******************************* FORM N-Px REPORT *******************************
ICA File Number: 811-21901
Reporting Period: 07/01/2015 - 06/30/2016
Alpine Global Dynamic Dividend Fund
===================== Alpine Global Dynamic Dividend Fund ======================
ABENGOA YIELD PLC
Ticker: ABY Security ID: G00349103
Meeting Date: MAY 11, 2016 Meeting Type: Annual
Record Date: MAR 28, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Remuneration Policy For For Management
4 Reappoint Deloitte LLP and Deloitte S. For For Management
L. as Auditors
5 Authorize Board to Fix Remuneration of For For Management
Auditors
6 Appoint Santiago Seage as CEO For For Management
7 Change Company Name to Atlantica Yield For For Management
plc
8 Adopt New Articles of Association For For Management
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ACCENTURE PLC
Ticker: ACN Security ID: G1151C101
Meeting Date: FEB 03, 2016 Meeting Type: Annual
Record Date: DEC 07, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Jaime Ardila For For Management
1b Elect Director Dina Dublon For For Management
1c Elect Director Charles H. Giancarlo For For Management
1d Elect Director William L. Kimsey For For Management
1e Elect Director Marjorie Magner For For Management
1f Elect Director Blythe J. McGarvie For For Management
1g Elect Director Pierre Nanterme For For Management
1h Elect Director Gilles C. Pelisson For For Management
1i Elect Director Paula A. Price For For Management
1j Elect Director Arun Sarin For For Management
1k Elect Director Wulf von Schimmelmann For For Management
1l Elect Director Frank K. Tang For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Amend Qualified Employee Stock For For Management
Purchase Plan
5 Approve KPMG LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
6 Provide Proxy Access Right For For Management
7A Require Advance Notice for Shareholder For For Management
Proposals
7B Amend Articles For For Management
8A Amend Articles - Board Related For For Management
8B Establish Range for Size of Board For For Management
9 Authorize Issuance of Equity or For For Management
Equity-Linked Securities with
Preemptive Rights
10 Authorize Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights
11 Authorize Open-Market Purchases of For For Management
Class A Ordinary Shares
12 Determine the Price Range at which For For Management
Accenture Plc can Re-issue Shares that
it Acquires as Treasury Stock
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ADANI PORTS AND SPECIAL ECONOMIC ZONE LTD.
Ticker: 532921 Security ID: Y00130107
Meeting Date: AUG 11, 2015 Meeting Type: Annual
Record Date: AUG 04, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Dividend on Preference Shares For For Management
3 Approve Dividend on Equity Shares For For Management
4 Elect A. K. Rakesh as Director For Against Management
5 Approve S R B C & CO LLP as Auditors For For Management
and Authorize Board to Fix Their
Remuneration
6 Elect R. Haribhakti as Director For For Management
7 Approve Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights
8 Authorize Issuance of Non-Convertible For For Management
Debentures
9 Approve Increase in Investment Limits For Against Management
10 Approve Increase in Borrowing Powers For For Management
11 Approve Related Party Transactions For Against Management
12 Approve Increase in Limit on Foreign For For Management
Shareholdings
13 Approve Commission Remuneration to For For Management
Non-Executive Directors
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ALLIANZ SE
Ticker: ALV Security ID: D03080112
Meeting Date: MAY 04, 2016 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal 2015
(Non-Voting)
2 Approve Allocation of Income and For Did Not Vote Management
Dividends of EUR 7.30 per Share
3 Approve Discharge of Management Board For Did Not Vote Management
for Fiscal 2015
4 Approve Discharge of Supervisory Board For Did Not Vote Management
for Fiscal 2015
5 Elect Friedrich Eichiner to the For Did Not Vote Management
Supervisory Board
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AMERICAN TOWER CORPORATION
Ticker: AMT Security ID: 03027X100
Meeting Date: JUN 01, 2016 Meeting Type: Annual
Record Date: APR 06, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Raymond P. Dolan For For Management
1b Elect Director Robert D. Hormats For For Management
1c Elect Director Carolyn F. Katz For For Management
1d Elect Director Gustavo Lara Cantu For For Management
1e Elect Director Craig Macnab For For Management
1f Elect Director JoAnn A. Reed For For Management
1g Elect Director Pamela D.A. Reeve For For Management
1h Elect Director David E. Sharbutt For For Management
1i Elect Director James D. Taiclet, Jr. For For Management
1j Elect Director Samme L. Thompson For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Reduce Ownership Threshold for Against For Shareholder
Shareholders to Call Special Meeting
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AMERICAN WATER WORKS COMPANY, INC.
Ticker: AWK Security ID: 030420103
Meeting Date: MAY 13, 2016 Meeting Type: Annual
Record Date: MAR 21, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Julie A. Dobson For For Management
1b Elect Director Paul J. Evanson For For Management
1c Elect Director Martha Clark Goss For For Management
1d Elect Director Richard R. Grigg For For Management
1e Elect Director Veronica M. Hagen For For Management
1f Elect Director Julia L. Johnson For For Management
1g Elect Director Karl F. Kurz For For Management
1h Elect Director George MacKenzie For For Management
1i Elect Director Susan N. Story For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
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AMUNDI
Ticker: AMUN Security ID: F8233H108
Meeting Date: MAY 12, 2016 Meeting Type: Annual/Special
Record Date: MAY 09, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of EUR 2.05 per Share
4 Approve Auditors' Special Report on For Against Management
Related-Party Transactions
5 Approve Agreement with Yves Perrier, For For Management
CEO
6 Advisory Vote on Compensation of For For Management
Jean-Paul Chifflet, Chairman
7 Advisory Vote on Compensation of Yves For For Management
Perrier, CEO
8 Advisory Vote on the Aggregate For For Management
Remuneration Granted in 2015 to Senior
Management, Responsible Officers and
Regulated Risk-Takers
9 Fix Maximum Variable Compensation For For Management
Ratio for Executives and Risk Takers
10 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
11 Introduce the Article 11 of Bylaws Re: For For Management
Employee Representative
12 Authorize Filing of Required For For Management
Documents/Other Formalities
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ANADARKO PETROLEUM CORPORATION
Ticker: APC Security ID: 032511107
Meeting Date: MAY 10, 2016 Meeting Type: Annual
Record Date: MAR 15, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Anthony R. Chase For For Management
1b Elect Director Kevin P. Chilton For For Management
1c Elect Director H. Paulett Eberhart For For Management
1d Elect Director Peter J. Fluor For For Management
1e Elect Director Richard L. George For For Management
1f Elect Director Joseph W. Gorder For For Management
1g Elect Director John R. Gordon For For Management
1h Elect Director Sean Gourley For For Management
1i Elect Director Mark C. McKinley For For Management
1j Elect Director Eric D. Mullins For For Management
1k Elect Director R. A. Walker For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
5 Report on Plans to Address Stranded Against For Shareholder
Carbon Asset Risks
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ANHEUSER-BUSCH INBEV SA
Ticker: ABI Security ID: 03524A108
Meeting Date: APR 27, 2016 Meeting Type: Annual
Record Date: MAR 18, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Directors' Reports (Non-Voting) None None Management
2 Receive Auditors' Reports (Non-Voting) None None Management
3 Receive Consolidated Financial None None Management
Statements and Statutory Reports
(Non-Voting)
4 Approve Financial Statements, For Did Not Vote Management
Allocation of Income, and Dividends of
EUR 3.60 per Share
5 Approve Discharge of Directors For Did Not Vote Management
6 Approve Discharge of Auditors For Did Not Vote Management
7 Ratify Deloitte as Auditors and For Did Not Vote Management
Approve Auditors' Remuneration
8a Approve Remuneration Report For Did Not Vote Management
8b Approve Non-Employee Director Stock For Did Not Vote Management
Option Plan and According Stock Option
Grants to Non-Executive Directors
9a Approve Change-of-Control Clause Re : For Did Not Vote Management
Restated USD 9 Billion Senior
Facilities Agreement of Aug. 28, 2015
9b Approve Change-of-Control Clause Re : For Did Not Vote Management
USD 75 Billion Senior Facilities
Agreement of Oct. 28, 2015
10 Acknowledge Cancellation of VVPR Strips For Did Not Vote Management
11 Authorize Implementation of Approved For Did Not Vote Management
Resolutions and Filing of Required
Documents/Formalities at Trade Registry
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ANTA SPORTS PRODUCTS LTD.
Ticker: 2020 Security ID: G04011105
Meeting Date: APR 06, 2016 Meeting Type: Annual
Record Date: MAR 31, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3 Approve Special Dividend For For Management
4 Elect Ding Shizhong as Director For For Management
5 Elect Zheng Jie as Director For For Management
6 Elect Dai Zhongchuan as Director For For Management
7 Authorize Board to Fix Remuneration of For For Management
Directors
8 Approve KPMG as Auditor and Authorize For For Management
Board to Fix Their Remuneration
9 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
10 Authorize Repurchase of Issued Share For For Management
Capital
11 Authorize Reissuance of Repurchased For Against Management
Shares
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ANTHEM, INC.
Ticker: ANTM Security ID: 036752103
Meeting Date: DEC 03, 2015 Meeting Type: Special
Record Date: OCT 22, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1 Issue Shares in Connection with For For Management
Acquisition
2 Adjourn Meeting For For Management
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APPLE INC.
Ticker: AAPL Security ID: 037833100
Meeting Date: FEB 26, 2016 Meeting Type: Annual
Record Date: DEC 28, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James Bell For For Management
1.2 Elect Director Tim Cook For For Management
1.3 Elect Director Al Gore For For Management
1.4 Elect Director Bob Iger For For Management
1.5 Elect Director Andrea Jung For For Management
1.6 Elect Director Art Levinson For For Management
1.7 Elect Director Ron Sugar For For Management
1.8 Elect Director Sue Wagner For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
5 Create Feasibility Plan for Net-Zero Against Against Shareholder
GHG Emissions, Including for Major
Suppliers
6 Adopt Policy to Increase Diversity of Against Against Shareholder
Senior Management and Board of
Directors
7 Report on Guidelines for Country Against Against Shareholder
Selection
8 Adopt Proxy Access Right Against For Shareholder
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APPLIED MATERIALS, INC.
