNTING FIRM                
  FOR THE FISCAL YEAR 2013.                    
3 TO APPROVE, BY NON-BINDING VOTE, For   None   292500 0 0 0
  NAMED EXECUTIVE OFFICER                    
  COMPENSATION.                    
Item Proposal     Recommendation Default Vote 1 Year 2 Years 3 Years Abstain Take No
                        Action
4 TO RECOMMEND, BY NON-BINDING VOTE, 1 Year None 292500   0 0 0 0
  THE FREQUENCY OF NAMED EXECUTIVE                
  OFFICER COMPENSATION VOTES.                

 

Page 19

 

Proxy Voting Record
 
 
M&T BANK CORPORATION                
 
Security:   55261 F104     Meeting Type:   Special    
Ticker:   MTB       Meeting Date:   16-Apr-2013    
ISIN   US55261 F1049     Vote Deadline Date: 15-Apr-2013    
Agenda   933739178   Management   Total Ballot Shares: 110000    
Last Vote Date: 07-Mar-2013                
 
Item Proposal       Recommendation Default Vote For Against Abstain Take No Action
 
1 TO APPROVE THE ISSUANCE OF M&T BANK For None 110000 0 0 0
  CORPORATION COMMON STOCK TO            
  HUDSON CITY BANCORP, INC.                
  STOCKHOLDERS PURSUANT TO THE            
  AGREEMENT AND PLAN OF MERGER, DATED            
  AS OF AUGUST 27, 2012, BY AND AMONG            
  M&T BANK CORPORATION, HUDSON CITY            
  BANCORP, INC. AND WILMINGTON TRUST            
  CORPORATION.                
2 TO APPROVE CERTAIN AMENDMENTS TO For None 110000 0 0 0
  THE TERMS OF THE FIXED RATE                
  CUMULATIVE PERPETUAL PREFERRED            
  STOCK, SERIES A, PAR VALUE $1.00 PER            
  SHARE AND LIQUIDATION PREFERENCE            
  $1,000 PER SHARE, OF M&T BANK                
  CORPORATION, WHICH ARE REFERRED TO            
  AS THE SERIES A PREFERRED SHARES,            
  INCLUDING AMENDMENTS TO THE DIVIDEND            
  RATE AND THE REDEMPTION PROVISIONS            
  OF THE SERIES A PREFERRED SHARES.            
3 TO APPROVE CERTAIN AMENDMENTS TO For None 110000 0 0 0
  THE TERMS OF THE FIXED RATE                
  CUMULATIVE PERPETUAL PREFERRED            
  STOCK, SERIES C, PAR VALUE $1.00 PER            
  SHARE AND LIQUIDATION PREFERENCE            
  $1,000 PER SHARE, OF M&T BANK                
  CORPORATION, WHICH ARE REFERRED TO            
  AS THE SERIES C PREFERRED SHARES,            
  INCLUDING AMENDMENTS TO THE DIVIDEND            
  RATE AND THE REDEMPTION PROVISIONS            
  OF THE SERIES C PREFERRED SHARES.            

 

Page 20

 

Proxy Voting Record
 
 
Item Proposal Recommendation Default Vote For Against Abstain Take No Action
 
4 TO APPROVE ONE OR MORE For None 110000 0 0 0
  ADJOURNMENTS OF THE M&T BANK            
  CORPORATION SPECIAL MEETING OF            
  SHAREHOLDERS, IF NECESSARY OR            
  APPROPRIATE, INCLUDING ADJOURNMENTS            
  TO PERMIT FURTHER SOLICITATION OF            
  PROXIES IN FAVOR OF THE STOCK            
  ISSUANCE PROPOSAL, THE SERIES A            
  PREFERRED SHARE AMENDMENT            
  PROPOSAL OR THE SERIES C PREFERRED            
  SHARE AMENDMENT PROPOSAL.            

 

Page 21

 

Proxy Voting Record
 
M&T BANK CORPORATION                  
Security:   55261F104       Meeting Type:     Annual    
Ticker:   MTB       Meeting Date:     16-Apr-2013    
ISIN   US55261F1049       Vote Deadline Date:     15-Apr-2013    
Agenda   933742389 Management   Total Ballot Shares:     110000    
Last Vote Date: 21-Mar-2013                  
Item Proposal   Recommendation Default Vote   For Against Abstain Take No Action
1 DIRECTOR   For   None          
  1 BRENT D. BAIRD           110000 0 0 0
  2 C. ANGELA BONTEMPO           110000 0 0 0
  3 ROBERT T. BRADY           110000 0 0 0
  4 T.J. CUNNINGHAM III           110000 0 0 0
  5 MARK J. CZARNECKI           110000 0 0 0
  6 GARY N. GEISEL           110000 0 0 0
  7 JOHN D. HAWKE, JR.           110000 0 0 0
  8 PATRICK W.E. HODGSON           110000 0 0 0
  9 RICHARD G. KING           110000 0 0 0
  10 JORGE G. PEREIRA           110000 0 0 0
  11 MICHAEL P. PINTO           110000 0 0 0
  12 MELINDA R. RICH           110000 0 0 0
  13 ROBERT E. SADLER, JR.           110000 0 0 0
  14 HERBERT L. WASHINGTON           110000 0 0 0
  15 ROBERT G. WILMERS           110000 0 0 0
2 TO APPROVE THE M&T BANK CORPORATION For   None   110000 0 0 0
  EMPLOYEE STOCK PURCHASE PLAN.                
3 TO APPROVE THE COMPENSATION OF M&T For   None   110000 0 0 0
  BANK CORPORATION'S NAMED EXECUTIVE                
  OFFICERS.                  
4 TO RECOMMEND THE FREQUENCY OF   1 Year None   110000 0 0 0
  FUTURE ADVISORY VOTES ON THE                
  COMPENSATION OF M&T BANK                  
  CORPORATION'S NAMED EXECUTIVE                
  OFFICERS.                  

 

Page 22

 

Proxy Voting Record
 
 
Item Proposal Recommendation Default Vote For Against Abstain Take No Action
 
5 TO RATIFY THE APPOINTMENT OF For None 110000 0 0 0
  PRICEWATERHOUSECOOPERS LLP AS THE            
  INDEPENDENT REGISTERED PUBLIC            
  ACCOUNTING FIRM OF M&T BANK            
  CORPORATION FOR THE YEAR ENDING            
  DECEMBER 31, 2013.            

 

Page 23

 

Proxy Voting Record
 
OWENS CORNING              
Security:   690742101     Meeting Type:   Annual    
Ticker:   OC     Meeting Date:   18-Apr-2013    
ISIN   US6907421019     Vote Deadline Date: 17-Apr-2013    
Agenda   933744612 Management   Total Ballot Shares: 360000    
Last Vote Date: 18-Mar-2013              
Item Proposal   Recommendation Default Vote For Against Abstain Take No Action
1 DIRECTOR   For None        
  1 RALPH F. HAKE       360000 0 0 0
  2 J. BRIAN FERGUSON       360000 0 0 0
  3 F. PHILIP HANDY       360000 0 0 0
  4 MICHAEL H. THAMAN       360000 0 0 0
2 TO RATIFY THE SELECTION OF   For None 360000 0 0 0
  PRICEWATERHOUSECOOPERS LLP AS OUR            
  INDEPENDENT REGISTERED PUBLIC            
  ACCOUNTING FIRM FOR 2013.              
3 TO APPROVE THE EMPLOYEE STOCK For None 360000 0 0 0
  PURCHASE PLAN.              
4 TO APPROVE THE 2013 STOCK PLAN. For None 360000 0 0 0
5 TO APPROVE, ON AN ADVISORY BASIS, For None 360000 0 0 0
  NAMED EXECUTIVE OFFICER              
  COMPENSATION.              

 

Page 24

 

Proxy Voting Record
 
METLIFE, INC.                  
 
Security:   59156 R108     Meeting Type:   Annual    
Ticker:   MET       Meeting Date:   23-Apr-2013    
ISIN   US59156 R1086     Vote Deadline Date: 22-Apr-2013    
Agenda   933758368   Management   Total Ballot Shares: 400000    
Last Vote Date: 02-Apr-2013                
Item Proposal       Recommendation Default Vote For Against Abstain Take No Action
 
1 ELECTION OF DIRECTOR: R. GLENN For None 400000 0 0 0
  HUBBARD                  
2 ELECTION OF DIRECTOR: STEVEN A. For None 400000 0 0 0
  KANDARIAN                  
3 ELECTION OF DIRECTOR: JOHN M. KEANE For None 400000 0 0 0
4 ELECTION OF DIRECTOR: ALFRED F. KELLY, For None 400000 0 0 0
  JR.                  
5 ELECTION OF DIRECTOR: JAMES M. KILTS For None 400000 0 0 0
6 ELECTION OF DIRECTOR: CATHERINE R. For None 400000 0 0 0
  KINNEY                  
7 ELECTION OF DIRECTOR: HUGH B. PRICE For None 400000 0 0 0
8 ELECTION OF DIRECTOR: KENTON J. For None 400000 0 0 0
  SICCHITANO                  
9 RATIFICATION OF THE APPOINTMENT OF For None 400000 0 0 0
  DELOITTE & TOUCHE LLP AS INDEPENDENT            
  AUDITOR FOR 2013                
10 ADVISORY VOTE TO APPROVE THE For None 400000 0 0 0
  COMPENSATION PAID TO THE COMPANY'S            
  NAMED EXECUTIVE OFFICERS                

 

Page 25

 

Proxy Voting Record
 
 
ASML HOLDINGS N.V.                
 
Security:   N07059210     Meeting Type:   Annual    
Ticker:   ASML     Meeting Date:   24-Apr-2013    
ISIN   USN070592100     Vote Deadline Date: 16-Apr-2013    
Agenda   933751504 Management   Total Ballot Shares: 311850    
Last Vote Date: 21-Mar-2013              
 
Item Proposal     Recommendation Default Vote For Against Abstain Take No Action
 
1 DISCUSSION OF THE 2012 ANNUAL REPORT, For None 311850 0 0 0
  INCL. ASML'S CORPORATE GOVERNANCE            
  CHAPTER, AND THE 2012 REMUNERATION            
  REPORT, AND PROPOSAL TO ADOPT THE            
  FINANCIAL STATEMENTS FOR THE            
  FINANCIAL YEAR ("FY") 2012, AS PREPARED            
  IN ACCORDANCE WITH DUTCH LAW.            
2 PROPOSAL TO DISCHARGE THE MEMBERS For None 311850 0 0 0
  OF THE BOARD OF MANAGEMENT FROM            
  LIABILITY FOR THEIR RESPONSIBILITIES IN            
  THE FY 2012.              
3 PROPOSAL TO DISCHARGE THE MEMBERS For None 311850 0 0 0
  OF THE SUPERVISORY BOARD FROM            
  LIABILITY FOR THEIR RESPONSIBILITIES IN            
  THE FY 2012.              
4 PROPOSAL TO ADOPT A DIVIDEND OF EUR For None 311850 0 0 0
  0.53 PER ORDINARY SHARE OF EUR 0.09.            
5 PROPOSAL TO ADOPT THE REVISED For None 311850 0 0 0
  REMUNERATION POLICY FOR THE BOARD OF            
  MANAGEMENT ASML HOLDING N.V.            
  (VERSION 2014).              
6 PROPOSAL TO APPROVE THE NUMBER OF For None 311850 0 0 0
  PERFORMANCE SHARES FOR THE BOARD            
  OF MANAGEMENT, IN ACCORDANCE WITH            
  THE REMUNERATION POLICY FOR THE            
  BOARD OF MANAGEMENT ASML HOLDING            
  N.V. (VERSION 2010) OVER THE FINANCIAL            
  YEAR 2013 AND AUTHORIZATION OF THE            
  BOARD OF MANAGEMENT TO ISSUE THESE            
  PERFORMANCE SHARES.              

 

Page 26

 

Proxy Voting Record
 
 
Item Proposal Recommendation Default Vote For Against Abstain Take No Action
 
7 PROPOSAL TO APPROVE THE For None 311850 0 0 0
  PERFORMANCE SHARE ARRANGEMENT, IN            
  ACCORDANCE WITH THE REMUNERATION            
  POLICY FOR THE BOARD OF MANAGEMENT            
  OF ASML HOLDING N.V. (VERSION 2014) (THE            
  "POLICY"), INCLUDING THE NUMBER OF            
  PERFORMANCE SHARES FOR THE BOARD            
  OF MANAGEMENT TO BE DETERMINED BY            
  THE CALCULATION METHOD AS DESCRIBED            
  IN THE POLICY, AND AUTHORIZATION OF            
  THE BOARD OF MANAGEMENT TO ISSUE THE            
  PERFORMANCE SHARES FOR THE            
  FINANCIAL YEAR 2014 AND SUBSEQUENT            
  YEARS. (THE BOARD OF MANAGEMENT WILL            
  ONLY PROPOSE ITEM 9B IF ITEM 8 IS            
  ADOPTED.).            
8 PROPOSAL TO APPROVE THE NUMBER OF For None 311850 0 0 0
  STOCK OPTIONS, RESPECTIVELY SHARES,            
  FOR EMPLOYEES AND AUTHORIZATION OF            
  THE BOARD OF MANAGEMENT TO ISSUE THE            
  STOCK OPTIONS, RESPECTIVELY SHARES.            
9 PROPOSAL TO REAPPOINT MS. H.C.J. VAN For None 311850 0 0 0
  DEN BURG AS MEMBER OF THE            
  SUPERVISORY BOARD, EFFECTIVE APRIL 24,            
  2013.            
10 PROPOSAL TO REAPPOINT MS. P.F.M. VAN For None 311850 0 0 0
  DER MEER MOHR AS MEMBER OF THE            
  SUPERVISORY BOARD, EFFECTIVE APRIL 24,            
  2013.            
11 PROPOSAL TO REAPPOINT MR. W.H. For None 311850 0 0 0
  ZIEBART AS MEMBER OF THE SUPERVISORY            
  BOARD, EFFECTIVE APRIL 24, 2013.            
12 PROPOSAL TO APPOINT MR. D.A. GROSE AS For None 311850 0 0 0
  MEMBER OF THE SUPERVISORY BOARD,            
  EFFECTIVE APRIL 24, 2013.            
13 PROPOSAL TO APPOINT MS. C.M.S. SMITS- For None 311850 0 0 0
  NUSTELING AS MEMBER OF THE            
  SUPERVISORY BOARD, EFFECTIVE APRIL 24,            
  2013.            
14 PROPOSAL TO REAPPOINT THE EXTERNAL For None 311850 0 0 0
  AUDITOR FOR THE REPORTING YEAR 2014.            

