UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT
INVESTMENT COMPANY
Investment Company Act File No. 811-21586
First Trust Enhanced Equity Income Fund
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Exact Name of Registrant as Specified in Declaration of Trust
120 East Liberty Drive, Suite 400, Wheaton, Illinois 60187
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Address of Principal Executive Offices (Number, Street, City, State, Zip Code)
W. Scott Jardine
First Trust Portfolios L.P.
120 East Liberty Drive, Suite 400
Wheaton, Illinois 60187
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Name and Address (Number, Street, City, State, Zip Code) of Agent for Service
(630) 765-8000
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Registrant's Telephone Number, including Area Code
Date of fiscal year end: December 31
-----------
Date of reporting period: July 1, 2009 - June 30, 2010
----------------------------
Form N-PX is to be used by a registered management investment company, other
than a small business investment company registered on Form N-5 (ss.ss. 239.24
and 274.5 of this chapter), to file reports with the Commission, not later than
August 31 of each year, containing the registrant's proxy voting record for the
most recent twelve-month period ended June 30, pursuant to section 30 of the
Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4).
The Commission may use the information provided on Form N-PX in its regulatory,
disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form N-PX, and
the Commission will make this information public. A registrant is not required
to respond to the collection of information contained in Form N-PX unless the
Form displays a currently valid Office of Management and Budget ("OMB") control
number. Please direct comments concerning the accuracy of the information
collection burden estimate and any suggestions for reducing the burden to the
Secretary, Securities and Exchange Commission, 100 F Street, N.E., Washington
D.C. 20549. The OMB has reviewed this collection of information under the
clearance requirements of 44 U.S.C. Section 3507.
Item 1. Proxy Voting Record
Vote Summary Report
7/1/09 to 6/30/10
FIRST TRUST ENHANCED EQUITY INCOME FUND
Alaska Communications Systems Group, Inc.
Primary Meeting Record Shares Shares Shares
Ticker Meeting Date Country Security ID Type Date Voted Instructed Available
------ ------------ ------- ----------- ------- -------- -------- ---------- ---------
ALSK 10-Jul-09 USA 01167P101 Annual 04/21/09 300,000 300,000 300,000
Voting
Proposal Vote
Item No. Proposal Proponent (y/n) Mgmt Rec Instruction
-------- ------------------------------------ --------- -------- -------- -----------
1.1 Elect Director Liane Pelletier Mgmt Yes For For
1.2 Elect Director Brian Rogers Mgmt Yes For For
1.3 Elect Director John M. Egan Mgmt Yes For For
1.4 Elect Director Gary R. Donahee Mgmt Yes For For
1.5 Elect Director Edward J. Hayes, Jr. Mgmt Yes For For
1.6 Elect Director Annette Jacobs Mgmt Yes For For
1.7 Elect Director David Southwell Mgmt Yes For For
1.8 Elect Director Peter D. Ley Mgmt Yes For For
2 Amend Omnibus Stock Plan Mgmt Yes For For
3 Amend Qualified Employee Stock Mgmt Yes For For
Purchase Plan
4 Amend Non-Employee Director Stock Mgmt Yes For For
Compensation Plan
5 Ratify Auditors Mgmt Yes For For
Microchip Technology Incorporated
Primary Meeting Record Shares Shares Shares
Ticker Meeting Date Country Security ID Type Date Voted Instructed Available
------ ------------ ------- ----------- ------- -------- -------- ---------- ---------
MCHP 14-Aug-09 USA 595017104 Annual 06/18/09 185,000 185,000 185,000
Voting
Proposal Vote
Item No. Proposal Proponent (y/n) Mgmt Rec Instruction
-------- ------------------------------------ --------- -------- -------- -----------
1.1 Elect Director Steve Sanghi Mgmt Yes For For
1.2 Elect Director Albert J. Hugo-Martinez Mgmt Yes For Withhold
1.3 Elect Director L.B. Day Mgmt Yes For Withhold
1.4 Elect Director Matthew W. Chapman Mgmt Yes For For
1.5 Elect Director Wade F. Meyercord Mgmt Yes For Withhold
2 Amend Omnibus Stock Plan Mgmt Yes For For
3 Ratify Auditors Mgmt Yes For For
Medtronic, Inc.
Primary Meeting Record Shares Shares Shares
Ticker Meeting Date Country Security ID Type Date Voted Instructed Available
------ ------------ ------- ----------- ------- -------- -------- ---------- ---------
MDT 27-Aug-09 USA 585055106 Annual 06/29/09 58,900 58,900 58,900
Voting
Proposal Vote
Item No. Proposal Proponent (y/n) Mgmt Rec Instruction
-------- ------------------------------------ --------- -------- -------- -----------
1.1 Elect Director Richard H. Anderson Mgmt Yes For For
1.2 Elect Director Victor J. Dzau Mgmt Yes For For
1.3 Elect Director William A. Hawkins Mgmt Yes For For
1.4 Elect Director S. Ann Jackson Mgmt Yes For For
1.5 Elect Director Denise M. O'Leary Mgmt Yes For For
1.6 Elect Director Robert C. Pozen Mgmt Yes For For
1.7 Elect Director Jean-Pierre Rosso Mgmt Yes For For
1.8 Elect Director Jack W. Schuler Mgmt Yes For For
2 Ratify Auditors Mgmt Yes For For
3 Amend Qualified Employee Stock Mgmt Yes For For
Purchase Plan
4 Amend Omnibus Stock Plan Mgmt Yes For For
Page 1 of 35
Vote Summary Report
7/1/09 to 6/30/10
FIRST TRUST ENHANCED EQUITY INCOME FUND
SEASPAN Corporation
Primary Meeting Record Shares Shares Shares
Ticker Meeting Date Country Security ID Type Date Voted Instructed Available
------ ------------ ------- ----------- ------- -------- -------- ---------- ---------
SSW 19-Sep-09 Marshall Y75638109 Annual 07/27/09 110,000 110,000 110,000
Island
Voting
Proposal Vote
Item No. Proposal Proponent (y/n) Mgmt Rec Instruction
-------- ------------------------------------ --------- -------- -------- -----------
1.1 Elect Kyle R. Washington as Director Mgmt Yes For Withhold
1.2 Elect Antony S. Crawford as Director Mgmt Yes For For
2 Ratify KPMG LLP, Chartered Mgmt Yes For For
Accountants as Auditors of the Company
Magellan Midstream Partners LP
Primary Meeting Record Shares Shares Shares
Ticker Meeting Date Country Security ID Type Date Voted Instructed Available
------ ------------ ------- ----------- ------- -------- -------- ---------- ---------
MMP 25-Sep-09 USA 559080106 Special 07/27/09 60,000 60,000 60,000
Voting
Proposal Vote
Item No. Proposal Proponent (y/n) Mgmt Rec Instruction
-------- ------------------------------------ --------- -------- -------- -----------
1 Approve Restructuring Plan Mgmt Yes For For
2 Approve Fifth Amended and Restated Mgmt Yes For For
Agreement of Limited Partnership
3 Adjourn Meeting Mgmt Yes For For
Paychex, Inc.
Primary Meeting Record Shares Shares Shares
Ticker Meeting Date Country Security ID Type Date Voted Instructed Available
------ ------------ ------- ----------- ------- -------- -------- ---------- ---------
PAYX 13-Oct-09 USA 704326107 Annual 08/14/09 100,000 100,000 100,000
Voting
Proposal Vote
Item No. Proposal Proponent (y/n) Mgmt Rec Instruction
-------- ------------------------------------ --------- -------- -------- -----------
1 Elect Director B. Thomas Golisano Mgmt Yes For For
2 Elect Director David J.S. Flaschen Mgmt Yes For For
3 Elect Director Grant M. Inman Mgmt Yes For For
4 Elect Director Pamela A. Joseph Mgmt Yes For For
5 Elect Director Jonathan J. Judge Mgmt Yes For For
6 Elect Director Joseph M. Tucci Mgmt Yes For For
7 Elect Director Joseph M. Velli Mgmt Yes For For
8 Ratify Auditors Mgmt Yes For For
Page 2 of 35
Vote Summary Report
7/1/09 to 6/30/10
FIRST TRUST ENHANCED EQUITY INCOME FUND
Diageo plc
Primary Meeting Record Shares Shares Shares
Ticker Meeting Date Country Security ID Type Date Voted Instructed Available
------ ------------ ------- ----------- ------- -------- -------- ---------- ---------
14-Oct-09 United 25243Q205 Annual 09/04/09 60,000 60,000 60,000
Kingdom
Voting
Proposal Vote
Item No. Proposal Proponent (y/n) Mgmt Rec Instruction
-------- ------------------------------------ --------- -------- -------- -----------
Meeting for ADR Holders Mgmt No None None
1 Report And Accounts 2009 Mgmt Yes For For
2 Directors Remuneration Report 2009 Mgmt Yes For For
3 Declaration Of Final Dividend Mgmt Yes For For
4 Re-election Of LM Danon As A Director Mgmt Yes For For
5 Re-election Of Lord Hollick As A Mgmt Yes For For
Director
6 Re-election Of PS Walsh As A Director Mgmt Yes For For
7 Election Of PB Bruzelius As A Director Mgmt Yes For For
8 Election Of BD Holden As A Director Mgmt Yes For For
9 Re-appointment Of Auditor Mgmt Yes For For
10 Remuneration Of Auditor Mgmt Yes For For
11 Authority To Allot Shares Mgmt Yes For For
12 Disapplication Of Pre-emption Rights Mgmt Yes For For
13 Authority To Purchase Own Ordinary Mgmt Yes For For
Shares
14 Authority To Make Political Donations Mgmt Yes For For
And/or To Incur Political Expenditure
In The EU.
15 Adoption Of The Diageo Plc 2009 Mgmt Yes For For
Discretionary Incentive Plan
16 Adoption Of The Diageo Plc 2009 Mgmt Yes For For
Executive Long Term Incentive Plan
17 Adoption Of The Diageo Plc Mgmt Yes For For
International Sharematch Plan 2009
18 Authority To Establish International Mgmt Yes For For
Share Plans
19 Adoption Of The Diageo Plc 2009 Irish Mgmt Yes For For
Sharesave Plan
20 Amendments To The Rules Of Diageo Plc Mgmt Yes For For
Executive Share Option Plan
21 Amendments To The Rules Of Diageo Plc Mgmt Yes For For
2008 Senior Executive Share Option Plan
22 Amendments To The Rules Of Diageo Plc Mgmt Yes For For
Senior Executive Share Option Plan
23 Reduced Notice Of A General Meeting Mgmt Yes For For
Other Than An Annual General Meeting
24 Adoption Of Articles Of Association Mgmt Yes For For
Page 3 of 35
Vote Summary Report
7/1/09 to 6/30/10
FIRST TRUST ENHANCED EQUITY INCOME FUND
Cisco Systems, Inc.
Primary Meeting Record Shares Shares Shares
Ticker Meeting Date Country Security ID Type Date Voted Instructed Available
------ ------------ ------- ----------- ------- -------- -------- ---------- ---------
CSCO 12-Nov-09 USA 17275R102 Annual 09/14/09 295,200 295,200 295,200
Voting
Proposal Vote
Item No. Proposal Proponent (y/n) Mgmt Rec Instruction
-------- ------------------------------------ --------- -------- -------- -----------
1 Elect Director Carol A. Bartz Mgmt Yes For For
2 Elect Director M. Michele Burns Mgmt Yes For For
3 Elect Director Michael D. Capellas Mgmt Yes For For
4 Elect Director Larry R. Carter Mgmt Yes For For
5 Elect Director John T. Chambers Mgmt Yes For For
6 Elect Director Brian L. Halla Mgmt Yes For For
7 Elect Director John L. Hennessy Mgmt Yes For For
8 Elect Director Richard M. Kovacevich Mgmt Yes For For
9 Elect Director Roderick C. McGeary Mgmt Yes For For
10 Elect Director Michael K. Powell Mgmt Yes For For
11 Elect Director Arun Sarin Mgmt Yes For For
12 Elect Director Steven M. West Mgmt Yes For For
13 Elect Director Jerry Yang Mgmt Yes For For
14 Amend Omnibus Stock Plan Mgmt Yes For For
15 Amend Qualified Employee Stock Mgmt Yes For For
Purchase Plan
16 Ratify Auditors Mgmt Yes For For
17 Amend Bylaws to Establish a Board Share Holder Yes Against Against
Committee on Human Rights
18 Advisory Vote to Ratify Named Share Holder Yes Against For
Executive Officers' Compensation
19 Report on Internet Fragmentation Share Holder Yes Against For
Microsoft Corporation
Primary Meeting Record Shares Shares Shares
Ticker Meeting Date Country Security ID Type Date Voted Instructed Available
------ ------------ ------- ----------- ------- -------- -------- ---------- ---------
MSFT 19-Nov-09 USA 594918104 Annual 09/04/09 150,000 150,000 150,000
Voting
Proposal Vote
Item No. Proposal Proponent (y/n) Mgmt Rec Instruction
-------- ------------------------------------ --------- -------- -------- -----------
1 Elect Director William H. Gates, III Mgmt Yes For For
2 Elect Director Steven A. Ballmer Mgmt Yes For For
3 Elect Director Dina Dublon Mgmt Yes For For
4 Elect Director Raymond V. Gilmartin Mgmt Yes For For
5 Elect Director Reed Hastings Mgmt Yes For For
6 Elect Director Maria Klawe Mgmt Yes For For
7 Elect Director David F. Marquardt Mgmt Yes For For
8 Elect Director Charles H. Noski Mgmt Yes For For
9 Elect Director Helmut Panke Mgmt Yes For For
10 Ratify Auditors Mgmt Yes For For
11 Permit Right to Call Special Meeting Mgmt Yes For For
12 Advisory Vote to Ratify Named Mgmt Yes For For
Executive Officers' Compensation
13 Adopt Principles for Health Care ReformShare Holder Yes Against Against
14 Report on Charitable Contributions Share Holder Yes Against Against
Page 4 of 35
Vote Summary Report
7/1/09 to 6/30/10
FIRST TRUST ENHANCED EQUITY INCOME FUND
BHP Billiton Limited (Formerly BHP Ltd.)