Ticker: AMAT Security ID: 038222105
Meeting Date: MAR 10, 2016 Meeting Type: Annual
Record Date: JAN 14, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Willem P. Roelandts For For Management
1b Elect Director Xun (Eric) Chen For For Management
1c Elect Director Aart J. de Geus For For Management
1d Elect Director Gary E. Dickerson For For Management
1e Elect Director Stephen R. Forrest For For Management
1f Elect Director Thomas J. Iannotti For For Management
1g Elect Director Susan M. James For Against Management
1h Elect Director Alexander A. Karsner For For Management
1i Elect Director Adrianna C. Ma For For Management
1j Elect Director Dennis D. Powell For For Management
1k Elect Director Robert H. Swan For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
4 Proxy Access Against For Shareholder
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ARCELORMITTAL
Ticker: MT Security ID: 03938L104
Meeting Date: MAY 04, 2016 Meeting Type: Annual
Record Date: APR 20, 2016
# Proposal Mgt Rec Vote Cast Sponsor
A Receive Board's and Auditor's Reports None None Management
1 Approve Consolidated Financial For For Management
Statements
2 Approve Financial Statements For For Management
3 Approve Allocation of Income For For Management
4 Approve Remuneration of Directors For For Management
5 Approve Discharge of Directors For For Management
6 Reelect Vanisha Mittal Bhatia as For For Management
Director
7 Reelect Suzanne Nimocks as Director For For Management
8 Reelect Jeannot Krecke as Director For For Management
9 Elect Karel de Gucht as Director For For Management
10 Appoint Deloitte as Auditor For For Management
11 Approve 2016 Performance Share Unit For For Management
Plan
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ASCIANO LTD
Ticker: AIO Security ID: Q0557G103
Meeting Date: JUN 03, 2016 Meeting Type: Court
Record Date: JUN 01, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve the Scheme of Arrangement For Did Not Vote Management
Between Asciano Ltd and Its
Shareholders
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ASHTEAD GROUP PLC
Ticker: AHT Security ID: G05320109
Meeting Date: SEP 02, 2015 Meeting Type: Annual
Record Date: AUG 28, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For Against Management
3 Approve Final Dividend For For Management
4 Re-elect Chris Cole as Director For For Management
5 Re-elect Geoff Drabble as Director For For Management
6 Re-elect Brendan Horgan as Director For For Management
7 Re-elect Sat Dhaiwal as Director For For Management
8 Re-elect Suzanne Wood as Director For For Management
9 Re-elect Michael Burrow as Director For For Management
10 Re-elect Bruce Edwards as Director For For Management
11 Re-elect Ian Sutcliffe as Director For For Management
12 Re-elect Wayne Edmunds as Director For For Management
13 Reappoint Deloitte LLP as Auditors For For Management
14 Authorise Board to Fix Remuneration of For For Management
Auditors
15 Authorise Issue of Equity with For For Management
Pre-emptive Rights
16 Authorise Issue of Equity without For For Management
Pre-emptive Rights
17 Authorise Market Purchase of Ordinary For For Management
Shares
18 Adopt New Articles of Association For For Management
19 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
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ASTRAZENECA PLC
Ticker: AZN Security ID: 046353108
Meeting Date: APR 29, 2016 Meeting Type: Annual
Record Date: MAR 14, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Dividends For For Management
3 Reappoint KPMG LLP as Auditors For For Management
4 Authorise Board to Fix Remuneration of For For Management
Auditors
5a Re-elect Leif Johansson as Director For For Management
5b Re-elect Pascal Soriot as Director For For Management
5c Re-elect Marc Dunoyer as Director For For Management
5d Re-elect Dr Cornelia Bargmann as For For Management
Director
5e Re-elect Genevieve Berger as Director For For Management
5f Re-elect Bruce Burlington as Director For For Management
5g Re-elect Ann Cairns as Director For For Management
5h Re-elect Graham Chipchase as Director For For Management
5i Re-elect Jean-Philippe Courtois as For For Management
Director
5j Re-elect Rudy Markham as Director For For Management
5k Re-elect Shriti Vadera as Director For For Management
5l Re-elect Marcus Wallenberg as Director For For Management
6 Approve Remuneration Report For For Management
7 Authorise EU Political Donations and For For Management
Expenditure
8 Authorise Issue of Equity with For For Management
Pre-emptive Rights
9 Authorise Issue of Equity without For For Management
Pre-emptive Rights
10 Authorise Market Purchase of Ordinary For For Management
Shares
11 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
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AVAGO TECHNOLOGIES LIMITED
Ticker: AVGO Security ID: Y0486S104
Meeting Date: NOV 10, 2015 Meeting Type: Court
Record Date: SEP 25, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Scheme of Arrangement For For Management
2 Approve Allotment and Issuance of For For Management
Ordinary Shares
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BANCO BILBAO VIZCAYA ARGENTARIA, S.A.
Ticker: BBVA Security ID: E11805103
Meeting Date: MAR 10, 2016 Meeting Type: Annual
Record Date: MAR 06, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Approve Consolidated and Standalone For For Management
Financial Statements
1.2 Approve Allocation of Income and For For Management
Dividends
1.3 Approve Discharge of Board For For Management
2.1 Reelect Francisco Gonzalez Rodriguez For For Management
as Director
2.2 Ratify Appointment of and Elect Carlos For For Management
Torres Vila as Director
2.3 Elect James Andrew Stott as Director For For Management
2.4 Elect Sunir Kumar Kapoor as Director For For Management
3.1 Authorize Capitalization of Reserves For For Management
for Scrip Dividends
3.2 Authorize Capitalization of Reserves For For Management
for Scrip Dividends
3.3 Authorize Capitalization of Reserves For For Management
for Scrip Dividends
3.4 Authorize Capitalization of Reserves For For Management
for Scrip Dividends
4 Approve Deferred Share Bonus Plan For For Management
5 Renew Appointment of Deloitte as For For Management
Auditor
6 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
7 Advisory Vote on Remuneration Policy For For Management
Report
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BANK OF AMERICA CORPORATION
Ticker: BAC Security ID: 060505104
Meeting Date: APR 27, 2016 Meeting Type: Annual
Record Date: MAR 02, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Sharon L. Allen For For Management
1b Elect Director Susan S. Bies For For Management
1c Elect Director Jack O. Bovender, Jr. For For Management
1d Elect Director Frank P. Bramble, Sr. For For Management
1e Elect Director Pierre J.P. de Weck For For Management
1f Elect Director Arnold W. Donald For For Management
1g Elect Director Linda P. Hudson For For Management
1h Elect Director Monica C. Lozano For For Management
1i Elect Director Thomas J. May For For Management
1j Elect Director Brian T. Moynihan For For Management
1k Elect Director Lionel L. Nowell, III For For Management
1l Elect Director Thomas D. Woods For For Management
1m Elect Director R. David Yost For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PwC as Auditors For For Management
4 Clawback of Incentive Payments Against Against Shareholder
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BAYER AG
Ticker: BAYN Security ID: D0712D163
Meeting Date: APR 29, 2016 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and For For Management
Statutory Reports; Approve Allocation
of Income and Dividends of EUR 2.50
per Share for Fiscal 2015
2 Approve Discharge of Management Board For For Management
for Fiscal 2015
3 Approve Discharge of Supervisory Board For For Management
for Fiscal 2015
4.1 Elect Johanna Faber to the Supervisory For For Management
Board
4.2 Elect Wolfgang Plischke to the For For Management
Supervisory Board
5 Approve Remuneration System for For For Management
Management Board Members
6 Ratify PricewaterhouseCoopers as For For Management
Auditors for Fiscal 2016
7 Ratify Deloitte & Touche GmbH as For For Management
Auditors for the First Quarter of
Fiscal 2017
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BP PLC
Ticker: BP. Security ID: 055622104
Meeting Date: APR 14, 2016 Meeting Type: Annual
Record Date: FEB 19, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For Against Management
3 Re-elect Bob Dudley as Director For For Management
4 Re-elect Dr Brian Gilvary as Director For For Management
5 Re-elect Paul Anderson as Director For For Management
6 Re-elect Alan Boeckmann as Director For For Management
7 Re-elect Frank Bowman as Director For For Management
8 Re-elect Cynthia Carroll as Director For For Management
9 Re-elect Ian Davis as Director For For Management
10 Re-elect Dame Ann Dowling as Director For For Management
11 Re-elect Brendan Nelson as Director For For Management
12 Elect Paula Reynolds as Director For For Management
13 Elect Sir John Sawers as Director For For Management
14 Re-elect Andrew Shilston as Director For For Management
15 Re-elect Carl-Henric Svanberg as For For Management
Director
16 Reappoint Ernst & Young LLP as For For Management
Auditors and Authorise Their
Remuneration
17 Authorise EU Political Donations and For For Management
Expenditure
18 Authorise Issue of Equity with For For Management
Pre-emptive Rights
19 Authorise Issue of Equity without For For Management
Pre-emptive Rights
20 Authorise Market Purchase of Ordinary For For Management
Shares
21 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
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BROADCOM LIMITED
Ticker: AVGO Security ID: Y09827109
Meeting Date: APR 06, 2016 Meeting Type: Annual
Record Date: FEB 12, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Hock E. Tan For For Management
1b Elect Director James V. Diller For For Management
1c Elect Director Lewis C. Eggebrecht For For Management
1d Elect Director Kenneth Y. Hao For For Management
1e Elect Director Eddy W. Hartenstein For For Management
1f Elect Director Justine F. Lien For For Management
1g Elect Director Donald Macleod For For Management
1h Elect Director Peter J. Marks For For Management
1i Elect Director Henry S. Samueli For For Management
1j Elect Director Lucien Y. K. Wong For For Management
2 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
3 Approve Issuance of Shares with or For For Management
without Preemptive Rights
4 Approve Cash Compensation to Directors For For Management
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BT GROUP PLC
Ticker: BT.A Security ID: 05577E101
Meeting Date: JUL 15, 2015 Meeting Type: Annual
Record Date: JUN 01, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Final Dividend For For Management
4 Re-elect Sir Michael Rake as Director For For Management
5 Re-elect Gavin Patterson as Director For For Management
6 Re-elect Tony Chanmugam as Director For For Management
7 Re-elect Tony Ball as Director For For Management
8 Re-elect Iain Conn as Director For For Management
9 Re-elect Phil Hodkinson as Director For For Management
10 Re-elect Karen Richardson as Director For For Management
11 Re-elect Nick Rose as Director For For Management
12 Re-elect Jasmine Whitbread as Director For For Management
13 Elect Isabel Hudson as Director For For Management
14 Reappoint PricewaterhouseCoopers LLP For For Management
as Auditors
15 Authorise Board to Fix Remuneration of For For Management
Auditors
16 Authorise Issue of Equity with For For Management
Pre-emptive Rights
17 Authorise Issue of Equity without For For Management
Pre-emptive Rights
18 Authorise Market Purchase of Ordinary For For Management
Shares
19 Adopt New Articles of Association For For Management
20 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
21 Authorise EU Political Donations and For For Management
Expenditure
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CANADIAN PACIFIC RAILWAY LIMITED
Ticker: CP Security ID: 13645T100
Meeting Date: APR 20, 2016 Meeting Type: Annual
Record Date: MAR 16, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Ratify Deloitte LLP as Auditors For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4.1 Elect Director William A. Ackman For For Management
4.2 Elect Director John Baird For For Management
4.3 Elect Director Isabelle Courville For For Management
4.4 Elect Director Keith E. Creel For For Management
4.5 Elect Director E. Hunter Harrison For For Management
4.6 Elect Director Rebecca MacDonald For For Management
4.7 Elect Director Anthony R. Melman For For Management
4.8 Elect Director Matthew H. Paul For For Management
4.9 Elect Director Andrew F. Reardon For For Management
5 Amend Omnibus Stock Plan For For Management
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CARNIVAL CORPORATION
Ticker: CCL Security ID: 143658300
Meeting Date: APR 14, 2016 Meeting Type: Annual
Record Date: FEB 16, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Re-elect Micky Arison As A Director Of For For Management
Carnival Corporation and As A Director
Of Carnival Plc.
2 Re-elect Jonathon Band as Director of For For Management
Carnival Corporation and as a Director
of Carnival plc.
3 Re-elect Arnold W. Donald as Director For For Management
of Carnival Corporation and as a
Director of Carnival plc.
4 Re-elect Richard J. Glasier as For For Management
Director of Carnival Corporation and
as a Director of Carnival plc.
5 Re-elect Debra Kelly-Ennis as Director For For Management
of Carnival Corporation and as a
Director of Carnival plc.
6 Re-elect John Parker as Director of For For Management
Carnival Corporation and as a Director
of Carnival plc.
7 Re-elect Stuart Subotnick as Director For For Management
of Carnival Corporation and as a
Director of Carnival plc.
8 Re-elect Laura Weil as Director of For For Management
Carnival Corporation and as a Director
of Carnival plc.
9 Re-elect Randall J. Weisenburger as For For Management
Director of Carnival Corporation and
as a Director of Carnival plc.
10 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
11 Approve Remuneration Report of For For Management
Executive Directors
12 Reappoint The UK Firm Of For For Management
PricewaterhouseCoopers LLP As
Independent Auditors For Carnival Plc
And Ratify The U.S. Firm Of
PricewaterhouseCoopers LLP As The
Independent Auditor For Carnival
Corporation
13 Authorize The Audit Committee Of For For Management
Carnival Plc To Fix Remuneration Of
The Independent Auditors Of Carnival
Plc
14 Receive UK Accounts and Reports of the For For Management
Directors and Auditors of Carnival plc
15 Authorise Issue of Equity with For For Management
Pre-emptive Rights
16 Authorise Issue of Equity without For For Management
Pre-emptive Rights
17 Authorize Share Repurchase Program For For Management
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CARTER'S, INC.
