UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT
INVESTMENT COMPANY
Investment Company Act File No. 811-21586
First Trust Enhanced Equity Income Fund
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Exact Name of Registrant as Specified in Declaration of Trust
120 East Liberty Drive, Suite 400, Wheaton, Illinois 60187
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Address of Principal Executive Offices (Number, Street, City, State, Zip Code)
W. Scott Jardine
First Trust Portfolios L.P.
120 East Liberty Drive, Suite 400
Wheaton, Illinois 60187
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Name and Address (Number, Street, City, State, Zip Code) of Agent for Service
(630) 765-8000
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Registrant's Telephone Number, including Area Code
Date of fiscal year end: December 31
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Date of reporting period: July 1, 2014 - June 30, 2015
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Form N-PX is to be used by a registered management investment company, other
than a small business investment company registered on Form N-5 (ss.ss. 239.24
and 274.5 of this chapter), to file reports with the Commission, not later than
August 31 of each year, containing the registrant's proxy voting record for the
most recent twelve-month period ended June 30, pursuant to section 30 of the
Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4).
The Commission may use the information provided on Form N-PX in its regulatory,
disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form N-PX, and
the Commission will make this information public. A registrant is not required
to respond to the collection of information contained in Form N-PX unless the
Form displays a currently valid Office of Management and Budget ("OMB") control
number. Please direct comments concerning the accuracy of the information
collection burden estimate and any suggestions for reducing the burden to the
Secretary, Securities and Exchange Commission, 100 F Street, N.E., Washington
D.C. 20549. The OMB has reviewed this collection of information under the
clearance requirements of 44 U.S.C. Section 3507.
Item 1. Proxy Voting Record
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Medtronic, Inc.
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Ticker MDT Meeting Date 21-Aug-14
Provider Security ID 585055106
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PROPOSAL MANAGEMENT VOTE
PROPONENT NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION VOTED
Management 1.1 Elect Director Richard H. Anderson For For Yes
Management 1.2 Elect Director Scott C. Donnelly For For Yes
Management 1.3 Elect Director Omar Ishrak For For Yes
Management 1.4 Elect Director Shirley Ann Jackson For For Yes
Management 1.5 Elect Director Michael O. Leavitt For For Yes
Management 1.6 Elect Director James T. Lenehan For For Yes
Management 1.7 Elect Director Denise M. O'Leary For For Yes
Management 1.8 Elect Director Kendall J. Powell For For Yes
Management 1.9 Elect Director Robert C. Pozen For For Yes
Management 1.10 Elect Director Preetha Reddy For Withhold Yes
Management 2 Ratify Auditors For For Yes
Management 3 Advisory Vote to Ratify Named Executive Officers' Compensation For For Yes
Management 4 Approve Qualified Employee Stock Purchase Plan For For Yes
Management 5 Adopt Majority Voting for Uncontested Election of Directors For For Yes
Management 6 Reduce Supermajority Vote Requirement for Establishing Range For
Board Size For For Yes
Management 7 Reduce Supermajority Vote Requirement for Removal of Directors For For Yes
Management 8 Reduce Supermajority Vote Requirement for Amendment of Articles For For Yes
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Microchip Technology Incorporated
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Ticker MCHP Meeting Date 25-Aug-14
Provider Security ID 595017104
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Management 1.1 Elect Director Steve Sanghi For For Yes
Management 1.2 Elect Director Matthew W. Chapman For For Yes
Management 1.3 Elect Director L.B. Day For For Yes
Management 1.4 Elect Director Esther L. Johnson For For Yes
Management 1.5 Elect Director Wade F. Meyercord For For Yes
Management 2 Ratify Auditors For For Yes
Management 3 Amend Qualified Employee Stock Purchase Plan For For Yes
Management 4 Amend Nonqualified Employee Stock Purchase Plan For For Yes
Management 5 Advisory Vote to Ratify Named Executive Officers' Compensation For For Yes
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FedEx Corporation
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Ticker FDX Meeting Date 29-Sep-14
Provider Security ID 31428X106
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Management 1.1 Elect Director James L. Barksdale For For Yes
Management 1.2 Elect Director John A. Edwardson For For Yes
Management 1.3 Elect Director Marvin R. Ellison For For Yes
Management 1.4 Elect Director Kimberly A. Jabal For For Yes
Management 1.5 Elect Director Shirley Ann Jackson For For Yes
Management 1.6 Elect Director Gary W. Loveman For For Yes
Management 1.7 Elect Director R. Brad Martin For For Yes
Management 1.8 Elect Director Joshua Cooper Ramo For For Yes
Management 1.9 Elect Director Susan C. Schwab For For Yes
Management 1.10 Elect Director Frederick W. Smith For For Yes
Management 1.11 Elect Director David P. Steiner For For Yes
Management 1.12 Elect Director Paul S. Walsh For For Yes
Management 2 Advisory Vote to Ratify Named Executive Officers' Compensation For For Yes
Management 3 Ratify Auditors For For Yes
Share Holder 4 Adopt Proxy Access Right Against Against Yes
Share Holder 5 Provide Vote Counting to Exclude Abstentions Against Against Yes
Share Holder 6 Adopt Policy Prohibiting Hedging and Pledging Transactions Against For Yes
Share Holder 7 Adopt Policy Prohibiting Tax Payments on Restricted Stock Awards Against For Yes
Share Holder 8 Report on Political Contributions Against For Yes
Page 1
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Comcast Corporation
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Ticker CMCSA Meeting Date 08-Oct-14
Provider Security ID 20030N101
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Management 1 Issue Shares in Connection with Acquisition For For Yes
Management 2 Adjourn Meeting For For Yes
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Cardinal Health, Inc.
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Ticker CAH Meeting Date 05-Nov-14
Provider Security ID 14149Y108
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Management 1.1 Elect Director David J. Anderson For For Yes
Management 1.2 Elect Director Colleen F. Arnold For For Yes
Management 1.3 Elect Director George S. Barrett For For Yes
Management 1.4 Elect Director Carrie S. Cox For For Yes
Management 1.5 Elect Director Calvin Darden For For Yes
Management 1.6 Elect Director Bruce L. Downey For For Yes
Management 1.7 Elect Director Patricia A. Hemingway Hall For For Yes
Management 1.8 Elect Director Clayton M. Jones For For Yes
Management 1.9 Elect Director Gregory B. Kenny For For Yes
Management 1.10 Elect Director David P. King For For Yes
Management 1.11 Elect Director Richard C. Notebaert For For Yes
Management 2 Ratify Auditors For For Yes
Management 3 Advisory Vote to Ratify Named Executive Officers' Compensation For For Yes
Management 4 Amend Executive Incentive Bonus Plan For For Yes
Share Holder 5 Report on Political Contributions Against For Yes
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Oracle Corporation
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Ticker ORCL Meeting Date 05-Nov-14
Provider Security ID 68389X105
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Management 1.1 Elect Director Jeffrey S. Berg For For Yes
Management 1.2 Elect Director H. Raymond Bingham For Withhold Yes
Management 1.3 Elect Director Michael J. Boskin For Withhold Yes
Management 1.4 Elect Director Safra A. Catz For For Yes
Management 1.5 Elect Director Bruce R. Chizen For Withhold Yes
Management 1.6 Elect Director George H. Conrades For For Yes
Management 1.7 Elect Director Lawrence J. Ellison For For Yes
Management 1.8 Elect Director Hector Garcia-Molina For For Yes
Management 1.9 Elect Director Jeffrey O. Henley For For Yes
Management 1.10 Elect Director Mark V. Hurd For For Yes
Management 1.11 Elect Director Naomi O. Seligman For For Yes
Management 2 Advisory Vote to Ratify Named Executive Officers' Compensation For Against Yes
Management 3 Ratify Auditors For For Yes
Share Holder 4 Provide Vote Counting to Exclude Abstentions Against Against Yes
Share Holder 5 Adopt Multiple Performance Metrics Under Executive Incentive Plans Against For Yes
Share Holder 6 Adopt Specific Performance Standards Against For Yes
Share Holder 7 Adopt Proxy Access Right Against For Yes
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Automatic Data Processing, Inc.
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Ticker ADP Meeting Date 11-Nov-14
Provider Security ID 053015103
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Management 1.1 Elect Director Ellen R. Alemany For For Yes
Management 1.2 Elect Director Leslie A. Brun For For Yes
Management 1.3 Elect Director Richard T. Clark For For Yes
Management 1.4 Elect Director Eric C. Fast For For Yes
Management 1.5 Elect Director Linda R. Gooden For For Yes
Management 1.6 Elect Director Michael P. Gregoire For For Yes
Management 1.7 Elect Director R. Glenn Hubbard For For Yes
Management 1.8 Elect Director John P. Jones For For Yes
Management 1.9 Elect Director Carlos A. Rodriguez For For Yes
Management 2 Advisory Vote to Ratify Named Executive Officers' Compensation For For Yes
Management 3 Ratify Auditors For For Yes
Page 2
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Lamar Advertising Company
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Ticker LAMR Meeting Date 17-Nov-14
Provider Security ID 512815101
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Management 1 Approve Reorganization Plan For For Yes
Management 2 Adjourn Meeting For For Yes
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Cisco Systems, Inc.
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Ticker CSCO Meeting Date 20-Nov-14
Provider Security ID 17275R102
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Management 1a Elect Director Carol A. Bartz For For Yes
Management 1b Elect Director M. Michele Burns For For Yes
Management 1c Elect Director Michael D. Capellas For For Yes
Management 1d Elect Director John T. Chambers For For Yes
Management 1e Elect Director Brian L. Halla For For Yes
Management 1f Elect Director John L. Hennessy For For Yes
Management 1g Elect Director Kristina M. Johnson For For Yes
Management 1h Elect Director Roderick C. McGeary For For Yes
Management 1i Elect Director Arun Sarin For For Yes
Management 1j Elect Director Steven M. West For For Yes
Management 2 Amend Qualified Employee Stock Purchase Plan For For Yes
Management 3 Advisory Vote to Ratify Named Executive Officers' Compensation For For Yes
Management 4 Ratify Auditors For For Yes
Share Holder 5 Establish Public Policy Board Committee Against Against Yes
Share Holder 6 Adopt Proxy Access Right Against Against Yes
Share Holder 7 Report on Political Contributions Against For Yes
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Energy Transfer Partners L.P.
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Ticker ETP Meeting Date 20-Nov-14
Provider Security ID 29273R109
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Management 1 Amend Omnibus Stock Plan For For Yes
Management 2 Adjourn Meeting For For Yes
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Microsoft Corporation
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Ticker MSFT Meeting Date 03-Dec-14
Provider Security ID 594918104
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Management 1.1 Elect Director William H. Gates lll For For Yes
Management 1.2 Elect Director Maria M. Klawe For For Yes
Management 1.3 Elect Director Teri L. List-Stoll For For Yes
Management 1.4 Elect Director G. Mason Morfit For For Yes
Management 1.5 Elect Director Satya Nadella For For Yes
Management 1.6 Elect Director Charles H. Noski For For Yes
Management 1.7 Elect Director Helmut Panke For For Yes
Management 1.8 Elect Director Charles W. Scharf For For Yes
Management 1.9 Elect Director John W. Stanton For For Yes
Management 1.10 Elect Director John W. Thompson For For Yes
Management 2 Advisory Vote to Ratify Named Executive Officers' Compensation For Against Yes
Management 3 Ratify Auditors For For Yes
Share Holder 4 Proxy Access Against Against Yes
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Medtronic, Inc.