Primary Meeting Record Shares Shares Shares
Ticker Meeting Date Country Security ID Type Date Voted Instructed Available
------ ------------ ------- ----------- ------- -------- -------- ---------- ---------
BHP 26-Nov-09 Australia 088606108 Annual 09/17/09 60,000 60,000 60,000
Voting
Proposal Vote
Item No. Proposal Proponent (y/n) Mgmt Rec Instruction
-------- ------------------------------------ --------- -------- -------- -----------
Meeting for ADR Holders Mgmt No None None
1 Accept Financial Statements and Mgmt Yes For For
Statutory Reports for BHP Billiton
Ltd and BHP Billiton Plc for the
Fiscal Year Ended June 30, 2009
2 Elect Carlos Codeiro as a Director of Mgmt Yes For For
BHP Billiton Ltd and BHP Billiton Plc
3 Elect David Crawford as a Director of Mgmt Yes For For
BHP Billiton Ltd and BHP Billiton Plc
4 Elect Gail de Planque as a Director Mgmt Yes For For
of BHP Billiton Ltd and BHP Billiton
Plc
5 Elect Marius Kloppers as a Director Mgmt Yes For For
of BHP Billiton Ltd and BHP Billiton
Plc
6 Elect Don Argus as a Director of BHP Mgmt Yes For For
Billiton Ltd and BHP Billiton Plc
7 Elect Wayne Murdy as a Director of Mgmt Yes For For
BHP Billiton Ltd and BHP Billiton Plc
8 Approve KPMG Audit Plc as Auditors of Mgmt Yes For For
BHP Billiton Plc
9 Approve Renewal of General Authority Mgmt Yes For For
to Issue of Up to 555.97 Million
Shares in BHP Billiton Plc in
Connection with Its Employee Share
and Incentive Schemes
10 Renew the Disapplication of Pre- Mgmt Yes For For
Emption Rights in BHP Billiton Plc
11 Authorize Repurchase of Up To 223.11 Mgmt Yes For For
Million Shares in BHP Billiton Plc
12.1 Approve Cancellation of Shares in BHP Mgmt Yes For For
Billiton Plc Held by BHP Billiton Ltd
on April 30, 2010
12.2 Approve Cancellation of Shares in BHP Mgmt Yes For For
Billiton Plc Held by BHP Billiton Ltd
on June 17, 2010
12.3 Approve Cancellation of Shares in BHP Mgmt Yes For For
Billiton Plc Held by BHP Billiton Ltd
on Sept. 15, 2010
12.4 Approve Cancellation of Shares in BHP Mgmt Yes For For
Billiton Plc Held by BHP Billiton Ltd
on Nov. 11, 2010
13 Approve Remuneration Report for the Mgmt Yes For For
Fiscal Year Ended June 30, 2009
14 Approve Grant of Approximately 55,932 Mgmt Yes For For
Deferred Shares, 223,739 Options, and
424,612 Performance Shares to Marius
Kloppers, CEO, Pursuant to the Group
Incentive Scheme and the Long Term
Incentive Plan
Page 5 of 35
Vote Summary Report
7/1/09 to 6/30/10
FIRST TRUST ENHANCED EQUITY INCOME FUND
Emerson Electric Co.
Primary Meeting Record Shares Shares Shares
Ticker Meeting Date Country Security ID Type Date Voted Instructed Available
------ ------------ ------- ----------- ------- -------- -------- ---------- ---------
EMR 2-Feb-10 USA 291011104 Annual 11/24/09 180,000 180,000 180,000
Voting
Proposal Vote
Item No. Proposal Proponent (y/n) Mgmt Rec Instruction
-------- ------------------------------------ --------- -------- -------- -----------
1.1 Elect Director C. A. H. Boersig Mgmt Yes For For
1.2 Elect Director C. Fernandez G. Mgmt Yes For For
1.3 Elect Director W. J. Galvin Mgmt Yes For For
1.4 Elect Director R. L. Stephenson Mgmt Yes For For
1.5 Elect Director V. R. Loucks, Jr. Mgmt Yes For For
1.6 Elect Director R. L. Ridgway Mgmt Yes For For
2 Amend Executive Incentive Bonus Plan Mgmt Yes For For
3 Ratify Auditors Mgmt Yes For For
QUALCOMM Incorporated
Primary Meeting Record Shares Shares Shares
Ticker Meeting Date Country Security ID Type Date Voted Instructed Available
------ ------------ ------- ----------- ------- -------- -------- ---------- ---------
QCOM 2-Mar-10 USA 747525103 Annual 01/04/10 60,000 60,000 60,000
Voting
Proposal Vote
Item No. Proposal Proponent (y/n) Mgmt Rec Instruction
-------- ------------------------------------ --------- -------- -------- -----------
1.1 Elect Director Barbara T. Alexander Mgmt Yes For For
1.2 Elect Director Stephen M. Bennett Mgmt Yes For For
1.3 Elect Director Donald G. Cruickshank Mgmt Yes For For
1.4 Elect Director Raymond V. Dittamore Mgmt Yes For For
1.5 Elect Director Thomas W. Horton Mgmt Yes For For
1.6 Elect Director Irwin Mark Jacobs Mgmt Yes For For
1.7 Elect Director Paul E. Jacobs Mgmt Yes For For
1.8 Elect Director Robert E. Kahn Mgmt Yes For For
1.9 Elect Director Sherry Lansing Mgmt Yes For For
1.10 Elect Director Duane A. Nelles Mgmt Yes For For
1.11 Elect Director Brent Scowcroft Mgmt Yes For For
1.12 Elect Director Marc I. Stern Mgmt Yes For For
2 Amend Omnibus Stock Plan Mgmt Yes For For
3 Ratify Auditors Mgmt Yes For For
Page 6 of 35
Vote Summary Report
7/1/09 to 6/30/10
FIRST TRUST ENHANCED EQUITY INCOME FUND
The Walt Disney Company
Primary Meeting Record Shares Shares Shares
Ticker Meeting Date Country Security ID Type Date Voted Instructed Available
------ ------------ ------- ----------- ------- -------- -------- ---------- ---------
DIS 10-Mar-10 USA 254687106 Annual 01/11/10 25,500 25,500 25,500
Voting
Proposal Vote
Item No. Proposal Proponent (y/n) Mgmt Rec Instruction
-------- ------------------------------------ --------- -------- -------- -----------
1 Elect Director Susan E. Arnold Mgmt Yes For For
2 Elect Director John E. Bryson Mgmt Yes For For
3 Elect Director John S. Chen Mgmt Yes For For
4 Elect Director Judith L. Estrin Mgmt Yes For For
5 Elect Director Robert A. Iger Mgmt Yes For For
6 Elect Director Steven P. Jobs Mgmt Yes For For
7 Elect Director Fred H. Langhammer Mgmt Yes For For
8 Elect Director Aylwin B. Lewis Mgmt Yes For For
9 Elect Director Monica C. Lozano Mgmt Yes For For
10 Elect Director Robert W. Matschullat Mgmt Yes For For
11 Elect Director John E. Pepper, Jr. Mgmt Yes For For
12 Elect Director Sheryl Sandberg Mgmt Yes For For
13 Elect Director Orin C. Smith Mgmt Yes For For
14 Ratify Auditors Mgmt Yes For For
15 Amend Omnibus Stock Plan Mgmt Yes For Against
16 Reduce Supermajority Vote Requirement Mgmt Yes For For
17 Reduce Supermajority Vote Requirement Mgmt Yes For For
18 Amend Articles of Incorporation to Mgmt Yes For For
Delete Certain Tracking Stock
Provisions
19 Amend Articles of Incorporation to Mgmt Yes For For
Delete Classified Board Transition
Provisions
20 Advisory Vote to Ratify Named Share Holder Yes Against For
Executive Officers' Compensation
21 Amend EEO Policy to Prohibit Share Holder Yes Against Against
Discrimination Based on Ex-Gay Status
Hewlett-Packard Company
Primary Meeting Record Shares Shares Shares
Ticker Meeting Date Country Security ID Type Date Voted Instructed Available
------ ------------ ------- ----------- ------- -------- -------- ---------- ---------
HPQ 17-Mar-10 USA 428236103 Annual 01/19/10 70,000 70,000 70,000
Voting
Proposal Vote
Item No. Proposal Proponent (y/n) Mgmt Rec Instruction
-------- ------------------------------------ --------- -------- -------- -----------
1.1 Elect Director Marc L. Andreessen Mgmt Yes For For
1.2 Elect Director Lawrence T. Babbio, Jr. Mgmt Yes For For
1.3 Elect Director Sari M. Baldauf Mgmt Yes For For
1.4 Elect Director Rajiv L. Gupta Mgmt Yes For For
1.5 Elect Director John H. Hammergren Mgmt Yes For For
1.6 Elect Director Mark V. Hurd Mgmt Yes For For
1.7 Elect Director Joel Z. Hyatt Mgmt Yes For For
1.8 Elect Director John R. Joyce Mgmt Yes For For
1.9 Elect Director Robert L. Ryan Mgmt Yes For For
1.10 Elect Director Lucille S. Salhany Mgmt Yes For For
1.11 Elect Director G. Kennedy Thompson Mgmt Yes For For
2 Ratify Auditors Mgmt Yes For For
3 Amend Omnibus Stock Plan Mgmt Yes For For
4 Company Request on Advisory Vote on Mgmt Yes For For
Executive Compensation
Page 7 of 35
Vote Summary Report
7/1/09 to 6/30/10
FIRST TRUST ENHANCED EQUITY INCOME FUND
Carnival Corp.
Primary Meeting Record Shares Shares Shares
Ticker Meeting Date Country Security ID Type Date Voted Instructed Available
------ ------------ ------- ----------- ------- -------- -------- ---------- ---------
CCL 13-Apr-10 Panama 143658300 Annual 02/12/10 90,000 90,000 90,000
Voting
Proposal Vote
Item No. Proposal Proponent (y/n) Mgmt Rec Instruction
-------- ------------------------------------ --------- -------- -------- -----------
1 Reelect Micky Arison As A Director Of Mgmt Yes For For
Carnival Corporation And As A
Director Of Carnival Plc.
2 Elect Sir Jonathon Band As A Director Mgmt Yes For For
Of Carnival Corporation And As A
Director Of Carnival Plc.
3 Reelect Robert H. Dickinson As A Mgmt Yes For For
Director Of Carnival Corporation And
As A Director Of Carnival Plc.
4 Reelect Arnold W. Donald As A Mgmt Yes For For
Director Of Carnival Corporation And
As A Director Of Carnival Plc.
5 Reelect Pier Luigi Foschi As A Mgmt Yes For For
Director Of Carnival Corporation And
As A Director Of Carnival Plc.
6 Reelect Howard S. Frank As A Director Mgmt Yes For For
Of Carnival Corporation And As A
Director Of Carnival Plc.
7 Reelect Richard J. Glasier As A Mgmt Yes For For
Director Of Carnival Corporation And
As A Director Of Carnival Plc.
8 Reelect Modesto A. Maidique As A Mgmt Yes For For
Director Of Carnival Corporation And
As A Director Of Carnival Plc.
9 Reelect Sir John Parker As A Director Mgmt Yes For For
Of Carnival Corporation And As A
Director Of Carnival Plc.
10 Reelect Peter G. Ratcliffe As A Mgmt Yes For For
Director Of Carnival Corporation And
As A Director Of Carnival Plc.
11 Reelect Stuart Subotnick As A Mgmt Yes For For
Director Of Carnival Corporation And
As A Director Of Carnival Plc.