Ticker: CRI Security ID: 146229109
Meeting Date: MAY 11, 2016 Meeting Type: Annual
Record Date: MAR 21, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Vanessa J. Castagna For For Management
1b Elect Director William J. Montgoris For For Management
1c Elect Director David Pulver For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Amend Executive Incentive Bonus Plan For For Management
5 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
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CERVED INFORMATION SOLUTIONS SPA
Ticker: CERV Security ID: T2R843108
Meeting Date: DEC 14, 2015 Meeting Type: Special
Record Date: DEC 03, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Performance Share Plan For Against Management
2019-2021
2 Elect Sabrina Delle Curti as Director For Against Management
1 Amend Article 5 (Compensation Related) For Against Management
2 Approve Performance Share Plan For Against Management
Financing
3 Approve Capital Increase without For For Management
Preemptive Rights
4 Amend Articles (Board-Related) For For Management
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CERVED INFORMATION SOLUTIONS SPA
Ticker: CERV Security ID: T2R843108
Meeting Date: APR 29, 2016 Meeting Type: Annual
Record Date: APR 20, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements, For For Management
Statutory Reports, and Allocation of
Income
2 Authorize Extraordinary Dividend For For Management
3 Approve Remuneration Report For Against Management
4.a Fix Number of Directors For For Management
4.b Fix Board Terms for Directors For For Management
4.c.1 Slate Submitted by the Board of For For Management
Directors
4.c.2 Slate Submitted by Institutional None Did Not Vote Shareholder
Investors (Assogestioni)
4.d Approve Remuneration of Directors For For Management
5 Authorize Share Repurchase Program and For For Management
Reissuance of Repurchased Shares
--------------------------------------------------------------------------------
CHEVRON CORPORATION
Ticker: CVX Security ID: 166764100
Meeting Date: MAY 25, 2016 Meeting Type: Annual
Record Date: MAR 30, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Alexander B. Cummings, None None Management
Jr. - Resigned
1b Elect Director Linnet F. Deily For For Management
1c Elect Director Robert E. Denham For For Management
1d Elect Director Alice P. Gast For For Management
1e Elect Director Enrique Hernandez, Jr. For For Management
1f Elect Director Jon M. Huntsman, Jr. For For Management
1g Elect Director Charles W. Moorman, IV For For Management
1h Elect Director John G. Stumpf For For Management
1i Elect Director Ronald D. Sugar For For Management
1j Elect Director Inge G. Thulin For For Management
1k Elect Director John S. Watson For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Approve Non-Employee Director Omnibus For For Management
Stock Plan
5 Report on Lobbying Payments and Policy Against For Shareholder
6 Adopt Quantitative GHG Goals for Against Against Shareholder
Products and Operations
7 Annually Assess Portfolio Impacts of Against For Shareholder
Policies to Meet 2 Degree Scenario
8 Annually Report Reserve Replacements Against Against Shareholder
in BTUs
9 Increase Return of Capital to Against Against Shareholder
Shareholders in Light of Climate
Change Risks
10 Report on the Result of Efforts to Against For Shareholder
Minimize Hydraulic Fracturing Impacts
11 Require Director Nominee with Against For Shareholder
Environmental Experience
12 Amend Bylaws -- Call Special Meetings Against For Shareholder
--------------------------------------------------------------------------------
CHINA RAILWAY CONSTRUCTION CORPORATION LTD.
Ticker: 601186 Security ID: Y1508P110
Meeting Date: OCT 29, 2015 Meeting Type: Special
Record Date: SEP 25, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Reward Scheme for Outstanding For Against Management
Contributions in Economic Output in
the Year 2014 by Management Team
Members of the Company
2 Approve Increase of the Issuance Size For Against Shareholder
of Domestic and Overseas Bonds
3 Approve Reward Scheme for Outstanding For Against Shareholder
Contributions in Economic Output in
the Year 2014 by the Chairman of the
Supervisory Committee
--------------------------------------------------------------------------------
CHINA RAILWAY CONSTRUCTION CORPORATION LTD.
Ticker: 601186 Security ID: Y1508P110
Meeting Date: JUN 16, 2016 Meeting Type: Annual
Record Date: MAY 16, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2015 Report of the Board of For For Management
Directors
2 Approve 2015 Work Report of the For For Management
Supervisory Committee
3 Approve 2015 Audited Financial For For Management
Statements
4 Approve 2015 Profit Distribution Plan For For Management
5 Approve 2015 Annual Report and Its For For Management
Summary
6 Approve Determination of the Cap for For For Management
Guarantees for Subsidiaries
7 Approve Payment of Fees for Auditing For For Management
the 2015 Annual Report and Relevant
Services
8 Approve E&Y Hua Ming as External For For Management
Auditor and Payment of 2016 Auditing
Service Fee
9 Approve Payment of 2015 Internal For For Management
Control Audit Fees
10 Approve E&Y Hua Ming as Internal For For Management
Control Auditor and Payment of 2016
Auditing Service Fee
11 Approve Remuneration of Directors and For For Management
Supervisors
12 Approve Transfer of Grade I For For Management
Qualifications for Roadway Project
Construction General Contracting from
Relevant Subsidiaries
13 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
14 Approve Increase in Registered Capital For For Management
15 Amend Articles of Association For For Management
--------------------------------------------------------------------------------
CISCO SYSTEMS, INC.
Ticker: CSCO Security ID: 17275R102
Meeting Date: NOV 19, 2015 Meeting Type: Annual
Record Date: SEP 21, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Carol A. Bartz For For Management
1b Elect Director M. Michele Burns For For Management
1c Elect Director Michael D. Capellas For For Management
1d Elect Director John T. Chambers For For Management
1e Elect Director Brian L. Halla For For Management
1f Elect Director John L. Hennessy For For Management
1g Elect Director Kristina M. Johnson For For Management
1h Elect Director Roderick C. McGeary For For Management
1i Elect Director Charles H. Robbins For For Management
1j Elect Director Arun Sarin For For Management
1k Elect Director Steven M. West For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
4 Adopt Holy Land Principles Against Against Shareholder
5 Adopt Proxy Access Right Against For Shareholder
--------------------------------------------------------------------------------
CITIGROUP INC.
Ticker: C Security ID: 172967424
Meeting Date: APR 26, 2016 Meeting Type: Annual
Record Date: FEB 29, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Michael L. Corbat For For Management
1b Elect Director Ellen M. Costello For For Management
1c Elect Director Duncan P. Hennes For For Management
1d Elect Director Peter B. Henry For For Management
1e Elect Director Franz B. Humer For For Management
1f Elect Director Renee J. James For For Management
1g Elect Director Eugene M. McQuade For For Management
1h Elect Director Michael E. O'Neill For For Management
1i Elect Director Gary M. Reiner For For Management
1j Elect Director Judith Rodin For For Management
1k Elect Director Anthony M. Santomero For For Management
1l Elect Director Joan E. Spero For For Management
1m Elect Director Diana L. Taylor For For Management
1n Elect Director William S. Thompson, Jr. For For Management
1o Elect Director James S. Turley For For Management
1p Elect Director Ernesto Zedillo Ponce For For Management
de Leon
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
5 Amend Executive Incentive Bonus Plan For For Management
6 Demonstrate No Gender Pay Gap Against Against Shareholder
7 Report on Lobbying Payments and Policy Against For Shareholder
8 Appoint a Stockholder Value Committee Against Against Shareholder
9 Claw-back of Payments under Against Against Shareholder
Restatements
10 Limit/Prohibit Accelerated Vesting of Against For Shareholder
Awards
--------------------------------------------------------------------------------
CITIZENS FINANCIAL GROUP, INC.
Ticker: CFG Security ID: 174610105
Meeting Date: APR 28, 2016 Meeting Type: Annual
Record Date: MAR 07, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Bruce Van Saun For For Management
1.2 Elect Director Mark Casady For For Management
1.3 Elect Director Christine M. Cumming For For Management
1.4 Elect Director Anthony Di lorio For For Management
1.5 Elect Director William P. Hankowsky For For Management
1.6 Elect Director Howard W. Hanna, III For For Management
1.7 Elect Director Leo I. ('Lee') Higdon For For Management
1.8 Elect Director Charles J. ('Bud') Koch For For Management
1.9 Elect Director Arthur F. Ryan For For Management
1.10 Elect Director Shivan S. Subramaniam For For Management
1.11 Elect Director Wendy A. Watson For For Management
1.12 Elect Director Marita Zuraitis For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CK HUTCHISON HOLDINGS LIMITED
Ticker: 1 Security ID: G21765105
Meeting Date: MAY 13, 2016 Meeting Type: Annual
Record Date: MAY 09, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3a Elect Li Tzar Kuoi, Victor as Director For For Management
3b Elect Fok Kin Ning, Canning as Director For For Management
3c Elect Frank John Sixt as Director For Against Management
3d Elect Lee Yeh Kwong, Charles as For Against Management
Director
3e Elect George Colin Magnus as Director For Against Management
3f Elect Michael David Kadoorie as For Against Management
Director
3g Elect Wong Yick-ming, Rosanna as For For Management
Director
4 Approve PricewaterhouseCoopers, For For Management
Certified Public Accountants, as
Auditor and Authorize Board to Fix
Their Remuneration
5.1 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
5.2 Authorize Repurchase of Issued Share For For Management
Capital
5.3 Authorize Reissuance of Repurchased For Against Management
Shares
6 Adopt Second HCML Share Option Scheme For Against Management
--------------------------------------------------------------------------------
CLARIANT AG
Ticker: CLN Security ID: H14843165
Meeting Date: APR 21, 2016 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Accept Financial Statements and For For Management
Statutory Reports
1.2 Approve Remuneration Report For For Management
2 Approve Discharge of Board and Senior For For Management
Management
3.1 Approve Allocation of Income For For Management
3.2 Approve Dividends of CHF 0.40 per For For Management
Share from Capital Contribution
Reserves
4.1a Reelect Guenter von Au as Director For For Management
4.1b Reelect Peter Chen as Director For For Management
4.1c Reelect Hariolf Kottmann as Director For For Management
4.1d Reelect Carlo Soave as Director For For Management
4.1e Reelect Susanne Wamsler as Director For For Management
4.1f Reelect Rudolf Wehrli as Director For For Management
4.1g Reelect Konstantin Winterstein as For For Management
Director
4.1h Elect Eveline Saupper as Director For For Management
4.1i Elect Claudia Suessmuth Dyckerhoff as For For Management
Director
4.1j Elect Peter Steiner as Director For For Management
4.2 Reelect Rudolf Wehrli as Board Chairman For For Management
4.3a Appoint Carlo Soave as Member of the For For Management
Compensation Committee
4.3b Appoint Eveline Saupper as Member of For For Management
the Compensation Committee
4.3c Appoint Rudolf Wehrli as Member of the For For Management
Compensation Committee
4.4 Designate Balthasar Settelen as For For Management
Independent Proxy
4.5 Ratify Pricewaterhouse Coopers as For For Management
Auditors
5.1 Approve Remuneration of Directors in For For Management
the Amount of CHF 3.6 Million
5.2 Approve Remuneration of Executive For For Management
Committee in the Amount of CHF 16.6
Million
6.1 Additional Voting Instructions - Board None Against Management
of Directors Proposals (Voting)
6.2 Additional Voting Instructions - None Against Management
Shareholder Proposals (Voting)
--------------------------------------------------------------------------------
CMS ENERGY CORPORATION
Ticker: CMS Security ID: 125896100
Meeting Date: MAY 06, 2016 Meeting Type: Annual
Record Date: MAR 08, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Jon E. Barfield For For Management
1b Elect Director Deborah H. Butler For For Management
1c Elect Director Kurt L. Darrow For For Management
1d Elect Director Stephen E. Ewing For For Management
1e Elect Director Richard M. Gabrys For For Management
1f Elect Director William D. Harvey For For Management
1g Elect Director Philip R. Lochner, Jr. For For Management
1h Elect Director Patricia K. Poppe For For Management
1i Elect Director John G. Russell For For Management
1j Elect Director Myrna M. Soto For For Management
1k Elect Director John G. Sznewajs For For Management
1l Elect Director Laura H. Wright For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
COLONY STARWOOD HOMES
Ticker: SFR Security ID: 19625X102
Meeting Date: MAY 06, 2016 Meeting Type: Annual
Record Date: MAR 09, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Thomas J. Barrack, Jr. For For Management
1.2 Elect Director Barry S. Sternlicht For Withhold Management
1.3 Elect Director Robert T. Best For For Management
1.4 Elect Director Thomas M. Bowers For For Management
1.5 Elect Director Richard D. Bronson For For Management
1.6 Elect Director Justin T. Chang For For Management
1.7 Elect Director Michael D. Fascitelli For For Management
1.8 Elect Director Jeffrey E. Kelter For For Management
1.9 Elect Director Thomas W. Knapp For For Management
1.10 Elect Director Richard B. Saltzman For For Management
1.11 Elect Director John L. Steffens For For Management
1.12 Elect Director J. Ronald Terwilliger For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
COMCAST CORPORATION
Ticker: CMCSA Security ID: 20030N101
Meeting Date: DEC 10, 2015 Meeting Type: Special
Record Date: OCT 20, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Conversion of Securities For For Management
--------------------------------------------------------------------------------
COMCAST CORPORATION
Ticker: CMCSA Security ID: 20030N101
Meeting Date: MAY 19, 2016 Meeting Type: Annual
Record Date: MAR 10, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kenneth J. Bacon For For Management
1.2 Elect Director Madeline S. Bell For For Management
1.3 Elect Director Sheldon M. Bonovitz For For Management
1.4 Elect Director Edward D. Breen For Withhold Management
1.5 Elect Director Joseph J. Collins For Withhold Management
1.6 Elect Director Gerald L. Hassell For Withhold Management
1.7 Elect Director Jeffrey A. Honickman For For Management
1.8 Elect Director Eduardo G. Mestre For For Management
1.9 Elect Director Brian L. Roberts For For Management
1.10 Elect Director Johnathan A. Rodgers For For Management
1.11 Elect Director Judith Rodin For Withhold Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Amend Restricted Stock Plan For For Management
4 Amend Stock Option Plan For For Management
5 Amend Qualified Employee Stock For For Management
Purchase Plan
6 Amend Nonqualified Employee Stock For For Management
Purchase Plan
7 Report on Lobbying Payments and Policy Against For Shareholder
8 Pro-rata Vesting of Equity Awards Against For Shareholder
9 Require Independent Board Chairman Against For Shareholder
10 Approve Recapitalization Plan for all Against For Shareholder
Stock to Have One-vote per Share
--------------------------------------------------------------------------------
CRRC CORP LTD.