 

Page 27

 

Proxy Voting Record
 
 
Item Proposal Recommendation Default Vote For Against Abstain Take No Action
 
15 PROPOSAL TO AUTHORIZE THE BOARD OF For None 311850 0 0 0
  MANAGEMENT TO ISSUE (RIGHTS TO            
  SUBSCRIBE FOR) SHARES, WHICH            
  AUTHORIZATION IS LIMITED TO 5% OF THE            
  ISSUED CAPITAL.            
16 PROPOSAL TO AUTHORIZE THE BOARD OF For None 311850 0 0 0
  MANAGEMENT TO RESTRICT OR EXCLUDE            
  THE PRE-EMPTION RIGHTS ACCRUING TO            
  SHAREHOLDERS IN CONNECTION WITH            
  AGENDA ITEM 15A.            
17 PROPOSAL TO AUTHORIZE THE BOARD OF For None 311850 0 0 0
  MANAGEMENT TO ISSUE (RIGHTS TO            
  SUBSCRIBE FOR) SHARES, FOR AN            
  ADDITIONAL 5% OF THE ISSUED CAPITAL,            
  ONLY TO BE USED IN CONNECTION WITH            
  MERGERS, ACQUISITIONS AND / OR            
  (STRATEGIC) ALLIANCES.            
18 PROPOSAL TO AUTHORIZE THE BOARD OF For None 311850 0 0 0
  MANAGEMENT TO RESTRICT OR EXCLUDE            
  THE PRE-EMPTION RIGHTS ACCRUING TO            
  SHAREHOLDERS IN CONNECTION WITH            
  AGENDA ITEM 15C.            
19 PROPOSAL TO AUTHORIZE THE BOARD OF For None 311850 0 0 0
  MANAGEMENT TO ACQUIRE SHARES IN THE            
  COMPANY'S CAPITAL.            
20 PROPOSAL TO AUTHORIZE THE BOARD OF For None 311850 0 0 0
  MANAGEMENT TO ACQUIRE ADDITIONAL            
  SHARES IN THE COMPANY'S CAPITAL.            
21 PROPOSAL TO CANCEL ORDINARY SHARES For None 311850 0 0 0
  (TO BE) REPURCHASED BY THE COMPANY.            

 

Page 28

 

Proxy Voting Record
 
 
ASML HOLDINGS N.V.                
 
Security:   N07059210     Meeting Type:   Annual    
Ticker:   ASML     Meeting Date:   24-Apr-2013    
ISIN   USN070592100     Vote Deadline Date: 16-Apr-2013    
Agenda   933771885 Management   Total Ballot Shares: 311850    
Last Vote Date: 12-Apr-2013              
 
Item Proposal     Recommendation Default Vote For Against Abstain Take No Action
 
1 DISCUSSION OF THE 2012 ANNUAL REPORT, For None 311850 0 0 0
  INCL. ASML'S CORPORATE GOVERNANCE            
  CHAPTER, AND THE 2012 REMUNERATION            
  REPORT, AND PROPOSAL TO ADOPT THE            
  FINANCIAL STATEMENTS FOR THE            
  FINANCIAL YEAR ("FY") 2012, AS PREPARED            
  IN ACCORDANCE WITH DUTCH LAW.            
2 PROPOSAL TO DISCHARGE THE MEMBERS For None 311850 0 0 0
  OF THE BOARD OF MANAGEMENT FROM            
  LIABILITY FOR THEIR RESPONSIBILITIES IN            
  THE FY 2012.              
3 PROPOSAL TO DISCHARGE THE MEMBERS For None 311850 0 0 0
  OF THE SUPERVISORY BOARD FROM            
  LIABILITY FOR THEIR RESPONSIBILITIES IN            
  THE FY 2012.              
4 PROPOSAL TO ADOPT A DIVIDEND OF EUR For None 311850 0 0 0
  0.53 PER ORDINARY SHARE OF EUR 0.09.            
5 PROPOSAL TO ADOPT THE REVISED For None 311850 0 0 0
  REMUNERATION POLICY FOR THE BOARD OF            
  MANAGEMENT ASML HOLDING N.V.            
  (VERSION 2014).              
6 PROPOSAL TO APPROVE THE NUMBER OF For None 311850 0 0 0
  PERFORMANCE SHARES FOR THE BOARD            
  OF MANAGEMENT, IN ACCORDANCE WITH            
  THE REMUNERATION POLICY FOR THE            
  BOARD OF MANAGEMENT ASML HOLDING            
  N.V. (VERSION 2010) OVER THE FINANCIAL            
  YEAR 2013 AND AUTHORIZATION OF THE            
  BOARD OF MANAGEMENT TO ISSUE THESE            
  PERFORMANCE SHARES.              

 

Page 29

 

Proxy Voting Record
 
 
Item Proposal Recommendation Default Vote For Against Abstain Take No Action
 
7 PROPOSAL TO APPROVE THE For None 311850 0 0 0
  PERFORMANCE SHARE ARRANGEMENT, IN            
  ACCORDANCE WITH THE REMUNERATION            
  POLICY FOR THE BOARD OF MANAGEMENT            
  OF ASML HOLDING N.V. (VERSION 2014) (THE            
  "POLICY"), INCLUDING THE NUMBER OF            
  PERFORMANCE SHARES FOR THE BOARD            
  OF MANAGEMENT TO BE DETERMINED BY            
  THE CALCULATION METHOD AS DESCRIBED            
  IN THE POLICY, AND AUTHORIZATION OF            
  THE BOARD OF MANAGEMENT TO ISSUE THE            
  PERFORMANCE SHARES FOR THE            
  FINANCIAL YEAR 2014 AND SUBSEQUENT            
  YEARS. (THE BOARD OF MANAGEMENT WILL            
  ONLY PROPOSE ITEM 9B IF ITEM 8 IS            
  ADOPTED.).            
8 PROPOSAL TO APPROVE THE NUMBER OF For None 311850 0 0 0
  STOCK OPTIONS, RESPECTIVELY SHARES,            
  FOR EMPLOYEES AND AUTHORIZATION OF            
  THE BOARD OF MANAGEMENT TO ISSUE THE            
  STOCK OPTIONS, RESPECTIVELY SHARES.            
9 PROPOSAL TO REAPPOINT MS. H.C.J. VAN For None 311850 0 0 0
  DEN BURG AS MEMBER OF THE            
  SUPERVISORY BOARD, EFFECTIVE APRIL 24,            
  2013.            
10 PROPOSAL TO REAPPOINT MS. P.F.M. VAN For None 311850 0 0 0
  DER MEER MOHR AS MEMBER OF THE            
  SUPERVISORY BOARD, EFFECTIVE APRIL 24,            
  2013.            
11 PROPOSAL TO REAPPOINT MR. W.H. For None 311850 0 0 0
  ZIEBART AS MEMBER OF THE SUPERVISORY            
  BOARD, EFFECTIVE APRIL 24, 2013.            
12 PROPOSAL TO APPOINT MR. D.A. GROSE AS For None 311850 0 0 0
  MEMBER OF THE SUPERVISORY BOARD,            
  EFFECTIVE APRIL 24, 2013.            
13 PROPOSAL TO APPOINT MS. C.M.S. SMITS- For None 311850 0 0 0
  NUSTELING AS MEMBER OF THE            
  SUPERVISORY BOARD, EFFECTIVE APRIL 24,            
  2013.            
14 PROPOSAL TO REAPPOINT THE EXTERNAL For None 311850 0 0 0
  AUDITOR FOR THE REPORTING YEAR 2014.            

 

Page 30

 

Proxy Voting Record
 
 
Item Proposal Recommendation Default Vote For Against Abstain Take No Action
 
15 PROPOSAL TO AUTHORIZE THE BOARD OF For None 311850 0 0 0
  MANAGEMENT TO ISSUE (RIGHTS TO            
  SUBSCRIBE FOR) SHARES, WHICH            
  AUTHORIZATION IS LIMITED TO 5% OF THE            
  ISSUED CAPITAL.            
16 PROPOSAL TO AUTHORIZE THE BOARD OF For None 311850 0 0 0
  MANAGEMENT TO RESTRICT OR EXCLUDE            
  THE PRE-EMPTION RIGHTS ACCRUING TO            
  SHAREHOLDERS IN CONNECTION WITH            
  AGENDA ITEM 15A.            
17 PROPOSAL TO AUTHORIZE THE BOARD OF For None 311850 0 0 0
  MANAGEMENT TO ISSUE (RIGHTS TO            
  SUBSCRIBE FOR) SHARES, FOR AN            
  ADDITIONAL 5% OF THE ISSUED CAPITAL,            
  ONLY TO BE USED IN CONNECTION WITH            
  MERGERS, ACQUISITIONS AND / OR            
  (STRATEGIC) ALLIANCES.            
18 PROPOSAL TO AUTHORIZE THE BOARD OF For None 311850 0 0 0
  MANAGEMENT TO RESTRICT OR EXCLUDE            
  THE PRE-EMPTION RIGHTS ACCRUING TO            
  SHAREHOLDERS IN CONNECTION WITH            
  AGENDA ITEM 15C.            
19 PROPOSAL TO AUTHORIZE THE BOARD OF For None 311850 0 0 0
  MANAGEMENT TO ACQUIRE SHARES IN THE            
  COMPANY'S CAPITAL.            
20 PROPOSAL TO AUTHORIZE THE BOARD OF For None 311850 0 0 0
  MANAGEMENT TO ACQUIRE ADDITIONAL            
  SHARES IN THE COMPANY'S CAPITAL.            
21 PROPOSAL TO CANCEL ORDINARY SHARES For None 311850 0 0 0
  (TO BE) REPURCHASED BY THE COMPANY.            

 

Page 31

 

Proxy Voting Record
 
PLATINUM UNDERWRITERS HOLDINGS, LTD.            
Security:   G7127P100     Meeting Type:   Annual    
Ticker:   PTP     Meeting Date:   24-Apr-2013    
ISIN   BMG7127P1005     Vote Deadline Date: 23-Apr-2013    
Agenda   933759358 Management   Total Ballot Shares: 400000    
Last Vote Date: 02-Apr-2013              
Item Proposal   Recommendation Default Vote For Against Abstain Take No Action
1 DIRECTOR   For None        
  1 DAN R. CARMICHAEL       400000 0 0 0
  2 A. JOHN HASS       400000 0 0 0
  3 ANTONY P.D. LANCASTER       400000 0 0 0
  4 EDMUND R. MEGNA       400000 0 0 0
  5 MICHAEL D. PRICE       400000 0 0 0
  6 LINDA E. RANSOM       400000 0 0 0
  7 JAMES P. SLATTERY       400000 0 0 0
  8 CHRISTOPER J. STEFFEN       400000 0 0 0
2 TO APPROVE THE COMPENSATION PAID TO For None 400000 0 0 0
  THE COMPANY'S NAMED EXECUTIVE            
  OFFICERS, AS DISCLOSED IN THE PROXY            
  STATEMENT FOR THE COMPANY'S 2013            
  ANNUAL GENERAL MEETING OF              
  SHAREHOLDERS UNDER THE HEADING            
  "EXECUTIVE COMPENSATION" PURSUANT TO            
  ITEM 402 OF REGULATION S-K, INCLUDING            
  THE COMPENSATION DISCUSSION AND            
  ANALYSIS, COMPENSATION TABLES AND            
  NARRATIVE DISCUSSION.              
3 TO APPROVE THE NOMINATION OF KPMG For None 400000 0 0 0
  AUDIT LIMITED AS THE COMPANY'S            
  INDEPENDENT REGISTERED PUBLIC            
  ACCOUNTING FIRM FOR THE 2013 FISCAL            
  YEAR.              

 

Page 32

 

Proxy Voting Record
 
ABB LTD                  
 
Security:   000375204     Meeting Type: Annual    
Ticker:   ABB     Meeting Date:   25-Apr-2013    
ISIN   US0003752047     Vote Deadline Date: 18-Apr-2013    
Agenda   933769854 Management   Total Ballot Shares: 1200000    
Last Vote Date: 02-Apr-2013              
Item Proposal     Recommendation Default Vote For Against Abstain Take No Action
 
1 APPROVAL OF THE ANNUAL REPORT, THE For None 1200000 0 0 0
  CONSOLIDATED FINANCIAL STATEMENTS,            
  AND THE ANNUAL FINANCIAL STATEMENTS            
  FOR 2012                
2 CONSULTATIVE VOTE ON THE 2012 For None 1200000 0 0 0
  REMUNERATION REPORT              
3 DISCHARGE OF THE BOARD OF DIRECTORS For None 1200000 0 0 0
  AND THE PERSONS ENTRUSTED WITH            
  MANAGEMENT              
4 APPROPRIATION OF AVAILABLE EARNINGS For None 1200000 0 0 0
  AND DISTRIBUTION OF CAPITAL              
  CONTRIBUTION RESERVE              
5 RENEWAL OF AUTHORIZED SHARE CAPITAL For None 1200000 0 0 0
6 RE-ELECTION TO THE BOARD OF DIRECTOR: For None 1200000 0 0 0
  ROGER AGNELLI              
7 RE-ELECTION TO THE BOARD OF DIRECTOR: For None 1200000 0 0 0
  LOUIS R. HUGHES              
8 RE-ELECTION TO THE BOARD OF DIRECTOR: For None 1200000 0 0 0
  HANS ULRICH MARKI              
9 RE-ELECTION TO THE BOARD OF DIRECTOR: For None 1200000 0 0 0
  MICHEL DE ROSEN              
10 RE-ELECTION TO THE BOARD OF DIRECTOR: For None 1200000 0 0 0
  MICHAEL TRESCHOW              
11 RE-ELECTION TO THE BOARD OF DIRECTOR: For None 1200000 0 0 0
  JACOB WALLENBERG              
12 RE-ELECTION TO THE BOARD OF DIRECTOR: For None 1200000 0 0 0
  YING YEH                
13 RE-ELECTION TO THE BOARD OF DIRECTOR: For None 1200000 0 0 0
  HUBERTUS VON GRUNBERG              
14 RE-ELECTION OF THE AUDITORS ERNST & For None 1200000 0 0 0
  YOUNG AG                

 

Page 33

 

Proxy Voting Record
 
PFIZER INC.                  
 
