1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security |
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Incentive Stock Option (right to buy)
|
Â
(3)
|
07/23/2023 |
Common Stock, $.10 Par Value
|
4,982
|
$
0.85
|
D
|
Â
|
Incentive Stock Option (right to buy)
|
Â
(3)
|
01/23/2022 |
Common Stock, $.10 Par Value
|
12,090
|
$
1.1
|
D
|
Â
|
Incentive Stock Option (right to buy)
|
Â
(3)
|
07/23/2022 |
Common Stock, $.10 Par Value
|
5,049
|
$
1.1
|
D
|
Â
|
Incentive Stock Option (right to buy)
|
Â
(3)
|
11/30/2020 |
Common Stock, $.10 Par Value
|
731
|
$
1.35
|
D
|
Â
|
Incentive Stock Option (right to buy)
|
Â
(3)
|
03/24/2024 |
Common Stock, $.10 Par Value
|
63,773
|
$
2.58
|
D
|
Â
|
Non-Qualified Stock Option (right to buy)
|
Â
(4)
|
02/19/2023 |
Common Stock, $.10 Par Value
|
59,787
|
$
0.85
|
D
|
Â
|
Non-Qualified Stock Option (right to buy)
|
Â
(5)
|
11/11/2024 |
Common Stock, $.10 Par Value
|
17,065
|
$
19.18
|
D
|
Â
|
* |
If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** |
Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) |
This total includes 5,974 restricted stock units that represent a contingent right to receive one share of the registrant's common stock per unit. The units vest incrementally over four years from their grant dates, with 25% of the total becoming vested on each of the first through fourth anniversaries of the grant dates, contingent upon the reporting person's continued employment with the registrant. This total also includes 117,860 restricted stock units that represent a contingent right to receive one share of the registrant's common stock per unit. The units vest incrementally over two years from their grant dates, with 50% of the total becoming vested on the first and second anniversaries of the grant dates, contingent upon the reporting person's continued employment with the registrant. |
(2) |
These shares are held under the Company's 401(k) Retirement Savings Plan. |
(3) |
This incentive stock option vests monthly over four years from the date of grant, becoming fully vested on the four year anniversary of the grant. This option expires 10 years from the date of grant. |
(4) |
This non-qualified stock option vests monthly over four years from the date of grant, becoming fully vested on the four year anniversary of the grant. This option expires 10 years from the date of grant. |
(5) |
This non-qualified stock option vests incrementally over four years beginning November 11, 2015, with 25% of the total becoming vested on that date and 25% each 12 months thereafter until 100% vested. The option expires 10 years from the date of grant. |