UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 15
CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934.
Commission File Number 000-52640
OAK RIDGE FINANCIAL SERVICES, INC.
(Exact name of registrant as specified in its charter)
P.O. Box 2
2211 Oak Ridge Road,
Oak Ridge, North Carolina 27310
Telephone Number: (336) 644-9944
(Address, including zip code, and telephone number, including area code, of registrant’s principal executive offices)
Common Stock, no par value per share
(Title of each class of securities covered by this Form)
None
(Titles of all other classes of securities for which a duty to file reports under section 13(a) or 15(d) remains)
Please place an X in the box(es) to designate the appropriate rule provision(s) relied upon to terminate or suspend the duty to file reports:
|
|
|
|
|
|
|
|
|
Rule 12g-4(a)(1) |
|
☒ |
|
|
|
Rule 12g-4(a)(2) |
|
☐ |
|
|
|
Rule 12h-3(b)(1)(i) |
☐ | |
|
|
|
Rule 12h-3(b)(1)(ii) |
|
☐ |
|
|
|
Rule 15d-6 |
|
☐ |
Explanatory Note: Oak Ridge Financial Services, Inc. is a bank holding company and the class of securities to which this certification applies is held of record by fewer than 1,200 persons. Oak Ridge Financial Services, Inc. is relying on Section 12(g)(4) of the Securities Exchange Act of 1934, as amended by the Jumpstart Our Business Startups Act, to terminate the registration of its Common Stock, no par value per share, under Section 12(g) of the Act.
Approximate number of holders of record as of the certification or notice date: 902
Pursuant to the requirements of the Securities Exchange Act of 1934, Oak Ridge Financial Services, Inc. has caused this certification/notice to be signed on its behalf by the undersigned duly authorized person.
|
OAK RIDGE FINANCIAL SERVICES, INC. (Registrant) | |||
|
Date: August 9, 2013 |
By: |
|
/s/ Thomas W. Wayne |
|
|
Thomas W. Wayne | ||
|
|
Chief Financial Officer | ||