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Ticker MDT Meeting Date 06-Jan-15
Provider Security ID 585055106
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Management 1 Approve Merger Agreement For For Yes
Management 2 Approve Reduction of Share Premium Account For For Yes
Management 3 Advisory Vote on Golden Parachutes For For Yes
Management 4 Adjourn Meeting For For Yes
Page 3
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Rockwell Automation, Inc.
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Ticker ROK Meeting Date 03-Feb-15
Provider Security ID 773903109
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Management A1 Elect Director Betty C. Alewine For For Yes
Management A2 Elect Director J. Phillip Holloman For For Yes
Management A3 Elect Director Verne G. Istock For For Yes
Management A4 Elect Director Lawrence D. Kingsley For For Yes
Management A5 Elect Director Lisa A. Payne For For Yes
Management B Ratify Auditors For For Yes
Management C Advisory Vote to Ratify Named Executive Officers' Compensation For For Yes
Management D Adopt Majority Voting for Uncontested Election of Directors For For Yes
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QUALCOMM Incorporated
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Ticker QCOM Meeting Date 09-Mar-15
Provider Security ID 747525103
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Management 1a Elect Director Barbara T. Alexander For For Yes
Management 1b Elect Director Donald G. Cruickshank For For Yes
Management 1c Elect Director Raymond V. Dittamore For For Yes
Management 1d Elect Director Susan Hockfield For For Yes
Management 1e Elect Director Thomas W. Horton For For Yes
Management 1f Elect Director Paul E. Jacobs For For Yes
Management 1g Elect Director Sherry Lansing For For Yes
Management 1h Elect Director Harish Manwani For For Yes
Management 1i Elect Director Steven M. Mollenkopf For For Yes
Management 1j Elect Director Duane A. Nelles For For Yes
Management 1k Elect Director Clark T. 'Sandy' Randt, Jr. For For Yes
Management 1l Elect Director Francisco Ros For For Yes
Management 1m Elect Director Jonathan J. Rubinstein For For Yes
Management 1n Elect Director Brent Scowcroft For For Yes
Management 1o Elect Director Marc I. Stern For For Yes
Management 2 Ratify PricewaterhouseCoopers LLP as Auditors For For Yes
Management 3 Amend Qualified Employee Stock Purchase Plan For For Yes
Management 4 Advisory Vote to Ratify Named Executive Officers' Compensation For Against Yes
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Apple Inc.
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Ticker AAPL Meeting Date 10-Mar-15
Provider Security ID 037833100
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Management 1.1 Elect Director Tim Cook For For Yes
Management 1.2 Elect Director Al Gore For For Yes
Management 1.3 Elect Director Bob Iger For For Yes
Management 1.4 Elect Director Andrea Jung For For Yes
Management 1.5 Elect Director Art Levinson For For Yes
Management 1.6 Elect Director Ron Sugar For For Yes
Management 1.7 Elect Director Sue Wagner For For Yes
Management 2 Ratify Ernst & Young LLP as Auditors For For Yes
Management 3 Advisory Vote to Ratify Named Executive Officers' Compensation For Against Yes
Management 4 Approve Qualified Employee Stock Purchase Plan For For Yes
Share Holder 5 Report on Risks Associated with Repeal of Climate Change Policies Against Against Yes
Share Holder 6 Adopt Proxy Access Right Against For Yes
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Analog Devices, Inc.
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Ticker ADI Meeting Date 11-Mar-15
Provider Security ID 032654105
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Management 1a Elect Director Ray Stata For For Yes
Management 1b Elect Director Vincent T. Roche For For Yes
Management 1c Elect Director Jose E. Almeida For For Yes
Management 1d Elect Director Richard M. Beyer For For Yes
Management 1e Elect Director James A. Champy For For Yes
Management 1f Elect Director Edward H. Frank For For Yes
Management 1g Elect Director John C. Hodgson For For Yes
Management 1h Elect Director Yves-Andre Istel For For Yes
Management 1i Elect Director Neil Novich For For Yes
Management 1j Elect Director Kenton J. Sicchitano For For Yes
Management 1k Elect Director Lisa T. Su For For Yes
Management 2 Advisory Vote to Ratify Named Executive Officers' Compensation For For Yes
Management 3 Ratify Ernst & Young LLP as Auditors For For Yes
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The Walt Disney Company
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Ticker DIS Meeting Date 12-Mar-15
Provider Security ID 254687106
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Management 1a Elect Director Susan E. Arnold For For Yes
Management 1b Elect Director John S. Chen For For Yes
Management 1c Elect Director Jack Dorsey For For Yes
Management 1d Elect Director Robert A. Iger For For Yes
Management 1e Elect Director Fred H. Langhammer For For Yes
Management 1f Elect Director Aylwin B. Lewis For For Yes
Management 1g Elect Director Monica C. Lozano For For Yes
Management 1h Elect Director Robert W. Matschullat For For Yes
Management 1i Elect Director Sheryl K. Sandberg For For Yes
Management 1j Elect Director Orin C. Smith For For Yes
Management 2 Ratify PricewaterhouseCoopers LLP as Auditors For For Yes
Management 3 Advisory Vote to Ratify Named Executive Officers' Compensation For For Yes
Share Holder 4 Require Independent Board Chairman Against For Yes
Share Holder 5 Pro-rata Vesting of Equity Awards Against For Yes
Page 4
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Agilent Technologies, Inc.
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Ticker A Meeting Date 18-Mar-15
Provider Security ID 00846U101
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Management 1.1 Elect Director Robert J. Herbold For For Yes
Management 1.2 Elect Director Koh Boon Hwee For For Yes
Management 1.3 Elect Director Michael R. McMullen For For Yes
Management 2 Ratify PricewaterhouseCoopers LLP as Auditors For For Yes
Management 3 Amend Executive Incentive Bonus Plan For For Yes
Management 4 Declassify the Board of Directors For For Yes
Management 5 Advisory Vote to Ratify Named Executive Officers' Compensation For Against Yes
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Schlumberger Limited
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Ticker SLB Meeting Date 08-Apr-15
Provider Security ID 806857108
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Management 1a Elect Peter L.S. Currie as Director For For Yes
Management 1b Elect K. Vaman Kamath as Director For For Yes
Management 1c Elect V. Maureen Kempston Darkes as Director For For Yes
Management 1d Elect Paal Kibsgaard as Director For For Yes
Management 1e Elect Nikolay Kudryavtsev as Director For For Yes
Management 1f Elect Michael E. Marks as Director For For Yes
Management 1g Elect Indra K. Nooyi as Director For For Yes
Management 1h Elect Lubna S. Olayan as Director For For Yes
Management 1i Elect Leo Rafael Reif as Director For For Yes
Management 1j Elect Tore I. Sandvold as Director For For Yes
Management 1k Elect Henri Seydoux as Director For For Yes
Management 2 Advisory Vote to Ratify Named Executive Officers' Compensation For For Yes
Management 3 Adopt and Approve Financials and Dividends For For Yes
Management 4 Ratify PricewaterhouseCoopers LLP as Auditors For For Yes
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Carnival Corporation
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Ticker CCL Meeting Date 14-Apr-15
Provider Security ID 143658300
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Management 1 Re-elect Micky Arison As A Director Of Carnival Corporation and As A
Director Of Carnival Plc. For For Yes
Management 2 Re-elect Jonathon Band as Director of Carnival Corporation and as a
Director of Carnival plc. For For Yes
Management 3 Re-elect Arnold W. Donald as Director of Carnival Corporation and as a
Director of Carnival plc. For For Yes
Management 4 Re-elect Richard J. Glasier as Director of Carnival Corporation and as a
Director of Carnival plc. For For Yes
Management 5 Re-elect Debra Kelly-Ennis as Director of Carnival Corporation and as a
Director of Carnival plc. For For Yes
Management 6 Re-elect John Parker as Director of Carnival Corporation and as a
Director of Carnival plc. For For Yes
Management 7 Re-elect Stuart Subotnick as Director of Carnival Corporation and as a
Director of Carnival plc. For For Yes
Management 8 Re-elect Laura Weil as Director of Carnival Corporation and as a
Director of Carnival plc. For For Yes
Management 9 Re-elect Randall J. Weisenburger as Director of Carnival Corporation and
as a Director of Carnival plc. For For Yes
Management 10 Reappoint The UK Firm Of PricewaterhouseCoopers LLP As Independent
Auditors For Carnival Plc And Ratify The U.S. Firm Of
PricewaterhouseCoopers LLP As The Independent Auditor For Carnival
Corporation For For Yes
Management 11 Authorize The Audit Committee Of Carnival Plc To Fix Remuneration Of The
Independent Auditors Of Carnival Plc For For Yes
Management 12 Receive The UK Accounts And Reports Of The Directors And Auditors Of
Carnival Plc For The Year Ended November 30, 2014 For For Yes
Management 13 Advisory Vote to Ratify Named Executive Officers' Compensation For For Yes
Management 14 Approve Remuneration Report of Executive Directors For For Yes
Management 15 Authorise Issue of Equity with Pre-emptive Rights For For Yes
Management 16 Authorise Issue of Equity without Pre-emptive Rights For For Yes
Management 17 Authorize Share Repurchase Program For For Yes
Page 5
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General Electric Company
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Ticker GE Meeting Date 22-Apr-15
Provider Security ID 369604103
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Management A1 Elect Director W. Geoffrey Beattie For For Yes
Management A2 Elect Director John J. Brennan For For Yes
Management A3 Elect Director James I. Cash, Jr. For For Yes
Management A4 Elect Director Francisco D'Souza For For Yes
Management A5 Elect Director Marijn E. Dekkers For For Yes
Management A6 Elect Director Susan J. Hockfield For For Yes
Management A7 Elect Director Jeffrey R. Immelt For For Yes
Management A8 Elect Director Andrea Jung For For Yes
Management A9 Elect Director Robert W. Lane For For Yes
Management A10 Elect Director Rochelle B. Lazarus For For Yes
Management A11 Elect Director James J. Mulva For For Yes
Management A12 Elect Director James E. Rohr For For Yes
Management A13 Elect Director Mary L. Schapiro For For Yes
Management A14 Elect Director Robert J. Swieringa For For Yes
Management A15 Elect Director James S. Tisch For For Yes
Management A16 Elect Director Douglas A. Warner, III For For Yes
Management B1 Advisory Vote to Ratify Named Executive Officers' Compensation For For Yes
Management B2 Ratify KPMG LLP as Auditors For For Yes
Share Holder C1 Provide for Cumulative Voting Against Against Yes
Share Holder C2 Provide Right to Act by Written Consent Against Against Yes
Share Holder C3 Select One Director from Ranks of Retirees Against Against Yes
Share Holder C4 Adopt Holy Land Principles Against Against Yes
Share Holder C5 Pro-rata Vesting on Equity Plans Against For Yes
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Johnson & Johnson
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Ticker JNJ Meeting Date 23-Apr-15
Provider Security ID 478160104
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Management 1a Elect Director Mary Sue Coleman For For Yes
Management 1b Elect Director D. Scott Davis For For Yes
Management 1c Elect Director Ian E. L. Davis For For Yes
Management 1d Elect Director Alex Gorsky For For Yes
Management 1e Elect Director Susan L. Lindquist For For Yes
Management 1f Elect Director Mark B. McClellan For For Yes
Management 1g Elect Director Anne M. Mulcahy For For Yes
Management 1h Elect Director William D. Perez For For Yes
Management 1i Elect Director Charles Prince For For Yes
Management 1j Elect Director A. Eugene Washington For For Yes
Management 1k Elect Director Ronald A. Williams For For Yes
Management 2 Advisory Vote to Ratify Named Executive Officers' Compensation For For Yes
Management 3 Ratify PricewaterhouseCoopers LLP as Auditors For For Yes
Share Holder 4 Policy Regarding Overextended Directors Against Against Yes
Share Holder 5 Report on Consistency Between Corporate Values and Political
Contributions Against Against Yes
Share Holder 6 Require Independent Board Chairman Against For Yes
Page 6
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Pfizer Inc.
