form8k.htm
UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
WASHINGTON,
D.C. 20549
___________
FORM
8-K
___________
CURRENT
REPORT
PURSUANT
TO SECTION 13 OR 15(d) OF THE
SECURITIES
EXCHANGE ACT OF 1934
Date
of Report (Date of earliest event reported):
May
29, 2009
___________
BROADPOINT
SECURITIES GROUP, INC.
(Exact
name of registrant as specified in its charter)
___________
New
York
(State
or other jurisdiction of incorporation)
0-14140
(Commission
File Number)
22-2655804
(IRS
Employer Identification No.)
12
East 49th Street,
31st
Floor
New
York, New York
(Address
of Principal Executive Offices)
10017
(Zip
Code)
(212) 273-7100
(Registrant’s
telephone number, including area code)
Not
Applicable
(Former
name or former address, if changed since last report)
____________
Check the
appropriate box below if the Form 8-K filing is intended to simultaneously
satisfy the filing obligation of the registrant under any of the following
provisions:
|
o
|
Written
communications pursuant to Rule 425 under the Securities Act (17 CFR
230.425)
|
|
o
|
Soliciting
material pursuant to Rule 14a-12 under the Exchange Act (17 CFR
240.14a-12)
|
|
o
|
Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR
240.14d-2(b))
|
|
o
|
Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR
240.13e-4(c))
|
Item
7.01. Regulation
FD Disclosure.
On May
29, 2009, the Company issued a press release announcing that it plans to
participate in Sandler O’Neill’s 5th Annual
Global Exchange & Electronic Trading Conference in New York on Friday, June
5, 2009. The conference can be attended, in person, by invitation
only. However, a simultaneous webcast, as well as a copy of the
presentation materials, can be accessed on June 5, 2009 on the Investor
Relations portion of the Company’s website at www.bpsg.com and will be available
for 30 days after the event. See the press release, which is
furnished with this Form 8-K as Exhibit 99.1, for more information.
Item
9.01. Financial
Statements and Exhibits.
(d) Exhibits.
99.1 – Press Release of Broadpoint
Securities Group, Inc. dated May 29, 2009.
SIGNATURE
Pursuant
to the requirements of the Securities Exchange Act of 1934, as amended, the
Registrant has duly caused this report to be signed on its behalf by the
undersigned hereunto duly authorized.
BROADPOINT
SECURITIES GROUP, INC.
By: /s/ Robert I.
Turner
Name: Robert
I. Turner
Title: Chief
Financial Officer
Dated:
May 29, 2009