12 Reelect Laura Weil As A Director Of Mgmt Yes For For
Carnival Corporation And As A
Director Of Carnival Plc.
13 Reelect Randall J. Weisenburger As A Mgmt Yes For For
Director Of Carnival Corporation And
As A Director Of Carnival Plc.
14 Reelect Uzi Zucker As A Director Of Mgmt Yes For For
Carnival Corporation And As A
Director Of Carnival Plc.
15 Reappoint The UK Firm Of Mgmt Yes For For
PricewaterhouseCoopers LLP As
Independent Auditors For Carnival Plc
And Ratify The U.S. Firm Of
PricewaterhouseCoopers LLP As The
Independent Auditor For Carnival
Corporation.
16 Authorize The Audit Committee Of Mgmt Yes For For
Carnival Plc To Fix Remuneration Of
The Independent Auditors Of Carnival
Plc.
17 Receive The UK Accounts And Reports Mgmt Yes For For
Of The Directors And Auditors Of
Carnival Plc For The Year Ended
November 30, 2009
18 Approve The Directors Remuneration Mgmt Yes For For
Report Of Carnival Plc For The Year
Ended November 30, 2009
19 Authorize Issue of Equity with Pre- Mgmt Yes For For
emptive Rights
20 Authorize Issue of Equity without Pre- Mgmt Yes For For
emptive Rights
21 Authorise Shares for Market Purchase Mgmt Yes For For
22 Stock Retention/Holding Period Share Holder Yes Against For
23 Transact Other Business (Non-Voting) Mgmt No
Page 8 of 35
Vote Summary Report
7/1/09 to 6/30/10
FIRST TRUST ENHANCED EQUITY INCOME FUND
United Technologies Corporation
Primary Meeting Record Shares Shares Shares
Ticker Meeting Date Country Security ID Type Date Voted Instructed Available
------ ------------ ------- ----------- ------- -------- -------- ---------- ---------
UTX 14-Apr-10 USA 913017109 Annual 02/16/10 54,000 54,000 54,000
Voting
Proposal Vote
Item No. Proposal Proponent (y/n) Mgmt Rec Instruction
-------- ------------------------------------ --------- -------- -------- -----------
1.1 Elect Director Louis R. Chenevert Mgmt Yes For For
1.2 Elect Director John V. Faraci Mgmt Yes For For
1.3 Elect Director Jean-Pierre Garnier, Mgmt Yes For For
Ph.D.
1.4 Elect Director Jamie S. Gorelick Mgmt Yes For For
1.5 Elect Director Carlos M. Gutierrez Mgmt Yes For For
1.6 Elect Director Edward A. Kangas Mgmt Yes For For
1.7 Elect Director Charles R. Lee Mgmt Yes For For
1.8 Elect Director Richard D. McCormick Mgmt Yes For For
1.9 Elect Director Harold McGraw, III Mgmt Yes For For
1.10 Elect Director Richard B. Myers Mgmt Yes For For
1.11 Elect Director H. Patrick Swygert Mgmt Yes For For
1.12 Elect Director Andre Villeneuve Mgmt Yes For For
1.13 Elect Director Christine Todd Whitman Mgmt Yes For For
2 Ratify Auditors Mgmt Yes For For
3 Advisory Vote to Ratify Named Share Holder Yes Against For
Executive Officers' Compensation
Page 9 of 35
Vote Summary Report
7/1/09 to 6/30/10
FIRST TRUST ENHANCED EQUITY INCOME FUND
PPG Industries, Inc.
Primary Meeting Record Shares Shares Shares
Ticker Meeting Date Country Security ID Type Date Voted Instructed Available
------ ------------ ------- ----------- ------- -------- -------- ---------- ---------
PPG 15-Apr-10 USA 693506107 Annual 02/19/10 70,000 70,000 70,000
Voting
Proposal Vote
Item No. Proposal Proponent (y/n) Mgmt Rec Instruction
-------- ------------------------------------ --------- -------- -------- -----------
1.1 Elect Director James G. Berges Mgmt Yes For For
1.2 Elect Director Victoria F. Haynes Mgmt Yes For For
1.3 Elect Director Martin H. Richenhagen Mgmt Yes For For
2 Ratify Auditors Mgmt Yes For For
3 Report on Community Environmental Share Holder Yes Against Against
Impact Disclosure Process
Magellan Midstream Partners, L.P.
Primary Meeting Record Shares Shares Shares
Ticker Meeting Date Country Security ID Type Date Voted Instructed Available
------ ------------ ------- ----------- ------- -------- -------- ---------- ---------
MMP 21-Apr-10 USA 559080106 Annual 02/22/10 60,000 60,000 60,000
Voting
Proposal Vote
Item No. Proposal Proponent (y/n) Mgmt Rec Instruction
-------- ------------------------------------ --------- -------- -------- -----------
1.1 Elect Director Walter R. Arnheim Mgmt Yes For For
1.2 Elect Director Patrick C. Eilers Mgmt Yes For Withhold
1.3 Elect Director Barry R. Pearl Mgmt Yes For For
The Coca-Cola Company
Primary Meeting Record Shares Shares Shares
Ticker Meeting Date Country Security ID Type Date Voted Instructed Available
------ ------------ ------- ----------- ------- -------- -------- ---------- ---------
KO 21-Apr-10 USA 191216100 Annual 02/22/10 80,000 80,000 80,000
Voting
Proposal Vote
Item No. Proposal Proponent (y/n) Mgmt Rec Instruction
-------- ------------------------------------ --------- -------- -------- -----------
1 Elect Director Herbert A. Allen Mgmt Yes For For
2 Elect Director Ronald W. Allen Mgmt Yes For For
3 Elect Director Cathleen P. Black Mgmt Yes For For
4 Elect Director Barry Diller Mgmt Yes For Against
5 Elect Director Alexis M. Herman Mgmt Yes For For
6 Elect Director Muhtar Kent Mgmt Yes For For
7 Elect Director Donald R. Keough Mgmt Yes For For
8 Elect Director Maria Elena Lagomasino Mgmt Yes For For
9 Elect Director Donald F. McHenry Mgmt Yes For For
10 Elect Director Sam Nunn Mgmt Yes For For
11 Elect Director James D. Robinson III Mgmt Yes For For
12 Elect Director Peter V. Ueberroth Mgmt Yes For For
13 Elect Director Jacob Wallenberg Mgmt Yes For For
14 Elect Director James B. Williams Mgmt Yes For For
15 Ratify Auditors Mgmt Yes For For
16 Advisory Vote to Ratify Named Share Holder Yes Against For
Executive Officers' Compensation
17 Require Independent Board Chairman Share Holder Yes Against For
18 Performance-Based Equity Awards Share Holder Yes Against Against
19 Publish Report on Chemical Bisphenol Share Holder Yes Against For
A (BPA)
Page 10 of 35
Vote Summary Report
7/1/09 to 6/30/10
FIRST TRUST ENHANCED EQUITY INCOME FUND
Pfizer Inc.
Primary Meeting Record Shares Shares Shares
Ticker Meeting Date Country Security ID Type Date Voted Instructed Available
------ ------------ ------- ----------- ------- -------- -------- ---------- ---------
PFE 22-Apr-10 USA 717081103 Annual 02/23/10 250,000 250,000 250,000
Voting
Proposal Vote
Item No. Proposal Proponent (y/n) Mgmt Rec Instruction
-------- ------------------------------------ --------- -------- -------- -----------
1 Elect Director Dennis A. Ausiello Mgmt Yes For For
2 Elect Director Michael S. Brown Mgmt Yes For For
3 Elect Director M. Anthony Burns Mgmt Yes For For
4 Elect Director Robert N. Burt Mgmt Yes For For
5 Elect Director W. Don Cornwell Mgmt Yes For For
6 Elect Director Frances D. Fergusson Mgmt Yes For For
7 Elect Director William H. Gray III Mgmt Yes For For
8 Elect Director Constance J. Horner Mgmt Yes For For
9 Elect Director James M. Kilts Mgmt Yes For For
10 Elect Director Jeffrey B. Kindler Mgmt Yes For For
11 Elect Director George A. Lorch Mgmt Yes For For
12 Elect Director John P. Mascotte Mgmt Yes For For
13 Elect Director Suzanne Nora Johnson Mgmt Yes For For
14 Elect Director Stephen W. Sanger Mgmt Yes For For
15 Elect Director William C. Steere, Jr. Mgmt Yes For For
16 Ratify Auditors Mgmt Yes For For
17 Advisory Vote to Ratify Named Mgmt Yes For For
Executive Officers' Compensation
18 Provide Right to Call Special Meeting Mgmt Yes For For
19 Prohibit Executive Stock-Based Awards Share Holder Yes Against Against
Abbott Laboratories
Primary Meeting Record Shares Shares Shares
Ticker Meeting Date Country Security ID Type Date Voted Instructed Available
------ ------------ ------- ----------- ------- -------- -------- ---------- ---------
ABT 23-Apr-10 USA 002824100 Annual 02/24/10 95,000 95,000 95,000
Voting
Proposal Vote
Item No. Proposal Proponent (y/n) Mgmt Rec Instruction
-------- ------------------------------------ --------- -------- -------- -----------
1.1 Elect Director R.J. Alpern Mgmt Yes For For
1.2 Elect Director R.S. Austin Mgmt Yes For For
1.3 Elect Director W.M. Daley Mgmt Yes For Withhold
1.4 Elect Director W.J. Farrell Mgmt Yes For Withhold
1.5 Elect Director H.L. Fuller Mgmt Yes For Withhold
1.6 Elect Director W.A. Osborn Mgmt Yes For Withhold
1.7 Elect Director D.A.L. Owen Mgmt Yes For For
1.8 Elect Director R.S. Roberts Mgmt Yes For For
1.9 Elect Director S.C. Scott, III Mgmt Yes For For
1.10 Elect Director W.D. Smithburg Mgmt Yes For Withhold
1.11 Elect Director G.F. Tilton Mgmt Yes For For
1.12 Elect Director M.D. White Mgmt Yes For For
2 Ratify Auditors Mgmt Yes For For
3 Advisory Vote to Ratify Named Share Holder Yes Against For
Executive Officers' Compensation
4 Amend Articles/Bylaws/Charter -- Call Share Holder Yes Against For
Special Meetings
Page 11 of 35
Vote Summary Report
7/1/09 to 6/30/10
FIRST TRUST ENHANCED EQUITY INCOME FUND
Seaspan Corporation
Primary Meeting Record Shares Shares Shares
Ticker Meeting Date Country Security ID Type Date Voted Instructed Available
------ ------------ ------- ----------- ------- -------- -------- ---------- ---------
SSW 25-Apr-10 Marshall Y75638109 Annual 03/12/10 135,000 135,000 135,000
Island
Voting
Proposal Vote
Item No. Proposal Proponent (y/n) Mgmt Rec Instruction
-------- ------------------------------------ --------- -------- -------- -----------
1.1 Elect Gerry Wang as Director Mgmt Yes For Withhold
1.2 Elect Peter Lorange as Director Mgmt Yes For Withhold
1.3 Elect Graham Porter as Director Mgmt Yes For Withhold
2 Ratify KPMG LLP, Chartered Mgmt Yes For For
Accountants as Auditor
Honeywell International Inc.