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Ticker PFE Meeting Date 23-Apr-15
Provider Security ID 717081103
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Management 1.1 Elect Director Dennis A. Ausiello For For Yes
Management 1.2 Elect Director W. Don Cornwell For For Yes
Management 1.3 Elect Director Frances D. Fergusson For For Yes
Management 1.4 Elect Director Helen H. Hobbs For For Yes
Management 1.5 Elect Director James M. Kilts For For Yes
Management 1.6 Elect Director Shantanu Narayen For For Yes
Management 1.7 Elect Director Suzanne Nora Johnson For For Yes
Management 1.8 Elect Director Ian C. Read For For Yes
Management 1.9 Elect Director Stephen W. Sanger For For Yes
Management 1.10 Elect Director James C. Smith For For Yes
Management 1.11 Elect Director Marc Tessier-Lavigne For For Yes
Management 2 Ratify KPMG LLP as Auditors For For Yes
Management 3 Advisory Vote to Ratify Named Executive Officers' Compensation For For Yes
Share Holder 4 Review and Assess Membership of Lobbying Organizations Against Against Yes
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AstraZeneca plc
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Ticker AZN Meeting Date 24-Apr-15
Provider Security ID 046353108
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Management 1 Accept Financial Statements and Statutory Reports For For Yes
Management 2 Approve Dividends For For Yes
Management 3 Reappoint KPMG LLP as Auditors For For Yes
Management 4 Authorise Board to Fix Remuneration of Auditors For For Yes
Management 5a Re-elect Leif Johansson as Director For For Yes
Management 5b Re-elect Pascal Soriot as Director For For Yes
Management 5c Re-elect Marc Dunoyer as Director For For Yes
Management 5d Elect Cori Bargmann as Director For For Yes
Management 5e Re-elect Genevieve Berger as Director For For Yes
Management 5f Re-elect Bruce Burlington as Director For For Yes
Management 5g Re-elect Ann Cairns as Director For For Yes
Management 5h Re-elect Graham Chipchase as Director For For Yes
Management 5i Re-elect Jean-Philippe Courtois as Director For For Yes
Management 5j Re-elect Rudy Markham as Director For For Yes
Management 5k Re-elect Shriti Vadera as Director For For Yes
Management 5l Re-elect Marcus Wallenberg as Director For For Yes
Management 6 Approve Remuneration Report For For Yes
Management 7 Authorise EU Political Donations and Expenditure For For Yes
Management 8 Authorise Issue of Equity with Pre-emptive Rights For For Yes
Management 9 Authorise Issue of Equity without Pre-emptive Rights For For Yes
Management 10 Authorise Market Purchase of Ordinary Shares For For Yes
Management 11 Authorise the Company to Call EGM with Two Weeks' Notice For For Yes
Management 12 Adopt New Articles of Association For For Yes
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Noble Corporation plc
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Ticker NE Meeting Date 24-Apr-15
Provider Security ID G65431101
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Management 1 Elect Director Julie H. Edwards For For Yes
Management 2 Elect Director Scott D. Josey For For Yes
Management 3 Elect Director Jon A. Marshall For For Yes
Management 4 Elect Director Mary P. Ricciardello For For Yes
Management 5 Elect Director David W. Williams For For Yes
Management 6 Ratify PricewaterhouseCoopers LLP as Auditors For For Yes
Management 7 Ratify PricewaterhouseCoopers LLP as Statutory Auditor For For Yes
Management 8 Authorize Audit Committee to Fix Remuneration of Statutory Auditors For For Yes
Management 9 Advisory Vote to Ratify Named Executive Officers' Compensation For Against Yes
Management 10 Advisory Vote to Ratify Directors' Compensation Report For Against Yes
Management 11 Approve Omnibus Stock Plan For For Yes
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Honeywell International Inc.
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Ticker HON Meeting Date 27-Apr-15
Provider Security ID 438516106
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Management 1A Elect Director William S. Ayer For For Yes
Management 1B Elect Director Gordon M. Bethune For For Yes
Management 1C Elect Director Kevin Burke For For Yes
Management 1D Elect Director Jaime Chico Pardo For For Yes
Management 1E Elect Director David M. Cote For For Yes
Management 1F Elect Director D. Scott Davis For For Yes
Management 1G Elect Director Linnet F. Deily For For Yes
Management 1H Elect Director Judd Gregg For For Yes
Management 1I Elect Director Clive Hollick For For Yes
Management 1J Elect Director Grace D. Lieblein For For Yes
Management 1K Elect Director George Paz For For Yes
Management 1L Elect Director Bradley T. Sheares For For Yes
Management 1M Elect Director Robin L. Washington For For Yes
Management 2 Ratify Deloitte & Touche LLP as Auditors For For Yes
Management 3 Advisory Vote to Ratify Named Executive Officers' Compensation For Against Yes
Share Holder 4 Require Independent Board Chairman Against For Yes
Share Holder 5 Provide Right to Act by Written Consent Against For Yes
Share Holder 6 Report on Lobbying Payments and Policy Against For Yes
Page 7
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BB&T Corporation
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Ticker BBT Meeting Date 28-Apr-15
Provider Security ID 054937107
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Management 1.1 Elect Director Jennifer S. Banner For For Yes
Management 1.2 Elect Director K. David Boyer, Jr. For For Yes
Management 1.3 Elect Director Anna R. Cablik For For Yes
Management 1.4 Elect Director Ronald E. Deal For For Yes
Management 1.5 Elect Director James A. Faulkner For For Yes
Management 1.6 Elect Director I. Patricia Henry For For Yes
Management 1.7 Elect Director John P. Howe, III For For Yes
Management 1.8 Elect Director Eric C. Kendrick For For Yes
Management 1.9 Elect Director Kelly S. King For For Yes
Management 1.10 Elect Director Louis B. Lynn For For Yes
Management 1.11 Elect Director Edward C. Milligan For For Yes
Management 1.12 Elect Director Charles A. Patton For For Yes
Management 1.13 Elect Director Nido R. Qubein For For Yes
Management 1.14 Elect Director Tollie W. Rich, Jr. For For Yes
Management 1.15 Elect Director Thomas E. Skains For For Yes
Management 1.16 Elect Director Thomas N. Thompson For For Yes
Management 1.17 Elect Director Edwin H. Welch For For Yes
Management 1.18 Elect Director Stephen T. Williams For For Yes
Management 2 Ratify PricewaterhouseCoopers LLP as Auditors For For Yes
Management 3 Advisory Vote to Ratify Named Executive Officers' Compensation For Against Yes
Share Holder 4 Report on Lobbying Payments and Political Contributions Against For Yes
Share Holder 5 Claw-back of Payments under Restatements Against For Yes
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MetLife, Inc.
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Ticker MET Meeting Date 28-Apr-15
Provider Security ID 59156R108
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Management 1.1 Elect Director Cheryl W. Grise For For Yes
Management 1.2 Elect Director Carlos M. Gutierrez For For Yes
Management 1.3 Elect Director R. Glenn Hubbard For For Yes
Management 1.4 Elect Director Steven A. Kandarian For For Yes
Management 1.5 Elect Director Alfred F. Kelly, Jr. For For Yes
Management 1.6 Elect Director Edward J. Kelly, III For For Yes
Management 1.7 Elect Director William E. Kennard For For Yes
Management 1.8 Elect Director James M. Kilts For For Yes
Management 1.9 Elect Director Catherine R. Kinney For For Yes
Management 1.10 Elect Director Denise M. Morrison For For Yes
Management 1.11 Elect Director Kenton J. Sicchitano For For Yes
Management 1.12 Elect Director Lulu C. Wang For For Yes
Management 2a Reduce Supermajority Vote Requirement to Amend Certificate of
Incorporation For For Yes
Management 2b Reduce Supermajority Vote Requirement to Amend Bylaws For For Yes
Management 3 Ratify Deloitte & Touche LLP as Auditors For For Yes
Management 4 Advisory Vote to Ratify Named Executive Officers' Compensation For For Yes
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The PNC Financial Services Group, Inc.