Security:   717081103     Meeting Type:   Annual    
Ticker:   PFE     Meeting Date:   25-Apr-2013    
ISIN   US7170811035     Vote Deadline Date: 24-Apr-2013    
Agenda   933743090 Management   Total Ballot Shares: 755808    
Last Vote Date: 21-Mar-2013              
Item Proposal     Recommendation Default Vote For Against Abstain Take No Action
 
1 ELECTION OF DIRECTOR: DENNIS A. For None 755808 0 0 0
  AUSIELLO                
2 ELECTION OF DIRECTOR: M. ANTHONY For None 755808 0 0 0
  BURNS                
3 ELECTION OF DIRECTOR: W. DON   For None 755808 0 0 0
  CORNWELL                
4 ELECTION OF DIRECTOR: FRANCES D. For None 755808 0 0 0
  FERGUSSON              
5 ELECTION OF DIRECTOR: WILLIAM H. GRAY, For None 755808 0 0 0
  III                
6 ELECTION OF DIRECTOR: HELEN H. HOBBS For None 755808 0 0 0
7 ELECTION OF DIRECTOR: CONSTANCE J. For None 755808 0 0 0
  HORNER                
8 ELECTION OF DIRECTOR: JAMES M. KILTS For None 755808 0 0 0
9 ELECTION OF DIRECTOR: GEORGE A. LORCH For None 755808 0 0 0
10 ELECTION OF DIRECTOR: SUZANNE NORA For None 755808 0 0 0
  JOHNSON                
11 ELECTION OF DIRECTOR: IAN C. READ For None 755808 0 0 0
12 ELECTION OF DIRECTOR: STEPHEN W. For None 755808 0 0 0
  SANGER                
13 ELECTION OF DIRECTOR: MARC TESSIER- For None 755808 0 0 0
  LAVIGNE                
14 RATIFY THE SELECTION OF KPMG LLP AS For None 755808 0 0 0
  INDEPENDENT REGISTERED PUBLIC            
  ACCOUNTING FIRM FOR 2013              
15 ADVISORY APPROVAL OF EXECUTIVE For None 755808 0 0 0
  COMPENSATION              
16 SHAREHOLDER PROPOSAL REGARDING Against None 0 755808 0 0
  EXECUTIVE EQUITY RETENTION              
17 SHAREHOLDER PROPOSAL REGARDING Against None 0 755808 0 0
  ACTION BY WRITTEN CONSENT              

 

Page 34

 

Proxy Voting Record
 
AMERICAN EXPRESS COMPANY              
Security:   025816109     Meeting Type:   Annual    
Ticker:   AXP     Meeting Date:   29-Apr-2013    
ISIN   US0258161092     Vote Deadline Date: 26-Apr-2013    
Agenda   933746402 Management   Total Ballot Shares: 315000    
Last Vote Date: 21-Mar-2013              
Item Proposal   Recommendation Default Vote For Against Abstain Take No Action
1 DIRECTOR   For None        
  1 C. BARSHEFSKY       315000 0 0 0
  2 U.M. BURNS       315000 0 0 0
  3 K.I. CHENAULT       315000 0 0 0
  4 P. CHERNIN       315000 0 0 0
  5 A. LAUVERGEON       315000 0 0 0
  6 T.J. LEONSIS       315000 0 0 0
  7 R.C. LEVIN       315000 0 0 0
  8 R.A. MCGINN       315000 0 0 0
  9 S.J. PALMISANO       315000 0 0 0
  10 S.S REINEMUND       315000 0 0 0
  11 D.L. VASELLA       315000 0 0 0
  12 R.D. WALTER       315000 0 0 0
  13 R.A. WILLIAMS       315000 0 0 0
2 RATIFICATION OF APPOINTMENT OF For None 315000 0 0 0
  PRICEWATERHOUSECOOPERS LLP AS OUR            
  INDEPENDENT REGISTERED PUBLIC            
  ACCOUNTING FIRM FOR 2013.              
3 ADVISORY RESOLUTION TO APPROVE For None 315000 0 0 0
  EXECUTIVE COMPENSATION.              
4 SHAREHOLDER PROPOSAL RELATING TO Against None 0 315000 0 0
  SEPARATION OF CHAIRMAN AND CEO            
  ROLES.              

 

Page 35

 

Proxy Voting Record
 
UNITED TECHNOLOGIES CORPORATION              
 
Security:   913017109     Meeting Type:   Annual    
Ticker:   UTX     Meeting Date:   29-Apr-2013    
ISIN   US9130171096     Vote Deadline Date: 26-Apr-2013    
Agenda   933743684 Management   Total Ballot Shares: 325000    
Last Vote Date: 28-Mar-2013              
Item Proposal     Recommendation Default Vote For Against Abstain Take No Action
 
1 ELECTION OF DIRECTOR: LOUIS R. For None 325000 0 0 0
  CHENEVERT                
2 ELECTION OF DIRECTOR: JOHN V. FARACI For None 325000 0 0 0
3 ELECTION OF DIRECTOR: JEAN-PIERRE For None 325000 0 0 0
  GARNIER                
4 ELECTION OF DIRECTOR: JAMIE S. For None 325000 0 0 0
  GORELICK                
5 ELECTION OF DIRECTOR: EDWARD A. For None 325000 0 0 0
  KANGAS                
6 ELECTION OF DIRECTOR: ELLEN J. KULLMAN For None 325000 0 0 0
7 ELECTION OF DIRECTOR: MARSHALL O. For None 325000 0 0 0
  LARSEN                
8 ELECTION OF DIRECTOR: HAROLD MCGRAW For None 325000 0 0 0
  III                
9 ELECTION OF DIRECTOR: RICHARD B. For None 325000 0 0 0
  MYERS                
10 ELECTION OF DIRECTOR: H. PATRICK For None 325000 0 0 0
  SWYGERT                
11 ELECTION OF DIRECTOR: ANDRE   For None 325000 0 0 0
  VILLENEUVE                
12 ELECTION OF DIRECTOR: CHRISTINE TODD For None 325000 0 0 0
  WHITMAN                
13 APPOINTMENT OF THE FIRM OF   For None 325000 0 0 0
  PRICEWATERHOUSECOOPERS LLP AS            
  INDEPENDENT AUDITOR FOR 2013.            
14 ADVISORY VOTE TO APPROVE THE For None 325000 0 0 0
  COMPENSATION OF OUR NAMED EXECUTIVE            
  OFFICERS.                

 

Page 36

 

Proxy Voting Record
 
EMC CORPORATION                
 
Security:   268648102     Meeting Type:   Annual    
Ticker:   EMC     Meeting Date:   01-May-2013    
ISIN   US2686481027     Vote Deadline Date: 30-Apr-2013    
Agenda   933748747 Management   Total Ballot Shares: 430000    
Last Vote Date: 02-Apr-2013              
Item Proposal     Recommendation Default Vote For Against Abstain Take No Action
 
1 ELECTION OF DIRECTOR: MICHAEL W. For None 430000 0 0 0
  BROWN                
2 ELECTION OF DIRECTOR: RANDOLPH L. For None 430000 0 0 0
  COWEN                
3 ELECTION OF DIRECTOR: GAIL DEEGAN For None 430000 0 0 0
4 ELECTION OF DIRECTOR: JAMES S. DISTASIO For None 430000 0 0 0
5 ELECTION OF DIRECTOR: JOHN R. EGAN For None 430000 0 0 0
6 ELECTION OF DIRECTOR: EDMUND F. KELLY For None 430000 0 0 0
7 ELECTION OF DIRECTOR: JAMI MISCIK For None 430000 0 0 0
8 ELECTION OF DIRECTOR: WINDLE B. PRIEM For None 430000 0 0 0
9 ELECTION OF DIRECTOR: PAUL SAGAN For None 430000 0 0 0
10 ELECTION OF DIRECTOR: DAVID N. STROHM For None 430000 0 0 0
11 ELECTION OF DIRECTOR: JOSEPH M. TUCCI For None 430000 0 0 0
12 RATIFICATION OF THE SELECTION BY THE For None 430000 0 0 0
  AUDIT COMMITTEE OF              
  PRICEWATERHOUSECOOPERS LLP AS EMC'S            
  INDEPENDENT AUDITORS FOR THE FISCAL            
  YEAR ENDING DECEMBER 31, 2013, AS            
  DESCRIBED IN EMC'S PROXY STATEMENT.            
13 ADVISORY APPROVAL OF OUR EXECUTIVE For None 430000 0 0 0
  COMPENSATION, AS DESCRIBED IN EMC'S            
  PROXY STATEMENT.              
14 APPROVAL OF THE EMC CORPORATION For None 430000 0 0 0
  AMENDED AND RESTATED 2003 STOCK            
  PLAN, AS DESCRIBED IN EMC'S PROXY            
  STATEMENT.              
15 APPROVAL OF THE EMC CORPORATION For None 430000 0 0 0
  AMENDED AND RESTATED 1989 EMPLOYEE            
  STOCK PURCHASE PLAN, AS DESCRIBED IN            
  EMC'S PROXY STATEMENT.              

 

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Proxy Voting Record
 
 
Item Proposal Recommendation Default Vote For Against Abstain Take No Action
 
16 APPROVAL OF AMENDMENTS TO EMC'S For None 430000 0 0 0
  ARTICLES OF ORGANIZATION AND BYLAWS            
  TO ALLOW SHAREHOLDERS TO ACT BY            
  WRITTEN CONSENT BY LESS THAN            
  UNANIMOUS APPROVAL, AS DESCRIBED IN            
  EMC'S PROXY STATEMENT.            
17 TO ACT UPON A SHAREHOLDER PROPOSAL Against None 0 430000 0 0
  RELATING TO POLITICAL CONTRIBUTIONS,            
  AS DESCRIBED IN EMC'S PROXY            
  STATEMENT.            

 

Page 38

 

Proxy Voting Record
 
PEPSICO, INC.                
 
Security:   713448108     Meeting Type:   Annual    
Ticker:   PEP     Meeting Date:   01-May-2013    
ISIN   US7134481081     Vote Deadline Date: 30-Apr-2013    
Agenda   933748521 Management   Total Ballot Shares: 250991    
Last Vote Date: 02-Apr-2013              
Item Proposal     Recommendation Default Vote For Against Abstain Take No Action
1 ELECTION OF DIRECTOR: S.L. BROWN For None 250991 0 0 0
2 ELECTION OF DIRECTOR: G.W. BUCKLEY For None 250991 0 0 0
3 ELECTION OF DIRECTOR: I.M. COOK For None 250991 0 0 0
4 ELECTION OF DIRECTOR: D. DUBLON For None 250991 0 0 0
5 ELECTION OF DIRECTOR: V.J. DZAU For None 250991 0 0 0
6 ELECTION OF DIRECTOR: R.L. HUNT For None 250991 0 0 0
7 ELECTION OF DIRECTOR: A. IBARGUEN For None 250991 0 0 0
8 ELECTION OF DIRECTOR: I.K. NOOYI For None 250991 0 0 0
9 ELECTION OF DIRECTOR: S.P. ROCKEFELLER For None 250991 0 0 0
10 ELECTION OF DIRECTOR: J.J. SCHIRO For None 250991 0 0 0
11 ELECTION OF DIRECTOR: L.G. TROTTER For None 250991 0 0 0
12 ELECTION OF DIRECTOR: D. VASELLA For None 250991 0 0 0
13 ELECTION OF DIRECTOR: A. WEISSER For None 250991 0 0 0
14 RATIFY THE APPOINTMENT OF KPMG LLP AS For None 250991 0 0 0
  OUR INDEPENDENT REGISTERED PUBLIC            
  ACCOUNTANTS FOR FISCAL YEAR 2013.            
15 ADVISORY RESOLUTION TO APPROVE For None 250991 0 0 0
  EXECUTIVE COMPENSATION.              

 

Page 39

 

Proxy Voting Record
 
CANADIAN NATURAL RESOURCES LIMITED              
Security:   136385101     Meeting Type:   Annual and Special Meeting  
Ticker:   CNQ     Meeting Date:   02-May-2013    
ISIN   CA1363851017     Vote Deadline Date: 30-Apr-2013    
Agenda   933759839 Management   Total Ballot Shares: 300000    
Last Vote Date: 02-Apr-2013              
Item Proposal   Recommendation Default Vote For Against Abstain Take No Action
1 DIRECTOR   For None        
  1 CATHERINE M. BEST       300000 0 0 0
  2 N. MURRAY EDWARDS       300000 0 0 0
  3 TIMOTHY W. FAITHFULL       300000 0 0 0
  4 HON. GARY A. FILMON       300000 0 0 0
  5 CHRISTOPHER L. FONG       300000 0 0 0
  6 AMB. GORDON D. GIFFIN       300000 0 0 0
  7 WILFRED A. GOBERT       300000 0 0 0
  8 STEVE W. LAUT       300000 0 0 0
  9 KEITH A.J. MACPHAIL       300000 0 0 0
  10 HON. FRANK J. MCKENNA       300000 0 0 0
  11 ELDON R. SMITH       300000 0 0 0
  12 DAVID A. TUER       300000 0 0 0
2 THE APPOINTMENT OF   For None 300000 0 0 0
  PRICEWATERHOUSECOOPERS LLP,            
  CHARTERED ACCOUNTANTS, CALGARY,            
  ALBERTA, AS AUDITORS OF THE              
  CORPORATION FOR THE ENSUING YEAR            
  AND THE AUTHORIZATION OF THE AUDIT            
  COMMITTEE OF THE BOARD OF DIRECTORS            
  OF THE CORPORATION TO FIX THEIR            
  REMUNERATION.              
3 AN ORDINARY RESOLUTION APPROVING ALL For None 300000 0 0 0
  UNALLOCATED STOCK OPTIONS PURSUANT            
  TO THE AMENDED, COMPILED AND            
  RESTATED EMPLOYEE STOCK OPTION PLAN            
  OF THE CORPORATION AS SET FORTH IN            
  THE ACCOMPANYING INFORMATION            
  CIRCULAR.              

 

Page 40

 

Proxy Voting Record
 
Item Proposal Recommendation Default Vote For Against Abstain Take No Action
 
4 ON AN ADVISORY BASIS, ACCEPTING THE For None 300000 0 0 0
  CORPORATION'S APPROACH TO EXECUTIVE            
  COMPENSATION AS DESCRIBED IN THE            
  INFORMATION CIRCULAR.            

 

Page 41

 

Proxy Voting Record
 
OCCIDENTAL PETROLEUM CORPORATION              
 
Security:   674599105     Meeting Type:   Annual    
Ticker:   OXY     Meeting Date:   03-May-2013    
ISIN   US6745991058     Vote Deadline Date: 02-May-2013    
Agenda   933771063 Management   Total Ballot Shares: 100000    
Last Vote Date: 12-Apr-2013              
Item Proposal     Recommendation Default Vote For Against Abstain Take No Action
 
1 ELECTION OF DIRECTOR: SPENCER For None 100000 0 0 0
  ABRAHAM                
2 ELECTION OF DIRECTOR: HOWARD I. ATKINS For None 100000 0 0 0
3 ELECTION OF DIRECTOR: STEPHEN I. For None 100000 0 0 0
  CHAZEN                
4 ELECTION OF DIRECTOR: EDWARD P. For None 100000 0 0 0
  DJEREJIAN                
5 ELECTION OF DIRECTOR: JOHN E. FEICK For None 100000 0 0 0
6 ELECTION OF DIRECTOR: MARGARET M. For None 100000 0 0 0
  FORAN                
7 ELECTION OF DIRECTOR: CARLOS M. For None 100000 0 0 0
  GUTIERREZ                
8 ELECTION OF DIRECTOR: RAY R. IRANI For None 100000 0 0 0
9 ELECTION OF DIRECTOR: AVEDICK B. For None 100000 0 0 0
  POLADIAN                
10 ELECTION OF DIRECTOR: AZIZ D. SYRIANI For None 100000 0 0 0
11 ADVISORY VOTE APPROVING EXECUTIVE For None 100000 0 0 0
  COMPENSATION              
12 RATIFICATION OF SELECTION OF KPMG LLP For None 100000 0 0 0
  AS INDEPENDENT AUDITORS              
13 STOCKHOLDER RIGHT TO ACT BY WRITTEN Against None 0 100000 0 0
  CONSENT                

 

Page 42

 

Proxy Voting Record
 
BERKSHIRE HATHAWAY INC.              
Security:   084670108     Meeting Type:   Annual    
Ticker:   BRKA     Meeting Date:   04-May-2013    
ISIN   US0846701086     Vote Deadline Date: 03-May-2013    
Agenda   933747529 Management   Total Ballot Shares: 110    
Last Vote Date: 21-Mar-2013              
Item Proposal   Recommendation Default Vote For Against Abstain Take No Action
1 DIRECTOR   For None        
  1 WARREN E. BUFFETT       110 0 0 0
  2 CHARLES T. MUNGER       110 0 0 0
  3 HOWARD G. BUFFETT       110 0 0 0
  4 STEPHEN B. BURKE       110 0 0 0
  5 SUSAN L. DECKER       110 0 0 0
  6 WILLIAM H. GATES III       110 0 0 0
  7 DAVID S. GOTTESMAN       110 0 0 0
  8 CHARLOTTE GUYMAN       110 0 0 0
  9 DONALD R. KEOUGH       110 0 0 0
  10 THOMAS S. MURPHY       110 0 0 0
  11 RONALD L. OLSON       110 0 0 0
  12 WALTER SCOTT, JR.       110 0 0 0
  13 MERYL B. WITMER       110 0 0 0
2 SHAREHOLDER PROPOSAL REGARDING Against None 0 110 0 0
  GREENHOUSE GAS AND OTHER AIR            
  EMISSIONS.              