Primary Meeting Record Shares Shares Shares
Ticker Meeting Date Country Security ID Type Date Voted Instructed Available
------ ------------ ------- ----------- ------- -------- -------- ---------- ---------
HON 26-Apr-10 USA 438516106 Annual 02/26/10 75,900 75,900 75,900
Voting
Proposal Vote
Item No. Proposal Proponent (y/n) Mgmt Rec Instruction
-------- ------------------------------------ --------- -------- -------- -----------
1 Elect Director Gordon M. Bethune Mgmt Yes For For
2 Elect Director Kevin Burke Mgmt Yes For For
3 Elect Director Jaime Chico Pardo Mgmt Yes For For
4 Elect Director David M. Cote Mgmt Yes For For
5 Elect Director D. Scott Davis Mgmt Yes For For
6 Elect Director Linnet F. Deily Mgmt Yes For For
7 Elect Director Clive R. Hollick Mgmt Yes For For
8 Elect Director George Paz Mgmt Yes For For
9 Elect Director Bradley T. Sheares Mgmt Yes For For
10 Elect Director Michael W. Wright Mgmt Yes For For
11 Ratify Auditors Mgmt Yes For For
12 Provide Right to Call Special Meeting Mgmt Yes For For
13 Advisory Vote to Ratify Named Mgmt Yes For For
Executive Officers' Compensation
14 Provide Right to Act by Written ConsentShare Holder Yes Against For
15 Require Independent Board Chairman Share Holder Yes Against For
16 Review and Amend Code of Conduct to Share Holder Yes Against Against
Include Human Rights
Page 12 of 35
Vote Summary Report
7/1/09 to 6/30/10
FIRST TRUST ENHANCED EQUITY INCOME FUND
Exelon Corporation
Primary Meeting Record Shares Shares Shares
Ticker Meeting Date Country Security ID Type Date Voted Instructed Available
------ ------------ ------- ----------- ------- -------- -------- ---------- ---------
EXC 27-Apr-10 USA 30161N101 Annual 03/01/10 20,000 20,000 20,000
Voting
Proposal Vote
Item No. Proposal Proponent (y/n) Mgmt Rec Instruction
-------- ------------------------------------ --------- -------- -------- -----------
1 Elect Director John A. Canning, Jr. Mgmt Yes For For
2 Elect Director M. Walter D'Alessio Mgmt Yes For For
3 Elect Director Nicholas DeBenedictis Mgmt Yes For For
4 Elect Director Bruce DeMars Mgmt Yes For For
5 Elect Director Nelson A. Diaz Mgmt Yes For For
6 Elect Director Sue L. Gin Mgmt Yes For For
7 Elect Director Rosemarie B. Greco Mgmt Yes For For
8 Elect Director Paul L. Joskow Mgmt Yes For For
9 Elect Director Richard W. Mies Mgmt Yes For For
10 Elect Director John M. Palms Mgmt Yes For For
11 Elect Director William C. Richardson Mgmt Yes For For
12 Elect Director Thomas J. Ridge Mgmt Yes For For
13 Elect Director John W. Rogers, Jr. Mgmt Yes For For
14 Elect Director John W. Rowe Mgmt Yes For For
15 Elect Director Stephen D. Steinour Mgmt Yes For For
16 Elect Director Don Thompson Mgmt Yes For For
17 Approve Omnibus Stock Plan Mgmt Yes For For
18 Ratify Auditors Mgmt Yes For For
Page 13 of 35
Vote Summary Report
7/1/09 to 6/30/10
FIRST TRUST ENHANCED EQUITY INCOME FUND
International Business Machines Corporation
Primary Meeting Record Shares Shares Shares
Ticker Meeting Date Country Security ID Type Date Voted Instructed Available
------ ------------ ------- ----------- ------- -------- -------- ---------- ---------
IBM 27-Apr-10 USA 459200101 Annual 02/26/10 50,000 50,000 50,000
Voting
Proposal Vote
Item No. Proposal Proponent (y/n) Mgmt Rec Instruction
-------- ------------------------------------ --------- -------- -------- -----------
1 Elect Director A. J. P. Belda Mgmt Yes For For
2 Elect Director C. Black Mgmt Yes For For
3 Elect Director W. R. Brody Mgmt Yes For For
4 Elect Director K. I. Chenault Mgmt Yes For For
5 Elect Director M. L. Eskew Mgmt Yes For For
6 Elect Director S. A. Jackson Mgmt Yes For For
7 Elect Director A. N. Liveris Mgmt Yes For For
8 Elect Director W. J. McNerney, Jr. Mgmt Yes For For
9 Elect Director T. Nishimuro Mgmt Yes For For
10 Elect Director J. W. Owens Mgmt Yes For For
11 Elect Director S. J. Palmisano Mgmt Yes For For
12 Elect Director J. E. Spero Mgmt Yes For For
13 Elect Director S. Taurel Mgmt Yes For For
14 Elect Director L. H. Zambrano Mgmt Yes For For
15 Ratify Auditors Mgmt Yes For For
16 Adopt Policy on Bonus Banking Share Holder Yes Against For
17 Provide for Cumulative Voting Share Holder Yes Against For
18 Amend Articles/Bylaws/Charter -- Call Share Holder Yes Against For
Special Meetings
19 Advisory Vote to Ratify Named Share Holder Yes Against For
Executive Officers' Compensation
MetLife, Inc.
Primary Meeting Record Shares Shares Shares
Ticker Meeting Date Country Security ID Type Date Voted Instructed Available
------ ------------ ------- ----------- ------- -------- -------- ---------- ---------
MET 27-Apr-10 USA 59156R108 Annual 03/01/10 70,000 70,000 70,000
Voting
Proposal Vote
Item No. Proposal Proponent (y/n) Mgmt Rec Instruction
-------- ------------------------------------ --------- -------- -------- -----------
1.1 Elect Director R. Glenn Hubbard, Ph.D Mgmt Yes For For
1.2 Elect Director Alfred F. Kelly, Jr. Mgmt Yes For For
1.3 Elect Director James M. Kilts Mgmt Yes For For
1.4 Elect Director David Satcher, M.D., Mgmt Yes For For
Ph.D.
2 Ratify Auditors Mgmt Yes For For
3 Provide for Cumulative Voting Share Holder Yes Against For
Page 14 of 35
Vote Summary Report
7/1/09 to 6/30/10
FIRST TRUST ENHANCED EQUITY INCOME FUND
National Penn Bancshares, Inc.
Primary Meeting Record Shares Shares Shares
Ticker Meeting Date Country Security ID Type Date Voted Instructed Available
------ ------------ ------- ----------- ------- -------- -------- ---------- ---------
NPBC 27-Apr-10 USA 637138108 Annual 03/03/10 198,185 198,185 198,185
Voting
Proposal Vote
Item No. Proposal Proponent (y/n) Mgmt Rec Instruction
-------- ------------------------------------ --------- -------- -------- -----------
1.1 Elect Director Donna D. Holton Mgmt Yes For For
1.2 Elect Director Christian F. Martin, IV Mgmt Yes For For
1.3 Elect Director R. Chadwick Paul, Jr. Mgmt Yes For For
1.4 Elect Director C. Robert Roth Mgmt Yes For For
1.5 Elect Director Wayne R. Weidner Mgmt Yes For For
2 Ratify Auditors Mgmt Yes For For
3 Advisory Vote to Ratify Named Mgmt Yes For Against
Executive Officers' Compensation
Ameriprise Financial, Inc.
Primary Meeting Record Shares Shares Shares
Ticker Meeting Date Country Security ID Type Date Voted Instructed Available
------ ------------ ------- ----------- ------- -------- -------- ---------- ---------
AMP 28-Apr-10 USA 03076C106 Annual 03/01/10 56,300 56,300 56,300
Voting
Proposal Vote
Item No. Proposal Proponent (y/n) Mgmt Rec Instruction
-------- ------------------------------------ --------- -------- -------- -----------
1 Elect Director James M. Cracchiolo Mgmt Yes For For
2 Elect Director H. Jay Sarles Mgmt Yes For For
3 Declassify the Board of Directors Mgmt Yes For For
4 Advisory Vote to Ratify Named Mgmt Yes For For
Executive Officers' Compensation
5 Amend Omnibus Stock Plan Mgmt Yes For For
6 Ratify Auditors Mgmt Yes For For
Capstead Mortgage Corporation
Primary Meeting Record Shares Shares Shares
Ticker Meeting Date Country Security ID Type Date Voted Instructed Available
------ ------------ ------- ----------- ------- -------- -------- ---------- ---------
CMO 28-Apr-10 USA 14067E506 Annual 02/18/10 100,000 100,000 100,000
Voting
Proposal Vote
Item No. Proposal Proponent (y/n) Mgmt Rec Instruction
-------- ------------------------------------ --------- -------- -------- -----------
1.1 Elect Director Jack Biegler Mgmt Yes For Withhold
1.2 Elect Director Andrew F. Jacobs Mgmt Yes For For
1.3 Elect Director Gary Keiser Mgmt Yes For Withhold
1.4 Elect Director Paul M. Low Mgmt Yes For For
1.5 Elect Director Christopher W. Mahowald Mgmt Yes For For
1.6 Elect Director Michael G. O'Neil Mgmt Yes For For
1.7 Elect Director Mark S. Whiting Mgmt Yes For Withhold
2 Ratify Auditors Mgmt Yes For For
Page 15 of 35
Vote Summary Report
7/1/09 to 6/30/10
FIRST TRUST ENHANCED EQUITY INCOME FUND
NYSE Euronext
Primary Meeting Record Shares Shares Shares
Ticker Meeting Date Country Security ID Type Date Voted Instructed Available
------ ------------ ------- ----------- ------- -------- -------- ---------- ---------
NYX 29-Apr-10 USA 629491101 Annual 03/01/10 105,000 105,000 105,000
Voting
Proposal Vote
Item No. Proposal Proponent (y/n) Mgmt Rec Instruction
-------- ------------------------------------ --------- -------- -------- -----------
1.1 Elect Director Andre Bergen Mgmt Yes For For
1.2 Elect Director Ellyn L. Brown Mgmt Yes For For
1.3 Elect Director Marshall N. Carter Mgmt Yes For For
1.4 Elect Director Patricia M. Cloherty Mgmt Yes For For
1.5 Elect Director Sir George Cox Mgmt Yes For For
1.6 Elect Director Sylvain Hefes Mgmt Yes For For
1.7 Elect Director Jan-Michiel Hessels Mgmt Yes For For
1.8 Elect Director Duncan M. McFarland Mgmt Yes For For
1.9 Elect Director James J. McNulty Mgmt Yes For For
1.10 Elect Director Duncan L. Niederauer Mgmt Yes For For
1.11 Elect Director Ricardo Salgado Mgmt Yes For For
1.12 Elect Director Robert G. Scott Mgmt Yes For For
1.13 Elect Director Jackson P. Tai Mgmt Yes For For
1.14 Elect Director Jean-Francois Theodore Mgmt Yes For For
1.15 Elect Director Rijnhard van Tets Mgmt Yes For For
1.16 Elect Director Sir Brian Williamson Mgmt Yes For For
2 Ratify Auditors Mgmt Yes For For
3 Reduce Supermajority Vote Requirement Share Holder Yes None For
4 Issue Stock Certificate of Ownership Share Holder Yes Against Against
AT&T Inc.
Primary Meeting Record Shares Shares Shares
Ticker Meeting Date Country Security ID Type Date Voted Instructed Available
------ ------------ ------- ----------- ------- -------- -------- ---------- ---------
T 30-Apr-10 USA 00206R102 Annual 03/02/10 92,100 92,100 92,100
Voting
Proposal Vote
Item No. Proposal Proponent (y/n) Mgmt Rec Instruction
-------- ------------------------------------ --------- -------- -------- -----------
1 Elect Director Randall L. Stephenson Mgmt Yes For For
2 Elect Director Gilbert F. Amelio Mgmt Yes For For
3 Elect Director Reuben V. Anderson Mgmt Yes For For
4 Elect Director James H. Blanchard Mgmt Yes For For
5 Elect Director Jaime Chico Pardo Mgmt Yes For For
6 Elect Director James P. Kelly Mgmt Yes For For
7 Elect Director Jon C. Madonna Mgmt Yes For For
8 Elect Director Lynn M. Martin Mgmt Yes For For
9 Elect Director John B. McCoy Mgmt Yes For For
10 Elect Director Joyce M. Roche Mgmt Yes For For
11 Elect Director Laura D Andrea Tyson Mgmt Yes For For
12 Elect Director Patricia P. Upton Mgmt Yes For For
13 Ratify Auditors Mgmt Yes For For
14 Provide for Cumulative Voting Share Holder Yes Against For
15 Exclude Pension Credits from Share Holder Yes Against For
Calculations of Performance-Based Pay
16 Advisory Vote to Ratify Named Share Holder Yes Against For
Executive Officers' Compensation
17 Amend Articles/Bylaws/Charter -- Call Share Holder Yes Against For
Special Meetings
Page 16 of 35
Vote Summary Report
7/1/09 to 6/30/10
FIRST TRUST ENHANCED EQUITY INCOME FUND
Bristol-Myers Squibb Company
Primary Meeting Record Shares Shares Shares
Ticker Meeting Date Country Security ID Type Date Voted Instructed Available
------ ------------ ------- ----------- ------- -------- -------- ---------- ---------
BMY 4-May-10 USA 110122108 Annual 03/11/10 400,000 400,000 400,000
Voting
Proposal Vote
Item No. Proposal Proponent (y/n) Mgmt Rec Instruction
-------- ------------------------------------ --------- -------- -------- -----------
1 Elect Director Lamberto Andreotti Mgmt Yes For For
2 Elect Director Lewis B. Campbell Mgmt Yes For For
3 Elect Director James M. Cornelius Mgmt Yes For For
4 Elect Director Louis J. Freeh Mgmt Yes For For
5 Elect Director Laurie H. Glimcher, M.D Mgmt Yes For For
6 Elect Director Michael Grobstein Mgmt Yes For For
7 Elect Director Leif Johansson Mgmt Yes For For
8 Elect Director Alan J. Lacy Mgmt Yes For For
9 Elect Director Vicki L. Sato, Ph.D. Mgmt Yes For For
10 Elect Director Togo D. West, Jr. Mgmt Yes For For
11 Elect Director R. Sanders Williams, Mgmt Yes For For
M.D.