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Ticker PNC Meeting Date 28-Apr-15
Provider Security ID 693475105
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Management 1.1 Elect Director Charles E. Bunch For For Yes
Management 1.2 Elect Director Paul W. Chellgren For For Yes
Management 1.3 Elect Director Marjorie Rodgers Cheshire For For Yes
Management 1.4 Elect Director William S. Demchak For For Yes
Management 1.5 Elect Director Andrew T. Feldstein For For Yes
Management 1.6 Elect Director Kay Coles James For For Yes
Management 1.7 Elect Director Richard B. Kelson For For Yes
Management 1.8 Elect Director Anthony A. Massaro For For Yes
Management 1.9 Elect Director Jane G. Pepper For For Yes
Management 1.10 Elect Director Donald J. Shepard For For Yes
Management 1.11 Elect Director Lorene K. Steffes For For Yes
Management 1.12 Elect Director Dennis F. Strigl For For Yes
Management 1.13 Elect Director Thomas J. Usher For For Yes
Management 2 Ratify PricewaterhouseCoopers LLP as Auditors For For Yes
Management 3 Advisory Vote to Ratify Named Executive Officers' Compensation For For Yes
Page 8
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VF Corporation
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Ticker VFC Meeting Date 28-Apr-15
Provider Security ID 918204108
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Management 1.1 Elect Director Richard T. Carucci For For Yes
Management 1.2 Elect Director Juliana L. Chugg For For Yes
Management 1.3 Elect Director Juan Ernesto de Bedout For For Yes
Management 1.4 Elect Director Mark S. Hoplamazian For For Yes
Management 1.5 Elect Director Robert J. Hurst For For Yes
Management 1.6 Elect Director Laura W. Lang For For Yes
Management 1.7 Elect Director W. Alan McCollough For For Yes
Management 1.8 Elect Director Clarence Otis, Jr. For For Yes
Management 1.9 Elect Director Matthew J. Shattock For For Yes
Management 1.10 Elect Director Raymond G. Viault For For Yes
Management 1.11 Elect Director Eric C. Wiseman For For Yes
Management 2 Amend Omnibus Stock Plan For For Yes
Management 3 Advisory Vote to Ratify Named Executive Officers' Compensation For For Yes
Management 4 Ratify PricewaterhouseCoopers LLP as Auditors For For Yes
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Wells Fargo & Company
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Ticker WFC Meeting Date 28-Apr-15
Provider Security ID 949746101
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Management 1a Elect Director John D. Baker, II For For Yes
Management 1b Elect Director Elaine L. Chao For For Yes
Management 1c Elect Director John S. Chen For For Yes
Management 1d Elect Director Lloyd H. Dean For For Yes
Management 1e Elect Director Elizabeth A. Duke For For Yes
Management 1f Elect Director Susan E. Engel For For Yes
Management 1g Elect Director Enrique Hernandez, Jr. For For Yes
Management 1h Elect Director Donald M. James For For Yes
Management 1i Elect Director Cynthia H. Milligan For For Yes
Management 1j Elect Director Federico F. Pena For For Yes
Management 1k Elect Director James H. Quigley For For Yes
Management 1l Elect Director Judith M. Runstad For For Yes
Management 1m Elect Director Stephen W. Sanger For For Yes
Management 1n Elect Director John G. Stumpf For For Yes
Management 1o Elect Director Susan G. Swenson For For Yes
Management 1p Elect Director Suzanne M. Vautrinot For For Yes
Management 2 Advisory Vote to Ratify Named Executive Officers' Compensation For For Yes
Management 3 Ratify KPMG LLP as Auditors For For Yes
Share Holder 4 Require Independent Board Chairman Against Against Yes
Share Holder 5 Report on Lobbying Payments and Policy Against For Yes
--------------------------------------------------------------------------------
Anheuser-Busch InBev SA
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Ticker ABI Meeting Date 29-Apr-15
Provider Security ID 03524A108
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Management A1 Amend Articles Re: Remove References to Bearer Shares For For Yes
Management B1 Receive Directors' Reports (Non-Voting) Yes
Management B2 Receive Auditors' Reports (Non-Voting) Yes
Management B3 Receive Consolidated Financial Statements and Statutory Reports
(Non-Voting) Yes
Management B4 Approve Financial Statements, Allocation of Income, and Dividends of
EUR 3.00 per Share For For Yes
Management B5 Approve Discharge of Directors For For Yes
Management B6 Approve Discharge of Auditors For For Yes
Management B7a Reelect Michele Burns as Independent Director For For Yes
Management B7b Reelect Olivier Goudet as Independent Director For For Yes
Management B7c Elect Kasper Rosted as Independent Director For For Yes
Management B7d Reelect Paul Cornet de Ways Ruart as Director For Against Yes
Management B7e Reelect Stefan Descheemaeker as Director For Against Yes
Management B8a Approve Remuneration Report For Against Yes
Management B8b Proposal to Increase Remuneration of Audit Committee Chairman For For Yes
Management B8c Approve Non-Employee Director Stock Option Plan and According Stock
Option Grants to Non-Executive Directors For Against Yes
Management C1 Authorize Implementation of Approved Resolutions and Filing of Required
Documents/Formalities at Trade Registry For For Yes
Page 9
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Ares Capital Corporation
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Ticker ARCC Meeting Date 29-Apr-15
Provider Security ID 04010L103
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Management 1 Approve Issuance of Shares Below Net Asset Value (NAV) For For Yes
Management 1.1 Elect Director Steve Bartlett For For Yes
Management 1.2 Elect Director Robert L. Rosen For For Yes
Management 1.3 Elect Director Bennett Rosenthal For For Yes
Management 2 Ratify KPMG LLP as Auditors For For Yes
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Marathon Oil Corporation
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Ticker MRO Meeting Date 29-Apr-15
Provider Security ID 565849106
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Management 1.1a Elect Director Gregory H. Boyce For For Yes
Management 1.1b Elect Director Pierre Brondeau For For Yes
Management 1.1c Elect Director Chadwick C. Deaton For For Yes
Management 1.1d Elect Director Marcela E. Donadio For For Yes
Management 1.1e Elect Director Philip Lader For For Yes
Management 1.1f Elect Director Michael E. J. Phelps For For Yes
Management 1.1g Elect Director Dennis H. Reilley For For Yes
Management 1.1h Elect Director Lee M. Tillman For For Yes
Management 2 Ratify PricewaterhouseCoopers LLP as Auditors For For Yes
Management 3 Advisory Vote to Ratify Named Executive Officers' Compensation For For Yes
Share Holder 4 Proxy Access Against For Yes
Share Holder 5 Report on Capital Expenditure Strategy with Respect to Climate Change
Policy Against For Yes
--------------------------------------------------------------------------------
EMC Corporation
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Ticker EMC Meeting Date 30-Apr-15
Provider Security ID 268648102
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Management 1.1a Elect Director Jose E. Almeida For For Yes
Management 1.1b Elect Director Michael W. Brown For For Yes
Management 1.1c Elect Director Donald J. Carty For For Yes
Management 1.1d Elect Director Randolph L. Cowen For For Yes
Management 1.1e Elect Director James S. DiStasio For For Yes
Management 1.1f Elect Director John R. Egan For For Yes
Management 1.1g Elect Director William D. Green For For Yes
Management 1.1h Elect Director Edmund F. Kelly For For Yes
Management 1.1i Elect Director Jami Miscik For For Yes
Management 1.1j Elect Director Paul Sagan For For Yes
Management 1.1k Elect Director David N. Strohm For For Yes
Management 1.1l Elect Director Joseph M. Tucci For For Yes
Management 2 Ratify PricewaterhouseCoopers LLP as Auditors For For Yes
Management 3 Advisory Vote to Ratify Named Executive Officers' Compensation For For Yes
Management 4 Amend Omnibus Stock Plan For For Yes
Share Holder 5 Require Independent Board Chairman Against For Yes
--------------------------------------------------------------------------------
Occidental Petroleum Corporation
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Ticker OXY Meeting Date 01-May-15
Provider Security ID 674599105
--------------------------------------------------------------------------------
Management 1.1 Elect Director Spencer Abraham For For Yes
Management 1.2 Elect Director Howard I. Atkins For For Yes
Management 1.3 Elect Director Eugene L. Batchelder For For Yes
Management 1.4 Elect Director Stephen I. Chazen For For Yes
Management 1.5 Elect Director John E. Feick For For Yes
Management 1.6 Elect Director Margaret M. Foran For For Yes
Management 1.7 Elect Director Carlos M. Gutierrez For For Yes
Management 1.8 Elect Director William R. Klesse For For Yes
Management 1.9 Elect Director Avedick B. Poladian For For Yes
Management 1.10 Elect Director Elisse B. Walter For For Yes
Management 2 Advisory Vote to Ratify Named Executive Officers' Compensation For For Yes
Management 3 Approve Omnibus Stock Plan For For Yes
Management 4 Ratify KPMG LLP as Auditors For For Yes
Share Holder 5 Claw-back of Payments under Restatements Against For Yes
Share Holder 6 Adopt Proxy Access Right Against For Yes
Share Holder 7 Report on Methane and Flaring Emissions Management and Reduction Targets Against For Yes
Share Holder 8 Review and Assess Membership of Lobbying Organizations Against For Yes
Page 10
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Kraft Foods Group, Inc.
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Ticker KRFT Meeting Date 05-May-15
Provider Security ID 50076Q106
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Management 1.1a Elect Director Abelardo E. Bru For For Yes
Management 1.1b Elect Director John T. Cahill For For Yes
Management 1.1c Elect Director L. Kevin Cox For For Yes
Management 1.1d Elect Director Myra M. Hart For For Yes
Management 1.1e Elect Director Peter B. Henry For For Yes
Management 1.1f Elect Director Jeanne P. Jackson For For Yes
Management 1.1g Elect Director Terry J. Lundgren For For Yes
Management 1.1h Elect Director Mackey J. McDonald For For Yes
Management 1.1i Elect Director John C. Pope For For Yes
Management 1.1j Elect Director E. Follin Smith For For Yes
Management 2 Advisory Vote to Ratify Named Executive Officers' Compensation For For Yes
Management 3 Ratify PricewaterhouseCoopers LLP as Auditors For For Yes
Share Holder 4 Report on Risks Associated with Use of Battery Cages in Supply Chain Against For Yes
Share Holder 5 Report on Supply Chain Impact on Deforestation Against For Yes
Share Holder 6 Assess Environmental Impact of Non-Recyclable Packaging Against For Yes
Share Holder 7 Report on Sustainability, Including GHG Goals Against For Yes
--------------------------------------------------------------------------------
CSX Corporation
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Ticker CSX Meeting Date 06-May-15
Provider Security ID 126408103
--------------------------------------------------------------------------------
Management 1a Elect Director Donna M. Alvarado For For Yes
Management 1b Elect Director John B. Breaux For For Yes
Management 1c Elect Director Pamela L. Carter For For Yes
Management 1d Elect Director Steven T. Halverson For For Yes
Management 1e Elect Director Edward J. Kelly, III For For Yes
Management 1f Elect Director John D. McPherson For For Yes
Management 1g Elect Director David M. Moffett For For Yes
Management 1h Elect Director Oscar Munoz For For Yes
Management 1i Elect Director Timothy T. O'Toole For For Yes
Management 1j Elect Director David M. Ratcliffe For For Yes
Management 1k Elect Director Donald J. Shepard For For Yes
Management 1l Elect Director Michael J. Ward For For Yes
Management 1m Elect Director J. Steven Whisler For For Yes
Management 2 Ratify Ernst & Young LLP as Auditors For For Yes
Management 3 Advisory Vote to Ratify Named Executive Officers' Compensation For For Yes
Management 4 Amend Omnibus Stock Plan For For Yes
--------------------------------------------------------------------------------
Domtar Corporation
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Ticker UFS Meeting Date 06-May-15
Provider Security ID 257559203
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Management 1.1 Elect Director Giannella Alvarez For For Yes
Management 1.2 Elect Director Robert E. Apple For For Yes
Management 1.3 Elect Director Louis P. Gignac For For Yes
Management 1.4 Elect Director David J. Illingworth For For Yes
Management 1.5 Elect Director Brian M. Levitt For For Yes
Management 1.6 Elect Director David G. Maffucci For For Yes
Management 1.7 Elect Director Domenic Pilla For For Yes
Management 1.8 Elect Director Robert J. Steacy For For Yes
Management 1.9 Elect Director Pamela B. Strobel For For Yes
Management 1.10 Elect Director Denis Turcotte For For Yes
Management 1.11 Elect Director John D. Williams For For Yes
Management 2 Advisory Vote to Ratify Named Executive Officers' Compensation For For Yes
Management 3 Ratify PricewaterhouseCoopers LLP as Auditors For For Yes
--------------------------------------------------------------------------------
Gilead Sciences, Inc.