Ticker: 601766 Security ID: Y1822T103
Meeting Date: OCT 30, 2015 Meeting Type: Special
Record Date: SEP 29, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2014 Profit Distribution For For Management
2 Approve Issuance of Debt Financing For For Management
Instruments
3 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
4 Approve Issuance of H Share For Against Shareholder
Convertible Bonds
--------------------------------------------------------------------------------
CRRC CORP LTD.
Ticker: 601766 Security ID: Y1822T103
Meeting Date: JUN 16, 2016 Meeting Type: Annual
Record Date: MAY 16, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2015 Work Report of the Board For For Management
2 Approve 2015 Work Report of the For For Management
Supervisory Committee
3 Approve 2015 Financial Accounts Report For For Management
4 Approve Termination of Certain For For Management
Projects Funded by Proceeds and the
Use of Remaining Proceeds to
Supplement the Working Capital
5 Approve Arrangement of Guarantees For Against Management
6 Approve Related Party Transaction For For Management
Agreements by the Company and CRRC
Group
7 Approve Financial Services Framework For Against Management
Agreement by the Finance Company and
CRRC Group
8 Approve 2015 Profit Distribution Plan For For Management
9 Approve Remuneration of Directors and For For Management
Supervisors
10 Approve Deloitte Touche Tohmatsu as For For Management
External Auditor, Deloitte Touche
Tohmatsu CPA LLP and KPMG Huazhen as
PRC and Internal Control Auditors,
Deloitte Touche Tohmatsu CPA LLP as
Principal Auditor and Authorize Board
to Fix Their Remuneration
11 Approve Issuance of Debt Financing For For Management
Instruments
12 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
13 Approve Compliance with Conditions in For For Shareholder
Relation to the Non-Public Issuance of
A Shares
14 Approve Feasibility Analysis Report in For For Shareholder
Relation to the Use of Proceeds Raised
from the Proposed Placing
15 Approve Report on Previous Proceeds For For Shareholder
16.01 Approve Class and Par Value of Shares For For Shareholder
in Relation to the Non-Public Issuance
of A Shares, in Which CRRC Group,
Being Connected Shareholders, will
Abstain from Voting
16.02 Approve Method and Time in Relation to For For Shareholder
the Non-Public Issuance of A Shares,
in Which CRRC Group, Being Connected
Shareholders, will Abstain from Voting
16.03 Approve Target Subscribers in Relation For For Shareholder
to the Non-Public Issuance of A
Shares, in Which CRRC Group, Being
Connected Shareholders, will Abstain
from Voting
16.04 Approve Issue Price and Pricing Policy For For Shareholder
in Relation to the Non-Public Issuance
of A Shares, in Which CRRC Group,
Being Connected Shareholders, will
Abstain from Voting
16.05 Approve Number of Shares to be Issued For For Shareholder
in Relation to the Non-Public Issuance
of A Shares, in Which CRRC Group and
its Associates, Being Connected
Shareholders, will Abstain from Voting
16.06 Approve Method of Subscription in For For Shareholder
Relation to the Non-Public Issuance of
A Shares, in Which CRRC Group, Being
Connected Shareholders, will Abstain
from Voting
16.07 Approve Lock-up Period in Relation to For For Shareholder
the Non-Public Issuance of A Shares,
in Which CRRC Group, Being Connected
Shareholders, will Abstain from Voting
16.08 Approve Use of Proceeds in Relation to For For Shareholder
the Non-Public Issuance of A Shares,
in Which CRRC Group, Being Connected
Shareholders, will Abstain from Voting
16.09 Approve Arrangement of Accumulated For For Shareholder
Undistributed Profits Prior to the
Proposed Placing in Relation to the
Non-Public Issuance of A Shares, in
Which CRRC Group, Being Connected
Shareholders, will Abstain from Voting
16.10 Approve Place of Listing in Relation For For Shareholder
to the Non-Public Issuance of A
Shares, in Which CRRC Group, Being
Connected Shareholders, will Abstain
from Voting
16.11 Approve Validity in Relation to the For For Shareholder
Non-Public Issuance of A Shares
17 Approve Proposal Plan in Relation to For For Shareholder
the Non-Public Issuance of A Shares,
in Which CRRC Group, Being Connected
Shareholders, will Abstain from Voting
18 Approve CRRCG Subscription and CRRCG For For Shareholder
Subscription Agreement and Related
Transactions
19 Approve Conditional Subscription For For Shareholder
Agreement for the Non-public Issuance
of A Shares with China Development
Bank Capital Corporation Limited
20 Approve Conditional Subscription For For Shareholder
Agreement for the Non-public Issuance
of A Shares with China Development
Bank Jingcheng (Beijing) Investment
Fund Co., Ltd.
21 Approve Conditional Subscription For For Shareholder
Agreement for the Non-public Issuance
of A Shares with China Development
Bank Siyuan (Beijing) Investment Fund
Co., Ltd.
22 Approve Conditional Subscription For For Shareholder
Agreement for the Non-public Issuance
of A Shares with Shanghai Xinghan
Asset Management Company Limited
23 Approve Conditional Subscription For For Shareholder
Agreement for the Non-public Issuance
of A Shares with Shanghai China
Merchant Equity Investment Fund
Management Co., Ltd.
24 Authorize Board to Handle All Relevant For For Shareholder
Matters in Relation to the Proposed
Placing
25 Approve Return Plan for Shareholders For For Shareholder
in Three Years After A Share Offering
26 Approve Dilutive Impact in Relation to For For Shareholder
the Non-public Issuance of A Shares on
the Immediate Returns and Remedial
Measures
--------------------------------------------------------------------------------
CVS HEALTH CORPORATION
Ticker: CVS Security ID: 126650100
Meeting Date: MAY 19, 2016 Meeting Type: Annual
Record Date: MAR 24, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Richard M. Bracken For For Management
1b Elect Director C. David Brown, II For For Management
1c Elect Director Alecia A. DeCoudreaux For For Management
1d Elect Director Nancy-Ann M. DeParle For For Management
1e Elect Director David W. Dorman For For Management
1f Elect Director Anne M. Finucane For For Management
1g Elect Director Larry J. Merlo For For Management
1h Elect Director Jean-Pierre Millon For For Management
1i Elect Director Richard J. Swift For For Management
1j Elect Director William C. Weldon For For Management
1k Elect Director Tony L. White For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Report on Consistency Between Against Against Shareholder
Corporate Values and Political
Contributions
5 Report on Pay Disparity Against Against Shareholder
--------------------------------------------------------------------------------
DAIWA SECURITIES GROUP INC.
Ticker: 8601 Security ID: J11718111
Meeting Date: JUN 28, 2016 Meeting Type: Annual
Record Date: MAR 31, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Suzuki, Shigeharu For For Management
1.2 Elect Director Hibino, Takashi For For Management
1.3 Elect Director Nakata, Seiji For For Management
1.4 Elect Director Nishio, Shinya For For Management
1.5 Elect Director Matsui, Toshihiroi For For Management
1.6 Elect Director Tashiro, Keiko For For Management
1.7 Elect Director Komatsu, Mikita For For Management
1.8 Elect Director Matsuda, Morimasa For For Management
1.9 Elect Director Matsubara, Nobuko For For Management
1.10 Elect Director Tadaki, Keiichi For For Management
1.11 Elect Director Onodera, Tadashi For For Management
1.12 Elect Director Ogasawara, Michiaki For Against Management
1.13 Elect Director Takeuchi, Hirotaka For For Management
1.14 Elect Director Nishikawa, Ikuo For For Management
2 Approve Deep Discount Stock Option For For Management
Plan and Stock Option Plan
--------------------------------------------------------------------------------
DELPHI AUTOMOTIVE PLC
Ticker: DLPH Security ID: G27823106
Meeting Date: APR 28, 2016 Meeting Type: Annual
Record Date: FEB 26, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Re-elect Joseph S. Cantie as Director For For Management
2 Re-elect Kevin P. Clark as Director For For Management
3 Re-elect Gary L. Cowger as Director For For Management
4 Re-elect Nicholas M. Donofrio as For For Management
Director
5 Re-elect Mark P. Frissora as Director For For Management
6 Re-elect Rajiv L. Gupta as Director For For Management
7 Re-elect J. Randall MacDonald as For For Management
Director
8 Re-elect Sean O. Mahoney as Director For For Management
9 Re-elect Timothy M. Manganello as For For Management
Director
10 Re-elect Bethany J. Mayer as Director For For Management
11 Re-elect Thomas W. Sidlik as Director For For Management
12 Re-elect Bernd Wiedemann as Director For For Management
13 Re-elect Lawrence A. Zimmerman as For For Management
Director
14 Ratify Ernst & Young LLP as Auditors For For Management
and Authorize Board to Fix Their
Remuneration
15 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
DELTA AIR LINES, INC.
Ticker: DAL Security ID: 247361702
Meeting Date: JUN 10, 2016 Meeting Type: Annual
Record Date: APR 18, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Richard H. Anderson For For Management
1b Elect Director Edward H. Bastian For For Management
1c Elect Director Francis S. Blake For For Management
1d Elect Director Daniel A. Carp For For Management
1e Elect Director David G. DeWalt For For Management
1f Elect Director Thomas E. Donilon For For Management
1g Elect Director William H. Easter, III For For Management
1h Elect Director Mickey P. Foret For For Management
1i Elect Director Shirley C. Franklin For For Management
1j Elect Director George N. Mattson For For Management
1k Elect Director Douglas R. Ralph For For Management
1l Elect Director Sergio A.L. Rial For For Management
1m Elect Director Kathy N. Waller For For Management
1n Elect Director Kenneth B. Woodrow For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Ratify Ernst & Young LLP as Auditors For For Management
5 Stock Retention Against For Shareholder
--------------------------------------------------------------------------------
DICK'S SPORTING GOODS, INC.