12 Ratify Auditors Mgmt Yes For For
13 Provide Right to Call Special Meeting Mgmt Yes For For
14 Reduce Supermajority Vote Mgmt Yes For For
Requirements Applicable to Common Stock
15 Reduce Supermajority Vote Requirement Mgmt Yes For For
Applicable to Preferred Stock
16 Increase Disclosure of Executive Share Holder Yes Against Against
Compensation
17 Provide Right to Act by Written ConsentShare Holder Yes Against For
18 Report and Set Goals Related to Share Holder Yes Against Against
Animal Use and Testing
Page 17 of 35
Vote Summary Report
7/1/09 to 6/30/10
FIRST TRUST ENHANCED EQUITY INCOME FUND
PepsiCo, Inc.
Primary Meeting Record Shares Shares Shares
Ticker Meeting Date Country Security ID Type Date Voted Instructed Available
------ ------------ ------- ----------- ------- -------- -------- ---------- ---------
PEP 5-May-10 USA 713448108 Annual 03/05/10 65,000 65,000 65,000
Voting
Proposal Vote
Item No. Proposal Proponent (y/n) Mgmt Rec Instruction
-------- ------------------------------------ --------- -------- -------- -----------
1 Elect Director Shona L. Brown Mgmt Yes For For
2 Elect Director Ian M. Cook Mgmt Yes For For
3 Elect Director Dina Dublon Mgmt Yes For For
4 Elect Director Victor J. Dzau Mgmt Yes For For
5 Elect Director Ray L. Hunt Mgmt Yes For For
6 Elect Director Alberto Ibarguen Mgmt Yes For For
7 Elect Director Arthur C. Martinez Mgmt Yes For For
8 Elect Director Indra K. Nooyi Mgmt Yes For For
9 Elect Director Sharon P. Rockefeller Mgmt Yes For For
10 Elect Director James J. Schiro Mgmt Yes For For
11 Elect Director Lloyd G. Trotter Mgmt Yes For For
12 Elect Director Daniel Vasella Mgmt Yes For Against
13 Ratify Auditors Mgmt Yes For For
14 Amend Omnibus Stock Plan Mgmt Yes For For
15 Report on Charitable Contributions Share Holder Yes Against Against
16 Amend Articles/Bylaws/Charter -- Call Share Holder Yes Against For
Special Meetings
17 Report on Public Policy Advocacy Share Holder Yes Against Against
Process
Regal Entertainment Group
Primary Meeting Record Shares Shares Shares
Ticker Meeting Date Country Security ID Type Date Voted Instructed Available
------ ------------ ------- ----------- ------- -------- -------- ---------- ---------
RGC 5-May-10 USA 758766109 Annual 03/10/10 240,000 240,000 240,000
Voting
Proposal Vote
Item No. Proposal Proponent (y/n) Mgmt Rec Instruction
-------- ------------------------------------ --------- -------- -------- -----------
1.1 Elect Director Thomas D. Bell, Jr. Mgmt Yes For For
1.2 Elect Director David H. Keyte Mgmt Yes For For
1.3 Elect Director Amy E. Miles Mgmt Yes For For
1.4 Elect Director Lee M. Thomas Mgmt Yes For For
2 Ratify Auditors Mgmt Yes For For
Avon Products, Inc.
Primary Meeting Record Shares Shares Shares
Ticker Meeting Date Country Security ID Type Date Voted Instructed Available
------ ------------ ------- ----------- ------- -------- -------- ---------- ---------
AVP 6-May-10 USA 054303102 Annual 03/17/10 80,000 80,000 80,000
Voting
Proposal Vote
Item No. Proposal Proponent (y/n) Mgmt Rec Instruction
-------- ------------------------------------ --------- -------- -------- -----------
1.1 Elect Director W. Don Cornwell Mgmt Yes For For
1.2 Elect Director V. Ann Hailey Mgmt Yes For For
1.3 Elect Director Fred Hassan Mgmt Yes For For
1.4 Elect Director Andrea Jung Mgmt Yes For For
1.5 Elect Director Maria Elena Lagomasino Mgmt Yes For For
1.6 Elect Director Ann S. Moore Mgmt Yes For For
1.7 Elect Director Paul S. Pressler Mgmt Yes For For
1.8 Elect Director Gary M. Rodkin Mgmt Yes For For
1.9 Elect Director Paula Stern Mgmt Yes For For
1.10 Elect Director Lawrence A. Weinbach Mgmt Yes For For
2 Ratify Auditors Mgmt Yes For For
3 Approve Omnibus Stock Plan Mgmt Yes For For
Page 18 of 35
Vote Summary Report
7/1/09 to 6/30/10
FIRST TRUST ENHANCED EQUITY INCOME FUND
Union Pacific Corporation
Primary Meeting Record Shares Shares Shares
Ticker Meeting Date Country Security ID Type Date Voted Instructed Available
------ ------------ ------- ----------- ------- -------- -------- ---------- ---------
UNP 6-May-10 USA 907818108 Annual 02/26/10 60,900 60,900 60,900
Voting
Proposal Vote
Item No. Proposal Proponent (y/n) Mgmt Rec Instruction
-------- ------------------------------------ --------- -------- -------- -----------
1 Elect Director Andrew H. Card, Jr. Mgmt Yes For For
2 Elect Director Erroll B. Davis, Jr. Mgmt Yes For For
3 Elect Director Thomas J. Donohue Mgmt Yes For For
4 Elect Director Archie W. Dunham Mgmt Yes For For
5 Elect Director Judith Richards Hope Mgmt Yes For For
6 Elect Director Charles C. Krulak Mgmt Yes For For
7 Elect Director Michael R. McCarthy Mgmt Yes For For
8 Elect Director Michael W. McConnell Mgmt Yes For For
9 Elect Director Thomas F. McLarty III Mgmt Yes For For
10 Elect Director Steven R. Rogel Mgmt Yes For For
11 Elect Director Jose H. Villarreal Mgmt Yes For For
12 Elect Director James R. Young Mgmt Yes For For
13 Ratify Auditors Mgmt Yes For For
14 Require Independent Board Chairman Share Holder Yes Against Against
15 Reduce Supermajority Vote Requirement Share Holder Yes Against For
Verizon Communications Inc.
Primary Meeting Record Shares Shares Shares
Ticker Meeting Date Country Security ID Type Date Voted Instructed Available
------ ------------ ------- ----------- ------- -------- -------- ---------- ---------
VZ 6-May-10 USA 92343V104 Annual 03/08/10 155,000 155,000 155,000
Voting
Proposal Vote
Item No. Proposal Proponent (y/n) Mgmt Rec Instruction
-------- ------------------------------------ --------- -------- -------- -----------
1 Elect Director Richard L. Carrion Mgmt Yes For For
2 Elect Director M. Frances Keeth Mgmt Yes For For
3 Elect Director Robert W. Lane Mgmt Yes For For
4 Elect Director Sandra O. Moose Mgmt Yes For For
5 Elect Director Joseph Neubauer Mgmt Yes For For
6 Elect Director Donald T. Nicolaisen Mgmt Yes For For
7 Elect Director Thomas H. O'Brien Mgmt Yes For For
8 Elect Director Clarence Otis, Jr. Mgmt Yes For For
9 Elect Director Hugh B. Price Mgmt Yes For For
10 Elect Director Ivan G. Seidenberg Mgmt Yes For For
11 Elect Director Rodney E. Slater Mgmt Yes For For
12 Elect Director John W. Snow Mgmt Yes For For
13 Elect Director John R. Stafford Mgmt Yes For For
14 Ratify Auditors Mgmt Yes For For
15 Advisory Vote to Ratify Named Mgmt Yes For For
Executive Officers' Compensation
16 Prohibit Executive Stock-Based Awards Share Holder Yes Against Against
17 Amend EEO Policy to Prohibit Share Holder Yes Against For
Discrimination Based on Sexual
Orientation and Gender Identity
18 Performance-Based Equity Awards Share Holder Yes Against For
19 Amend Articles/Bylaws/Charter -- Call Share Holder Yes Against For
Special Meetings
20 Adopt Policy on Succession Planning Share Holder Yes Against For
21 Adopt a Policy in which the Company Share Holder Yes Against For
will not Make or Promise to Make Any
Death Benefit Payments to Senior
Executives
22 Stock Retention/Holding Period Share Holder Yes Against For
Page 19 of 35
Vote Summary Report
7/1/09 to 6/30/10
FIRST TRUST ENHANCED EQUITY INCOME FUND
American Water Works Company, Inc.
Primary Meeting Record Shares Shares Shares
Ticker Meeting Date Country Security ID Type Date Voted Instructed Available
------ ------------ ------- ----------- ------- -------- -------- ---------- ---------
AWK 7-May-10 USA 030420103 Annual 03/15/10 74,200 74,200 74,200
Voting
Proposal Vote
Item No. Proposal Proponent (y/n) Mgmt Rec Instruction
-------- ------------------------------------ --------- -------- -------- -----------
1.1 Elect Director Stephen P. Adik Mgmt Yes For For
1.2 Elect Director Donald L. Correll Mgmt Yes For For
1.3 Elect Director Martha Clark Goss Mgmt Yes For For
1.4 Elect Director Julie A. Dobson Mgmt Yes For For
1.5 Elect Director Richard R. Grigg Mgmt Yes For For
1.6 Elect Director Julia L. Johnson Mgmt Yes For For
1.7 Elect Director George MacKenzie Mgmt Yes For For
1.8 Elect Director William J. Marrazzo Mgmt Yes For For
2 Ratify Auditors Mgmt Yes For For
Page 20 of 35
Vote Summary Report
7/1/09 to 6/30/10
FIRST TRUST ENHANCED EQUITY INCOME FUND
Occidental Petroleum Corporation
Primary Meeting Record Shares Shares Shares
Ticker Meeting Date Country Security ID Type Date Voted Instructed Available
------ ------------ ------- ----------- ------- -------- -------- ---------- ---------
OXY 7-May-10 USA 674599105 Annual 03/15/10 105,200 105,200 105,200
Voting
Proposal Vote
Item No. Proposal Proponent (y/n) Mgmt Rec Instruction
-------- ------------------------------------ --------- -------- -------- -----------
1 Elect Director Spencer Abraham Mgmt Yes For Against
2 Elect Director John S. Chalsty Mgmt Yes For Against
3 Elect Director Stephen I. Chazen Mgmt Yes For For
4 Elect Director Edward P. Djerejian Mgmt Yes For Against
5 Elect Director John E. Feick Mgmt Yes For Against
6 Elect Director Carlos M. Gutierrez Mgmt Yes For Against
7 Elect Director Ray R. Irani Mgmt Yes For Against
8 Elect Director Irvin W. Maloney Mgmt Yes For Against
9 Elect Director Avedick B. Poladian Mgmt Yes For Against
10 Elect Director Rodolfo Segovia Mgmt Yes For Against
11 Elect Director Aziz D. Syriani Mgmt Yes For Against
12 Elect Director Rosemary Tomich Mgmt Yes For Against
13 Elect Director Walter L. Weisman Mgmt Yes For Against
14 Ratify Auditors Mgmt Yes For For
15 Amend Omnibus Stock Plan Mgmt Yes For For
16 Advisory Vote to Ratify Named Mgmt Yes For Against
Executive Officers' Compensation
17 Limit Executive Compensation Share Holder Yes Against Against
18 Require Independent Board Chairman Share Holder Yes Against For
19 Amend Articles/Bylaws/Charter -- Call Share Holder Yes Against For
Special Meetings
20 Report on Host Country Social and Share Holder Yes Against Against
Environmental Laws
21 Require a Majority Vote for the Share Holder Yes Against For
Election of Directors
22 Report on Policy for Increasing Share Holder Yes Against Against
Safety by Reducing Hazardous
Substance Usage and Re-locating
Facilities
23 Double Trigger on Equity Plans Share Holder Yes Against For
3M Company
Primary Meeting Record Shares Shares Shares
Ticker Meeting Date Country Security ID Type Date Voted Instructed Available
------ ------------ ------- ----------- ------- -------- -------- ---------- ---------
MMM 11-May-10 USA 88579Y101 Annual 03/12/10 35,000 35,000 35,000
Voting
Proposal Vote
Item No. Proposal Proponent (y/n) Mgmt Rec Instruction
-------- ------------------------------------ --------- -------- -------- -----------
1 Elect Director Linda G. Alvarado Mgmt Yes For For
2 Elect Director George W. Buckley Mgmt Yes For For
3 Elect Director Vance D. Coffman Mgmt Yes For For
4 Elect Director Michael L. Eskew Mgmt Yes For For
5 Elect Director W. James Farrell Mgmt Yes For For
6 Elect Director Herbert L. Henkel Mgmt Yes For For
7 Elect Director Edward M. Liddy Mgmt Yes For For
8 Elect Director Robert S. Morrison Mgmt Yes For For
9 Elect Director Aulana L. Peters Mgmt Yes For For
10 Elect Director Robert J. Ulrich Mgmt Yes For For
11 Ratify Auditors Mgmt Yes For For
12 Amend Omnibus Stock Plan Mgmt Yes For For
13 Amend Articles/Bylaws/Charter -- Call Share Holder Yes Against For
Special Meetings
Page 21 of 35
Vote Summary Report
7/1/09 to 6/30/10
FIRST TRUST ENHANCED EQUITY INCOME FUND
Copano Energy, L.L.C.