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Ticker GILD Meeting Date 06-May-15
Provider Security ID 375558103
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Management 1a Elect Director John F. Cogan For For Yes
Management 1b Elect Director Etienne F. Davignon For For Yes
Management 1c Elect Director Carla A. Hills For For Yes
Management 1d Elect Director Kevin E. Lofton For For Yes
Management 1e Elect Director John W. Madigan For For Yes
Management 1f Elect Director John C. Martin For For Yes
Management 1g Elect Director Nicholas G. Moore For For Yes
Management 1h Elect Director Richard J. Whitley For For Yes
Management 1i Elect Director Gayle E. Wilson For For Yes
Management 1j Elect Director Per Wold-Olsen For For Yes
Management 2 Ratify Ernst & Young LLP as Auditors For For Yes
Management 3 Amend Qualified Employee Stock Purchase Plan For For Yes
Management 4 Advisory Vote to Ratify Named Executive Officers' Compensation For For Yes
Share Holder 5 Provide Right to Act by Written Consent Against For Yes
Share Holder 6 Require Independent Board Chairman Against For Yes
Share Holder 7 Report on Sustainability Against For Yes
Share Holder 8 Report on Specialty Drug Pricing Risks Against For Yes
Page 11
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LyondellBasell Industries NV
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Ticker LYB Meeting Date 06-May-15
Provider Security ID N53745100
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Management 1a Elect Robin Buchanan Supervisory Board For For Yes
Management 1b Elect Stephen F. Cooper to Supervisory Board For For Yes
Management 1c Elect Isabella D. Goren to Supervisory Board For For Yes
Management 1d Elect Robert G. Gwin to Supervisory Board For For Yes
Management 2a Elect Kevin W. Brown to Management Board For For Yes
Management 2b Elect Jeffrey A. Kaplan to Management Board For For Yes
Management 3 Adopt Financial Statements and Statutory Reports For For Yes
Management 4 Approve Discharge of Management Board For For Yes
Management 5 Approve Discharge of Supervisory Board For For Yes
Management 6 Ratify PricewaterhouseCoopers LLP as Auditors For For Yes
Management 7 Ratify PricewaterhouseCoopers Accountants N.V. as Auditors For For Yes
Management 8 Approve Dividends of USD 2.80 Per Share For For Yes
Management 9 Advisory Vote to Ratify Named Executive Officers' Compensation For For Yes
Management 10 Authorize Board to Issue Shares up to 20 Percent of Authorized Capital For For Yes
Management 11 Authorize Board to Exclude Preemptive Rights from Share Issuances For Against Yes
Management 12 Amend Qualified Employee Stock Purchase Plan For For Yes
Management 13 Authorize Repurchase of Up to 10 Percent of Issued Share Capital For For Yes
--------------------------------------------------------------------------------
PepsiCo, Inc.
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Ticker PEP Meeting Date 06-May-15
Provider Security ID 713448108
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Management 1.1 Elect Director Shona L. Brown For For Yes
Management 1.2 Elect Director George W. Buckley For For Yes
Management 1.3 Elect Director Ian M. Cook For For Yes
Management 1.4 Elect Director Dina Dublon For For Yes
Management 1.5 Elect Director Rona A. Fairhead For For Yes
Management 1.6 Elect Director Richard W. Fisher For For Yes
Management 1.7 Elect Director Alberto Ibarguen For For Yes
Management 1.8 Elect Director William R. Johnson For For Yes
Management 1.9 Elect Director Indra K. Nooyi For For Yes
Management 1.10 Elect Director David C. Page For For Yes
Management 1.11 Elect Director Robert C. Pohlad For For Yes
Management 1.12 Elect Director Lloyd G. Trotter For For Yes
Management 1.13 Elect Director Daniel Vasella For For Yes
Management 1.14 Elect Director Alberto Weisser For For Yes
Management 2 Ratify KPMG LLP as Auditors For For Yes
Management 3 Advisory Vote to Ratify Named Executive Officers' Compensation For For Yes
Share Holder 4 Establish a Board Committee on Sustainability Against Against Yes
Share Holder 5 Pro-Rata Vesting of Equity Awards Against For Yes
Share Holder 6 Report on Plans to Minimize Pesticides' Impact on Pollinators Against Against Yes
--------------------------------------------------------------------------------
Philip Morris International Inc.
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Ticker PM Meeting Date 06-May-15
Provider Security ID 718172109
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Management 1.1 Elect Director Harold Brown For For Yes
Management 1.2 Elect Director Andre Calantzopoulos For For Yes
Management 1.3 Elect Director Louis C. Camilleri For For Yes
Management 1.4 Elect Director Werner Geissler For For Yes
Management 1.5 Elect Director Jennifer Li For For Yes
Management 1.6 Elect Director Jun Makihara For For Yes
Management 1.7 Elect Director Sergio Marchionne For Against Yes
Management 1.8 Elect Director Kalpana Morparia For For Yes
Management 1.9 Elect Director Lucio A. Noto For For Yes
Management 1.10 Elect Director Frederik Paulsen For For Yes
Management 1.11 Elect Director Robert B. Polet For For Yes
Management 1.12 Elect Director Stephen M. Wolf For For Yes
Management 2 Ratify PricewaterhouseCoopers SA as Auditors For For Yes
Management 3 Advisory Vote to Ratify Named Executive Officers' Compensation For Against Yes
Share Holder 4 Report on Lobbying Payments and Policy Against For Yes
Share Holder 5 Adopt Anti-Forced Labor Policy for Tobacco Supply Chain Against Against Yes
Page 12
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Verizon Communications Inc.
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Ticker VZ Meeting Date 07-May-15
Provider Security ID 92343V104
--------------------------------------------------------------------------------
Management 1.1 Elect Director Shellye L. Archambeau For For Yes
Management 1.2 Elect Director Mark T. Bertolini For For Yes
Management 1.3 Elect Director Richard L. Carrion For For Yes
Management 1.4 Elect Director Melanie L. Healey For For Yes
Management 1.5 Elect Director M. Frances Keeth For For Yes
Management 1.6 Elect Director Lowell C. McAdam For For Yes
Management 1.7 Elect Director Donald T. Nicolaisen For For Yes
Management 1.8 Elect Director Clarence Otis, Jr. For For Yes
Management 1.9 Elect Director Rodney E. Slater For For Yes
Management 1.10 Elect Director Kathryn A. Tesija For For Yes
Management 1.11 Elect Director Gregory D. Wasson For For Yes
Management 2 Ratify Ernst & Young LLP as Auditors For For Yes
Management 3 Advisory Vote to Ratify Named Executive Officers' Compensation For For Yes
Share Holder 4 Report on Net Neutrality Against For Yes
Share Holder 5 Report on Indirect Political Contributions Against For Yes
Share Holder 6 Submit Severance Agreement (Change-in-Control) to Shareholder Vote Against For Yes
Share Holder 7 Stock Retention/Holding Period Against For Yes
Share Holder 8 Provide Right to Act by Written Consent Against For Yes
--------------------------------------------------------------------------------
National Oilwell Varco, Inc.
--------------------------------------------------------------------------------
Ticker NOV Meeting Date 13-May-15
Provider Security ID 637071101
--------------------------------------------------------------------------------
Management 1A Elect Director Clay C. Williams For For Yes
Management 1B Elect Director Greg L. Armstrong For For Yes
Management 1C Elect Director Robert E. Beauchamp For For Yes
Management 1D Elect Director Marcela E. Donadio For For Yes
Management 1E Elect Director Ben A. Guill For For Yes
Management 1F Elect Director David D. Harrison For For Yes
Management 1G Elect Director Roger L. Jarvis For For Yes
Management 1H Elect Director Eric L. Mattson For For Yes
Management 1I Elect Director Jeffery A. Smisek For For Yes
Management 2 Ratify Ernst & Young LLP as Auditors For For Yes
Management 3 Advisory Vote to Ratify Named Executive Officers' Compensation For For Yes
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Invesco Ltd.
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Ticker IVZ Meeting Date 14-May-15
Provider Security ID G491BT108
--------------------------------------------------------------------------------
Management 1.1 Elect Director Martin L. Flanagan For For Yes
Management 1.2 Elect Director C. Robert Henrikson For For Yes
Management 1.3 Elect Director Ben F. Johnson, III For For Yes
Management 1.4 Elect Director Sir Nigel Sheinwald For For Yes
Management 2 Advisory Vote to Ratify Named Executive Officers' Compensation For For Yes
Management 3 Ratify PricewaterhouseCoopers LLP as Auditors For For Yes
--------------------------------------------------------------------------------
Kohl's Corporation
--------------------------------------------------------------------------------
Ticker KSS Meeting Date 14-May-15
Provider Security ID 500255104
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Management 1a Elect Director Peter Boneparth For For Yes
Management 1b Elect Director Steven A. Burd For For Yes
Management 1c Elect Director Dale E. Jones For For Yes
Management 1d Elect Director Kevin Mansell For For Yes
Management 1e Elect Director John E. Schlifske For For Yes
Management 1f Elect Director Frank V. Sica For For Yes
Management 1g Elect Director Stephanie A. Streeter For For Yes
Management 1h Elect Director Nina G. Vaca For For Yes
Management 1i Elect Director Stephen E. Watson For For Yes
Management 2 Ratify Ernst & Young LLP as Auditors For For Yes
Management 3 Advisory Vote to Ratify Named Executive Officers' Compensation For For Yes
Share Holder 4 Clawback of Incentive Payments Against For Yes
Share Holder 5 Adopt Proxy Access Right Against For Yes
Page 13
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JPMorgan Chase & Co.
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Ticker JPM Meeting Date 19-May-15
Provider Security ID 46625H100
--------------------------------------------------------------------------------
Management 1a Elect Director Linda B. Bammann For For Yes
Management 1b Elect Director James A. Bell For For Yes
Management 1c Elect Director Crandall C. Bowles For For Yes
Management 1d Elect Director Stephen B. Burke For For Yes
Management 1e Elect Director James S. Crown For For Yes
Management 1f Elect Director James Dimon For For Yes
Management 1g Elect Director Timothy P. Flynn For For Yes
Management 1h Elect Director Laban P. Jackson, Jr. For For Yes
Management 1i Elect Director Michael A. Neal For For Yes
Management 1j Elect Director Lee R. Raymond For For Yes
Management 1k Elect Director William C. Weldon For For Yes
Management 2 Advisory Vote to Ratify Named Executive Officers' Compensation For Against Yes
Management 3 Ratify PricewaterhouseCoopers LLP as Auditors For For Yes
Management 4 Amend Omnibus Stock Plan For For Yes
Share Holder 5 Require Independent Board Chairman Against For Yes
Share Holder 6 Report on Lobbying Payments and Policy Against Against Yes
Share Holder 7 Amend Bylaws -- Call Special Meetings Against For Yes
Share Holder 8 Provide Vote Counting to Exclude Abstentions Against Against Yes
Share Holder 9 Report on Certain Vesting Program Against For Yes
Share Holder 10 Disclosure of Recoupment Activity from Senior Officers Against For Yes
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Mid-America Apartment Communities, Inc.