Ticker: DKS Security ID: 253393102
Meeting Date: JUN 10, 2016 Meeting Type: Annual
Record Date: APR 13, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Mark J. Barrenechea For For Management
1b Elect Director Emanuel Chirico For For Management
1c Elect Director Allen R. Weiss For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
DISCOVER FINANCIAL SERVICES
Ticker: DFS Security ID: 254709108
Meeting Date: MAY 12, 2016 Meeting Type: Annual
Record Date: MAR 14, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jeffrey S. Aronin For For Management
1.2 Elect Director Mary K. Bush For For Management
1.3 Elect Director Gregory C. Case For For Management
1.4 Elect Director Candace H. Duncan For For Management
1.5 Elect Director Joseph F. Eazor For For Management
1.6 Elect Director Cynthia A. Glassman For For Management
1.7 Elect Director Richard H. Lenny For For Management
1.8 Elect Director Thomas G. Maheras For For Management
1.9 Elect Director Michael H. Moskow For For Management
1.10 Elect Director David W. Nelms For For Management
1.11 Elect Director Mark A. Thierer For For Management
1.12 Elect Director Lawrence A. Weinbach For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
DOLLAR GENERAL CORPORATION
Ticker: DG Security ID: 256677105
Meeting Date: MAY 25, 2016 Meeting Type: Annual
Record Date: MAR 17, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Warren F. Bryant For For Management
1b Elect Director Michael M. Calbert For For Management
1c Elect Director Sandra B. Cochran For For Management
1d Elect Director Patricia D. Fili-Krushel For For Management
1e Elect Director Paula A. Price For For Management
1f Elect Director William C. Rhodes, III For For Management
1g Elect Director David B. Rickard For For Management
1h Elect Director Todd J. Vasos For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
DS SMITH PLC
Ticker: SMDS Security ID: G2848Q123
Meeting Date: SEP 08, 2015 Meeting Type: Annual
Record Date: SEP 06, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3 Approve Remuneration Report For For Management
4 Re-elect Gareth Davis as Director For For Management
5 Re-elect Miles Roberts as Director For For Management
6 Re-elect Adrian Marsh as Director For For Management
7 Re-elect Chris Britton as Director For For Management
8 Re-elect Ian Griffiths as Director For For Management
9 Re-elect Jonathan Nicholls as Director For For Management
10 Re-elect Kathleen O'Donovan as Director For For Management
11 Re-elect Louise Smalley as Director For For Management
12 Reappoint Deloitte LLP as Auditors For For Management
13 Authorise the Audit Committee to Fix For For Management
Remuneration of Auditors
14 Authorise Issue of Equity with For For Management
Pre-emptive Rights
15 Authorise Issue of Equity without For For Management
Pre-emptive Rights
16 Authorise Market Purchase of Ordinary For For Management
Shares
17 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
18 Approve Increase in Borrowing Limit For For Management
Under the Company's Articles of
Association
--------------------------------------------------------------------------------
EI TOWERS SPA
Ticker: EIT Security ID: T3606C104
Meeting Date: APR 21, 2016 Meeting Type: Annual
Record Date: APR 12, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements, For For Management
Statutory Reports, and Allocation of
Income
2 Approve Remuneration Report For Against Management
3 Authorize Share Repurchase Program and For Against Management
Reissuance of Repurchased Shares
--------------------------------------------------------------------------------
EMC CORPORATION
Ticker: EMC Security ID: 268648102
Meeting Date: MAY 12, 2016 Meeting Type: Annual
Record Date: MAR 14, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Donald J. Carty For For Management
1b Elect Director Randolph L. Cowen For For Management
1c Elect Director James S. DiStasio For For Management
1d Elect Director John R. Egan For For Management
1e Elect Director William D. Green For For Management
1f Elect Director Jami Miscik For For Management
1g Elect Director Paul Sagan For For Management
1h Elect Director Laura J. Sen For For Management
1i Elect Director Joseph M. Tucci For For Management
2 Ratify Pricewaterhousecoopers Llp as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ENBRIDGE INC.
Ticker: ENB Security ID: 29250N105
Meeting Date: MAY 12, 2016 Meeting Type: Annual
Record Date: MAR 17, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David A. Arledge For For Management
1.2 Elect Director James J. Blanchard For For Management
1.3 Elect Director Marcel R. Coutu For For Management
1.4 Elect Director J. Herb England For For Management
1.5 Elect Director Charles W. Fischer For For Management
1.6 Elect Director V. Maureen Kempston For For Management
Darkes
1.7 Elect Director Al Monaco For For Management
1.8 Elect Director George K. Petty For For Management
1.9 Elect Director Rebecca B. Roberts For For Management
1.10 Elect Director Dan C. Tutcher For For Management
1.11 Elect Director Catherine L. Williams For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote on Executive For For Management
Compensation Approach
4 Require Audit Committee to Request Against Against Shareholder
Proposals For The Audit Engagement No
Less Than Every 8 Years
--------------------------------------------------------------------------------
ENDURANCE SPECIALTY HOLDINGS LTD.
Ticker: ENH Security ID: G30397106
Meeting Date: MAY 19, 2016 Meeting Type: Annual
Record Date: MAR 18, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect John T. Baily as Director For Did Not Vote Management
1.2 Elect Norman Barham as Director For Did Not Vote Management
1.3 Elect Galen R. Barnes as Director For Did Not Vote Management
1.4 Elect William H. Bolinder as Director For Did Not Vote Management
1.5 Elect Philip M. Butterfield as Director For Did Not Vote Management
1.6 Elect Steven W. Carlsen as Director For Did Not Vote Management
1.7 Elect John R. Charman as Director For Did Not Vote Management
1.8 Elect Morgan W. Davis as Director For Did Not Vote Management
1.9 Elect Susan S. Fleming as Director For Did Not Vote Management
1.10 Elect Nicholas C. Marsh as Director For Did Not Vote Management
1.11 Elect Scott D. Moore as Director For Did Not Vote Management
1.12 Elect William J. Raver as Director For Did Not Vote Management
1.13 Elect Robert A. Spass as Director For Did Not Vote Management
1.14 Elect lan M. Winchester as Director For Did Not Vote Management
2 Approve Auditors and Authorize Board For Did Not Vote Management
to Fix Their Remuneration
3 Advisory Vote to Ratify Named For Did Not Vote Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ENERGIZER HOLDINGS, INC.
Ticker: ENR Security ID: 29272W109
Meeting Date: FEB 01, 2016 Meeting Type: Annual
Record Date: DEC 03, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director J. Patrick Mulcahy For For Management
1.2 Elect Director Alan R. Hoskins For For Management
1.3 Elect Director Kevin J. Hunt For For Management
1.4 Elect Director Patrick J. Moore For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
5 Amend Omnibus Stock Plan For For Management
6 Approve Executive Incentive Bonus Plan For For Management
--------------------------------------------------------------------------------
EOG RESOURCES, INC.
Ticker: EOG Security ID: 26875P101
Meeting Date: APR 26, 2016 Meeting Type: Annual
Record Date: FEB 26, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Janet F. Clark For For Management
1b Elect Director Charles R. Crisp For For Management
1c Elect Director James C. Day For For Management
1d Elect Director H. Leighton Steward For For Management
1e Elect Director Donald F. Textor For For Management
1f Elect Director William R. Thomas For For Management
1g Elect Director Frank G. Wisner For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
EXXON MOBIL CORPORATION
Ticker: XOM Security ID: 30231G102
Meeting Date: MAY 25, 2016 Meeting Type: Annual
Record Date: APR 06, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael J. Boskin For For Management
1.2 Elect Director Peter Brabeck-Letmathe For For Management
1.3 Elect Director Angela F. Braly For For Management
1.4 Elect Director Ursula M. Burns For For Management
1.5 Elect Director Larry R. Faulkner For For Management
1.6 Elect Director Jay S. Fishman For For Management
1.7 Elect Director Henrietta H. Fore For For Management
1.8 Elect Director Kenneth C. Frazier For For Management
1.9 Elect Director Douglas R. Oberhelman For For Management
1.10 Elect Director Samuel J. Palmisano For For Management
1.11 Elect Director Steven S. Reinemund For For Management
1.12 Elect Director Rex W. Tillerson For For Management
1.13 Elect Director William C. Weldon For For Management
1.14 Elect Director Darren W. Woods For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Require Independent Board Chairman Against For Shareholder
5 Require Director Nominee with Against For Shareholder
Environmental Experience
6 Seek Sale of Company/Assets Against Against Shareholder
7 Proxy Access Against For Shareholder
8 Disclose Percentage of Females at Each Against Against Shareholder
Percentile of Compensation
9 Report on Lobbying Payments and Policy Against For Shareholder
10 Increase Return of Capital to Against Against Shareholder
Shareholders in Light of Climate
Change Risks
11 Adopt Policy Acknowledging the Against For Shareholder
Imperative for 2 Degree Limit
12 Annually Assess Portfolio Impacts of Against For Shareholder
Policies to Meet 2 Degree Scenario
13 Annually Report Reserve Replacements Against Against Shareholder
in BTUs
14 Report on the Result of Efforts to Against For Shareholder
Minimize Hydraulic Fracturing Impacts
--------------------------------------------------------------------------------
FEDEX CORPORATION
Ticker: FDX Security ID: 31428X106
Meeting Date: SEP 28, 2015 Meeting Type: Annual
Record Date: AUG 03, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James L. Barksdale For For Management
1.2 Elect Director John A. Edwardson For For Management
1.3 Elect Director Marvin R. Ellison For For Management
1.4 Elect Director Kimberly A. Jabal For For Management
1.5 Elect Director Shirley Ann Jackson For For Management
1.6 Elect Director Gary W. Loveman For For Management
1.7 Elect Director R. Brad Martin For For Management
1.8 Elect Director Joshua Cooper Ramo For For Management
1.9 Elect Director Susan C. Schwab For For Management
1.10 Elect Director Frederick W. Smith For For Management
1.11 Elect Director David P. Steiner For For Management
1.12 Elect Director Paul S. Walsh For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Require Independent Board Chairman Against For Shareholder
5 Adopt Policy Prohibiting Tax Payments Against For Shareholder
on Restricted Stock Awards
6 Clawback of Incentive Payments Against For Shareholder
7 Adopt Proxy Access Right Against For Shareholder
8 Report on Political Contributions Against For Shareholder
9 Report on Lobbying Payments and Policy Against For Shareholder
10 Report on Consistency Between Against Against Shareholder
Corporate Values and Political
Contributions
--------------------------------------------------------------------------------
FERROVIAL SA
Ticker: FER Security ID: E49512119
Meeting Date: MAY 03, 2016 Meeting Type: Annual
Record Date: APR 28, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Consolidated and Standalone For For Management
Financial Statements
2 Approve Allocation of Income For For Management
3 Approve Discharge of Board For For Management
4 Renew Appointment of Deloitte as For For Management
Auditor
5.1 Reelect Rafael del Pino y Calvo-Sotelo For Against Management
as Director
5.2 Reelect Santiago Bergareche Busquet as For Against Management
Director
5.3 Reelect Joaquin Ayuso Garcia as For Against Management
Director
5.4 Reelect Inigo Meiras Amusco as Director For For Management
5.5 Reelect Juan Arena de la Mora as For Against Management
Director
5.6 Reelect Maria del Pino y Calvo-Sotelo For Against Management
as Director
5.7 Reelect Santiago Fernandez Valbuena as For For Management
Director
5.8 Reelect Jose Fernando Sanchez-Junco For For Management
Mans as Director
5.9 Reelect Joaquin del Pino y For Against Management
Calvo-Sotelo as Director
5.10 Ratify Appointment of and Elect Oscar For For Management
Fanjul Martin as Director
5.11 Authorize Board to Fill Vacancies For For Management
6 Authorize Capitalization of Reserves For For Management
for Scrip Dividends
7 Authorize Capitalization of Reserves For For Management
for Scrip Dividends
8 Approve Reduction in Share Capital via For For Management
Amortization of Treasury Shares
9.1 Amend Articles Re: Board Meetings and For Against Management
Audit and Control Committee
9.2 Amend Articles Re: Board Management For For Management
and Supervisory Powers, and
Qualitative Composition
9.3 Amend Article 4.2 Re: Registered Office For For Management
9.4 Amend Articles Re: Quantitative For For Management
Composition of the Board and Board Term
9.5 Amend Article 50 Re: Board Advisory For For Management
Committees
9.6 Amend Article 52 Re: Appointments and For For Management
Remuneration Committee
10 Approve Remuneration Policy For For Management
11 Approve Restricted Stock Plan For For Management
12 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
13 Advisory Vote on Remuneration Report For For Management
14 Receive Amendments to Board of None None Management
Directors Regulations
--------------------------------------------------------------------------------
FIBRA UNO ADMINISTRACION DE MEXICO S.A. DE C.V.