Primary Meeting Record Shares Shares Shares
Ticker Meeting Date Country Security ID Type Date Voted Instructed Available
------ ------------ ------- ----------- ------- -------- -------- ---------- ---------
CPNO 11-May-10 USA 217202100 Annual 03/15/10 160,000 160,000 160,000
Voting
Proposal Vote
Item No. Proposal Proponent (y/n) Mgmt Rec Instruction
-------- ------------------------------------ --------- -------- -------- -----------
1.1 Elect Director James G. Crump Mgmt Yes For For
1.2 Elect Director Ernie L. Danner Mgmt Yes For For
1.3 Elect Director Scott A. Griffiths Mgmt Yes For For
1.4 Elect Director Michael L. Johnson Mgmt Yes For For
1.5 Elect Director R. Bruce Northcutt Mgmt Yes For For
1.6 Elect Director T. William Porter Mgmt Yes For For
1.7 Elect Director William L. Thacker Mgmt Yes For For
2 Ratify Auditors Mgmt Yes For For
Prudential Financial, Inc.
Primary Meeting Record Shares Shares Shares
Ticker Meeting Date Country Security ID Type Date Voted Instructed Available
------ ------------ ------- ----------- ------- -------- -------- ---------- ---------
PRU 11-May-10 USA 744320102 Annual 03/12/10 55,000 55,000 55,000
Voting
Proposal Vote
Item No. Proposal Proponent (y/n) Mgmt Rec Instruction
-------- ------------------------------------ --------- -------- -------- -----------
1 Elect Director Thomas J. Baltimore, Jr. Mgmt Yes For For
2 Elect Director Gordon M. Bethune Mgmt Yes For For
3 Elect Director Gaston Caperton Mgmt Yes For For
4 Elect Director Gilbert F. Casellas Mgmt Yes For For
5 Elect Director James G. Cullen Mgmt Yes For For
6 Elect Director William H. Gray, III Mgmt Yes For For
7 Elect Director Mark B. Grier Mgmt Yes For For
8 Elect Director Jon F. Hanson Mgmt Yes For For
9 Elect Director Constance J. Horner Mgmt Yes For For
10 Elect Director Karl J. Krapek Mgmt Yes For For
11 Elect Director Christine A. Poon Mgmt Yes For For
12 Elect Director John R. Strangfield Mgmt Yes For For
13 Elect Director James A. Unruh Mgmt Yes For For
14 Ratify Auditors Mgmt Yes For For
15 Advisory Vote to Ratify Named Mgmt Yes For For
Executive Officers' Compensation
Page 22 of 35
Vote Summary Report
7/1/09 to 6/30/10
FIRST TRUST ENHANCED EQUITY INCOME FUND
Waste Management, Inc.
Primary Meeting Record Shares Shares Shares
Ticker Meeting Date Country Security ID Type Date Voted Instructed Available
------ ------------ ------- ----------- ------- -------- -------- ---------- ---------
WM 11-May-10 USA 94106L109 Annual 03/15/10 80,000 80,000 80,000
Voting
Proposal Vote
Item No. Proposal Proponent (y/n) Mgmt Rec Instruction
-------- ------------------------------------ --------- -------- -------- -----------
1 Elect Director Pastora San Juan Mgmt Yes For For
Cafferty
2 Elect Director Frank M. Clark, Jr. Mgmt Yes For For
3 Elect Director Patrick W. Gross Mgmt Yes For For
4 Elect Director John C. Pope Mgmt Yes For For
5 Elect Director W. Robert Reum Mgmt Yes For For
6 Elect Director Steven G. Rothmeier Mgmt Yes For For
7 Elect Director David P. Steiner Mgmt Yes For For
8 Elect Director Thomas H. Weidemeyer Mgmt Yes For For
9 Ratify Auditors Mgmt Yes For For
10 Reduce Supermajority Vote Requirement Mgmt Yes For For
11 Report on Political Contributions Share Holder Yes Against For
12 Amend Articles/Bylaws/Charter -- Call Share Holder Yes Against For
Special Meetings
CVS Caremark Corporation
Primary Meeting Record Shares Shares Shares
Ticker Meeting Date Country Security ID Type Date Voted Instructed Available
------ ------------ ------- ----------- ------- -------- -------- ---------- ---------
CVS 12-May-10 USA 126650100 Annual 03/15/10 45,000 45,000 45,000
Voting
Proposal Vote
Item No. Proposal Proponent (y/n) Mgmt Rec Instruction
-------- ------------------------------------ --------- -------- -------- -----------
1 Elect Director Edwin M. Banks Mgmt Yes For For
2 Elect Director C. David Brown II Mgmt Yes For For
3 Elect Director David W. Dorman Mgmt Yes For For
4 Elect Director Kristen Gibney Williams Mgmt Yes For For
5 Elect Director Marian L. Heard Mgmt Yes For For
6 Elect Director William H. Joyce Mgmt Yes For For
7 Elect Director Jean-Pierre Millon Mgmt Yes For For
8 Elect Director Terrence Murray Mgmt Yes For For
9 Elect Director C.A. Lance Piccolo Mgmt Yes For For
10 Elect Director Sheli Z. Rosenberg Mgmt Yes For For
11 Elect Director Thomas M. Ryan Mgmt Yes For For
12 Elect Director Richard J. Swift Mgmt Yes For For
13 Ratify Auditors Mgmt Yes For For
14 Approve Omnibus Stock Plan Mgmt Yes For For
15 Provide Right to Call Special Meeting Mgmt Yes For For
16 Report on Political Contributions Share Holder Yes Against For
17 Adopt Global Warming Principles Share Holder Yes Against For
Page 23 of 35
Vote Summary Report
7/1/09 to 6/30/10
FIRST TRUST ENHANCED EQUITY INCOME FUND
Philip Morris International Inc.
Primary Meeting Record Shares Shares Shares
Ticker Meeting Date Country Security ID Type Date Voted Instructed Available
------ ------------ ------- ----------- ------- -------- -------- ---------- ---------
PM 12-May-10 USA 718172109 Annual 03/16/10 50,000 50,000 50,000
Voting
Proposal Vote
Item No. Proposal Proponent (y/n) Mgmt Rec Instruction
-------- ------------------------------------ --------- -------- -------- -----------
1 Elect Director Harold Brown Mgmt Yes For For
2 Elect Director Mathis Cabiallavetta Mgmt Yes For For
3 Elect Director Louis C. Camilleri Mgmt Yes For For
4 Elect Director J. Dudley Fishburn Mgmt Yes For For
5 Elect Director Jennifer Li Mgmt Yes For For
6 Elect Director Graham Mackay Mgmt Yes For For
7 Elect Director Sergio Marchionne Mgmt Yes For For
8 Elect Director Lucio A. Noto Mgmt Yes For For
9 Elect Director Carlos Slim Helu Mgmt Yes For For
10 Elect Director Stephen M. Wolf Mgmt Yes For For
11 Ratify Auditors Mgmt Yes For For
12 Report on Effect of Marketing Share Holder Yes Against Against
Practices on the Poor
13 Establish Supplier Human Rights Share Holder Yes Against Against
Purchasing Protocols
Page 24 of 35
Vote Summary Report
7/1/09 to 6/30/10
FIRST TRUST ENHANCED EQUITY INCOME FUND
The Dow Chemical Company
Primary Meeting Record Shares Shares Shares
Ticker Meeting Date Country Security ID Type Date Voted Instructed Available
------ ------------ ------- ----------- ------- -------- -------- ---------- ---------
DOW 13-May-10 USA 260543103 Annual 03/15/10 40,000 40,000 40,000
Voting
Proposal Vote
Item No. Proposal Proponent (y/n) Mgmt Rec Instruction
-------- ------------------------------------ --------- -------- -------- -----------
1 Elect Director Arnold A. Allemang Mgmt Yes For For
2 Elect Director Jacqueline K. Barton Mgmt Yes For For
3 Elect Director James A. Bell Mgmt Yes For For
4 Elect Director Jeff M. Fettig Mgmt Yes For For
5 Elect Director Barbara H. Franklin Mgmt Yes For For
6 Elect Director John B. Hess Mgmt Yes For For
7 Elect Director Andrew N. Liveris Mgmt Yes For For
8 Elect Director Paul Polman Mgmt Yes For For
9 Elect Director Dennis H. Reilley Mgmt Yes For For
10 Elect Director James M. Ringler Mgmt Yes For For
11 Elect Director Ruth G. Shaw Mgmt Yes For For
12 Elect Director Paul G. Stern Mgmt Yes For For
13 Ratify Auditors Mgmt Yes For For
14 Provide Right to Call Special Meeting Mgmt Yes For For
15 Report on Environmental Remediation Share Holder Yes Against Against
in Midland Area
16 Stock Retention/Holding Period Share Holder Yes Against For
17 Advisory Vote to Ratify Named Share Holder Yes Against For
Executive Officers' Compensation
Invesco Ltd. (formerly INVESCO plc)
Primary Meeting Record Shares Shares Shares
Ticker Meeting Date Country Security ID Type Date Voted Instructed Available
------ ------------ ------- ----------- ------- -------- -------- ---------- ---------
IVZ 18-May-10 Bermuda G491BT108 Annual 03/19/10 150,000 150,000 150,000
Voting
Proposal Vote
Item No. Proposal Proponent (y/n) Mgmt Rec Instruction
-------- ------------------------------------ --------- -------- -------- -----------
1.1 Elect Joseph R. Canion as Director Mgmt Yes For For
1.2 Elect Edward P. Lawrence as Director Mgmt Yes For For
1.3 Elect James I. Robertson as Director Mgmt Yes For For
1.4 Elect Phoebe A. Wood as Director Mgmt Yes For For
2 Ratify Ernst & Young LLP as Auditors Mgmt Yes For For
JPMorgan Chase & Co.