 

Page 43

 

Proxy Voting Record
 
GILEAD SCIENCES, INC.              
Security:   375558103     Meeting Type:   Annual    
Ticker:   GILD     Meeting Date:   08-May-2013    
ISIN   US3755581036     Vote Deadline Date: 07-May-2013    
Agenda   933759031 Management   Total Ballot Shares: 428600    
Last Vote Date: 02-Apr-2013              
Item Proposal   Recommendation Default Vote For Against Abstain Take No Action
1 DIRECTOR   For None        
  1 JOHN F. COGAN       428600 0 0 0
  2 ETIENNE F. DAVIGNON       428600 0 0 0
  3 CARLA A. HILLS       428600 0 0 0
  4 KEVIN E. LOFTON       428600 0 0 0
  5 JOHN W. MADIGAN       428600 0 0 0
  6 JOHN C. MARTIN       428600 0 0 0
  7 NICHOLAS G. MOORE       428600 0 0 0
  8 RICHARD J. WHITLEY       428600 0 0 0
  9 GAYLE E. WILSON       428600 0 0 0
  10 PER WOLD-OLSEN       428600 0 0 0
2 TO RATIFY THE SELECTION OF ERNST & For None 428600 0 0 0
  YOUNG LLP BY THE AUDIT COMMITTEE OF            
  THE BOARD OF DIRECTORS AS THE            
  INDEPENDENT REGISTERED PUBLIC            
  ACCOUNTING FIRM OF GILEAD FOR THE            
  FISCAL YEAR ENDING DECEMBER 31, 2013.            
3 TO APPROVE A RESTATEMENT OF GILEAD For None 428600 0 0 0
  SCIENCES, INC.'S 2004 EQUITY INCENTIVE            
  PLAN.              
4 TO APPROVE AN AMENDMENT TO GILEAD'S For None 428600 0 0 0
  RESTATED CERTIFICATE OF              
  INCORPORATION.              
5 TO APPROVE, ON THE ADVISORY BASIS, THE For None 428600 0 0 0
  COMPENSATION OF GILEAD'S NAMED            
  EXECUTIVE OFFICERS AS PRESENTED IN            
  THE PROXY STATEMENT.              

 

Page 44

 

Proxy Voting Record
 
 
Item Proposal Recommendation Default Vote For Against Abstain Take No Action
 
6 TO VOTE ON A STOCKHOLDER PROPOSAL Against None 0 428600 0 0
  REQUESTING THAT THE BOARD ADOPT A            
  POLICY THAT THE CHAIRMAN OF THE BOARD            
  OF DIRECTORS BE AN INDEPENDENT            
  DIRECTOR, IF PROPERLY PRESENTED AT            
  THE MEETING.            
7 TO VOTE ON A STOCKHOLDER PROPOSAL Against None 0 428600 0 0
  REQUESTING THAT THE BOARD TAKE STEPS            
  TO PERMIT STOCKHOLDER ACTION BY            
  WRITTEN CONSENT, IF PROPERLY            
  PRESENTED AT THE MEETING.            

 

Page 45

 

Proxy Voting Record
 
 
ARCH CAPITAL GROUP LTD.              
 
Security:   G0450A105     Meeting Type:   Annual    
Ticker:   ACGL     Meeting Date:   09-May-2013    
ISIN   BMG0450A1053     Vote Deadline Date: 08-May-2013    
Agenda   933763307 Management   Total Ballot Shares: 825000    
Last Vote Date: 02-Apr-2013              
 
Item Proposal     Recommendation Default Vote For Against Abstain Take No Action
 
1 ELECTION OF CLASS III DIRECTOR OF THE For None 825000 0 0 0
  COMPANY FOR A TERM OF THREE YEARS:            
  JOHN L. BUNCE, JR.              
2 ELECTION OF CLASS III DIRECTOR OF THE For None 825000 0 0 0
  COMPANY FOR A TERM OF THREE YEARS:            
  YIORGOS LILLIKAS              
3 ELECTION OF CLASS III DIRECTOR OF THE For None 825000 0 0 0
  COMPANY FOR A TERM OF THREE YEARS:            
  DEANNA M. MULLIGAN              
4 TO ELECT THE NOMINEE AS DESIGNATED For None 825000 0 0 0
  COMPANY DIRECTOR SO THAT THEY MAY BE            
  ELECTED DIRECTOR OF CERTAIN OF OUR            
  NON-U.S. SUBSIDIARIES: ANTHONY ASQUITH            
5 TO ELECT THE NOMINEE AS DESIGNATED For None 825000 0 0 0
  COMPANY DIRECTOR SO THAT THEY MAY BE            
  ELECTED DIRECTOR OF CERTAIN OF OUR            
  NON-U.S. SUBSIDIARIES: EDGARDO BALOIS            
6 TO ELECT THE NOMINEE AS DESIGNATED For None 825000 0 0 0
  COMPANY DIRECTOR SO THAT THEY MAY BE            
  ELECTED DIRECTOR OF CERTAIN OF OUR            
  NON-U.S. SUBSIDIARIES: DENNIS R. BRAND            
7 TO ELECT THE NOMINEE AS DESIGNATED For None 825000 0 0 0
  COMPANY DIRECTOR SO THAT THEY MAY BE            
  ELECTED DIRECTOR OF CERTAIN OF OUR            
  NON-U.S. SUBSIDIARIES: PETER CALLEO            
8 TO ELECT THE NOMINEE AS DESIGNATED For None 825000 0 0 0
  COMPANY DIRECTOR SO THAT THEY MAY BE            
  ELECTED DIRECTOR OF CERTAIN OF OUR            
  NON-U.S. SUBSIDIARIES: PAUL COLE            
9 TO ELECT THE NOMINEE AS DESIGNATED For None 825000 0 0 0
  COMPANY DIRECTOR SO THAT THEY MAY BE            
  ELECTED DIRECTOR OF CERTAIN OF OUR            
  NON-U.S. SUBSIDIARIES: MICHAEL            
  CONSTANTINIDES              

 

Page 46

 

Proxy Voting Record
 
 
Item Proposal Recommendation Default Vote For Against Abstain Take No Action
 
10 TO ELECT THE NOMINEE AS DESIGNATED For None 825000 0 0 0
  COMPANY DIRECTOR SO THAT THEY MAY BE            
  ELECTED DIRECTOR OF CERTAIN OF OUR            
  NON-U.S. SUBSIDIARIES: GRAHAM B.R.            
  COLLIS            
11 TO ELECT THE NOMINEE AS DESIGNATED For None 825000 0 0 0
  COMPANY DIRECTOR SO THAT THEY MAY BE            
  ELECTED DIRECTOR OF CERTAIN OF OUR            
  NON-U.S. SUBSIDIARIES: WILLIAM J. COONEY            
12 TO ELECT THE NOMINEE AS DESIGNATED For None 825000 0 0 0
  COMPANY DIRECTOR SO THAT THEY MAY BE            
  ELECTED DIRECTOR OF CERTAIN OF OUR            
  NON-U.S. SUBSIDIARIES: NICK DENNISTON            
13 TO ELECT THE NOMINEE AS DESIGNATED For None 825000 0 0 0
  COMPANY DIRECTOR SO THAT THEY MAY BE            
  ELECTED DIRECTOR OF CERTAIN OF OUR            
  NON-U.S. SUBSIDIARIES: MICHAEL FEETHAM            
14 TO ELECT THE NOMINEE AS DESIGNATED For None 825000 0 0 0
  COMPANY DIRECTOR SO THAT THEY MAY BE            
  ELECTED DIRECTOR OF CERTAIN OF OUR            
  NON-U.S. SUBSIDIARIES: STEPHEN FOGARTY            
15 TO ELECT THE NOMINEE AS DESIGNATED For None 825000 0 0 0
  COMPANY DIRECTOR SO THAT THEY MAY BE            
  ELECTED DIRECTOR OF CERTAIN OF OUR            
  NON-U.S. SUBSIDIARIES: ELIZABETH            
  FULLERTON-ROME            
16 TO ELECT THE NOMINEE AS DESIGNATED For None 825000 0 0 0
  COMPANY DIRECTOR SO THAT THEY MAY BE            
  ELECTED DIRECTOR OF CERTAIN OF OUR            
  NON-U.S. SUBSIDIARIES: MARC            
  GRANDISSON            
17 TO ELECT THE NOMINEE AS DESIGNATED For None 825000 0 0 0
  COMPANY DIRECTOR SO THAT THEY MAY BE            
  ELECTED DIRECTOR OF CERTAIN OF OUR            
  NON-U.S. SUBSIDIARIES: MICHAEL A.            
  GREENE            
18 TO ELECT THE NOMINEE AS DESIGNATED For None 825000 0 0 0
  COMPANY DIRECTOR SO THAT THEY MAY BE            
  ELECTED DIRECTOR OF CERTAIN OF OUR            
  NON-U.S. SUBSIDIARIES: JEROME HALGAN            
19 TO ELECT THE NOMINEE AS DESIGNATED For None 825000 0 0 0
  COMPANY DIRECTOR SO THAT THEY MAY BE            
  ELECTED DIRECTOR OF CERTAIN OF OUR            
  NON-U.S. SUBSIDIARIES: DAVID W. HIPKIN            

 

Page 47

 

Proxy Voting Record
 
 
Item Proposal Recommendation Default Vote For Against Abstain Take No Action
 
20 TO ELECT THE NOMINEE AS DESIGNATED For None 825000 0 0 0
  COMPANY DIRECTOR SO THAT THEY MAY BE            
  ELECTED DIRECTOR OF CERTAIN OF OUR            
  NON-U.S. SUBSIDIARIES: W. PRESTON            
  HUTCHINGS            
21 TO ELECT THE NOMINEE AS DESIGNATED For None 825000 0 0 0
  COMPANY DIRECTOR SO THAT THEY MAY BE            
  ELECTED DIRECTOR OF CERTAIN OF OUR            
  NON-U.S. SUBSIDIARIES: CONSTANTINE            
  IORDANOU            
22 TO ELECT THE NOMINEE AS DESIGNATED For None 825000 0 0 0
  COMPANY DIRECTOR SO THAT THEY MAY BE            
  ELECTED DIRECTOR OF CERTAIN OF OUR            
  NON-U.S. SUBSIDIARIES: WOLBERT H.            
  KAMPHUIJS            
23 TO ELECT THE NOMINEE AS DESIGNATED For None 825000 0 0 0
  COMPANY DIRECTOR SO THAT THEY MAY BE            
  ELECTED DIRECTOR OF CERTAIN OF OUR            
  NON-U.S. SUBSIDIARIES: MICHAEL H. KIER            
24 TO ELECT THE NOMINEE AS DESIGNATED For None 825000 0 0 0
  COMPANY DIRECTOR SO THAT THEY MAY BE            
  ELECTED DIRECTOR OF CERTAIN OF OUR            
  NON-U.S. SUBSIDIARIES: LIN LI-WILLIAMS            
25 TO ELECT THE NOMINEE AS DESIGNATED For None 825000 0 0 0
  COMPANY DIRECTOR SO THAT THEY MAY BE            
  ELECTED DIRECTOR OF CERTAIN OF OUR            
  NON-U.S. SUBSIDIARIES: MARK D. LYONS            
26 TO ELECT THE NOMINEE AS DESIGNATED For None 825000 0 0 0
  COMPANY DIRECTOR SO THAT THEY MAY BE            
  ELECTED DIRECTOR OF CERTAIN OF OUR            
  NON-U.S. SUBSIDIARIES: ADAM MATTESON            
27 TO ELECT THE NOMINEE AS DESIGNATED For None 825000 0 0 0
  COMPANY DIRECTOR SO THAT THEY MAY BE            
  ELECTED DIRECTOR OF CERTAIN OF OUR            
  NON-U.S. SUBSIDIARIES: ROBERT            
  MCDOWELL            
28 TO ELECT THE NOMINEE AS DESIGNATED For None 825000 0 0 0
  COMPANY DIRECTOR SO THAT THEY MAY BE            
  ELECTED DIRECTOR OF CERTAIN OF OUR            
  NON-U.S. SUBSIDIARIES: DAVID H. MCELROY            
29 TO ELECT THE NOMINEE AS DESIGNATED For None 825000 0 0 0
  COMPANY DIRECTOR SO THAT THEY MAY BE            
  ELECTED DIRECTOR OF CERTAIN OF OUR            
  NON-U.S. SUBSIDIARIES: ROMMEL MERCADO            

 

Page 48

 

Proxy Voting Record
 
 
Item Proposal Recommendation Default Vote For Against Abstain Take No Action
 
30 TO ELECT THE NOMINEE AS DESIGNATED For None 825000 0 0 0
  COMPANY DIRECTOR SO THAT THEY MAY BE            
  ELECTED DIRECTOR OF CERTAIN OF OUR            
  NON-U.S. SUBSIDIARIES: DAVID J.            
  MULHOLLAND            
31 TO ELECT THE NOMINEE AS DESIGNATED For None 825000 0 0 0
  COMPANY DIRECTOR SO THAT THEY MAY BE            
  ELECTED DIRECTOR OF CERTAIN OF OUR            
  NON-U.S. SUBSIDIARIES: MICHAEL R.            
  MURPHY            
32 TO ELECT THE NOMINEE AS DESIGNATED For None 825000 0 0 0
  COMPANY DIRECTOR SO THAT THEY MAY BE            
  ELECTED DIRECTOR OF CERTAIN OF OUR            
  NON-U.S. SUBSIDIARIES: MARTIN J. NILSEN            
33 TO ELECT THE NOMINEE AS DESIGNATED For None 825000 0 0 0
  COMPANY DIRECTOR SO THAT THEY MAY BE            
  ELECTED DIRECTOR OF CERTAIN OF OUR            
  NON-U.S. SUBSIDIARIES: MARK NOLAN            
34 TO ELECT THE NOMINEE AS DESIGNATED For None 825000 0 0 0
  COMPANY DIRECTOR SO THAT THEY MAY BE            
  ELECTED DIRECTOR OF CERTAIN OF OUR            
  NON-U.S. SUBSIDIARIES: MARITA OLIVER            
35 TO ELECT THE NOMINEE AS DESIGNATED For None 825000 0 0 0
  COMPANY DIRECTOR SO THAT THEY MAY BE            
  ELECTED DIRECTOR OF CERTAIN OF OUR            
  NON-U.S. SUBSIDIARIES: NICOLAS            
  PAPADOPOULO            
36 TO ELECT THE NOMINEE AS DESIGNATED For None 825000 0 0 0
  COMPANY DIRECTOR SO THAT THEY MAY BE            
  ELECTED DIRECTOR OF CERTAIN OF OUR            
  NON-U.S. SUBSIDIARIES: ELISABETH QUINN            
37 TO ELECT THE NOMINEE AS DESIGNATED For None 825000 0 0 0
  COMPANY DIRECTOR SO THAT THEY MAY BE            
  ELECTED DIRECTOR OF CERTAIN OF OUR            
  NON-U.S. SUBSIDIARIES: MAAMOUN RAJEH            
38 TO ELECT THE NOMINEE AS DESIGNATED For None 825000 0 0 0
  COMPANY DIRECTOR SO THAT THEY MAY BE            
  ELECTED DIRECTOR OF CERTAIN OF OUR            
  NON-U.S. SUBSIDIARIES: JOHN F.            
  RATHGEBER            
39 TO ELECT THE NOMINEE AS DESIGNATED For None 825000 0 0 0
  COMPANY DIRECTOR SO THAT THEY MAY BE            
  ELECTED DIRECTOR OF CERTAIN OF OUR            
  NON-U.S. SUBSIDIARIES: ANDREW RIPPERT            