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Ticker MAA Meeting Date 19-May-15
Provider Security ID 59522J103
--------------------------------------------------------------------------------
Management 1a Elect Director H. Eric Bolton, Jr. For For Yes
Management 1b Elect Director Alan B. Graf, Jr. For For Yes
Management 1c Elect Director Ralph Horn For For Yes
Management 1d Elect Director James K. Lowder For For Yes
Management 1e Elect Director Thomas H. Lowder For For Yes
Management 1f Elect Director Claude B. Nielsen For For Yes
Management 1g Elect Director Philip W. Norwood For For Yes
Management 1h Elect Director W. Reid Sanders For For Yes
Management 1i Elect Director William B. Sansom For For Yes
Management 1j Elect Director Gary Shorb For For Yes
Management 1k Elect Director John W. Spiegel For For Yes
Management 2 Advisory Vote to Ratify Named Executive Officers' Compensation For For Yes
Management 3 Ratify Ernst & Young LLP as Auditors For For Yes
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Altria Group, Inc.
--------------------------------------------------------------------------------
Ticker MO Meeting Date 20-May-15
Provider Security ID 02209S103
--------------------------------------------------------------------------------
Management 1.1 Elect Director Gerald L. Baliles For For Yes
Management 1.2 Elect Director Martin J. Barrington For For Yes
Management 1.3 Elect Director John T. Casteen, III For For Yes
Management 1.4 Elect Director Dinyar S. Devitre For For Yes
Management 1.5 Elect Director Thomas F. Farrell, II For For Yes
Management 1.6 Elect Director Thomas W. Jones For For Yes
Management 1.7 Elect Director Debra J. Kelly-Ennis For For Yes
Management 1.8 Elect Director W. Leo Kiely, III For For Yes
Management 1.9 Elect Director Kathryn B. McQuade For For Yes
Management 1.10 Elect Director George Munoz For For Yes
Management 1.11 Elect Director Nabil Y. Sakkab For For Yes
Management 2 Approve Omnibus Stock Plan For For Yes
Management 3 Approve Non-Employee Director Omnibus Stock Plan For For Yes
Management 4 Ratify PricewaterhouseCoopers as Auditors For For Yes
Management 5 Advisory Vote to Ratify Named Executive Officers' Compensation For For Yes
Share Holder 6 Adopt Anti-Forced Labor Policy for Tobacco Supply Chain Against Against Yes
Share Holder 7 Inform Poor and Less Educated on Health Consequences of Tobacco Against Against Yes
Share Holder 8 Report on Green Tobacco Sickness Against Against Yes
Page 14
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Mondelez International, Inc.
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Ticker MDLZ Meeting Date 20-May-15
Provider Security ID 609207105
--------------------------------------------------------------------------------
Management 1a Elect Director Stephen F. Bollenbach For For Yes
Management 1b Elect Director Lewis W.K. Booth For For Yes
Management 1c Elect Director Lois D. Juliber For For Yes
Management 1d Elect Director Mark D. Ketchum For For Yes
Management 1e Elect Director Jorge S. Mesquita For For Yes
Management 1f Elect Director Joseph Neubauer For For Yes
Management 1g Elect Director Nelson Peltz For For Yes
Management 1h Elect Director Fredric G. Reynolds For For Yes
Management 1i Elect Director Irene B. Rosenfeld For For Yes
Management 1j Elect Director Patrick T. Siewert For For Yes
Management 1k Elect Director Ruth J. Simmons For For Yes
Management 1l Elect Director Jean-Francois M. L. van Boxmeer For For Yes
Management 2 Advisory Vote to Ratify Named Executive Officers' Compensation For For Yes
Management 3 Ratify PricewaterhouseCoopers LLP as Auditors For For Yes
Share Holder 4 Assess Environmental Impact of Non-Recyclable Packaging Against For Yes
--------------------------------------------------------------------------------
NVIDIA Corporation
--------------------------------------------------------------------------------
Ticker NVDA Meeting Date 20-May-15
Provider Security ID 67066G104
--------------------------------------------------------------------------------
Management 1a Elect Director Robert K. Burgess For For Yes
Management 1b Elect Director Tench Coxe For For Yes
Management 1c Elect Director Persis S. Drell For For Yes
Management 1d Elect Director James C. Gaither For For Yes
Management 1e Elect Director Jen-Hsun Huang For For Yes
Management 1f Elect Director Dawn Hudson For For Yes
Management 1g Elect Director Harvey C. Jones For For Yes
Management 1h Elect Director Michael G. McCaffery For For Yes
Management 1i Elect Director William J. Miller For For Yes
Management 1j Elect Director Mark L. Perry For For Yes
Management 1k Elect Director A. Brooke Seawell For For Yes
Management 1l Elect Director Mark A. Stevens For For Yes
Management 2 Advisory Vote to Ratify Named Executive Officers' Compensation For For Yes
Management 3 Ratify PricewaterhouseCoopers LLP as Auditors For For Yes
--------------------------------------------------------------------------------
PPL Corporation
--------------------------------------------------------------------------------
Ticker PPL Meeting Date 20-May-15
Provider Security ID 69351T106
--------------------------------------------------------------------------------
Management 1.1 Elect Director Rodney C. Adkins For For Yes
Management 1.2 Elect Director Frederick M. Bernthal For For Yes
Management 1.3 Elect Director John W. Conway For Against Yes
Management 1.4 Elect Director Philip G. Cox For For Yes
Management 1.5 Elect Director Steven G. Elliott For For Yes
Management 1.6 Elect Director Louise K. Goeser For Against Yes
Management 1.7 Elect Director Stuart E. Graham For Against Yes
Management 1.8 Elect Director Raja Rajamannar For For Yes
Management 1.9 Elect Director Craig A. Rogerson For Against Yes
Management 1.10 Elect Director William H. Spence For For Yes
Management 1.11 Elect Director Natica von Althann For For Yes
Management 1.12 Elect Director Keith H. Williamson For For Yes
Management 1.13 Elect Director Armando Zagalo de Lima For For Yes
Management 2 Provide Right to Call Special Meeting For For Yes
Management 3 Advisory Vote to Ratify Named Executive Officers' Compensation For For Yes
Management 4 Ratify Ernst & Young LLP as Auditors For For Yes
Share Holder 5 Report on Political Contributions Against For Yes
Share Holder 6 Proxy Access Against For Yes
Share Holder 7 Require Independent Board Chairman Against For Yes
Share Holder 8 Report on GHG Emission Reduction Scenarios Against For Yes
Page 15
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State Street Corporation
--------------------------------------------------------------------------------
Ticker STT Meeting Date 20-May-15
Provider Security ID 857477103
--------------------------------------------------------------------------------
Management 1a Elect Director Jose E. Almeida For For Yes
Management 1b Elect Director Kennett F. Burnes For For Yes
Management 1c Elect Director Patrick de Saint-Aignan For For Yes
Management 1d Elect Director Amelia C. Fawcett For For Yes
Management 1e Elect Director William C. Freda For For Yes
Management 1f Elect Director Linda A. Hill For For Yes
Management 1g Elect Director Joseph L. Hooley For For Yes
Management 1h Elect Director Robert S. Kaplan For For Yes
Management 1i Elect Director Richard P. Sergel For For Yes
Management 1j Elect Director Ronald L. Skates For For Yes
Management 1k Elect Director Gregory L. Summe For For Yes
Management 1l Elect Director Thomas J. Wilson For For Yes
Management 2 Advisory Vote to Ratify Named Executive Officers' Compensation For For Yes
Management 3 Ratify Ernst & Young LLP as Auditors For For Yes
--------------------------------------------------------------------------------
Thermo Fisher Scientific Inc.