Primary Meeting Record Shares Shares Shares
Ticker Meeting Date Country Security ID Type Date Voted Instructed Available
------ ------------ ------- ----------- ------- -------- -------- ---------- ---------
JPM 18-May-10 USA 46625H100 Annual 03/19/10 147,000 147,000 147,000
Voting
Proposal Vote
Item No. Proposal Proponent (y/n) Mgmt Rec Instruction
-------- ------------------------------------ --------- -------- -------- -----------
1.1 Elect Director Crandall C. Bowles Mgmt Yes For For
1.2 Elect Director Stephen B. Burke Mgmt Yes For For
1.3 Elect Director David M. Cote Mgmt Yes For For
1.4 Elect Director James S. Crown Mgmt Yes For For
1.5 Elect Director James Dimon Mgmt Yes For For
1.6 Elect Director Ellen V. Futter Mgmt Yes For For
1.7 Elect Director William H. Gray, III Mgmt Yes For For
1.8 Elect Director Laban P. Jackson, Jr. Mgmt Yes For For
1.9 Elect Director David C. Novak Mgmt Yes For For
1.10 Elect Director Lee R. Raymond Mgmt Yes For For
1.11 Elect Director William C. Weldon Mgmt Yes For For
2 Ratify Auditors Mgmt Yes For For
3 Advisory Vote to Ratify Named Mgmt Yes For For
Executive Officers' Compensation
4 Affirm Political Non-Partisanship Share Holder Yes Against Against
5 Amend Bylaws-- Call Special Meetings Share Holder Yes Against For
6 Report on Collateral in Derivatives Share Holder Yes Against For
Trading
7 Provide Right to Act by Written ConsentShare Holder Yes Against For
8 Require Independent Board Chairman Share Holder Yes Against For
9 Report on Pay Disparity Share Holder Yes Against Against
10 Stock Retention/Holding Period Share Holder Yes Against For
Page 25 of 35
Vote Summary Report
7/1/09 to 6/30/10
FIRST TRUST ENHANCED EQUITY INCOME FUND
Kraft Foods Inc
Primary Meeting Record Shares Shares Shares
Ticker Meeting Date Country Security ID Type Date Voted Instructed Available
------ ------------ ------- ----------- ------- -------- -------- ---------- ---------
KFT 18-May-10 USA 50075N104 Annual 03/11/10 90,000 90,000 90,000
Voting
Proposal Vote
Item No. Proposal Proponent (y/n) Mgmt Rec Instruction
-------- ------------------------------------ --------- -------- -------- -----------
1 Elect Director Ajaypal S. Banga Mgmt Yes For For
2 Elect Director Myra M. Hart Mgmt Yes For For
3 Elect Director Lois D. Juliber Mgmt Yes For For
4 Elect Director Mark D. Ketchum Mgmt Yes For For
5 Elect Director Richard A. Lerner Mgmt Yes For For
6 Elect Director Mackey J. McDonald Mgmt Yes For For
7 Elect Director John C. Pope Mgmt Yes For For
8 Elect Director Fredric G. Reynolds Mgmt Yes For For
9 Elect Director Irene B. Rosenfeld Mgmt Yes For For
10 Elect Director J.F. Van Boxmeer Mgmt Yes For For
11 Elect Director Deborah C. Wright Mgmt Yes For For
12 Elect Director Frank G. Zarb Mgmt Yes For For
13 Ratify Auditors Mgmt Yes For For
14 Provide Right to Act by Written ConsentShare Holder Yes Against For
Page 26 of 35
Vote Summary Report
7/1/09 to 6/30/10
FIRST TRUST ENHANCED EQUITY INCOME FUND
ACE Limited
Primary Meeting Record Shares Shares Shares
Ticker Meeting Date Country Security ID Type Date Voted Instructed Available
------ ------------ ------- ----------- ------- -------- -------- ---------- ---------
ACE 19-May-10 Switzerland H0023R105 Annual 03/31/10 62,500 62,500 62,500
Voting
Proposal Vote
Item No. Proposal Proponent (y/n) Mgmt Rec Instruction
-------- ------------------------------------ --------- -------- -------- -----------
1.1 Elect Robert Hernandez as Director Mgmt Yes For Against
1.2 Elect Peter Menikoff as Director Mgmt Yes For Against
1.3 Elect Robert Ripp as Director Mgmt Yes For Against
1.4 Elect Theodore Shasta as Director Mgmt Yes For For
2 Amend Articles Re: Treatment of Mgmt Yes For For
Abstentions and Broker Non-Votes
3.1 Approve Annual Report Mgmt Yes For For
3.2 Accept Statutory Financial Statements Mgmt Yes For For
3.3 Accept Consolidated Financial Mgmt Yes For For
Statements
4 Approve Allocation of Income and Mgmt Yes For For
Omission of Dividends
5 Approve Discharge of Board and Senior Mgmt Yes For For
Management
6 Approve Creation of CHF 4.4 Billion Mgmt Yes For For
Pool of Capital without Preemptive
Rights
7.1 Ratify PricewaterhouseCoopers AG as Mgmt Yes For For
Auditors
7.2 Ratify PricewaterhouseCoopers LLC as Mgmt Yes For For
Independent Registered Public
Accounting Firm
7.3 Ratify BDO AG as Special Auditors Mgmt Yes For For
8 Amend 2004 Long-Term Incentive Plan Mgmt Yes For Against
9 Approve Reduction in Share Capital Mgmt Yes For For
and Capital Repayment of $1.32 per
Share
Intel Corporation
Primary Meeting Record Shares Shares Shares
Ticker Meeting Date Country Security ID Type Date Voted Instructed Available
------ ------------ ------- ----------- ------- -------- -------- ---------- ---------
INTC 19-May-10 USA 458140100 Annual 03/22/10 457,300 457,300 457,300
Voting
Proposal Vote
Item No. Proposal Proponent (y/n) Mgmt Rec Instruction
-------- ------------------------------------ --------- -------- -------- -----------
1 Elect Director Charlene Barshefsky Mgmt Yes For For
2 Elect Director Susan L. Decker Mgmt Yes For For
3 Elect Director John J. Donahoe Mgmt Yes For For
4 Elect Director Reed E. Hundt Mgmt Yes For For
5 Elect Director Paul S. Otellini Mgmt Yes For For
6 Elect Director James D. Plummer Mgmt Yes For For
7 Elect Director David S. Pottruck Mgmt Yes For For
8 Elect Director Jane E. Shaw Mgmt Yes For For
9 Elect Director Frank D. Yeary Mgmt Yes For For
10 Elect Director David B. Yoffie Mgmt Yes For For
11 Ratify Auditors Mgmt Yes For For
12 Advisory Vote to Ratify Named Mgmt Yes For For
Executive Officers' Compensation
Page 27 of 35
Vote Summary Report
7/1/09 to 6/30/10
FIRST TRUST ENHANCED EQUITY INCOME FUND
Altria Group, Inc.
Primary Meeting Record Shares Shares Shares
Ticker Meeting Date Country Security ID Type Date Voted Instructed Available
------ ------------ ------- ----------- ------- -------- -------- ---------- ---------
MO 20-May-10 USA 02209S103 Annual 03/29/10 160,000 160,000 160,000
Voting
Proposal Vote
Item No. Proposal Proponent (y/n) Mgmt Rec Instruction
-------- ------------------------------------ --------- -------- -------- -----------
1 Elect Director Elizabeth E. Bailey Mgmt Yes For For
2 Elect Director Gerald L. Baliles Mgmt Yes For For
3 Elect Director John T. Casteen III Mgmt Yes For For
4 Elect Director Dinyar S. Devitre Mgmt Yes For For
5 Elect Director Thomas F. Farrell II Mgmt Yes For For
6 Elect Director Robert E. R. Huntley Mgmt Yes For For
7 Elect Director Thomas W. Jones Mgmt Yes For For
8 Elect Director George Munoz Mgmt Yes For For
9 Elect Director Nabil Y. Sakkab Mgmt Yes For For
10 Elect Director Michael E. Szymanczyk Mgmt Yes For For
11 Approve Omnibus Stock Plan Mgmt Yes For For
12 Ratify Auditors Mgmt Yes For For
13 Report on Effect of Marketing Share Holder Yes Against Against
Practices on the Poor
14 Adopt Human Rights Protocols for Share Holder Yes Against For
Company and Suppliers
MFA Financial Inc
Primary Meeting Record Shares Shares Shares
Ticker Meeting Date Country Security ID Type Date Voted Instructed Available
------ ------------ ------- ----------- ------- -------- -------- ---------- ---------
MFA 20-May-10 USA 55272X102 Annual 03/23/10 450,000 450,000 450,000
Voting
Proposal Vote
Item No. Proposal Proponent (y/n) Mgmt Rec Instruction
-------- ------------------------------------ --------- -------- -------- -----------
1.1 Elect Director Stewart Zimmerman Mgmt Yes For For
1.2 Elect Director James A. Brodsky Mgmt Yes For For
1.3 Elect Director Alan L. Gosule Mgmt Yes For For
2 Amend Omnibus Stock Plan Mgmt Yes For For
3 Ratify Auditors Mgmt Yes For For
Page 28 of 35
Vote Summary Report
7/1/09 to 6/30/10
FIRST TRUST ENHANCED EQUITY INCOME FUND
The Williams Companies, Inc.
Primary Meeting Record Shares Shares Shares
Ticker Meeting Date Country Security ID Type Date Voted Instructed Available
------ ------------ ------- ----------- ------- -------- -------- ---------- ---------
WMB 20-May-10 USA 969457100 Annual 03/29/10 60,000 60,000 60,000
Voting
Proposal Vote
Item No. Proposal Proponent (y/n) Mgmt Rec Instruction
-------- ------------------------------------ --------- -------- -------- -----------
1 Elect Director Kathleen B. Cooper Mgmt Yes For For
2 Elect Director William R. Granberry Mgmt Yes For For
3 Elect Director William G. Lowrie Mgmt Yes For For
4 Declassify the Board of Directors Mgmt Yes For For
5 Amend Omnibus Stock Plan Mgmt Yes For For
6 Ratify Auditors Mgmt Yes For For
7 Report on Environmental Impacts of Share Holder Yes Against For
Natural Gas Fracturing
8 Advisory Vote to Ratify Named Share Holder Yes Against For
Executive Officers' Compensation
J. C. Penney Company, Inc.
Primary Meeting Record Shares Shares Shares
Ticker Meeting Date Country Security ID Type Date Voted Instructed Available
------ ------------ ------- ----------- ------- -------- -------- ---------- ---------
JCP 21-May-10 USA 708160106 Annual 03/22/10 139,000 139,000 139,000
Voting
Proposal Vote
Item No. Proposal Proponent (y/n) Mgmt Rec Instruction
-------- ------------------------------------ --------- -------- -------- -----------
1 Elect Director Colleen C. Barrett Mgmt Yes For For
2 Elect Director M. Anthony Burns Mgmt Yes For For
3 Elect Director Maxine K. Clark Mgmt Yes For For
4 Elect Director Thomas J. Engibous Mgmt Yes For For
5 Elect Director Kent B. Foster Mgmt Yes For For
6 Elect Director G.B. Laybourne Mgmt Yes For For
7 Elect Director Burl Osborne Mgmt Yes For For
8 Elect Director Leonard H. Roberts Mgmt Yes For For
9 Elect Director Javier G. Teruel Mgmt Yes For For
10 Elect Director R. Gerald Turner Mgmt Yes For For
11 Elect Director Myron E. Ullman, III Mgmt Yes For For
12 Elect Director Mary Beth West Mgmt Yes For For
13 Ratify Auditors Mgmt Yes For For
Page 29 of 35
Vote Summary Report
7/1/09 to 6/30/10
FIRST TRUST ENHANCED EQUITY INCOME FUND
Merck & Co., Inc.
Primary Meeting Record Shares Shares Shares
Ticker Meeting Date Country Security ID Type Date Voted Instructed Available
------ ------------ ------- ----------- ------- -------- -------- ---------- ---------
MRK 25-May-10 USA 58933Y105 Annual 03/26/10 100,000 100,000 100,000
Voting
Proposal Vote
Item No. Proposal Proponent (y/n) Mgmt Rec Instruction
-------- ------------------------------------ --------- -------- -------- -----------
1 Elect Director Leslie A. Brun Mgmt Yes For For
2 Elect Director Thomas R. Cech Mgmt Yes For For
3 Elect Director Richard T. Clark Mgmt Yes For For
4 Elect Director Thomas H. Glocer Mgmt Yes For For
5 Elect Director Steven F. Goldstone Mgmt Yes For For
6 Elect Director William B. Harrison, Jr. Mgmt Yes For For
7 Elect Director Harry R. Jacobson Mgmt Yes For For
8 Elect Director William N. Kelley Mgmt Yes For For
9 Elect Director C. Robert Kidder Mgmt Yes For For
10 Elect Director Rochelle B. Lazarus Mgmt Yes For For
11 Elect Director Carlos E. Represas Mgmt Yes For For
12 Elect Director Patricia F. Russo Mgmt Yes For For
13 Elect Director Thomas E. Shenk Mgmt Yes For For
14 Elect Director Anne M. Tatlock Mgmt Yes For For
15 Elect Director Craig B. Thompson Mgmt Yes For For
16 Elect Director Wendell P. Weeks Mgmt Yes For For
17 Elect Director Peter C. Wendell Mgmt Yes For For
18 Ratify Auditors Mgmt Yes For For
19 Approve Omnibus Stock Plan Mgmt Yes For For
20 Approve Non-Employee Director Omnibus Mgmt Yes For For
Stock Plan
Chevron Corporation
Primary Meeting Record Shares Shares Shares
Ticker Meeting Date Country Security ID Type Date Voted Instructed Available
------ ------------ ------- ----------- ------- -------- -------- ---------- ---------
CVX 26-May-10 USA 166764100 Annual 04/01/10 60,000 60,000 60,000
Voting
Proposal Vote
Item No. Proposal Proponent (y/n) Mgmt Rec Instruction
-------- ------------------------------------ --------- -------- -------- -----------
1 Elect Director S.H. Armacost Mgmt Yes For For
2 Elect Director L.F. Deily Mgmt Yes For For
3 Elect Director R.E. Denham Mgmt Yes For For
4 Elect Director R.J. Eaton Mgmt Yes For For
5 Elect Director C. Hagel Mgmt Yes For For
6 Elect Director E. Hernandez Mgmt Yes For For
7 Elect Director F.G. Jenifer Mgmt Yes For For
8 Elect Director G.L. Kirkland Mgmt Yes For For
9 Elect Director S. Nunn Mgmt Yes For For
10 Elect Director D.B. Rice Mgmt Yes For For
11 Elect Director K.W. Sharer Mgmt Yes For For
12 Elect Director C.R. Shoemate Mgmt Yes For For
13 Elect Director J.G. Stumpf Mgmt Yes For For
14 Elect Director R.D. Sugar Mgmt Yes For For
15 Elect Director C. Ware Mgmt Yes For For
16 Elect Director J.S. Watson Mgmt Yes For For
17 Ratify Auditors Mgmt Yes For For
18 Provide Right to Call Special Meeting Mgmt Yes For For
19 Request Director Nominee with Share Holder Yes Against For
Environmental Qualifications
20 Stock Retention/Holding Period Share Holder Yes Against For
21 Disclose Payments To Host Governments Share Holder Yes Against Against
22 Adopt Guidelines for Country Selection Share Holder Yes Against For
23 Report on Financial Risks From Share Holder Yes Against Against
Climate Change
24 Amend Bylaws to Establish a Board Share Holder Yes Against Against
Committee on Human Rights
Page 30 of 35
Vote Summary Report
7/1/09 to 6/30/10
FIRST TRUST ENHANCED EQUITY INCOME FUND
Exxon Mobil Corporation
Primary Meeting Record Shares Shares Shares
Ticker Meeting Date Country Security ID Type Date Voted Instructed Available
------ ------------ ------- ----------- ------- -------- -------- ---------- ---------
XOM 26-May-10 USA 30231G102 Annual 04/06/10 120,000 120,000 120,000
Voting
Proposal Vote
Item No. Proposal Proponent (y/n) Mgmt Rec Instruction
-------- ------------------------------------ --------- -------- -------- -----------
1.1 Elect Director M.J. Boskin Mgmt Yes For For
1.2 Elect Director P. Brabeck-Letmathe Mgmt Yes For For
1.3 Elect Director L.R. Faulkner Mgmt Yes For For
1.4 Elect Director J.S. Fishman Mgmt Yes For For
1.5 Elect Director K.C. Frazier Mgmt Yes For For
1.6 Elect Director W.W. George Mgmt Yes For For
1.7 Elect Director M.C. Nelson Mgmt Yes For For
1.8 Elect Director S.J. Palmisano Mgmt Yes For For
1.9 Elect Director S.C. Reinemund Mgmt Yes For For
1.10 Elect Director R.W. Tillerson Mgmt Yes For For
1.11 Elect Director E.E. Whitacre, Jr. Mgmt Yes For For
2 Ratify Auditors Mgmt Yes For For
3 Amend Articles/Bylaws/Charter -- Call Share Holder Yes Against For
Special Meetings
4 Reincorporate in Another State [from Share Holder Yes Against Against
New Jersey to North Dakota]
5 Advisory Vote to Ratify Named Share Holder Yes Against For
Executive Officers' Compensation
6 Amend EEO Policy to Prohibit Share Holder Yes Against For
Discrimination based on Sexual
Orientation and Gender Identity
7 Adopt Policy on Human Right to Water Share Holder Yes Against Against
8 Adopt Policy to Address Coastal Share Holder Yes Against Against
Louisiana Environmental Impacts
9 Report on Environmental Impact of Oil Share Holder Yes Against For
Sands Operations in Canada
10 Report on Environmental Impacts of Share Holder Yes Against For
Natural Gas Fracturing
11 Report on Energy Technologies Share Holder Yes Against Against
Development
12 Adopt Quantitative GHG Goals from Share Holder Yes Against For
Products and Operations
13 Report on Risks of Alternative Long- Share Holder Yes Against Against
term Fossil Fuel Demand Estimates
Page 31 of 35
Vote Summary Report
7/1/09 to 6/30/10
FIRST TRUST ENHANCED EQUITY INCOME FUND
Annaly Capital Management Inc.