 

Page 49

 

Proxy Voting Record
 
 
Item Proposal Recommendation Default Vote For Against Abstain Take No Action
 
40 TO ELECT THE NOMINEE AS DESIGNATED For None 825000 0 0 0
  COMPANY DIRECTOR SO THAT THEY MAY BE            
  ELECTED DIRECTOR OF CERTAIN OF OUR            
  NON-U.S. SUBSIDIARIES: CARLA            
  SANTAMARIA-SENA            
41 TO ELECT THE NOMINEE AS DESIGNATED For None 825000 0 0 0
  COMPANY DIRECTOR SO THAT THEY MAY BE            
  ELECTED DIRECTOR OF CERTAIN OF OUR            
  NON-U.S. SUBSIDIARIES: ARTHUR SCACE            
42 TO ELECT THE NOMINEE AS DESIGNATED For None 825000 0 0 0
  COMPANY DIRECTOR SO THAT THEY MAY BE            
  ELECTED DIRECTOR OF CERTAIN OF OUR            
  NON-U.S. SUBSIDIARIES: SCOTT SCHENKER            
43 TO ELECT THE NOMINEE AS DESIGNATED For None 825000 0 0 0
  COMPANY DIRECTOR SO THAT THEY MAY BE            
  ELECTED DIRECTOR OF CERTAIN OF OUR            
  NON-U.S. SUBSIDIARIES: SOREN SCHEUER            
44 TO ELECT THE NOMINEE AS DESIGNATED For None 825000 0 0 0
  COMPANY DIRECTOR SO THAT THEY MAY BE            
  ELECTED DIRECTOR OF CERTAIN OF OUR            
  NON-U.S. SUBSIDIARIES: BUDHI SINGH            
45 TO ELECT THE NOMINEE AS DESIGNATED For None 825000 0 0 0
  COMPANY DIRECTOR SO THAT THEY MAY BE            
  ELECTED DIRECTOR OF CERTAIN OF OUR            
  NON-U.S. SUBSIDIARIES: HELMUT SOHLER            
46 TO ELECT THE NOMINEE AS DESIGNATED For None 825000 0 0 0
  COMPANY DIRECTOR SO THAT THEY MAY BE            
  ELECTED DIRECTOR OF CERTAIN OF OUR            
  NON-U.S. SUBSIDIARIES: IWAN VAN            
  MUNSTER            
47 TO ELECT THE NOMINEE AS DESIGNATED For None 825000 0 0 0
  COMPANY DIRECTOR SO THAT THEY MAY BE            
  ELECTED DIRECTOR OF CERTAIN OF OUR            
  NON-U.S. SUBSIDIARIES: ANGUS WATSON            
48 TO ELECT THE NOMINEE AS DESIGNATED For None 825000 0 0 0
  COMPANY DIRECTOR SO THAT THEY MAY BE            
  ELECTED DIRECTOR OF CERTAIN OF OUR            
  NON-U.S. SUBSIDIARIES: JAMES R.            
  WEATHERSTONE            
49 TO ELECT THE NOMINEE AS DESIGNATED For None 825000 0 0 0
  COMPANY DIRECTOR SO THAT THEY MAY BE            
  ELECTED DIRECTOR OF CERTAIN OF OUR            
  NON-U.S. SUBSIDIARIES: GERALD WOLFE            

 

Page 50

 

Proxy Voting Record
 
Item Proposal Recommendation Default Vote For Against Abstain Take No Action
 
50 TO APPOINT PRICEWATERHOUSECOOPERS For None 825000 0 0 0
  LLP AS THE COMPANY'S INDEPENDENT            
  REGISTERED PUBLIC ACCOUNTING FIRM            
  FOR THE YEAR ENDING DECEMBER 31, 2013.            
51 ADVISORY VOTE TO APPROVE NAMED For None 825000 0 0 0
  EXECUTIVE OFFICER COMPENSATION.            

 

Page 51

 

Proxy Voting Record
 
FORD MOTOR COMPANY              
 
Security:   345370860     Meeting Type: Annual    
Ticker:   F     Meeting Date:   09-May-2013    
ISIN   US3453708600     Vote Deadline Date: 08-May-2013    
Agenda   933751720 Management   Total Ballot Shares: 1264063    
Last Vote Date: 02-Apr-2013              
Item Proposal     Recommendation Default Vote For Against Abstain Take No Action
 
1 ELECTION OF DIRECTOR: STEPHEN G. For None 1264063 0 0 0
  BUTLER                
2 ELECTION OF DIRECTOR: KIMBERLY A. For None 1264063 0 0 0
  CASIANO                
3 ELECTION OF DIRECTOR: ANTHONY F. For None 1264063 0 0 0
  EARLEY, JR.                
4 ELECTION OF DIRECTOR: EDSEL B. FORD II For None 1264063 0 0 0
5 ELECTION OF DIRECTOR: WILLIAM CLAY For None 1264063 0 0 0
  FORD, JR.                
6 ELECTION OF DIRECTOR: RICHARD A. For None 1264063 0 0 0
  GEPHARDT                
7 ELECTION OF DIRECTOR: JAMES H. HANCE, For None 1264063 0 0 0
  JR.                
8 ELECTION OF DIRECTOR: WILLIAM W. For None 1264063 0 0 0
  HELMAN IV                
9 ELECTION OF DIRECTOR: JON M.   For None 1264063 0 0 0
  HUNTSMAN, JR.              
10 ELECTION OF DIRECTOR: RICHARD A. For None 1264063 0 0 0
  MANOOGIAN              
11 ELECTION OF DIRECTOR: ELLEN R. MARRAM For None 1264063 0 0 0
12 ELECTION OF DIRECTOR: ALAN MULALLY For None 1264063 0 0 0
13 ELECTION OF DIRECTOR: HOMER A. NEAL For None 1264063 0 0 0
14 ELECTION OF DIRECTOR: GERALD L. For None 1264063 0 0 0
  SHAHEEN                
15 ELECTION OF DIRECTOR: JOHN L.   For None 1264063 0 0 0
  THORNTON                
16 RATIFICATION OF SELECTION OF   For None 1264063 0 0 0
  INDEPENDENT REGISTERED PUBLIC            
  ACCOUNTING FIRM.              
17 SAY ON PAY - AN ADVISORY VOTE TO For None 1264063 0 0 0
  APPROVE THE COMPENSATION OF THE            
  NAMED EXECUTIVES.              

 

Page 52

 

Proxy Voting Record
 
 
Item Proposal Recommendation Default Vote For Against Abstain Take No Action
 
18 APPROVAL OF THE TERMS OF THE For None 1264063 0 0 0
  COMPANY'S ANNUAL INCENTIVE            
  COMPENSATION PLAN.            
19 APPROVAL OF THE TERMS OF THE For None 1264063 0 0 0
  COMPANY'S 2008 LONG-TERM INCENTIVE            
  PLAN.            
20 APPROVAL OF THE TAX BENEFIT For None 1264063 0 0 0
  PRESERVATION PLAN.            
21 RELATING TO CONSIDERATION OF A Against None 0 1264063 0 0
  RECAPITALIZATION PLAN TO PROVIDE THAT            
  ALL OF THE COMPANY'S OUTSTANDING            
  STOCK HAVE ONE VOTE PER SHARE.            
22 RELATING TO ALLOWING HOLDERS OF 10% Against None 0 1264063 0 0
  OF OUTSTANDING COMMON STOCK TO CALL            
  SPECIAL MEETING OF SHAREHOLDERS.            

 

Page 53

 

Proxy Voting Record
 
NUCOR CORPORATION              
Security:   670346105     Meeting Type:   Annual    
Ticker:   NUE     Meeting Date:   09-May-2013    
ISIN   US6703461052     Vote Deadline Date: 08-May-2013    
Agenda   933765399 Management   Total Ballot Shares: 100000    
Last Vote Date: 02-Apr-2013              
Item Proposal   Recommendation Default Vote For Against Abstain Take No Action
1 DIRECTOR   For None        
  1 PETER C. BROWNING       100000 0 0 0
  2 CLAYTON C. DALEY, JR.       100000 0 0 0
  3 DANIEL R. DIMICCO       100000 0 0 0
  4 JOHN J. FERRIOLA       100000 0 0 0
  5 HARVEY B. GANTT       100000 0 0 0
  6 VICTORIA F. HAYNES, PHD       100000 0 0 0
  7 BERNARD L. KASRIEL       100000 0 0 0
  8 CHRISTOPHER J. KEARNEY       100000 0 0 0
  9 RAYMOND J. MILCHOVICH       100000 0 0 0
  10 JOHN H. WALKER       100000 0 0 0
2 RATIFICATION OF THE APPOINTMENT OF For None 100000 0 0 0
  PRICEWATERHOUSECOOPERS LLP AS            
  NUCOR'S INDEPENDENT REGISTERED            
  PUBLIC ACCOUNTING FIRM FOR THE YEAR            
  ENDING DECEMBER 31, 2013              
3 APPROVAL OF THE SENIOR OFFICERS For None 100000 0 0 0
  ANNUAL AND LONG-TERM INCENTIVE PLANS            
4 APPROVAL OF THE AMENDMENT OF For None 100000 0 0 0
  NUCOR'S RESTATED CERTIFICATE OF            
  INCORPORATION TO REDUCE THE            
  SUPERMAJORITY VOTING THRESHOLDS            
5 APPROVAL OF THE AMENDMENT OF For None 100000 0 0 0
  NUCOR'S BYLAWS TO REDUCE THE            
  SUPERMAJORITY VOTING THRESHOLDS            
6 STOCKHOLDER PROPOSAL REGARDING Against None 0 100000 0 0
  MAJORITY VOTE              
7 STOCKHOLDER PROPOSAL REGARDING Against None 0 100000 0 0
  REPORT ON LOBBYING ACTIVITIES            

 

Page 54

 

Proxy Voting Record
 
REPUBLIC SERVICES, INC.              
 
Security:   760759100     Meeting Type: Annual    
Ticker:   RSG     Meeting Date:   09-May-2013    
ISIN   US7607591002     Vote Deadline Date: 08-May-2013    
Agenda   933758926 Management   Total Ballot Shares: 1087100    
Last Vote Date: 02-Apr-2013              
Item Proposal     Recommendation Default Vote For Against Abstain Take No Action
 
1 ELECTION OF DIRECTOR: JAMES W. For None 1087100 0 0 0
  CROWNOVER              
2 ELECTION OF DIRECTOR: WILLIAM J. FLYNN For None 1087100 0 0 0
3 ELECTION OF DIRECTOR: MICHAEL LARSON For None 1087100 0 0 0
4 ELECTION OF DIRECTOR: NOLAN LEHMANN For None 1087100 0 0 0
5 ELECTION OF DIRECTOR: W. LEE NUTTER For None 1087100 0 0 0
6 ELECTION OF DIRECTOR: RAMON A. For None 1087100 0 0 0
  RODRIGUEZ                
7 ELECTION OF DIRECTOR: DONALD W. For None 1087100 0 0 0
  SLAGER                
8 ELECTION OF DIRECTOR: ALLAN C. For None 1087100 0 0 0
  SORENSEN                
9 ELECTION OF DIRECTOR: JOHN M. TRANI For None 1087100 0 0 0
10 ELECTION OF DIRECTOR: MICHAEL W. For None 1087100 0 0 0
  WICKHAM                
11 ADVISORY VOTE TO APPROVE THE For None 1087100 0 0 0
  COMPENSATION OF OUR NAMED EXECUTIVE            
  OFFICERS.                
12 RATIFICATION OF THE APPOINTMENT OF For None 1087100 0 0 0
  ERNST & YOUNG LLP AS THE COMPANY'S            
  INDEPENDENT REGISTERED PUBLIC            
  ACCOUNTANTS FOR 2013.              
13 APPROVAL OF THE AMENDED AND For None 1087100 0 0 0
  RESTATED 2007 STOCK INCENTIVE PLAN.            
14 STOCKHOLDER PROPOSAL REGARDING Against None 0 1087100 0 0
  PAYMENTS UPON THE DEATH OF A SENIOR            
  EXECUTIVE.                
15 STOCKHOLDER PROPOSAL REGARDING Against None 0 1087100 0 0
  POLITICAL CONTRIBUTIONS AND              
  EXPENDITURES.              

 

Page 55

 

Proxy Voting Record
 
THE DOW CHEMICAL COMPANY              
 
Security:   260543103     Meeting Type:   Annual    
Ticker:   DOW     Meeting Date:   09-May-2013    
ISIN   US2605431038     Vote Deadline Date: 08-May-2013    
Agenda   933758609 Management   Total Ballot Shares: 128200    
Last Vote Date: 02-Apr-2013              
Item Proposal     Recommendation Default Vote For Against Abstain Take No Action
1 ELECTION OF DIRECTOR: ARNOLD A. For None 128200 0 0 0
  ALLEMANG                
2 ELECTION OF DIRECTOR: AJAY BANGA For None 128200 0 0 0
3 ELECTION OF DIRECTOR: JACQUELINE K. For None 128200 0 0 0
  BARTON                
4 ELECTION OF DIRECTOR: JAMES A. BELL For None 128200 0 0 0
5 ELECTION OF DIRECTOR: JEFF M. FETTIG For None 128200 0 0 0
6 ELECTION OF DIRECTOR: ANDREW N. For None 0 128200 0 0
  LIVERIS                
7 ELECTION OF DIRECTOR: PAUL POLMAN For None 128200 0 0 0
8 ELECTION OF DIRECTOR: DENNIS H. REILLEY For None 128200 0 0 0
9 ELECTION OF DIRECTOR: JAMES M. RINGLER For None 128200 0 0 0
10 ELECTION OF DIRECTOR: RUTH G. SHAW For None 128200 0 0 0
11 RATIFICATION OF THE APPOINTMENT OF For None 128200 0 0 0
  THE INDEPENDENT REGISTERED PUBLIC            
  ACCOUNTING FIRM.              
12 ADVISORY RESOLUTION TO APPROVE For None 0 0 128200 0
  EXECUTIVE COMPENSATION.              
13 STOCKHOLDER PROPOSAL ON EXECUTIVE Against None 0 0 128200 0
  STOCK RETENTION.              