--------------------------------------------------------------------------------
Ticker TMO Meeting Date 20-May-15
Provider Security ID 883556102
--------------------------------------------------------------------------------
Management 1a Elect Director Marc N. Casper For For Yes
Management 1b Elect Director Nelson J. Chai For For Yes
Management 1c Elect Director C. Martin Harris For For Yes
Management 1d Elect Director Tyler Jacks For For Yes
Management 1e Elect Director Judy C. Lewent For For Yes
Management 1f Elect Director Thomas J. Lynch For For Yes
Management 1g Elect Director Jim P. Manzi For For Yes
Management 1h Elect Director William G. Parrett For For Yes
Management 1i Elect Director Lars R. Sorensen For For Yes
Management 1j Elect Director Scott M. Sperling For For Yes
Management 1k Elect Director Elaine S. Ullian For For Yes
Management 2 Advisory Vote to Ratify Named Executive Officers' Compensation For For Yes
Management 3 Ratify PricewaterhouseCoopers LLP as Auditors For For Yes
--------------------------------------------------------------------------------
ACE Limited
--------------------------------------------------------------------------------
Ticker ACE Meeting Date 21-May-15
Provider Security ID H0023R105
--------------------------------------------------------------------------------
Management 1 Accept Financial Statements and Statutory Reports For For Yes
Management 2.1 Allocate Disposable Profit For For Yes
Management 2.2 Approve Dividend Distribution From Legal Reserves Through Capital
Contributions Reserve Subaccount For For Yes
Management 3 Approve Discharge of Board and Senior Management For For Yes
Management 4.1 Ratify PricewaterhouseCoopers AG (Zurich) as Auditors For For Yes
Management 4.2 Ratify PricewaterhouseCoopers LLP (United States) as Independent
Registered Accounting Firm as Auditors For For Yes
Management 4.3 Ratify BDO AG (Zurich) as Special Auditors For For Yes
Management 5.1 Elect Director Evan G. Greenberg For For Yes
Management 5.2 Elect Director Robert M. Hernandez For For Yes
Management 5.3 Elect Director Michael G. Atieh For For Yes
Management 5.4 Elect Director Mary A. Cirillo For For Yes
Management 5.5 Elect Director Michael P. Connors For For Yes
Management 5.6 Elect Director John Edwardson For For Yes
Management 5.7 Elect Director Peter Menikoff For For Yes
Management 5.8 Elect Director Leo F. Mullin For For Yes
Management 5.9 Elect Director Kimberly Ross For For Yes
Management 5.10 Elect Director Robert Scully For For Yes
Management 5.11 Elect Director Eugene B. Shanks, Jr. For For Yes
Management 5.12 Elect Director Theodore E. Shasta For For Yes
Management 5.13 Elect Director David Sidwell For For Yes
Management 5.14 Elect Director Olivier Steimer For For Yes
Management 6 Elect Evan G. Greenberg as Board Chairman For Against Yes
Management 7.1 Appoint Michael P. Connors as Member of the Compensation Committee For For Yes
Management 7.2 Appoint Mary A. Cirillo as Member of the Compensation Committee For For Yes
Management 7.3 Appoint John Edwardson as Member of the Compensation Committee For For Yes
Management 7.4 Appoint Robert M. Hernandez as Member of the Compensation Committee For For Yes
Management 8 Designate Homburger AG as Independent Proxy For For Yes
Management 9 Amend Articles Re: Implement New Requirements Regarding Elections,
Related Corporate Governance and Certain Other Matters For For Yes
Management 10 Amend Articles Re: Implement New Requirements Regarding the Compensation
of the Board of Directors and Executive Management and Related
Matters For Against Yes
Management 11.1 Approve Compensation of the Board of Directors until the Next Annual
General Meeting For For Yes
Management 11.2 Approve Compensation of Executive Management for the Next Calendar Year For Against Yes
Management 12 Advisory Vote to Ratify Named Executive Officers' Compensation For For Yes
Management 13 Transact Other Business (Voting) For Against Yes
Page 16
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Comcast Corporation
--------------------------------------------------------------------------------
Ticker CMCSA Meeting Date 21-May-15
Provider Security ID 20030N101
--------------------------------------------------------------------------------
Management 1.1 Elect Director Kenneth J. Bacon For For Yes
Management 1.2 Elect Director Sheldon M. Bonovitz For For Yes
Management 1.3 Elect Director Edward D. Breen For For Yes
Management 1.4 Elect Director Joseph J. Collins For For Yes
Management 1.5 Elect Director J. Michael Cook For For Yes
Management 1.6 Elect Director Gerald L. Hassell For For Yes
Management 1.7 Elect Director Jeffrey A. Honickman For For Yes
Management 1.8 Elect Director Eduardo G. Mestre For For Yes
Management 1.9 Elect Director Brian L. Roberts For For Yes
Management 1.10 Elect Director Ralph J. Roberts For For Yes
Management 1.11 Elect Director Johnathan A. Rodgers For For Yes
Management 1.12 Elect Director Judith Rodin For For Yes
Management 2 Ratify Deloitte & Touche LLP as Auditors For For Yes
Management 3 Amend Executive Incentive Bonus Plan For For Yes
Share Holder 4 Report on Lobbying Payments and Policy Against For Yes
Share Holder 5 Pro-rata Vesting of Equity Awards Against For Yes
Share Holder 6 Approve Recapitalization Plan for all Stock to Have One-vote per Share Against For Yes
--------------------------------------------------------------------------------
Intel Corporation
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Ticker INTC Meeting Date 21-May-15
Provider Security ID 458140100
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Management 1a Elect Director Charlene Barshefsky For For Yes
Management 1b Elect Director Aneel Bhusri For For Yes
Management 1c Elect Director Andy D. Bryant For For Yes
Management 1d Elect Director Susan L. Decker For For Yes
Management 1e Elect Director John J. Donahoe For Against Yes
Management 1f Elect Director Reed E. Hundt For For Yes
Management 1g Elect Director Brian M. Krzanich For For Yes
Management 1h Elect Director James D. Plummer For For Yes
Management 1i Elect Director David S. Pottruck For For Yes
Management 1j Elect Director Frank D. Yeary For For Yes
Management 1k Elect Director David B. Yoffie For For Yes
Management 2 Ratify Ernst & Young LLP as Auditors For For Yes
Management 3 Advisory Vote to Ratify Named Executive Officers' Compensation For For Yes
Management 4 Amend Omnibus Stock Plan For For Yes
Management 5 Amend Qualified Employee Stock Purchase Plan For For Yes
Share Holder 6 Adopt Holy Land Principles Against Against Yes
Share Holder 7 Require Independent Board Chairman Against For Yes
Share Holder 8 Provide Vote Counting to Exclude Abstentions Against Against Yes
--------------------------------------------------------------------------------
L Brands, Inc.
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Ticker LB Meeting Date 21-May-15
Provider Security ID 501797104
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Management 1.1 Elect Director E. Gordon Gee For For Yes
Management 1.2 Elect Director Stephen D. Steinour For For Yes
Management 1.3 Elect Director Allan R. Tessler For For Yes
Management 1.4 Elect Director Abigail S. Wexner For For Yes
Management 2 Ratify Ernst & Young LLP as Auditors For For Yes
Management 3 Amend Omnibus Stock Plan For For Yes
Management 4 Approve Executive Incentive Bonus Plan For For Yes
Management 5 Advisory Vote to Ratify Named Executive Officers' Compensation For For Yes
Share Holder 6 Reduce Supermajority Vote Requirement Against For Yes
Page 17
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Merck & Co., Inc.
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Ticker MRK Meeting Date 26-May-15
Provider Security ID 58933Y105
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Management 1a Elect Director Leslie A. Brun For For Yes
Management 1b Elect Director Thomas R. Cech For For Yes
Management 1c Elect Director Kenneth C. Frazier For For Yes
Management 1d Elect Director Thomas H. Glocer For For Yes
Management 1e Elect Director William B. Harrison, Jr. For For Yes
Management 1f Elect Director C. Robert Kidder For For Yes
Management 1g Elect Director Rochelle B. Lazarus For For Yes
Management 1h Elect Director Carlos E. Represas For For Yes
Management 1i Elect Director Patricia F. Russo For For Yes
Management 1j Elect Director Craig B. Thompson For For Yes
Management 1k Elect Director Wendell P. Weeks For For Yes
Management 1l Elect Director Peter C. Wendell For For Yes
Management 2 Advisory Vote to Ratify Named Executive Officers' Compensation For For Yes
Management 3 Ratify PricewaterhouseCoopers LLP as Auditors For For Yes
Management 4 Amend Omnibus Stock Plan For For Yes
Management 5 Amend Executive Incentive Bonus Plan For For Yes
Share Holder 6 Provide Right to Act by Written Consent Against For Yes
Share Holder 7 Pro-rata Vesting of Equity Awards Against For Yes
--------------------------------------------------------------------------------
Chevron Corporation
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Ticker CVX Meeting Date 27-May-15
Provider Security ID 166764100
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Management 1a Elect Director Alexander B. Cummings, Jr. For For Yes
Management 1b Elect Director Linnet F. Deily For For Yes
Management 1c Elect Director Robert E. Denham For For Yes
Management 1d Elect Director Alice P. Gast For For Yes
Management 1e Elect Director Enrique Hernandez, Jr. For For Yes
Management 1f Elect Director Jon M. Huntsman, Jr. For For Yes
Management 1g Elect Director Charles W. Moorman, IV For For Yes
Management 1h Elect Director John G. Stumpf For For Yes
Management 1i Elect Director Ronald D. Sugar For For Yes
Management 1j Elect Director Inge G. Thulin For For Yes
Management 1k Elect Director Carl Ware For For Yes
Management 1l Elect Director John S. Watson For For Yes
Management 2 Ratify PricewaterhouseCoopers LLP as Auditors For For Yes
Management 3 Advisory Vote to Ratify Named Executive Officers' Compensation For For Yes
Share Holder 4 Report on Charitable Contributions Against Against Yes
Share Holder 5 Report on Lobbying Payments and Policy Against For Yes
Share Holder 6 Prohibit Political Spending Against Against Yes
Share Holder 7 Increase Return of Capital to Shareholders in Light of Climate Change
Risks Against Against Yes
Share Holder 8 Adopt Quantitative GHG Goals for Products and Operations Against Against Yes
Share Holder 9 Report on the Result of Efforts to Minimize Hydraulic Fracturing Impacts Against For Yes
Share Holder 10 Proxy Access Against For Yes
Share Holder 11 Require Independent Board Chairman Against Against Yes
Share Holder 12 Require Director Nominee with Environmental Experience Against For Yes
Share Holder 13 Amend Bylaws -- Call Special Meetings Against For Yes
--------------------------------------------------------------------------------
Exxon Mobil Corporation
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Ticker XOM Meeting Date 27-May-15
Provider Security ID 30231G102
--------------------------------------------------------------------------------
Management 1.1 Elect Director Michael J. Boskin For For Yes
Management 1.2 Elect Director Peter Brabeck-Letmathe For For Yes
Management 1.3 Elect Director Ursula M. Burns For For Yes
Management 1.4 Elect Director Larry R. Faulkner For For Yes
Management 1.5 Elect Director Jay S. Fishman For For Yes
Management 1.6 Elect Director Henrietta H. Fore For For Yes
Management 1.7 Elect Director Kenneth C. Frazier For For Yes
Management 1.8 Elect Director Douglas R. Oberhelman For For Yes
Management 1.9 Elect Director Samuel J. Palmisano For For Yes
Management 1.10 Elect Director Steven S. Reinemund For For Yes
Management 1.11 Elect Director Rex W. Tillerson For For Yes
Management 1.12 Elect Director William C. Weldon For For Yes
Management 2 Ratify PricewaterhouseCoopers LLP as Auditors For For Yes
Management 3 Advisory Vote to Ratify Named Executive Officers' Compensation For For Yes
Share Holder 4 Require Independent Board Chairman Against For Yes
Share Holder 5 Adopt Proxy Access Right Against For Yes
Share Holder 6 Require Director Nominee with Environmental Experience Against For Yes
Share Holder 7 Increase the Number of Females on the Board Against Against Yes
Share Holder 8 Disclose Percentage of Females at Each Percentile of Compensation Against Against Yes
Share Holder 9 Report on Lobbying Payments and Policy Against For Yes
Share Holder 10 Adopt Quantitative GHG Goals for Products and Operations Against Against Yes
Share Holder 11 Report on the Result of Efforts to Minimize Hydraulic Fracturing Impacts Against For Yes
Page 18
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BlackRock, Inc.