Primary Meeting Record Shares Shares Shares
Ticker Meeting Date Country Security ID Type Date Voted Instructed Available
------ ------------ ------- ----------- ------- -------- -------- ---------- ---------
NLY 27-May-10 USA 035710409 Annual 03/29/10 184,300 184,300 184,300
Voting
Proposal Vote
Item No. Proposal Proponent (y/n) Mgmt Rec Instruction
-------- ------------------------------------ --------- -------- -------- -----------
1.1 Elect Director Kevin P. Brady Mgmt Yes For For
1.2 Elect Director E. Wayne Nordberg Mgmt Yes For For
2 Approve Omnibus Stock Plan Mgmt Yes For For
3 Ratify Auditors Mgmt Yes For For
Limited Brands, Inc.
Primary Meeting Record Shares Shares Shares
Ticker Meeting Date Country Security ID Type Date Voted Instructed Available
------ ------------ ------- ----------- ------- -------- -------- ---------- ---------
LTD 27-May-10 USA 532716107 Annual 03/29/10 100,000 100,000 100,000
Voting
Proposal Vote
Item No. Proposal Proponent (y/n) Mgmt Rec Instruction
-------- ------------------------------------ --------- -------- -------- -----------
1.1 Elect Director Dennis S. Hersch Mgmt Yes For For
1.2 Elect Director David T. Kollat Mgmt Yes For For
1.3 Elect Director William R. Loomis, Jr. Mgmt Yes For For
1.4 Elect Director Leslie H. Wexner Mgmt Yes For For
2 Ratify Auditors Mgmt Yes For For
Lincoln National Corp.
Primary Meeting Record Shares Shares Shares
Ticker Meeting Date Country Security ID Type Date Voted Instructed Available
------ ------------ ------- ----------- ------- -------- -------- ---------- ---------
LNC 27-May-10 USA 534187109 Annual 03/22/10 120,000 120,000 120,000
Voting
Proposal Vote
Item No. Proposal Proponent (y/n) Mgmt Rec Instruction
-------- ------------------------------------ --------- -------- -------- -----------
1.1 Elect Director William J. Avery Mgmt Yes For For
1.2 Elect Director William H. Cunningham Mgmt Yes For For
1.3 Elect Director William Porter Payne Mgmt Yes For For
1.4 Elect Director Patrick S. Pittard Mgmt Yes For For
2 Ratify Auditors Mgmt Yes For For
3 Adopt Majority Voting for Uncontested Mgmt Yes For For
Election of Directors
4 Advisory Vote to Ratify Named Mgmt Yes For For
Executive Officers' Compensation
Page 32 of 35
Vote Summary Report
7/1/09 to 6/30/10
FIRST TRUST ENHANCED EQUITY INCOME FUND
Caterpillar Inc.
Primary Meeting Record Shares Shares Shares
Ticker Meeting Date Country Security ID Type Date Voted Instructed Available
------ ------------ ------- ----------- ------- -------- -------- ---------- ---------
CAT 9-Jun-10 USA 149123101 Annual 04/12/10 90,000 90,000 90,000
Voting
Proposal Vote
Item No. Proposal Proponent (y/n) Mgmt Rec Instruction
-------- ------------------------------------ --------- -------- -------- -----------
1.1 Elect Director John T. Dillon Mgmt Yes For For
1.2 Elect Director Juan Gallardo Mgmt Yes For For
1.3 Elect Director William A. Osborn Mgmt Yes For For
1.4 Elect Director Edward B. Rust, Jr. Mgmt Yes For For
1.5 Elect Director Susan C. Schwab Mgmt Yes For For
2 Ratify Auditors Mgmt Yes For For
3 Amend Omnibus Stock Plan Mgmt Yes For Against
4 Declassify the Board of Directors Mgmt Yes For For
5 Reduce Supermajority Vote Requirement Mgmt Yes For For
6 Require Independent Board Chairman Share Holder Yes Against Against
7 Amend Human Rights Policy Share Holder Yes Against For
8 Amend Articles/Bylaws/Charter -- Call Share Holder Yes Against For
Special Meetings
Target Corporation
Primary Meeting Record Shares Shares Shares
Ticker Meeting Date Country Security ID Type Date Voted Instructed Available
------ ------------ ------- ----------- ------- -------- -------- ---------- ---------
TGT 9-Jun-10 USA 87612E106 Annual 04/12/10 95,000 95,000 95,000
Voting
Proposal Vote
Item No. Proposal Proponent (y/n) Mgmt Rec Instruction
-------- ------------------------------------ --------- -------- -------- -----------
1 Elect Director Calvin Darden Mgmt Yes For For
2 Elect Director Anne M. Mulcahy Mgmt Yes For For
3 Elect Director Stephen W. Sanger Mgmt Yes For For
4 Elect Director Gregg W. Steinhafel Mgmt Yes For For
5 Ratify Auditors Mgmt Yes For For
6 Declassify the Board of Directors Mgmt Yes For For
7 Reduce Supermajority Vote Requirement Mgmt Yes For For
8 Amend Articles of Incorporation Mgmt Yes For For
9 Advisory Vote to Ratify Named Share Holder Yes Against For
Executive Officers' Compensation
Page 33 of 35
Vote Summary Report
7/1/09 to 6/30/10
FIRST TRUST ENHANCED EQUITY INCOME FUND
Alaska Communications Systems Group, Inc.
Primary Meeting Record Shares Shares Shares
Ticker Meeting Date Country Security ID Type Date Voted Instructed Available
------ ------------ ------- ----------- ------- -------- -------- ---------- ---------
ALSK 11-Jun-10 USA 01167P101 Annual 04/16/10 200,000 200,000 200,000
Voting
Proposal Vote
Item No. Proposal Proponent (y/n) Mgmt Rec Instruction
-------- ------------------------------------ --------- -------- -------- -----------
1.1 Elect Director Liane J. Pelletier Mgmt Yes For For
1.2 Elect Director Brian Rogers Mgmt Yes For For
1.3 Elect Director John M. Egan Mgmt Yes For For
1.4 Elect Director Gary R. Donahee Mgmt Yes For For
1.5 Elect Director Edward (Ned) J. Hayes, Mgmt Yes For For
Jr.
1.6 Elect Director Annette Jacobs Mgmt Yes For For
1.7 Elect Director Peter D. Ley Mgmt Yes For For
2 Ratify Auditors Mgmt Yes For For
SPDR Series Trust
Primary Meeting Record Shares Shares Shares
Ticker Meeting Date Country Security ID Type Date Voted Instructed Available
------ ------------ ------- ----------- ------- -------- -------- ---------- ---------
TFI 18-Jun-10 USA 78464A797 Special 01/06/10 264,500 264,500 264,500
Voting
Proposal Vote
Item No. Proposal Proponent (y/n) Mgmt Rec Instruction
-------- ------------------------------------ --------- -------- -------- -----------
1.1 Elect Director Frank Nesvet Mgmt Yes For For
1.2 Elect Director David M. Kelly Mgmt Yes For For
1.3 Elect Director Bonny Eugenia Boatman Mgmt Yes For For
1.4 Elect Director Dwight D. Churchill Mgmt Yes For For
1.5 Elect Director Carl G. Verboncoeur Mgmt Yes For For
1.6 Elect Director James E. Ross Mgmt Yes For For
2 Approve Multi-Manager Structure Mgmt Yes For Against
3 Approve Change of Fundamental Mgmt Yes For For
Investment Policy: Purchasing And
Selling Real Estate
4 Approve Change of Fundamental Mgmt Yes For For
Investment Policy: Issuing Senior
Securities And Borrowing Money
5 Approve Change of Fundamental Mgmt Yes For For
Investment Policy: Making Loans
6 Approve Change of Fundamental Mgmt Yes For For
Investment Policy: Purchasing And
Selling Commodities
7 Approve Change of Fundamental Mgmt Yes For For
Investment Policy: Concentrating
Investments In A Particular Industry
Or Group Of Industries
8 Approve Change of Fundamental Mgmt Yes For For
Investment Policy: Underwriting
Activities
9 Approve Elimination of Fundamental Mgmt Yes For For
Investment Policy: Outdated Policies
Not Required By Law
Page 34 of 35
Vote Summary Report
7/1/09 to 6/30/10
FIRST TRUST ENHANCED EQUITY INCOME FUND
Nordic American Tanker Shipping Ltd.
Primary Meeting Record Shares Shares Shares
Ticker Meeting Date Country Security ID Type Date Voted Instructed Available
------ ------------ ------- ----------- ------- -------- -------- ---------- ---------
29-Jun-10 Bermuda G65773106 Annual 05/26/10 40,000 40,000 40,000
Voting
Proposal Vote
Item No. Proposal Proponent (y/n) Mgmt Rec Instruction
-------- ------------------------------------ --------- -------- -------- -----------
1.1 Elect Herbjorn Hansson as Director Mgmt Yes For Withhold
1.2 Elect Sir David Gibbons as Director Mgmt Yes For For
1.3 Elect Andreas Ove Ugland as Director Mgmt Yes For For
1.4 Elect Jim Kelly as Director as Director Mgmt Yes For For
1.5 Elect Jan Erik Langangen as Director Mgmt Yes For Withhold
1.6 Elect Paul J. Hopkins as Director Mgmt Yes For For
1.7 Elect Richard H. K. Vietor as Director Mgmt Yes For For
2 Ratify Deloitte AS as Auditors Mgmt Yes For For
3 Approve Reduction in Share Capital by Mgmt Yes For For
$136.4 Million
4 Receive Financial Statements and Mgmt No For
Statutory Reports (Non-Voting)
5 Transact Other Business (Non-Voting) Mgmt No
Page 35 of 35
SIGNATURES
[See General Instruction F]
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
(Registrant) FIRST TRUST ENHANCED EQUITY INCOME FUND
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By (Signature and Title)* /s/ James A. Bowen
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James A. Bowen, President
Date August 31, 2010
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* Print the name and title of each signing officer under his or her signature.