 

Page 56

 

Proxy Voting Record
 
WASTE MANAGEMENT, INC.                
 
Security:   94106 L109     Meeting Type:   Annual    
Ticker:   WM       Meeting Date:   10-May-2013    
ISIN   US94106 L1098     Vote Deadline Date: 09-May-2013    
Agenda   933750209   Management   Total Ballot Shares: 500000    
Last Vote Date: 02-Apr-2013                
Item Proposal       Recommendation Default Vote For Against Abstain Take No Action
 
1 ELECTION OF DIRECTOR: BRADBURY H. For None 500000 0 0 0
  ANDERSON                  
2 ELECTION OF DIRECTOR: FRANK M. CLARK, For None 500000 0 0 0
  JR.                  
3 ELECTION OF DIRECTOR: PATRICK W. For None 500000 0 0 0
  GROSS                  
4 ELECTION OF DIRECTOR: VICTORIA M. HOLT For None 500000 0 0 0
5 ELECTION OF DIRECTOR: JOHN C. POPE For None 500000 0 0 0
6 ELECTION OF DIRECTOR: W. ROBERT REUM For None 500000 0 0 0
7 ELECTION OF DIRECTOR: DAVID P. STEINER For None 500000 0 0 0
8 ELECTION OF DIRECTOR: THOMAS H. For None 500000 0 0 0
  WEIDEMEYER                
9 RATIFICATION OF THE APPOINTMENT OF For None 500000 0 0 0
  ERNST & YOUNG, LLP AS THE INDEPENDENT            
  REGISTERED PUBLIC ACCOUNTING FIRM            
  FOR 2013.                  
10 APPROVAL OF OUR EXECUTIVE     For None 500000 0 0 0
  COMPENSATION.                
11 STOCKHOLDER PROPOSAL REGARDING A Against None 0 500000 0 0
  REQUIREMENT FOR SENIOR EXECUTIVES TO            
  HOLD A SIGNIFICANT PERCENTAGE OF            
  EQUITY AWARDS UNTIL RETIREMENT, IF            
  PROPERLY PRESENTED AT THE MEETING.            
12 STOCKHOLDER PROPOSAL REGARDING Against None 0 500000 0 0
  DISCLOSURE OF POLITICAL                
  CONTRIBUTIONS, IF PROPERLY PRESENTED            
  AT THE MEETING.                
13 STOCKHOLDER PROPOSAL REGARDING Against None 0 500000 0 0
  COMPENSATION BENCHMARKING CAP, IF            
  PROPERLY PRESENTED AT THE MEETING.            

 

Page 57

 

Proxy Voting Record
 
EVEREST RE GROUP, LTD.              
Security:   G3223R108     Meeting Type:   Annual    
Ticker:   RE     Meeting Date:   15-May-2013    
ISIN   BMG3223R1088     Vote Deadline Date: 14-May-2013    
Agenda   933781886 Management   Total Ballot Shares: 240000    
Last Vote Date: 12-Apr-2013              
Item Proposal   Recommendation Default Vote For Against Abstain Take No Action
1 DIRECTOR   For None        
  1 DOMINIC J. ADDESSO       240000 0 0 0
  2 JOHN J. AMORE       240000 0 0 0
  3 JOHN R. DUNNE       240000 0 0 0
  4 JOSEPH V. TARANTO       240000 0 0 0
  5 JOHN A. WEBER       240000 0 0 0
2 TO APPOINT PRICEWATERHOUSECOOPERS For None 240000 0 0 0
  LLP AS THE COMPANY'S REGISTERED            
  PUBLIC ACCOUNTING FIRM FOR THE YEAR            
  ENDING DECEMBER 31, 2013 AND              
  AUTHORIZE THE BOARD OF DIRECTORS            
  ACTING BY THE AUDIT COMMITTEE OF THE            
  BOARD TO SET THE FEES FOR THE            
  REGISTERED PUBLIC ACCOUNTING FIRM.            
3 ADVISORY VOTE TO APPROVE 2012 For None 240000 0 0 0
  EXECUTIVE COMPENSATION.              

 

Page 58

 

Proxy Voting Record
 
HALLIBURTON COMPANY              
 
Security:   406216101     Meeting Type:   Annual    
Ticker:   HAL     Meeting Date:   15-May-2013    
ISIN   US4062161017     Vote Deadline Date: 14-May-2013    
Agenda   933767317 Management   Total Ballot Shares: 725000    
Last Vote Date: 12-Apr-2013              
Item Proposal     Recommendation Default Vote For Against Abstain Take No Action
1 ELECTION OF DIRECTOR: A.M. BENNETT For None 725000 0 0 0
2 ELECTION OF DIRECTOR: J.R. BOYD For None 725000 0 0 0
3 ELECTION OF DIRECTOR: M. CARROLL For None 725000 0 0 0
4 ELECTION OF DIRECTOR: N.K. DICCIANI For None 725000 0 0 0
5 ELECTION OF DIRECTOR: M.S. GERBER For None 725000 0 0 0
6 ELECTION OF DIRECTOR: J.C. GRUBISICH For None 725000 0 0 0
7 ELECTION OF DIRECTOR: A.S. JUM'AH For None 725000 0 0 0
8 ELECTION OF DIRECTOR: D.J. LESAR For None 725000 0 0 0
9 ELECTION OF DIRECTOR: R.A. MALONE For None 725000 0 0 0
10 ELECTION OF DIRECTOR: J.L. MARTIN For None 725000 0 0 0
11 ELECTION OF DIRECTOR: D.L. REED For None 725000 0 0 0
12 PROPOSAL FOR RATIFICATION OF THE For None 725000 0 0 0
  SELECTION OF AUDITORS.              
13 ADVISORY APPROVAL OF THE COMPANY'S For None 725000 0 0 0
  EXECUTIVE COMPENSATION.              
14 PROPOSAL TO AMEND AND RESTATE THE For None 725000 0 0 0
  HALLIBURTON COMPANY STOCK AND            
  INCENTIVE PLAN.              
15 PROPOSAL ON HUMAN RIGHTS POLICY. Against None 0 725000 0 0

 

Page 59

 

Proxy Voting Record
 
APACHE CORPORATION              
 
Security:   037411105     Meeting Type:   Annual    
Ticker:   APA     Meeting Date:   16-May-2013    
ISIN   US0374111054     Vote Deadline Date: 15-May-2013    
Agenda   933774944 Management   Total Ballot Shares: 331478    
Last Vote Date: 15-Apr-2013              
Item Proposal     Recommendation Default Vote For Against Abstain Take No Action
 
1 ELECTION OF DIRECTOR: EUGENE C. For None 331478 0 0 0
  FIEDOREK                
2 ELECTION OF DIRECTOR: CHANSOO JOUNG For None 331478 0 0 0
3 ELECTION OF DIRECTOR: WILLIAM C. For None 331478 0 0 0
  MONTGOMERY              
4 RATIFICATION OF ERNST & YOUNG LLP AS For None 331478 0 0 0
  APACHE'S INDEPENDENT AUDITORS            
5 ADVISORY VOTE TO APPROVE THE For None 331478 0 0 0
  COMPENSATION OF APACHE'S NAMED            
  EXECUTIVE OFFICERS              
6 APPROVAL OF AMENDMENT TO APACHE'S For None 331478 0 0 0
  2011 OMNIBUS EQUITY COMPENSATION            
  PLAN TO INCREASE THE NUMBER OF            
  SHARES ISSUABLE UNDER THE PLAN            
7 APPROVAL OF AMENDMENT TO APACHE'S For None 331478 0 0 0
  RESTATED CERTIFICATE OF              
  INCORPORATION TO ELIMINATE APACHE'S            
  CLASSIFIED BOARD OF DIRECTORS            

 

Page 60

 

Proxy Voting Record
 
KOHL'S CORPORATION              
 
Security:   500255104     Meeting Type:   Annual    
Ticker:   KSS     Meeting Date:   16-May-2013    
ISIN   US5002551043     Vote Deadline Date: 15-May-2013    
Agenda   933759043 Management   Total Ballot Shares: 284050    
Last Vote Date: 02-Apr-2013              
Item Proposal     Recommendation Default Vote For Against Abstain Take No Action
 
1 ELECTION OF DIRECTOR: PETER   For None 284050 0 0 0
  BONEPARTH              
2 ELECTION OF DIRECTOR: STEVEN A. BURD For None 284050 0 0 0
3 ELECTION OF DIRECTOR: DALE E. JONES For None 284050 0 0 0
4 ELECTION OF DIRECTOR: KEVIN MANSELL For None 284050 0 0 0
5 ELECTION OF DIRECTOR: JOHN E.   For None 284050 0 0 0
  SCHLIFSKE                
6 ELECTION OF DIRECTOR: FRANK V. SICA For None 284050 0 0 0
7 ELECTION OF DIRECTOR: PETER M. For None 284050 0 0 0
  SOMMERHAUSER              
8 ELECTION OF DIRECTOR: STEPHANIE A. For None 284050 0 0 0
  STREETER                
9 ELECTION OF DIRECTOR: NINA G. VACA For None 284050 0 0 0
10 ELECTION OF DIRECTOR: STEPHEN E. For None 284050 0 0 0
  WATSON                
11 RATIFY APPOINTMENT OF ERNST & YOUNG For None 284050 0 0 0
  LLP AS INDEPENDENT REGISTERED PUBLIC            
  ACCOUNTING FIRM.              
12 ADVISORY VOTE ON APPROVAL OF NAMED For None 284050 0 0 0
  EXECUTIVE OFFICER COMPENSATION.            
13 SHAREHOLDER PROPOSAL: POLICY ON Against None 0 284050 0 0
  ANIMAL CRUELTY RELATED TO THE SALE OF            
  PRODUCTS CONTAINING ANIMAL FUR.            
14 SHAREHOLDER PROPOSAL: INDEPENDENT Against None 0 284050 0 0
  BOARD CHAIRMAN.              

 

Page 61

 

Proxy Voting Record
 
AON PLC                    
 
Security:   G0408 V102     Meeting Type:   Annual    
Ticker:   AON       Meeting Date:   17-May-2013    
ISIN   GB00B5BT0K07       Vote Deadline Date: 16-May-2013    
Agenda   933775833   Management   Total Ballot Shares: 330492    
Last Vote Date: 12-Apr-2013                
Item Proposal       Recommendation Default Vote For Against Abstain Take No Action
 
1 ELECTION OF DIRECTOR: LESTER B. KNIGHT For None 330492 0 0 0
2 ELECTION OF DIRECTOR: GREGORY C. CASE For None 330492 0 0 0
3 ELECTION OF DIRECTOR: FULVIO CONTI For None 330492 0 0 0
4 ELECTION OF DIRECTOR: CHERYL A. For None 330492 0 0 0
  FRANCIS                  
5 ELECTION OF DIRECTOR: EDGAR D. For None 330492 0 0 0
  JANNOTTA                  
6 ELECTION OF DIRECTOR: J. MICHAEL LOSH For None 330492 0 0 0
7 ELECTION OF DIRECTOR: ROBERT S. For None 330492 0 0 0
  MORRISON                  
8 ELECTION OF DIRECTOR: RICHARD B. For None 330492 0 0 0
  MYERS                  
9 ELECTION OF DIRECTOR: RICHARD C. For None 330492 0 0 0
  NOTEBAERT                  
10 ELECTION OF DIRECTOR: GLORIA SANTONA For None 330492 0 0 0
11 ELECTION OF DIRECTOR: CAROLYN Y. WOO For None 330492 0 0 0
12 RECEIPT OF AON'S ANNUAL REPORT AND For None 330492 0 0 0
  ACCOUNTS, TOGETHER WITH THE REPORTS            
  OF THE DIRECTORS AND AUDITORS FOR            
  THE YEAR ENDED DECEMBER 31, 2012.            
13 RATIFICATION OF THE APPOINTMENT OF For None 330492 0 0 0
  ERNST & YOUNG LLP AS AON'S                
  INDEPENDENT REGISTERED PUBLIC            
  ACCOUNTING FIRM.                
14 RE-APPOINTMENT OF ERNST & YOUNG LLP For None 330492 0 0 0
  AS AON'S U.K. STATUTORY AUDITOR UNDER            
  THE COMPANIES ACT 2006.                
15 AUTHORIZATION OF THE BOARD OF For None 330492 0 0 0
  DIRECTORS TO DETERMINE THE                
  REMUNERATION OF ERNST & YOUNG LLP.            
16 ADVISORY VOTE TO APPROVE EXECUTIVE For None 330492 0 0 0
  COMPENSATION.                

 

Page 62

 

Proxy Voting Record
 
Item Proposal Recommendation Default Vote For Against Abstain Take No Action
 
17 ADVISORY VOTE TO APPROVE THE For None 330492 0 0 0
  DIRECTORS' REMUNERATION REPORT.            
18 APPROVAL OF THE AON PLC GLOBAL SHARE For None 330492 0 0 0
  PURCHASE PLAN.            

 

Page 63

 

Proxy Voting Record
 
PARTNERRE LTD.                  
 
Security:   G6852 T105     Meeting Type:   Annual    
Ticker:   PRE       Meeting Date:   17-May-2013    
ISIN   BMG6852T1053       Vote Deadline Date: 16-May-2013    
Agenda   933768410   Management   Total Ballot Shares: 260000    
Last Vote Date: 12-Apr-2013                
Item Proposal     Recommendation Default Vote For Against Abstain Take No Action
1 DIRECTOR     For None        
  1 JEAN-PAUL L. MONTUPET         260000 0 0 0
  2 LUCIO STANCA         260000 0 0 0
2 TO RE-APPOINT DELOITTE & TOUCHE LTD., For None 260000 0 0 0
  THE INDEPENDENT REGISTERED PUBLIC            
  ACCOUNTING FIRM, AS OUR INDEPENDENT            
  AUDITORS, TO SERVE UNTIL THE 2014            
  ANNUAL GENERAL MEETING, AND TO REFER            
  DECISIONS ABOUT THE AUDITORS'            
  COMPENSATION TO THE BOARD OF            
  DIRECTORS                
3 TO APPROVE THE EXECUTIVE     For None 260000 0 0 0
  COMPENSATION DISCLOSED PURSUANT TO            
  ITEM 402 REGULATION S-K (NON-BINDING            
  ADVISORY VOTE)                

 

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JPMORGAN CHASE & CO.                
 