Ticker: FUNO11 Security ID: P3515D163
Meeting Date: OCT 16, 2015 Meeting Type: Special
Record Date: OCT 08, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report from Trust Technical For For Management
Committee on Power Granted by General
Meeting of April 4, 2014 to Approve
Allocation of Real Estate Trust
Certificates that Were Not Placed
Through Offering
2 Authorize Repurchase Program of Real For For Management
Estate Trust Certificates
3 Ratify Resignation of Elias Cababie For For Management
Daniel and Abraham Cababie Daniel as
Members of Trust Technical Committee
4 Appoint Legal Representatives For For Management
5 Approve Minutes of Meeting For For Management
--------------------------------------------------------------------------------
FORD MOTOR COMPANY
Ticker: F Security ID: 345370860
Meeting Date: MAY 12, 2016 Meeting Type: Annual
Record Date: MAR 16, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Stephen G. Butler For For Management
1.2 Elect Director Kimberly A. Casiano For For Management
1.3 Elect Director Anthony F. Earley, Jr. For For Management
1.4 Elect Director Mark Fields For For Management
1.5 Elect Director Edsel B. Ford, II For For Management
1.6 Elect Director William Clay Ford, Jr. For For Management
1.7 Elect Director James H. Hance, Jr. For For Management
1.8 Elect Director William W. Helman, IV For For Management
1.9 Elect Director Jon M. Huntsman, Jr. For For Management
1.10 Elect Director William E. Kennard For For Management
1.11 Elect Director John C. Lechleiter For For Management
1.12 Elect Director Ellen R. Marram For For Management
1.13 Elect Director Gerald L. Shaheen For For Management
1.14 Elect Director John L. Thornton For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Tax Benefits Preservation Plan For For Management
5 Approve Recapitalization Plan for all Against For Shareholder
Stock to Have One-vote per Share
6 Reduce Ownership Threshold for Against For Shareholder
Shareholders to Call Special Meeting
--------------------------------------------------------------------------------
FORTRESS INVESTMENT GROUP LLC
Ticker: FIG Security ID: 34958B106
Meeting Date: MAY 19, 2016 Meeting Type: Annual
Record Date: APR 01, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Peter L. Briger, Jr. For For Management
1.2 Elect Director Wesley R. Edens For Withhold Management
1.3 Elect Director Douglas L. Jacobs For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Approve Omnibus Stock Plan For Against Management
--------------------------------------------------------------------------------
GILEAD SCIENCES, INC.
Ticker: GILD Security ID: 375558103
Meeting Date: MAY 11, 2016 Meeting Type: Annual
Record Date: MAR 16, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director John F. Cogan For For Management
1b Elect Director Kevin E. Lofton For For Management
1c Elect Director John W. Madigan For For Management
1d Elect Director John C. Martin For For Management
1e Elect Director John F. Milligan For For Management
1f Elect Director Nicholas G. Moore For For Management
1g Elect Director Richard J. Whitley For For Management
1h Elect Director Gayle E. Wilson For For Management
1i Elect Director Per Wold-Olsen For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Amend Executive Incentive Bonus Plan For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Provide Right to Act by Written Consent Against For Shareholder
--------------------------------------------------------------------------------
GKN PLC
Ticker: GKN Security ID: G39004232
Meeting Date: MAY 05, 2016 Meeting Type: Annual
Record Date: MAY 03, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3 Re-elect Mike Turner as Director For For Management
4 Re-elect Nigel Stein as Director For For Management
5 Re-elect Adam Walker as Director For For Management
6 Elect Kevin Cummings as Director For For Management
7 Elect Phil Swash as Director For For Management
8 Re-elect Angus Cockburn as Director For For Management
9 Re-elect Tufan Erginbilgic as Director For For Management
10 Re-elect Shonaid Jemmett-Page as For For Management
Director
11 Re-elect Richard Parry-Jones as For For Management
Director
12 Reappoint Deloitte LLP as Auditors For For Management
13 Authorise the Audit and Risk Committee For For Management
to Fix Remuneration of Auditors
14 Approve Remuneration Report For For Management
15 Authorise EU Political Donations and For For Management
Expenditure
16 Authorise Issue of Equity with For For Management
Pre-emptive Rights
17 Authorise Issue of Equity without For For Management
Pre-emptive Rights
18 Authorise Market Purchase of Ordinary For For Management
Shares
19 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
--------------------------------------------------------------------------------
HANA FINANCIAL GROUP INC.
Ticker: A086790 Security ID: Y29975102
Meeting Date: MAR 25, 2016 Meeting Type: Annual
Record Date: DEC 31, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Allocation of Income
2 Amend Articles of Incorporation For For Management
3.1 Elect Yoon Jong-nam as Outside Director For For Management
3.2 Elect Park Moon-gyu as Outside Director For For Management
3.3 Elect Song Gi-jin as Outside Director For For Management
3.4 Elect Kim In-bae as Outside Director For For Management
3.5 Elect Hong Eun-ju as Outside Director For For Management
3.6 Elect Park Won-gu as Outside Director For For Management
3.7 Elect Kim Byeong-ho as Inside Director For For Management
3.8 Elect Hahm Young-ju as Inside Director For For Management
4.1 Elect Park Moon-gyu as Member of Audit For For Management
Committee
4.2 Elect Kim In-bae as Member of Audit For For Management
Committee
4.3 Elect Yoon Seong-bok as Member of For For Management
Audit Committee
4.4 Elect Yang Won-geun as Member of Audit For For Management
Committee
5 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
--------------------------------------------------------------------------------
HCA HOLDINGS, INC.
Ticker: HCA Security ID: 40412C101
Meeting Date: APR 28, 2016 Meeting Type: Annual
Record Date: MAR 04, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director R. Milton Johnson For For Management
1b Elect Director Robert J. Dennis For For Management
1c Elect Director Nancy-Ann DeParle For For Management
1d Elect Director Thomas F. Frist, III For For Management
1e Elect Director William R. Frist For For Management
1f Elect Director Charles O. Holliday, Jr. For For Management
1g Elect Director Ann H. Lamont For For Management
1h Elect Director Jay O. Light For For Management
1i Elect Director Geoffrey G. Meyers For For Management
1j Elect Director Michael W. Michelson For For Management
1k Elect Director Wayne J. Riley For For Management
1l Elect Director John W. Rowe For For Management
2 Amend Omnibus Stock Plan For Against Management
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Require a Majority Vote for the Against Against Shareholder
Election of Directors
--------------------------------------------------------------------------------
HUMANA INC.
Ticker: HUM Security ID: 444859102
Meeting Date: OCT 19, 2015 Meeting Type: Special
Record Date: SEP 16, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Adjourn Meeting For For Management
3 Advisory Vote on Golden Parachutes For For Management
--------------------------------------------------------------------------------
HUMANA INC.
Ticker: HUM Security ID: 444859102
Meeting Date: APR 21, 2016 Meeting Type: Annual
Record Date: FEB 29, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Kurt J. Hilzinger For For Management
1b Elect Director Bruce D. Broussard For For Management
1c Elect Director Frank A. D'Amelio For For Management
1d Elect Director W. Roy Dunbar For For Management
1e Elect Director David A. Jones, Jr. For For Management
1f Elect Director William J. McDonald For For Management
1g Elect Director William E. Mitchell For For Management
1h Elect Director David B. Nash For For Management
1i Elect Director James J. O'Brien For For Management
1j Elect Director Marissa T. Peterson For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
INFRAESTRUCTURA ENERGETICA NOVA S.A.B. DE C.V.
Ticker: IENOVA Security ID: P5R19K107
Meeting Date: SEP 14, 2015 Meeting Type: Special
Record Date: SEP 01, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Acquisition of 50 Percent of For For Management
Gasoductos de Chihuhua S de RL de CV
2 Approve Withdrawal/Granting of Powers For Against Management
3 Ratify Members of the Board, Audit For Against Management
Committee, Corporate Practices
Committee, and Secretary and Deputy
4 Designate Inspector or Shareholder For For Management
Representative(s) of Minutes of Meeting
--------------------------------------------------------------------------------
INFRAESTRUCTURA ENERGETICA NOVA S.A.B. DE C.V.
Ticker: IENOVA Security ID: P5R19K107
Meeting Date: SEP 14, 2015 Meeting Type: Special
Record Date: SEP 01, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Integration of Share Capital For Against Management
2.1 Approve Update of Registration of For Against Management
Shares
2.2 Approve Public Offering of Shares in For Against Management
Mexico; Approve Private Offering of
Shares Abroad
3 Authorize Increase in Variable Capital For Against Management
via Issuance of Shares without
Preemptive Rights in Accordance With
Article 53 of Mexican Securities Law
4 Approve Granting Powers For Against Management
5 Designate Inspector or Shareholder For For Management
Representative(s) of Minutes of Meeting
--------------------------------------------------------------------------------
INTEL CORPORATION
Ticker: INTC Security ID: 458140100
Meeting Date: MAY 19, 2016 Meeting Type: Annual
Record Date: MAR 21, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Charlene Barshefsky For For Management
1b Elect Director Aneel Bhusri For For Management
1c Elect Director Andy D. Bryant For For Management
1d Elect Director John J. Donahoe For For Management
1e Elect Director Reed E. Hundt For For Management
1f Elect Director Brian M. Krzanich For For Management
1g Elect Director James D. Plummer For For Management
1h Elect Director David S. Pottruck For For Management
1i Elect Director Frank D. Yeary For For Management
1j Elect Director David B. Yoffie For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Adopt Holy Land Principles Against Against Shareholder
5 Provide Right to Act by Written Consent Against For Shareholder
6 Provide Vote Counting to Exclude Against Against Shareholder
Abstentions
--------------------------------------------------------------------------------
INTERCONTINENTAL HOTELS GROUP PLC
Ticker: IHG Security ID: G4804L205
Meeting Date: MAY 06, 2016 Meeting Type: Annual
Record Date: MAY 06, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Final Dividend For For Management
4a Re-elect Anne Busquet as Director For For Management
4b Re-elect Patrick Cescau as Director For For Management
4c Re-elect Ian Dyson as Director For For Management
4d Re-elect Paul Edgecliffe-Johnson as For For Management
Director
4e Re-elect Jo Harlow as Director For For Management
4f Re-elect Luke Mayhew as Director For For Management
4g Re-elect Jill McDonald as Director For For Management
4h Re-elect Dale Morrison as Director For For Management
4i Re-elect Richard Solomons as Director For For Management
5 Reappoint Ernst & Young LLP as Auditors For For Management
6 Authorise the Audit Committee to Fix For For Management
Remuneration of Auditors
7 Authorise EU Political Donations and For For Management
Expenditure
8 Approve Share Consolidation For For Management
9 Authorise Issue of Equity with For For Management
Pre-emptive Rights
10 Authorise Issue of Equity without For For Management
Pre-emptive Rights
11 Authorise Market Purchase of Ordinary For For Management
Shares
12 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
--------------------------------------------------------------------------------
ISS A/S
Ticker: ISS Security ID: K5591Y107
Meeting Date: APR 05, 2016 Meeting Type: Annual
Record Date: MAR 29, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Report of Board None None Management
2 Accept Financial Statements and For For Management
Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of DKK 7.40 Per Share
4 Approve Discharge of Management and For For Management
Board
5 Authorize Share Repurchase Program For For Management
6 Approve Remuneration of Directors For For Management
7a Reelect Lord Allen of Kensington as For For Management
Director
7b Reelect Thomas Berglund as Director For For Management
7c Reelect Claire Chiang as Director For For Management
7d Reelect Henrik Poulsen as Director For For Management
7e Reelect Cynthia Mary Trudell as For For Management
Director
8 Ratify Ernst & Young as Auditors For For Management
9a Approve Publications of Company For For Management
Announcements in English
9b Approve Removal of Director Age Limit For For Management
9c Amend Articles Re: Number Of Executives For For Management
9d Approve Guidelines for Incentive-Based For For Management
Compensation for Executive Management
and Board
--------------------------------------------------------------------------------
ITV PLC
Ticker: ITV Security ID: G4984A110
Meeting Date: MAY 12, 2016 Meeting Type: Annual
Record Date: MAY 10, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Final Dividend For For Management
4 Approve Special Dividend For For Management
5 Elect Anna Manz as Director For For Management
6 Re-elect Sir Peter Bazalgette as For For Management
Director
7 Re-elect Adam Crozier as Director For For Management
8 Re-elect Roger Faxon as Director For For Management
9 Re-elect Ian Griffiths as Director For For Management
10 Re-elect Mary Harris as Director For For Management
11 Re-elect Andy Haste as Director For For Management
12 Re-elect John Ormerod as Director For For Management
13 Reappoint KPMG LLP as Auditors For For Management
14 Authorise Board to Fix Remuneration of For For Management
Auditors
15 Authorise Issue of Equity with For For Management
Pre-emptive Rights
16 Authorise Issue of Equity without For For Management
Pre-emptive Rights
17 Authorise EU Political Donations and For For Management
Expenditure
18 Authorise Market Purchase of Ordinary For For Management
Shares
19 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
20 Amend Articles of Association For For Management
21 Approve Share Incentive Plan For For Management
--------------------------------------------------------------------------------
JAPAN AIRLINES CO. LTD.
