|
||||||
1a. Identity of the issuer or the underlying issuer of existing
shares to which voting rights are attached:
|
Pearson
plc
|
|||||
1b. Please indicate if the issuer is a non-UK issuer
(please mark with an "X"
if appropriate)
|
||||||
Non-UK issuer
|
|
|||||
2. Reason for the notification (please mark the appropriate
box or boxes with an "X")
|
||||||
An
acquisition or disposal of voting rights
|
X
|
|||||
An
acquisition or disposal of financial instruments
|
X
|
|||||
An
event changing the breakdown of voting rights
|
|
|||||
Other
(please specify)iii: i. Type 1
Disclosure as per the Transparency Directive II
Regulation
|
|
|||||
3. Details of person subject to the notification
obligationiv
|
||||||
Name
|
Bank of
Nova Scotia
|
|||||
City
and country of registered office (if applicable)
|
40 King
Street West, Scotia Plaza, Toronto, N/A,
Ontario,
Canada
|
|||||
4. Full name of shareholder(s) (if different from
3.)v
|
||||||
Name
|
|
|||||
City
and country of registered office (if applicable)
|
|
|||||
5. Date on which the threshold was crossed or
reachedvi:
|
16/10/2018
|
|||||
6. Date on which issuer notified
(DD/MM/YYYY):
|
18/10/2018
|
|||||
7. Total positions of person(s) subject to the notification
obligation
|
||||||
|
% of
voting rights attached to shares (total of 8. A)
|
% of
voting rights through financial instruments(total of 8.B 1 + 8.B
2)
|
Total
of both in % (8.A + 8.B)
|
Total
number of voting rights of issuervii
|
||
Resulting
situation on the date on which threshold was crossed or
reached
|
2.52%
|
2.68%
|
5.20%
|
781,064,746
|
||
Position
of previous notification (if applicable)
|
|
|
|
|
||
|
|
|
|
|
|
|
8. Notified details of the resulting situation on the date on which
the threshold was crossed or reachedviii
|
|||||||||||
A: Voting rights attached to shares
|
|||||||||||
Class/type ofshares
ISIN
code (if possible)
|
Number of voting rightsix
|
% of voting rights
|
|||||||||
Direct
(Art 9
of Directive 2004/109/EC) (DTR5.1)
|
Indirect
(Art 10
of Directive 2004/109/EC) (DTR5.2.1)
|
Direct
(Art 9
of Directive 2004/109/EC) (DTR5.1)
|
Indirect
(Art 10
of Directive 2004/109/EC) (DTR5.2.1)
|
||||||||
GB0006776081
|
19,582,499
|
|
2.50%
|
|
|||||||
GB0006776081
|
|
135,000
|
|
0.01%
|
|||||||
|
|
|
|
|
|||||||
SUBTOTAL 8. A
|
19,717,499
|
2.52%
|
|||||||||
|
|||||||||||
B 1: Financial Instruments according to Art. 13(1)(a) of Directive
2004/109/EC (DTR5.3.1.1 (a))
|
|||||||||||
Type of financial instrument
|
Expirationdatex
|
Exercise/Conversion Periodxi
|
Number of voting rights that may be acquired if the instrument
is
exercised/converted.
|
% of voting rights
|
|
||||||
|
|
|
|
|
|
||||||
|
|
|
|
|
|
||||||
|
|
|
|
|
|
||||||
|
|
SUBTOTAL 8. B 1
|
|
|
|
||||||
|
|||||||||||
B 2: Financial Instruments with similar economic effect according
to Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1
(b)) (Note that holdings held via indices, baskets
and ETFs would be displayed here as asset class "Equity" or
"PreferredEquity" so please update this to the correct name
accordingly)
|
|||||||||||
Type of financial instrument
|
Expirationdatex
|
Exercise/Conversion Period xi
|
Physical or cash
settlementxii
|
Number of voting rights
|
% of voting rights
|
|
|||||
Swap
|
01/05/2020
|
563
days until exercise/conversion
|
Cash
Settlement
|
20,936,397
|
2.68%
|
|
|||||
|
|
|
|
|
|
|
|||||
|
|
|
|
|
|
|
|||||
|
|
|
SUBTOTAL 8.B.2
|
20,936,397
|
2.68%
|
|
9. Information in relation
to the person subject to the notification obligation (please
mark the applicable box with
an "X")
|
||||
Person
subject to the notification obligation is not controlled by any
natural person or legal entity and does not control any other
undertaking(s) holding directly or indirectly an interest in the
(underlying) issuerxiii
|
|
|||
Full
chain of controlled undertakings through which the voting rights
and/or thefinancial instruments are effectively held starting with
the ultimate controlling natural person or legal entityxiv (please add additional rows as
necessary)
|
X
|
|||
Namexv
|
% of voting rights if it equals or is higher than the notifiable
threshold
|
% of voting rights through financial instruments if it equals or is
higher than the notifiable threshold
|
Total of both if it equals or is higher than the notifiable
threshold
|
|
Bank of
Nova Scotia Group
|
2.52
|
2.68
|
5.20
|
|
The
Bank of Nova Scotia
|
2.50
|
2.68
|
5.18
|
|
Scotia
Capital Inc
|
0.01
|
0.00
|
0.01
|
|
|
||||
10. In case of proxy voting, please identify:
|
||||
Name of
the proxy holder
|
N/A
|
|||
The
number and % of voting rights held
|
N/A
|
|||
The
date until which the voting rights will be held
|
N/A
|
|||
|
||||
11. Additional informationxvi
|
||||
|
||||
|
|
|
|
|
Place of completion
|
201 Bishopsgate, 6th Floor,London,
EC2M 3NS United Kingdom
|
Date of completion
|
16/10/2018
|
|
PEARSON
plc
|
|
|
Date: 23
October 2018
|
|
|
By: /s/
NATALIE WHITE
|
|
|
|
------------------------------------
|
|
Natalie
White
|
|
Deputy
Company Secretary
|