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Ticker BLK Meeting Date 28-May-15
Provider Security ID 09247X101
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Management 1a Elect Director Abdlatif Yousef Al-Hamad For For Yes
Management 1b Elect Director Mathis Cabiallavetta For For Yes
Management 1c Elect Director Pamela Daley For For Yes
Management 1d Elect Director William S. Demchak For For Yes
Management 1e Elect Director Jessica P. Einhorn For For Yes
Management 1f Elect Director Laurence D. Fink For For Yes
Management 1g Elect Director Fabrizio Freda For For Yes
Management 1h Elect Director Murry S. Gerber For For Yes
Management 1i Elect Director James Grosfeld For For Yes
Management 1j Elect Director Robert S. Kapito For For Yes
Management 1k Elect Director David H. Komansky For For Yes
Management 1l Elect Director Sir Deryck Maughan For For Yes
Management 1m Elect Director Cheryl D. Mills For For Yes
Management 1n Elect Director Thomas H. O'Brien For For Yes
Management 1o Elect Director Ivan G. Seidenberg For For Yes
Management 1p Elect Director Marco Antonio Slim Domit For For Yes
Management 1q Elect Director John S. Varley For For Yes
Management 1r Elect Director Susan L. Wagner For For Yes
Management 2 Amend Omnibus Stock Plan For For Yes
Management 3 Advisory Vote to Ratify Named Executive Officers' Compensation For For Yes
Management 4 Ratify Deloitte & Touche LLP as Auditors For For Yes
Share Holder 5 Institute Procedures to Prevent Investments in Companies that Contribute
to Genocide or Crimes Against Humanity Against Against Yes
Share Holder 6 Report on Lobbying Payments and Policy Against For Yes
--------------------------------------------------------------------------------
Lamar Advertising Company
--------------------------------------------------------------------------------
Ticker LAMR Meeting Date 28-May-15
Provider Security ID 512816109
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Management 1.1 Elect Director John Maxwell Hamilton For For Yes
Management 1.2 Elect Director John E. Koerner, III For For Yes
Management 1.3 Elect Director Stephen P. Mumblow For For Yes
Management 1.4 Elect Director Thomas V. Reifenheiser For For Yes
Management 1.5 Elect Director Anna Reilly For For Yes
Management 1.6 Elect Director Kevin P. Reilly, Jr. For For Yes
Management 1.7 Elect Director Wendell Reilly For For Yes
Management 2 Ratify KPMG LLP as Auditors For For Yes
--------------------------------------------------------------------------------
Starwood Hotels & Resorts Worldwide, Inc.
--------------------------------------------------------------------------------
Ticker HOT Meeting Date 28-May-15
Provider Security ID 85590A401
--------------------------------------------------------------------------------
Management 1a Elect Director Adam M. Aron For For Yes
Management 1b Elect Director Bruce W. Duncan For For Yes
Management 1c Elect Director Charlene Barshefsky For For Yes
Management 1d Elect Director Thomas E. Clarke For For Yes
Management 1e Elect Director Clayton C. Daley, Jr. For For Yes
Management 1f Elect Director Lizanne Galbreath For For Yes
Management 1g Elect Director Eric Hippeau For For Yes
Management 1h Elect Director Aylwin B. Lewis For For Yes
Management 1i Elect Director Stephen R. Quazzo For For Yes
Management 1j Elect Director Thomas O. Ryder For For Yes
Management 2 Advisory Vote to Ratify Named Executive Officers' Compensation For For Yes
Management 3 Ratify Ernst & Young LLP as Auditors For For Yes
Management 4 Amend Executive Incentive Bonus Plan For For Yes
Page 19
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American Water Works Company, Inc.
--------------------------------------------------------------------------------
Ticker AWK Meeting Date 01-Jun-15
Provider Security ID 030420103
--------------------------------------------------------------------------------
Management 1a Elect Director Julie A. Dobson For For Yes
Management 1b Elect Director Paul J. Evanson For For Yes
Management 1c Elect Director Martha Clark Goss For For Yes
Management 1d Elect Director Richard R. Grigg For For Yes
Management 1e Elect Director Julia L. Johnson For For Yes
Management 1f Elect Director Karl F. Kurz For For Yes
Management 1g Elect Director George MacKenzie For For Yes
Management 1h Elect Director William J. Marrazzo For For Yes
Management 1i Elect Director Susan N. Story For For Yes
Management 2 Ratify PricewaterhouseCoopers LLP as Auditors For For Yes
Management 3 Advisory Vote to Ratify Named Executive Officers' Compensation For For Yes
Management 4 Amend Omnibus Stock Plan For For Yes
Management 5 Approve Executive Incentive Bonus Plan For For Yes
Management 6 Adopt the Jurisdiction of Incorporation as the Exclusive Forum for
Certain Disputes For Against Yes
--------------------------------------------------------------------------------
Arthur J. Gallagher & Co.
--------------------------------------------------------------------------------
Ticker AJG Meeting Date 01-Jun-15
Provider Security ID 363576109
--------------------------------------------------------------------------------
Management 1a Elect Director Sherry S. Barrat For For Yes
Management 1b Elect Director William L. Bax For For Yes
Management 1c Elect Director D. John Coldman For For Yes
Management 1d Elect Director Frank E. English, Jr. For For Yes
Management 1e Elect Director J. Patrick Gallagher, Jr. For For Yes
Management 1f Elect Director Elbert O. Hand For For Yes
Management 1g Elect Director David S. Johnson For For Yes
Management 1h Elect Director Kay W. McCurdy For For Yes
Management 1i Elect Director Norman L. Rosenthal For For Yes
Management 2 Ratify Ernst & Young LLP as Auditors For For Yes
Management 3 Approve Qualified Employee Stock Purchase Plan For For Yes
Management 4 Approve Executive Incentive Bonus Plan For For Yes
Management 5 Advisory Vote to Ratify Named Executive Officers' Compensation For For Yes
--------------------------------------------------------------------------------
Check Point Software Technologies Ltd.
--------------------------------------------------------------------------------
Ticker CHKP Meeting Date 09-Jun-15
Provider Security ID M22465104
--------------------------------------------------------------------------------
Management 1.1 Reelect Gil Shwed as Director Until the End of the Next Annual General
Meeting For For Yes
Management 1.2 Reelect Marius Nacht as Director Until the End of the Next Annual
General Meeting For For Yes
Management 1.3 Reelect Jerry Ungerman as Director Until the End of the Next Annual
General Meeting For For Yes
Management 1.4 Reelect Dan Propper as Director Until the End of the Next Annual General
Meeting For For Yes
Management 1.5 Reelect David Rubner as Director Until the End of the Next Annual
General Meeting For For Yes
Management 1.6 Reelect Tal Shavit as Director Until the End of the Next Annual General
Meeting For For Yes
Management 2.1 Reelect Yoav Chelouche as External Director for an Additional Three
Year Term For For Yes
Management 2.2 Reelect Guy Gecht as External Director for an Additional Three Year Term For For Yes
Management 3 Reappoint Kost Forer Gabbay & Kasierer as Auditors and Authorize Board
to Fix Their Remuneration For For Yes
Management 4 Amend and Extend Employee Stock Purchase Plan For For Yes
Management 5 Increase Coverage of Comapny D&O Policy For For Yes
Management 6 Approve Employment Terms of Gil Shwed, CEO and Chairman For For Yes
Management 7 Authorize Board Chairman to Serve as CEO For Against Yes
Management A Vote FOR if you are a controlling shareholder or have a personal
interest in one or several resolutions, as indicated in the proxy
card; otherwise, vote AGAINST. You may not abstain. If you vote FOR,
please provide an explanation to your account manager None Against Yes
Page 20
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General Motors Company
--------------------------------------------------------------------------------
Ticker GM Meeting Date 09-Jun-15
Provider Security ID 37045V100
--------------------------------------------------------------------------------
Management 1a Elect Director Joseph J. Ashton For For Yes
Management 1b Elect Director Mary T. Barra For For Yes
Management 1c Elect Director Stephen J. Girsky For For Yes
Management 1d Elect Director Linda R. Gooden For For Yes
Management 1e Elect Director Joseph Jimenez, Jr. For For Yes
Management 1f Elect Director Kathryn V. Marinello For For Yes
Management 1g Elect Director Michael G. Mullen For For Yes
Management 1h Elect Director James J. Mulva For For Yes
Management 1i Elect Director Patricia F. Russo For For Yes
Management 1j Elect Director Thomas M. Schoewe For For Yes
Management 1k Elect Director Theodore M. Solso For For Yes
Management 1l Elect Director Carol M. Stephenson For For Yes
Management 2 Ratify Deloitte & Touche LLP as Auditors For For Yes
Management 3 Advisory Vote to Ratify Named Executive Officers' Compensation For For Yes
Share Holder 4 Require Independent Board Chairman Against For Yes
Share Holder 5 Provide for Cumulative Voting Against For Yes
--------------------------------------------------------------------------------
Freeport-McMoRan Inc.
--------------------------------------------------------------------------------
Ticker FCX Meeting Date 10-Jun-15
Provider Security ID 35671D857
--------------------------------------------------------------------------------
Management 1.1 Elect Director Richard C. Adkerson For For Yes
Management 1.2 Elect Director Robert J. Allison, Jr. For For Yes
Management 1.3 Elect Director Alan R. Buckwalter, III For For Yes
Management 1.4 Elect Director Robert A. Day For For Yes
Management 1.5 Elect Director James C. Flores For For Yes
Management 1.6 Elect Director Gerald J. Ford For For Yes
Management 1.7 Elect Director Thomas A. Fry, III For For Yes
Management 1.8 Elect Director H. Devon Graham, Jr. For For Yes
Management 1.9 Elect Director Lydia H. Kennard For For Yes
Management 1.10 Elect Director Charles C. Krulak For For Yes
Management 1.11 Elect Director Bobby Lee Lackey For For Yes
Management 1.12 Elect Director Jon C. Madonna For For Yes
Management 1.13 Elect Director Dustan E. McCoy For For Yes
Management 1.14 Elect Director James R. Moffett For For Yes
Management 1.15 Elect Director Stephen H. Siegele For For Yes
Management 1.16 Elect Director Frances Fragos Townsend For For Yes
Management 2 Advisory Vote to Ratify Named Executive Officers' Compensation For For Yes
Management 3 Ratify Ernst & Young LLP as Auditors For For Yes
Management 4 Amend Omnibus Stock Plan For For Yes
Share Holder 5 Adopt Proxy Access Right Against For Yes
--------------------------------------------------------------------------------
Time Warner Inc.
--------------------------------------------------------------------------------
Ticker TWX Meeting Date 19-Jun-15
Provider Security ID 887317303
--------------------------------------------------------------------------------
Management 1a Elect Director James L. Barksdale For For Yes
Management 1b Elect Director William P. Barr For For Yes
Management 1c Elect Director Jeffrey L. Bewkes For For Yes
Management 1d Elect Director Stephen F. Bollenbach For For Yes
Management 1e Elect Director Robert C. Clark For For Yes
Management 1f Elect Director Mathias Dopfner For For Yes
Management 1g Elect Director Jessica P. Einhorn For For Yes
Management 1h Elect Director Carlos M. Gutierrez For For Yes
Management 1i Elect Director Fred Hassan For For Yes
Management 1j Elect Director Kenneth J. Novack For For Yes
Management 1k Elect Director Paul D. Wachter For For Yes
Management 1l Elect Director Deborah C. Wright For For Yes
Management 2 Ratify Ernst & Young LLP as Auditors For For Yes
Management 3 Advisory Vote to Ratify Named Executive Officers' Compensation For For Yes
Share Holder 4 Provide Right to Act by Written Consent Against For Yes
Share Holder 5 Board Oversight of Tobacco Use Depicted in Products Against Against Yes
Share Holder 6 Adopt Quantitative GHG Goals for Operations Against For Yes
Page 21
SIGNATURES
[See General Instruction F]
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
(Registrant) FIRST TRUST ENHANCED EQUITY INCOME FUND
---------------------------------------
By (Signature and Title)* /s/ Mark R. Bradley
-----------------------------------
Mark R. Bradley, President
Date July 9, 2015
-------------------------
* Print the name and title of each signing officer under his or her signature.