Security:   46625 H100     Meeting Type:   Annual    
Ticker:   JPM       Meeting Date:   21-May-2013    
ISIN   US46625 H1005     Vote Deadline Date: 20-May-2013    
Agenda   933779728   Management   Total Ballot Shares: 475000    
Last Vote Date: 12-Apr-2013                
Item Proposal       Recommendation Default Vote For Against Abstain Take No Action
 
1 ELECTION OF DIRECTOR: JAMES A. BELL For None 475000 0 0 0
2 ELECTION OF DIRECTOR: CRANDALL C. For None 475000 0 0 0
  BOWLES                  
3 ELECTION OF DIRECTOR: STEPHEN B. For None 475000 0 0 0
  BURKE                  
4 ELECTION OF DIRECTOR: DAVID M. COTE For None 475000 0 0 0
5 ELECTION OF DIRECTOR: JAMES S. CROWN For None 475000 0 0 0
6 ELECTION OF DIRECTOR: JAMES DIMON For None 475000 0 0 0
7 ELECTION OF DIRECTOR: TIMOTHY P. FLYNN For None 475000 0 0 0
8 ELECTION OF DIRECTOR: ELLEN V. FUTTER For None 475000 0 0 0
9 ELECTION OF DIRECTOR: LABAN P. For None 475000 0 0 0
  JACKSON, JR.                
10 ELECTION OF DIRECTOR: LEE R. RAYMOND For None 475000 0 0 0
11 ELECTION OF DIRECTOR: WILLIAM C. For None 475000 0 0 0
  WELDON                  
12 RATIFICATION OF INDEPENDENT     For None 475000 0 0 0
  REGISTERED PUBLIC ACCOUNTING FIRM            
13 ADVISORY RESOLUTION TO APPROVE For None 475000 0 0 0
  EXECUTIVE COMPENSATION                
14 AMENDMENT TO THE FIRM'S RESTATED For None 475000 0 0 0
  CERTIFICATE OF INCORPORATION TO            
  AUTHORIZE SHAREHOLDER ACTION BY            
  WRITTEN CONSENT                
15 REAPPROVAL OF KEY EXECUTIVE     For None 475000 0 0 0
  PERFORMANCE PLAN                
16 REQUIRE SEPARATION OF CHAIRMAN AND Against None 0 475000 0 0
  CEO                  
17 REQUIRE EXECUTIVES TO RETAIN Against None 0 475000 0 0
  SIGNIFICANT STOCK UNTIL REACHING            
  NORMAL RETIREMENT AGE                

 

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Proxy Voting Record
 
 
Item Proposal Recommendation Default Vote For Against Abstain Take No Action
 
18 ADOPT PROCEDURES TO AVOID HOLDING Against None 0 475000 0 0
  OR RECOMMENDING INVESTMENTS THAT            
  CONTRIBUTE TO HUMAN RIGHTS            
  VIOLATIONS            
19 DISCLOSE FIRM PAYMENTS USED DIRECTLY Against None 0 475000 0 0
  OR INDIRECTLY FOR LOBBYING, INCLUDING            
  SPECIFIC AMOUNTS AND RECIPIENTS'            
  NAMES            

 

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Proxy Voting Record
 
 
ULTRA PETROLEUM CORP.              
 
Security:   903914109     Meeting Type:   Annual and Special Meeting  
Ticker:   UPL     Meeting Date:   21-May-2013    
ISIN   CA9039141093     Vote Deadline Date: 15-May-2013    
Agenda   933785947 Management   Total Ballot Shares: 625000    
Last Vote Date: 01-May-2013              
 
Item Proposal     Recommendation Default Vote For Against Abstain Take No Action
 
1 ELECTION OF MICHAEL D. WATFORD AS For None 625000 0 0 0
  DIRECTOR                
2 ELECTION OF W. CHARLES HELTON AS For None 625000 0 0 0
  DIRECTOR                
3 ELECTION OF STEPHEN J. MCDANIEL AS For None 625000 0 0 0
  DIRECTOR                
4 ELECTION OF ROGER A. BROWN AS For None 625000 0 0 0
  DIRECTOR                
5 ELECTION OF MICHAEL J. KEEFFE AS For None 625000 0 0 0
  DIRECTOR                
6 APPOINTMENT OF ERNST & YOUNG LLP AS For None 625000 0 0 0
  AUDITORS OF THE COMPANY FOR THE            
  ENSUING YEAR AND AUTHORIZING THE            
  DIRECTORS TO FIX THEIR REMUNERATION            
7 RESOLVED, THE SHAREHOLDERS OF ULTRA For None 625000 0 0 0
  PETROLEUM CORP. APPROVE, ON AN            
  ADVISORY BASIS, THE COMPENSATION PAID            
  TO ITS NAMED EXECUTIVE OFFICERS, AS            
  DISCLOSED PURSUANT TO ITEM 402 OF            
  REGULATION S-K, INCLUDING THE            
  COMPENSATION DISCUSSION AND            
  ANALYSIS, THE ACCOMPANYING              
  COMPENSATION TABLES, AND THE RELATED            
  NARRATIVE DISCUSSION, IN ITS MOST            
  RECENT PROXY STATEMENT.              

 

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Proxy Voting Record
 
ALPHA NATURAL RESOURCES, INC.                
 
Security:   02076 X102     Meeting Type:   Annual    
Ticker:   ANR       Meeting Date:   22-May-2013    
ISIN   US02076 X1028     Vote Deadline Date: 21-May-2013    
Agenda   933780733   Management   Total Ballot Shares: 818069    
Last Vote Date: 15-Apr-2013                
Item Proposal       Recommendation Default Vote For Against Abstain Take No Action
 
1 ELECTION OF DIRECTOR: KEVIN S. For None 818069 0 0 0
  CRUTCHFIELD                
2 ELECTION OF DIRECTOR: ANGELO C. For None 818069 0 0 0
  BRISIMITZAKIS                
3 ELECTION OF DIRECTOR: WILLIAM J. For None 818069 0 0 0
  CROWLEY, JR.                
4 ELECTION OF DIRECTOR: E. LINN DRAPER, For None 818069 0 0 0
  JR.                  
5 ELECTION OF DIRECTOR: GLENN A. For None 818069 0 0 0
  EISENBERG                  
6 ELECTION OF DIRECTOR: DEBORAH M. For None 818069 0 0 0
  FRETZ                  
7 ELECTION OF DIRECTOR: P. MICHAEL For None 818069 0 0 0
  GIFTOS                  
8 ELECTION OF DIRECTOR: L. PATRICK For None 818069 0 0 0
  HASSEY                  
9 ELECTION OF DIRECTOR: JOEL RICHARDS, III For None 818069 0 0 0
10 APPROVAL OF THE AMENDED AND For None 818069 0 0 0
  RESTATED ANNUAL INCENTIVE BONUS            
  PLAN.                  
11 APPROVAL OF THE AMENDED AND For None 818069 0 0 0
  RESTATED 2012 LONG-TERM INCENTIVE            
  PLAN.                  
12 ADVISORY APPROVAL OF THE COMPANY'S For None 818069 0 0 0
  EXECUTIVE COMPENSATION.                
13 RATIFICATION OF INDEPENDENT     For None 818069 0 0 0
  REGISTERED PUBLIC ACCOUNTING FIRM,            
  KPMG LLP.                  
14 A STOCKHOLDER PROPOSAL SEEKING A Against None 0 818069 0 0
  WATER MANAGEMENT REPORT.                
15 A STOCKHOLDER PROPOSAL SEEKING A Against None 0 818069 0 0
  CLIMATE CHANGE REPORT.                

 

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Proxy Voting Record
 
 
CYTOKINETICS, INCORPORATED                
 
Security:   23282W100       Meeting Type:   Annual    
Ticker:   CYTK       Meeting Date:   22-May-2013    
ISIN   US23282W1009       Vote Deadline Date: 21-May-2013    
Agenda   933779906 Management     Total Ballot Shares: 789211    
Last Vote Date: 15-Apr-2013                
 
Item Proposal     Recommendation Default Vote For Against Abstain Take No Action
 
1 DIRECTOR     For None        
  1 SANTO J. COSTA         789211 0 0 0
  2 JOHN T. HENDERSON         789211 0 0 0
  3 B. LYNNE PARSHALL         789211 0 0 0
2 RATIFICATION OF SELECTION OF     For None 789211 0 0 0
  PRICEWATERHOUSECOOPERS LLP AS THE              
  INDEPENDENT REGISTERED PUBLIC              
  ACCOUNTING FIRM OF CYTOKINETICS,              
  INCORPORATED FOR THE FISCAL YEAR              
  ENDING DECEMBER 31, 2013.                
3 APPROVAL OF A REVERSE STOCK SPLIT OF   For None 789211 0 0 0
  THE COMPANY'S COMMON STOCK AT A              
  RATIO OF 1-FOR-2 TO 1-FOR-6, TO BE              
  DETERMINED BY THE BOARD OF DIRECTORS              
  IN ITS SOLE DISCRETION; AND FOR              
  REVERSE STOCK SPLITS IN THE RANGE OF              
  1-FOR-3 TO 1-FOR-6, A REDUCTION IN THE              
  NUMBER OF AUTHORIZED SHARES OF              
  COMMON STOCK FROM 245,000,000 TO              
  163,000,000, 122,500,000 98,000,000 OR            
  81,500,000, RESPECTIVELY.                
4 APPROVAL OF AMENDMENT TO THE 2004   For None 789211 0 0 0
  EQUITY INCENTIVE PLAN, AS AMENDED, TO              
  INCREASE THE NUMBER OF AUTHORIZED              
  SHARES RESERVED FOR ISSUANCE              
  THEREUNDER BY 12,000,000 SHARES, PRIOR              
  TO GIVING EFFECT TO ANY REVERSE STOCK              
  SPLIT.                

 

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Proxy Voting Record
 
 
Item Proposal Recommendation Default Vote For Against Abstain Take No Action
 
5 APPROVAL OF AMENDMENT TO THE For None 789211 0 0 0
  COMPANY'S 2004 EMPLOYEE STOCK            
  PURCHASE PLAN TO INCREASE THE            
  NUMBER OF AUTHORIZED SHARES            
  RESERVED FOR ISSUANCE THEREUNDER BY            
  1,000,000 SHARES, PRIOR TO GIVING EFFECT            
  TO ANY REVERSE STOCK SPLIT.            

 

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Proxy Voting Record
 
NELNET, INC.                  
 
Security:   64031 N108     Meeting Type:   Annual    
Ticker:   NNI       Meeting Date:   23-May-2013    
ISIN   US64031 N1081     Vote Deadline Date: 22-May-2013    
Agenda   933777952   Management   Total Ballot Shares: 587500    
Last Vote Date: 12-Apr-2013                
Item Proposal       Recommendation Default Vote For Against Abstain Take No Action
 
1 ELECTION OF DIRECTOR: MICHAEL S. For None 587500 0 0 0
  DUNLAP                  
2 ELECTION OF DIRECTOR: STEPHEN F. For None 587500 0 0 0
  BUTTERFIELD                
3 ELECTION OF DIRECTOR: JAMES P. ABEL For None 587500 0 0 0
4 ELECTION OF DIRECTOR: WILLIAM R. For None 587500 0 0 0
  CINTANI                  
5 ELECTION OF DIRECTOR: KATHLEEN A. For None 587500 0 0 0
  FARRELL                  
6 ELECTION OF DIRECTOR: THOMAS E. For None 587500 0 0 0
  HENNING                  
7 ELECTION OF DIRECTOR: KIMBERLY K. RATH For None 587500 0 0 0
8 ELECTION OF DIRECTOR: MICHAEL D. For None 587500 0 0 0
  REARDON                  
9 RATIFY THE APPOINTMENT OF KPMG LLP AS For None 587500 0 0 0
  THE COMPANY'S INDEPENDENT                
  REGISTERED PUBLIC ACCOUNTING FIRM            
  FOR 2013.                  
10 ADVISORY APPROVAL OF THE COMPANY'S For None 587500 0 0 0
  EXECUTIVE COMPENSATION.                

 

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Proxy Voting Record
 
IDENIX PHARMACEUTICALS, INC.                
Security:   45166 R204     Meeting Type:   Annual    
Ticker:   IDIX       Meeting Date:   06-Jun-2013    
ISIN   US45166 R2040     Vote Deadline Date: 05-Jun-2013    
Agenda   933814281   Management   Total Ballot Shares: 858979    
Last Vote Date: 07-May-2013                
Item Proposal     Recommendation Default Vote For Against Abstain Take No Action
1 DIRECTOR     For None        
  1 W.T. HOCKMEYER, PH.D.         858979 0 0 0
  2 THOMAS R. HODGSON         858979 0 0 0
  3 TAMAR D. HOWSON         858979 0 0 0
  4 D. POLLARD-KNIGHT, PH.D         858979 0 0 0
  5 RONALD C. RENAUD, JR.         858979 0 0 0
  6 ANTHONY ROSENBERG         858979 0 0 0
  7 MICHAEL S. WYZGA         858979 0 0 0
2 TO RATIFY THE SELECTION OF     For None 858979 0 0 0
  PRICEWATERHOUSECOOPERS LLP AS THE            
  COMPANY'S INDEPENDENT REGISTERED            
  PUBLIC ACCOUNTING FIRM FOR THE            
  CURRENT FISCAL YEAR ENDING DECEMBER            
  31, 2013.              

 

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Proxy Voting Record
 
THE TJX COMPANIES, INC.              
 
Security:   872540109     Meeting Type: Annual    
Ticker:   TJX     Meeting Date:   11-Jun-2013    
ISIN   US8725401090     Vote Deadline Date: 10-Jun-2013    
Agenda   933810625 Management   Total Ballot Shares: 1544668    
Last Vote Date: 01-May-2013              
Item Proposal     Recommendation Default Vote For Against Abstain Take No Action
1 ELECTION OF DIRECTOR: ZEIN ABDALLA For None 1544668 0 0 0
2 ELECTION OF DIRECTOR: JOSE B. ALVAREZ For None 1544668 0 0 0
3 ELECTION OF DIRECTOR: ALAN M. BENNETT For None 1544668 0 0 0
4 ELECTION OF DIRECTOR: BERNARD For None 1544668 0 0 0
  CAMMARATA              
5 ELECTION OF DIRECTOR: DAVID T. CHING For None 1544668 0 0 0
6 ELECTION OF DIRECTOR: MICHAEL F. HINES For None 1544668 0 0 0
7 ELECTION OF DIRECTOR: AMY B. LANE For None 1544668 0 0 0
8 ELECTION OF DIRECTOR: DAWN G. LEPORE For None 1544668 0 0 0
9 ELECTION OF DIRECTOR: CAROL   For None 1544668 0 0 0
  MEYROWITZ                
10 ELECTION OF DIRECTOR: JOHN F. O'BRIEN For None 1544668 0 0 0
11 ELECTION OF DIRECTOR: WILLOW B. SHIRE For None 1544668 0 0 0
12 RATIFICATION OF APPOINTMENT OF For None 1544668 0 0 0
  INDEPENDENT REGISTERED PUBLIC            
  ACCOUNTING FIRM FOR FISCAL 2014.            
13 APPROVAL OF STOCK INCENTIVE PLAN For None 1544668 0 0 0
  AMENDMENTS AND MATERIAL TERMS OF            
  PERFORMANCE GOALS UNDER THE PLAN.            
14 SAY ON PAY: ADVISORY APPROVAL OF TJX'S For None 1544668 0 0 0
  EXECUTIVE COMPENSATION.              