Ticker: 9201 Security ID: J25979121
Meeting Date: JUN 22, 2016 Meeting Type: Annual
Record Date: MAR 31, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 120
2 Amend Articles to Clarify Director For For Management
Authority on Shareholder Meetings -
Amend Provisions on Director Titles
3.1 Elect Director Onishi, Masaru For For Management
3.2 Elect Director Ueki, Yoshiharu For For Management
3.3 Elect Director Fujita, Tadashi For For Management
3.4 Elect Director Okawa, Junko For For Management
3.5 Elect Director Saito, Norikazu For For Management
3.6 Elect Director Norita, Toshiaki For For Management
3.7 Elect Director Kikuyama, Hideki For For Management
3.8 Elect Director Shin, Toshinori For For Management
3.9 Elect Director Iwata, Kimie For For Management
3.10 Elect Director Kobayashi, Eizo For For Management
3.11 Elect Director Ito, Masatoshi For For Management
4.1 Appoint Statutory Auditor Taguchi, For For Management
Hisao
4.2 Appoint Statutory Auditor Suzuka, For For Management
Yasushi
4.3 Appoint Statutory Auditor Kumasaka, For For Management
Hiroyuki
4.4 Appoint Statutory Auditor Hatta, Shinji For For Management
4.5 Appoint Statutory Auditor Kamo, Osamu For For Management
--------------------------------------------------------------------------------
JOHNSON MATTHEY PLC
Ticker: JMAT Security ID: G51604158
Meeting Date: DEC 16, 2015 Meeting Type: Special
Record Date: DEC 14, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Special Dividend; Approve For For Management
Share Consolidation
2 Authorise Market Purchase of Ordinary For For Management
Shares
--------------------------------------------------------------------------------
KANSAS CITY SOUTHERN
Ticker: KSU Security ID: 485170302
Meeting Date: MAY 05, 2016 Meeting Type: Annual
Record Date: MAR 07, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Lu M. Cordova For For Management
1.2 Elect Director Terrence P. Dunn For For Management
1.3 Elect Director Antonio O. Garza, Jr. For For Management
1.4 Elect Director David Garza-Santos For For Management
1.5 Elect Director Thomas A. McDonnell For For Management
1.6 Elect Director David L. Starling For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Approve Executive Incentive Bonus Plan For For Management
4 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
5 Proxy Access Against For Shareholder
--------------------------------------------------------------------------------
KINDER MORGAN, INC.
Ticker: KMI Security ID: 49456B101
Meeting Date: MAY 10, 2016 Meeting Type: Annual
Record Date: MAR 11, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard D. Kinder For For Management
1.2 Elect Director Steven J. Kean For For Management
1.3 Elect Director Ted A. Gardner For Withhold Management
1.4 Elect Director Anthony W. Hall, Jr. For Withhold Management
1.5 Elect Director Gary L. Hultquist For For Management
1.6 Elect Director Ronald L. Kuehn, Jr. For Withhold Management
1.7 Elect Director Deborah A. Macdonald For For Management
1.8 Elect Director Michael C. Morgan For For Management
1.9 Elect Director Arthur C. Reichstetter For For Management
1.10 Elect Director Fayez Sarofim For Withhold Management
1.11 Elect Director C. Park Shaper For For Management
1.12 Elect Director William A. Smith For For Management
1.13 Elect Director Joel V. Staff For For Management
1.14 Elect Director Robert F. Vagt For For Management
1.15 Elect Director Perry M. Waughtal For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Report on Capital Expenditure Strategy Against For Shareholder
with Respect to Climate Change Policy
4 Report on Methane Emissions Management Against For Shareholder
5 Report on Sustainability, Including Against For Shareholder
Human Rights
6 Report on Steps Taken to Increase Against For Shareholder
Board Diversity
--------------------------------------------------------------------------------
KRAFT FOODS GROUP, INC.
Ticker: KRFT Security ID: 50076Q106
Meeting Date: JUL 01, 2015 Meeting Type: Special
Record Date: MAY 13, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For For Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
LAZARD LTD
Ticker: LAZ Security ID: G54050102
Meeting Date: APR 19, 2016 Meeting Type: Annual
Record Date: MAR 02, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Richard N. Haass as Director For Did Not Vote Management
1.2 Elect Jane L. Mendillo as Director For Did Not Vote Management
1.3 Elect Richard D. Parsons as Director For Did Not Vote Management
2 Advisory Vote to Ratify Named For Did Not Vote Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For Did Not Vote Management
4 Approve Deloitte & Touche LLP as For Did Not Vote Management
Auditors and Authorize Board to Fix
Their Remuneration Auditors
5 Limit/Prohibit Accelerated Vesting of Against Did Not Vote Shareholder
Awards
--------------------------------------------------------------------------------
LENNAR CORPORATION
Ticker: LEN Security ID: 526057104
Meeting Date: APR 13, 2016 Meeting Type: Annual
Record Date: FEB 16, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Irving Bolotin For For Management
1.2 Elect Director Steven L. Gerard For For Management
1.3 Elect Director Theron I. "Tig" Gilliam For For Management
1.4 Elect Director Sherrill W. Hudson For For Management
1.5 Elect Director Sidney Lapidus For For Management
1.6 Elect Director Teri P. McClure For For Management
1.7 Elect Director Stuart A. Miller For For Management
1.8 Elect Director Armando Olivera For For Management
1.9 Elect Director Jeffrey Sonnenfeld For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For Against Management
5 Approve Executive Incentive Bonus Plan For For Management
6 Approve Recapitalization Plan for all Against For Shareholder
Stock to Have One-vote per Share
--------------------------------------------------------------------------------
MARATHON PETROLEUM CORPORATION
Ticker: MPC Security ID: 56585A102
Meeting Date: APR 27, 2016 Meeting Type: Annual
Record Date: FEB 29, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Evan Bayh For For Management
1.2 Elect Director Charles E. Bunch For For Management
1.3 Elect Director Frank M. Semple For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Adopt Proxy Access Right Against For Shareholder
5 Report on EHS Incidents and Worker Against Against Shareholder
Fatigue Policies
6 Adopt Quantitative GHG Goals for Against Against Shareholder
Products and Operations
--------------------------------------------------------------------------------
MARKS AND SPENCER GROUP PLC
Ticker: MKS Security ID: G5824M107
Meeting Date: JUL 07, 2015 Meeting Type: Annual
Record Date: JUL 03, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Final Dividend For For Management
4 Elect Helen Weir as Director For For Management
5 Elect Richard Solomons as Director For For Management
6 Re-elect Vindi Banga as Director For For Management
7 Re-elect Alison Brittain as Director For For Management
8 Re-elect Marc Bolland as Director For For Management
9 Re-elect Patrick Bousquet-Chavanne as For For Management
Director
10 Re-elect Miranda Curtis as Director For For Management
11 Re-elect John Dixon as Director For For Management
12 Re-elect Martha Lane Fox as Director For For Management
13 Re-elect Andy Halford as Director For For Management
14 Re-elect Steve Rowe as Director For For Management
15 Re-elect Robert Swannell as Director For For Management
16 Re-elect Laura Wade-Gery as Director For For Management
17 Reappoint Deloitte LLP as Auditors For For Management
18 Authorise the Audit Committee to Fix For For Management
Remuneration of Auditors
19 Authorise Issue of Equity with For For Management
Pre-emptive Rights
20 Authorise Issue of Equity without For For Management
Pre-emptive Rights
21 Authorise Market Purchase of Ordinary For For Management
Shares
22 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
23 Authorise EU Political Donations and For For Management
Expenditure
24 Approve Performance Share Plan For For Management
25 Approve Executive Share Option Plan For For Management
--------------------------------------------------------------------------------
MCDONALD'S CORPORATION
Ticker: MCD Security ID: 580135101
Meeting Date: MAY 26, 2016 Meeting Type: Annual
Record Date: MAR 28, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Lloyd Dean For For Management
1b Elect Director Stephen Easterbrook For For Management
1c Elect Director Robert Eckert For For Management
1d Elect Director Margaret Georgiadis For For Management
1e Elect Director Enrique Hernandez, Jr. For For Management
1f Elect Director Jeanne Jackson For For Management
1g Elect Director Richard Lenny For For Management
1h Elect Director Walter Massey For For Management
1i Elect Director John Mulligan For For Management
1j Elect Director Sheila Penrose For For Management
1k Elect Director John Rogers, Jr. For For Management
1l Elect Director Miles White For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Provide Vote Counting to Exclude Against Against Shareholder
Abstentions
5 Provide Right to Act by Written Consent Against For Shareholder
6 Adopt Holy Land Principles Against Against Shareholder
7 Adopt Policy to Ban Non-Therapeutic Against For Shareholder
Use of Antibiotics in Meat Supply Chain
8 Report on Consistency Between Against Against Shareholder
Corporate Values and Political
Contributions
9 Report on Consistency Between Against Against Shareholder
Corporate Values and Political
Activities
--------------------------------------------------------------------------------
MCKESSON CORPORATION
Ticker: MCK Security ID: 58155Q103
Meeting Date: JUL 29, 2015 Meeting Type: Annual
Record Date: JUN 01, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Andy D. Bryant For For Management
1b Elect Director Wayne A. Budd For For Management
1c Elect Director N. Anthony Coles For For Management
1d Elect Director John H. Hammergren For For Management
1e Elect Director Alton F. Irby, III For For Management
1f Elect Director M. Christine Jacobs For For Management
1g Elect Director Donald R. Knauss For For Management
1h Elect Director Marie L. Knowles For For Management
1i Elect Director David M. Lawrence For For Management
1j Elect Director Edward A. Mueller For For Management
1k Elect Director Susan R. Salka For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Executive Incentive Bonus Plan For For Management
5 Provide Proxy Access Right For For Management
6 Report on Political Contributions Against For Shareholder
7 Pro-rata Vesting of Equity Awards Against For Shareholder
--------------------------------------------------------------------------------
MEDIOBANCA SPA
Ticker: MB Security ID: T10584117
Meeting Date: OCT 28, 2015 Meeting Type: Annual/Special
Record Date: OCT 19, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Company Bylaws For For Management
2 Approve Issuance of Shares up to EUR For For Management
40 Million for a Private Placement
Reserved to Italian and International
Professional Investors
3 Approve Authorization to Increase For For Management
Capital in the Maximum Amount of EUR
100 Million with Preemptive Rights;
Approve Issuance of Convertible Bonds
with Warrants Attached with Preemptive
Rights in the Maximum Amount of EUR 2
Billion
4 Approve Performance Shares Plan For For Management
Financing
1 Approve Financial Statements, For For Management
Statutory Reports, and Allocation of
Income
2.a Approve Fixed-Variable Compensation For For Management
Ratio
2.b Approve Severance Payments Policy For For Management
2.c Approve Remuneration Report For For Management
3 Approve Performance Shares Plan 2015 For For Management
4 Integrate Remuneration of External For For Management
Auditors
--------------------------------------------------------------------------------
MEDTRONIC PLC
Ticker: MDT Security ID: G5960L103
Meeting Date: DEC 11, 2015 Meeting Type: Annual
Record Date: OCT 12, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Richard H. Anderson For For Management
1b Elect Director Craig Arnold For For Management
1c Elect Director Scott C. Donnelly For For Management
1d Elect Director Randall J. Hogan, III For For Management
1e Elect Director Omar Ishrak For For Management
1f Elect Director Shirley Ann Jackson For For Management
1g Elect Director Michael O. Leavitt For For Management
1h Elect Director James T. Lenehan For For Management
1i Elect Director Elizabeth G. Nabel For For Management
1j Elect Director Denise M. O'Leary For For Management
1k Elect Director Kendall J. Powell For For Management
1l Elect Director Robert C. Pozen For For Management
1m Elect Director Preetha Reddy For For Management
2 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
MITSUBISHI UFJ FINANCIAL GROUP
Ticker: 8306 Security ID: J44497105
Meeting Date: JUN 29, 2016 Meeting Type: Annual
Record Date: MAR 31, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 9
2 Amend Articles to Amend Business Lines For For Management
3.1 Elect Director Sono, Kiyoshi For For Management
3.2 Elect Director Nagaoka, Takashi For For Management
3.3 Elect Director Ikegaya, Mikio For For Management
3.4 Elect Director Hirano, Nobuyuki For For Management
3.5 Elect Director Kuroda, Tadashi For For Management
3.6 Elect Director Tokunari, Muneaki For Against Management
3.7 Elect Director Yasuda, Masamichi For For Management
3.8 Elect Director Oyamada, Takashi For For Management
3.9 Elect Director Mikumo, Takashi For For Management
3.10 Elect Director Shimamoto, Takehiko For For Management
3.11 Elect Director Kawamoto, Yuko For For Management
3.12 Elect Director Matsuyama, Haruka For Against Management
3.13 Elect Director Okamoto, Kunie For Against Management
3.14 Elect Director Okuda, Tsutomu For For Management
3.15 Elect Director Kawakami, Hiroshi For For Management
3.16 Elect Director Sato, Yukihiro For Against Management
3.17 Elect Director Yamate, Akira For For Management
4 Amend Articles to Hand over Petition Against Against Shareholder
Calling for Abolition of Negative
Interest Rate Policy to Governor of
the Bank of Japan
5 Amend Articles to Require Brokerage Against Against Shareholder
Subsidiary to Offer Men's Discount
--------------------------------------------------------------------------------
MITSUI FUDOSAN CO. LTD.