 

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Proxy Voting Record
 
CELGENE CORPORATION              
Security:   151020104     Meeting Type:   Annual    
Ticker:   CELG     Meeting Date:   12-Jun-2013    
ISIN   US1510201049     Vote Deadline Date: 11-Jun-2013    
Agenda   933806866 Management   Total Ballot Shares: 120000    
Last Vote Date: 01-May-2013              
Item Proposal   Recommendation Default Vote For Against Abstain Take No Action
1 DIRECTOR   For None        
  1 ROBERT J. HUGIN       120000 0 0 0
  2 R.W. BARKER, D. PHIL.       120000 0 0 0
  3 MICHAEL D. CASEY       120000 0 0 0
  4 CARRIE S. COX       120000 0 0 0
  5 RODMAN L. DRAKE       120000 0 0 0
  6 M.A. FRIEDMAN, M.D.       120000 0 0 0
  7 GILLA KAPLAN, PH.D.       120000 0 0 0
  8 JAMES J. LOUGHLIN       120000 0 0 0
  9 ERNEST MARIO, PH.D.       120000 0 0 0
2 RATIFICATION OF THE APPOINTMENT OF For None 120000 0 0 0
  KPMG LLP AS THE COMPANY'S              
  INDEPENDENT REGISTERED PUBLIC            
  ACCOUNTING FIRM FOR THE FISCAL YEAR            
  ENDING DECEMBER 31, 2013.              
3 APPROVAL OF THE AMENDMENT AND For None 120000 0 0 0
  RESTATEMENT OF THE COMPANY'S 2008            
  STOCK INCENTIVE PLAN.              
4 APPROVAL, BY NON-BINDING VOTE, OF For None 120000 0 0 0
  EXECUTIVE COMPENSATION OF THE            
  COMPANY'S NAMED EXECUTIVE OFFICERS.            
5 STOCKHOLDER PROPOSAL DESCRIBED IN Against None 0 120000 0 0
  MORE DETAIL IN THE PROXY STATEMENT.            

 

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Proxy Voting Record
 
TARGET CORPORATION                
 
Security:   87612 E106     Meeting Type:   Annual    
Ticker:   TGT       Meeting Date:   12-Jun-2013    
ISIN   US87612 E1064     Vote Deadline Date: 11-Jun-2013    
Agenda   933808163   Management   Total Ballot Shares: 460000    
Last Vote Date: 14-May-2013                
Item Proposal       Recommendation Default Vote For Against Abstain Take No Action
 
1 ELECTION OF DIRECTOR: ROXANNE S. For None 460000 0 0 0
  AUSTIN                  
2 ELECTION OF DIRECTOR: DOUGLAS M. For None 460000 0 0 0
  BAKER, JR.                  
3 ELECTION OF DIRECTOR: HENRIQUE DE For None 460000 0 0 0
  CASTRO                  
4 ELECTION OF DIRECTOR: CALVIN DARDEN For None 460000 0 0 0
5 ELECTION OF DIRECTOR: MARY N. DILLON For None 460000 0 0 0
6 ELECTION OF DIRECTOR: JAMES A. For None 460000 0 0 0
  JOHNSON                  
7 ELECTION OF DIRECTOR: MARY E. MINNICK For None 460000 0 0 0
8 ELECTION OF DIRECTOR: ANNE M. MULCAHY For None 460000 0 0 0
9 ELECTION OF DIRECTOR: DERICA W. RICE For None 460000 0 0 0
10 ELECTION OF DIRECTOR: GREGG W. For None 460000 0 0 0
  STEINHAFEL                  
11 ELECTION OF DIRECTOR: JOHN G. STUMPF For None 460000 0 0 0
12 ELECTION OF DIRECTOR: SOLOMON D. For None 460000 0 0 0
  TRUJILLO                  
13 COMPANY PROPOSAL TO RATIFY THE For None 460000 0 0 0
  APPOINTMENT OF ERNST & YOUNG LLP AS            
  OUR INDEPENDENT REGISTERED PUBLIC            
  ACCOUNTING FIRM.                
14 COMPANY PROPOSAL TO APPROVE, ON AN For None 460000 0 0 0
  ADVISORY BASIS, OUR EXECUTIVE            
  COMPENSATION ("SAY-ON-PAY").                
15 SHAREHOLDER PROPOSAL TO ADOPT A Against None 0 460000 0 0
  POLICY FOR AN INDEPENDENT CHAIRMAN.            
16 SHAREHOLDER PROPOSAL ON     Against None 0 460000 0 0
  ELECTRONICS RECYCLING.                

 

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Proxy Voting Record
 
VISTEON CORPORATION                
 
Security:   92839 U206     Meeting Type:   Annual    
Ticker:   VC       Meeting Date:   13-Jun-2013    
ISIN   US92839 U2069     Vote Deadline Date: 12-Jun-2013    
Agenda   933805357   Management   Total Ballot Shares: 330211    
Last Vote Date: 01-May-2013                
Item Proposal       Recommendation Default Vote For Against Abstain Take No Action
 
1 ELECTION OF DIRECTOR: DUNCAN H. For None 330211 0 0 0
  COCROFT                  
2 ELECTION OF DIRECTOR: JEFFREY D. JONES For None 330211 0 0 0
3 ELECTION OF DIRECTOR: TIMOTHY D. For None 330211 0 0 0
  LEULIETTE                  
4 ELECTION OF DIRECTOR: ROBERT J. MANZO For None 330211 0 0 0
5 ELECTION OF DIRECTOR: FRANCIS M. For None 330211 0 0 0
  SCRICCO                  
6 ELECTION OF DIRECTOR: DAVID L. For None 330211 0 0 0
  TREADWELL                  
7 ELECTION OF DIRECTOR: HARRY J. WILSON For None 330211 0 0 0
8 ELECTION OF DIRECTOR: YUEN KAM HO, For None 330211 0 0 0
  GEORGE                  
9 RATIFY THE APPOINTMENT OF ERNST & For None 330211 0 0 0
  YOUNG LLP AS THE COMPANY'S                
  INDEPENDENT REGISTERED PUBLIC            
  ACCOUNTING FIRM FOR FISCAL YEAR 2013.            
10 PROVIDE ADVISORY APPROVAL OF THE For None 330211 0 0 0
  COMPANY'S EXECUTIVE COMPENSATION.            
11 APPROVE AN AMENDMENT TO THE VISTEON For None 330211 0 0 0
  CORPORATION NON-EMPLOYEE DIRECTOR            
  STOCK UNIT PLAN.                

 

Page 76

 

Proxy Voting Record
 
ARIAD PHARMACEUTICALS, INC.                
 
Security:   04033 A100     Meeting Type:   Annual    
Ticker:   ARIA       Meeting Date:   20-Jun-2013    
ISIN   US04033 A1007     Vote Deadline Date: 19-Jun-2013    
Agenda   933812768   Management   Total Ballot Shares: 265000    
Last Vote Date: 07-May-2013                
Item Proposal     Recommendation Default Vote For Against Abstain Take No Action
1 DIRECTOR     For None        
  1 ATHANASE LAVIDAS, PH.D         265000 0 0 0
  2 MASSIMO RADAELLI, PH.D.         265000 0 0 0
2 TO APPROVE AN AMENDMENT TO OUR For None 265000 0 0 0
  CERTIFICATE OF INCORPORATION TO            
  INCREASE THE NUMBER OF AUTHORIZED            
  SHARES OF COMMON STOCK FROM 240            
  MILLION TO 450 MILLION SHARES.                
3 TO RATIFY THE SELECTION OF DELOITTE & For None 265000 0 0 0
  TOUCHE LLP AS OUR INDEPENDENT            
  REGISTERED PUBLIC ACCOUNTING FIRM            
  FOR 2013.                
4 TO APPROVE, ON AN ADVISORY BASIS, THE For None 265000 0 0 0
  COMPENSATION OF OUR NAMED EXECUTIVE            
  OFFICERS, AS DISCLOSED IN THE PROXY            
  STATEMENT.                

 

Page 77

 

Proxy Voting Record
 
WEATHERFORD INTERNATIONAL LTD              
 
Security:   H27013103     Meeting Type: Annual    
Ticker:   WFT     Meeting Date:   20-Jun-2013    
ISIN   CH0038838394     Vote Deadline Date: 19-Jun-2013    
Agenda   933820753 Management   Total Ballot Shares: 2050000    
Last Vote Date: 13-May-2013              
Item Proposal     Recommendation Default Vote For Against Abstain Take No Action
 
1 APPROVE THE 2012 ANNUAL REPORT, THE For None 2050000 0 0 0
  CONSOLIDATED FINANCIAL STATEMENTS            
  FOR FISCAL YEAR 2012 AND THE              
  STATUTORY FINANCIAL STATEMENTS OF            
  WEATHERFORD INTERNATIONAL LTD. FOR            
  FISCAL YEAR 2012.              
2 DISCHARGE THE BOARD OF DIRECTORS For None 2050000 0 0 0
  AND EXECUTIVE OFFICERS FROM LIABILITY            
  UNDER SWISS LAW FOR THE YEAR ENDED            
  DECEMBER 31, 2012.              
3 ELECTION OF DIRECTOR: BERNARD J. For None 2050000 0 0 0
  DUROC-DANNER              
4 ELECTION OF DIRECTOR: NICHOLAS F. For None 2050000 0 0 0
  BRADY                
5 ELECTION OF DIRECTOR: DAVID J. BUTTERS For None 2050000 0 0 0
6 ELECTION OF DIRECTOR: JOHN D. GASS For None 2050000 0 0 0
7 ELECTION OF DIRECTOR: FRANCIS S. For None 2050000 0 0 0
  KALMAN                
8 ELECTION OF DIRECTOR: WILLIAM E. For None 2050000 0 0 0
  MACAULAY                
9 ELECTION OF DIRECTOR: ROBERT K. For None 2050000 0 0 0
  MOSES, JR.                
10 ELECTION OF DIRECTOR: GUILLERMO ORTIZ For None 2050000 0 0 0
11 ELECTION OF DIRECTOR: EMYR JONES For None 2050000 0 0 0
  PARRY                
12 ELECTION OF DIRECTOR: ROBERT A. RAYNE For None 2050000 0 0 0
13 RATIFY THE APPOINTMENT OF KPMG LLP AS For None 2050000 0 0 0
  OUR INDEPENDENT REGISTERED PUBLIC            
  ACCOUNTING FIRM AND ELECT KPMG AG AS            
  OUR SWISS STATUTORY AUDITOR.            

 

Page 78

 

Proxy Voting Record
 
 
Item Proposal Recommendation Default Vote For Against Abstain Take No Action
 
14 APPROVE AMENDMENTS TO For None 0 2050000 0 0
  WEATHERFORD'S ARTICLES OF            
  ASSOCIATION TO AUTHORIZE ISSUABLE            
  AUTHORIZED SHARE CAPITAL IN AN AMOUNT            
  EQUAL TO 18.22% OF CURRENT STATED            
  CAPITAL AND GRANT AN AUTHORIZATION OF            
  THE BOARD OF DIRECTORS TO ISSUE            
  SHARES FROM AUTHORIZED SHARE            
  CAPITAL FOR THE PERIOD FROM JUNE 20,            
  2013 TO JUNE 20, 2015.            
15 ADOPT AN ADVISORY RESOLUTION For None 0 2050000 0 0
  APPROVING THE COMPENSATION OF THE            
  NAMED EXECUTIVE OFFICERS.            

 

Page 79

 

Proxy Voting Record
 
WEATHERFORD INTERNATIONAL LTD              
 
Security:   H27013103     Meeting Type: Annual    
Ticker:   WFT     Meeting Date:   20-Jun-2013    
ISIN   CH0038838394     Vote Deadline Date: 19-Jun-2013    
Agenda   933844575 Management   Total Ballot Shares: 2050000    
Last Vote Date: 10-Jun-2013              
Item Proposal     Recommendation Default Vote For Against Abstain Take No Action
 
1 APPROVE THE 2012 ANNUAL REPORT, THE For None 2050000 0 0 0
  CONSOLIDATED FINANCIAL STATEMENTS            
  FOR FISCAL YEAR 2012 AND THE              
  STATUTORY FINANCIAL STATEMENTS OF            
  WEATHERFORD INTERNATIONAL LTD. FOR            
  FISCAL YEAR 2012.              
2 DISCHARGE THE BOARD OF DIRECTORS For None 2050000 0 0 0
  AND EXECUTIVE OFFICERS FROM LIABILITY            
  UNDER SWISS LAW FOR THE YEAR ENDED            
  DECEMBER 31, 2012.              
3 ELECTION OF DIRECTOR: BERNARD J. For None 2050000 0 0 0
  DUROC-DANNER              
4 ELECTION OF DIRECTOR: NICHOLAS F. For None 2050000 0 0 0
  BRADY                
5 ELECTION OF DIRECTOR: DAVID J. BUTTERS For None 2050000 0 0 0
6 ELECTION OF DIRECTOR: JOHN D. GASS For None 2050000 0 0 0
7 ELECTION OF DIRECTOR: FRANCIS S. For None 2050000 0 0 0
  KALMAN                
8 ELECTION OF DIRECTOR: WILLIAM E. For None 2050000 0 0 0
  MACAULAY                
9 ELECTION OF DIRECTOR: ROBERT K. For None 2050000 0 0 0
  MOSES, JR.                
10 ELECTION OF DIRECTOR: GUILLERMO ORTIZ For None 2050000 0 0 0
11 ELECTION OF DIRECTOR: EMYR JONES For None 2050000 0 0 0
  PARRY                
12 ELECTION OF DIRECTOR: ROBERT A. RAYNE For None 2050000 0 0 0
13 RATIFY THE APPOINTMENT OF KPMG LLP AS For None 2050000 0 0 0
  OUR INDEPENDENT REGISTERED PUBLIC            
  ACCOUNTING FIRM AND ELECT KPMG AG AS            
  OUR SWISS STATUTORY AUDITOR.            

 

Page 80

 

Proxy Voting Record
 
 
Item Proposal Recommendation Default Vote For Against Abstain Take No Action
 
14 APPROVE AMENDMENTS TO For None 2050000 0 0 0
  WEATHERFORD'S ARTICLES OF            
  ASSOCIATION TO AUTHORIZE ISSUABLE            
  AUTHORIZED SHARE CAPITAL IN AN AMOUNT            
  EQUAL TO 18.22% OF CURRENT STATED            
  CAPITAL AND GRANT AN AUTHORIZATION OF            
  THE BOARD OF DIRECTORS TO ISSUE            
  SHARES FROM AUTHORIZED SHARE            
  CAPITAL FOR THE PERIOD FROM JUNE 20,            
  2013 TO JUNE 20, 2015.            
15 ADOPT AN ADVISORY RESOLUTION For None 2050000 0 0 0
  APPROVING THE COMPENSATION OF THE            
  NAMED EXECUTIVE OFFICERS.            

 

Page 81


SIGNATURES

Pursuant to the requirements of the Investment Company Act of 1940, the registrant has
duly caused this report to be signed on its behalf by the undersigned, thereunto duly
authorized.

Registrant General American Investors Company, Inc.

By (Signature and Title)*
 /s/Jeffrey W. Priest

Jeffrey W. Priest, President & Chief Executive Officer
(Principal Executive Officer)

Date

August 19, 2013

*Print name and title of each signing officer under his or her signature