Ticker: 8801 Security ID: J4509L101
Meeting Date: JUN 29, 2016 Meeting Type: Annual
Record Date: MAR 31, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 16
2 Elect Director Onozawa, Yasuo For For Management
3.1 Appoint Statutory Auditor Iino, Kenji For For Management
3.2 Appoint Statutory Auditor Ozeki, Yukimi For For Management
4 Approve Annual Bonus For For Management
--------------------------------------------------------------------------------
MONDELEZ INTERNATIONAL, INC.
Ticker: MDLZ Security ID: 609207105
Meeting Date: MAY 18, 2016 Meeting Type: Annual
Record Date: MAR 09, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Stephen F. Bollenbach For For Management
1b Elect Director Lewis W.K. Booth For For Management
1c Elect Director Lois D. Juliber For For Management
1d Elect Director Mark D. Ketchum For For Management
1e Elect Director Jorge S. Mesquita For For Management
1f Elect Director Joseph Neubauer For For Management
1g Elect Director Nelson Peltz For For Management
1h Elect Director Fredric G. Reynolds For For Management
1i Elect Director Irene B. Rosenfeld For For Management
1j Elect Director Christiana S. Shi For For Management
1k Elect Director Patrick T. Siewert For For Management
1l Elect Director Ruth J. Simmons For For Management
1m Elect Director Jean-Francois M. L. van For For Management
Boxmeer
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
4 Assess Environmental Impact of Against For Shareholder
Non-Recyclable Packaging
5 Pro-rata Vesting of Equity Awards Against For Shareholder
6 Participate in OECD Mediation for Against Against Shareholder
Human Rights Violations
--------------------------------------------------------------------------------
MYLAN NV
Ticker: MYL Security ID: N59465109
Meeting Date: JAN 07, 2016 Meeting Type: Special
Record Date: DEC 10, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1 Proposed Resolution to Redeem All For For Management
Issued Preferred Shares
--------------------------------------------------------------------------------
NATIONAL GRID PLC
Ticker: NG. Security ID: 636274300
Meeting Date: JUL 21, 2015 Meeting Type: Annual
Record Date: JUN 05, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3 Re-elect Sir Peter Gershon as Director For For Management
4 Re-elect Steve Holliday as Director For For Management
5 Re-elect Andrew Bonfield as Director For For Management
6 Re-elect John Pettigrew as Director For For Management
7 Elect Dean Seavers as Director For For Management
8 Re-elect Nora Mead Brownell as Director For For Management
9 Re-elect Jonathan Dawson as Director For For Management
10 Re-elect Therese Esperdy as Director For For Management
11 Re-elect Paul Golby as Director For For Management
12 Re-elect Ruth Kelly as Director For For Management
13 Re-elect Mark Williamson as Director For For Management
14 Reappoint PricewaterhouseCoopers LLP For For Management
as Auditors
15 Authorize Board to Fix Remuneration of For For Management
Auditors
16 Approve Remuneration Report For For Management
17 Authorize Issue of Equity with For For Management
Pre-emptive Rights
18 Authorize Issue of Equity without For For Management
Pre-emptive Rights
19 Authorize Market Purchase of Ordinary For For Management
Shares
20 Authorize the Company to Call EGM with For For Management
14 Working Days' Notice
--------------------------------------------------------------------------------
NESTLE SA
Ticker: NESN Security ID: H57312649
Meeting Date: APR 07, 2016 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Accept Financial Statements and For For Management
Statutory Reports
1.2 Approve Remuneration Report For For Management
(Non-binding)
2 Approve Discharge of Board and Senior For For Management
Management
3 Approve Allocation of Income and For For Management
Dividends of CHF 2.25 per Share
4.1a Reelect Peter Brabeck-Letmathe as For For Management
Director
4.1b Reelect Paul Bulcke as Director For For Management
4.1c Reelect Andreas Koopmann as Director For For Management
4.1d Reelect Beat Hess as Director For For Management
4.1e Reelect Renato Fassbind as Director For For Management
4.1f Reelect Steven G. Hoch as Director For For Management
4.1g Reelect Naina Lal Kidwai as Director For For Management
4.1h Reelect Jean-Pierre Roth as Director For For Management
4.1i Reelect Ann Veneman as Director For For Management
4.1j Reelect Henri de Castries as Director For For Management
4.1k Reelect Eva Cheng as Director For For Management
4.1l Reelect Ruth K. Oniang'o as Director For For Management
4.1m Reelect Patrick Aebischer as Director For For Management
4.2 Reelect Peter Brabeck-Letmathe as For For Management
Board Chairman
4.3.1 Appoint Beat Hess as Member of the For For Management
Compensation Committee
4.3.2 Appoint Andreas Koopmann as Member of For For Management
the Compensation Committee
4.3.3 Appoint Jean-Pierre Roth as Member of For For Management
the Compensation Committee
4.3.4 Appoint Patrick Aebischer as Member of For For Management
the Compensation Committee
4.4 Ratify KPMG AG as Auditors For For Management
4.5 Designate Hartmann Dreyer as For For Management
Independent Proxy
5.1 Approve Remuneration of Board of For For Management
Directors in the Amount of CHF 10.5
Million
5.2 Approve Remuneration of Executive For For Management
Committee in the Amount of CHF 60
Million
6 Approve CHF 7.6 Million Reduction in For For Management
Share Capital via Cancellation of
Repurchased Shares
7 Transact Other Business (Voting) Against Against Management
--------------------------------------------------------------------------------
NEXITY
Ticker: NXI Security ID: F6527B126
Meeting Date: MAY 31, 2016 Meeting Type: Annual/Special
Record Date: MAY 26, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Discharge of Directors For For Management
3 Approve Treatment of Losses For For Management
4 Approve Transfer from Issuance Premium For For Management
Account to Shareholders for an Amount
of EUR 2.20 per Share
5 Approve Consolidated Financial For For Management
Statements and Statutory Reports
6 Approve Auditors' Special Report on For For Management
Related-Party Transactions
7 Ratify Appointment of Jean-Pierre For For Management
Denis as Director
8 Ratify Appointment of Jerome Grivet as For For Management
Director
9 Reelect Luce Gendry as Director For For Management
10 Reelect Jean-Pierre Denis as Director For For Management
11 Reelect Jerome Grivet as Director For For Management
12 Elect Magali Smets as Director For For Management
13 Ratify Appointment of Gerard Bayol as For Against Management
Censor
14 Reelect Pascal Oddo as Censor For Against Management
15 Advisory Vote on Compensation of Alain For Against Management
Dinin, Chairman and CEO
16 Advisory Vote on Compensation of Herve For Against Management
Denize, Vice-CEO
17 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
18 Authorize Decrease in Share Capital For For Management
via Cancellation of Repurchased Shares
19 Authorize up to 1 Percent of Issued For Against Management
Capital for Use in Restricted Stock
Plans
20 Exclude Possibility to Use For For Management
Authorizations of Capital Issuances
under Items 21-27 in the Event of a
Public Tender Offer
21 Authorize Issuance of Equity or For For Management
Equity-Linked Securities with
Preemptive Rights up to 25 Percent of
Issued Share Capital
22 Authorize Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights up to 25 Percent of
Issued Share Capital
23 Approve Issuance of Equity or For For Management
Equity-Linked Securities for up to 10
Percent of Issued Capital Per Year for
Private Placements
24 Authorize Board to Increase Capital in For For Management
the Event of Additional Demand Related
to Delegation Submitted to Shareholder
Vote Above
25 Authorize Capitalization of Reserves For For Management
of Up to 25 Percent of Issued Share
Capital for Bonus Issue or Increase in
Par Value
26 Authorize Capital Increase of Up to 10 For For Management
Percent of Issued Share Capital for
Future Exchange Offers
27 Authorize Capital Increase of up to 10 For For Management
Percent of Issued Capital for
Contributions in Kind
28 Authorize Capital Issuances for Use in For For Management
Employee Stock Purchase Plans
29 Amend Article 6 of Bylaws Re: For For Management
Contributions in Kind
30 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
NEXTERA ENERGY, INC.
Ticker: NEE Security ID: 65339F101
Meeting Date: MAY 19, 2016 Meeting Type: Annual
Record Date: MAR 23, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Sherry S. Barrat For For Management
1b Elect Director James L. Camaren For For Management
1c Elect Director Kenneth B. Dunn For For Management
1d Elect Director Naren K. Gursahaney For For Management
1e Elect Director Kirk S. Hachigian For For Management
1f Elect Director Toni Jennings For For Management
1g Elect Director Amy B. Lane For For Management
1h Elect Director James L. Robo For For Management
1i Elect Director Rudy E. Schupp For For Management
1j Elect Director John L. Skolds For For Management
1k Elect Director William H. Swanson For For Management
1l Elect Director Hansel E. Tookes, II For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
5 Report on Political Contributions Against For Shareholder
6 Adopt Proxy Access Right Against For Shareholder
7 Report on Risks and Costs of Sea Level Against For Shareholder
Rise
--------------------------------------------------------------------------------
NOKIA CORP.
Ticker: NOK1V Security ID: X61873133
Meeting Date: DEC 02, 2015 Meeting Type: Special
Record Date: NOV 20, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Call the Meeting to Order None None Management
3 Designate Inspector or Shareholder For For Management
Representative(s) of Minutes of Meeting
4 Acknowledge Proper Convening of Meeting For For Management
5 Prepare and Approve List of For For Management
Shareholders
6 Issue 2.1 Billion Shares in Connection For For Management
with Acquisition of Alcatel Lucent
7 Amend Articles Re: Corporate Purpose; For For Management
Board-Related; General Meeting
8 Fix Number of Directors at Ten; Elect For For Management
Louis Hughes, Jean Monty, and Olivier
Piou as Directors
9 Close Meeting None None Management
--------------------------------------------------------------------------------
NOKIA CORP.
Ticker: NOKIA Security ID: X61873133
Meeting Date: JUN 16, 2016 Meeting Type: Annual
Record Date: JUN 06, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Call the Meeting to Order None None Management
3 Designate Inspector or Shareholder For For Management
Representative(s) of Minutes of Meeting
4 Acknowledge Proper Convening of Meeting For For Management
5 Prepare and Approve List of For For Management
Shareholders
6 Receive Financial Statements and None None Management
Statutory Reports
7 Accept Financial Statements and For For Management
Statutory Reports
8 Approve Allocation of Income and For For Management
Ordinary Dividends of EUR 0.16 Per
Share; Approve Additional Dividends of
EUR 0.10 Per Share
9 Approve Discharge of Board and For For Management
President
10 Approve Remuneration of Directors in For For Management
the Amount of EUR 440,000 for
Chairman, EUR 185,000 for Vice
Chairman, and EUR 160,000 for Other
Directors; Approve Remuneration for
Committee Work; Approve Meeting Fees
11 Fix Number of Directors at Nine For For Management
12 Reelect Vivek Badrinath, Bruce Brown, For For Management
Louis R. Hughes, Jean C. Monty,
Elizabeth Nelson, Olivier Piou, Risto
Siilasmaa and Kari Stadigh as
Directors; Elect Carla Smits-Nusteling
as New Director
13 Approve Remuneration of Auditors For For Management
14 Ratify PricewaterhouseCoopers as For For Management
Auditors
15 Authorize Share Repurchase Program For For Management
16 Approve Issuance of up to 1.2 Billion For For Management
Shares without Preemptive Rights
17 Close Meeting None None Management
--------------------------------------------------------------------------------
NOMAD FOODS LIMITED
Ticker: NOMD Security ID: G6564A105
Meeting Date: JUN 16, 2016 Meeting Type: Annual
Record Date: MAY 06, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Stefan Descheemaeker For For Management
1b Elect Director Paul Kenyon For For Management
1c Elect Director Martin E. Franklin For For Management
1d Elect Director Noam Gottesman For For Management
1e Elect Director Ian G.H. Ashken For For Management
1f Elect Director Jeremy Isaacs For For Management
1g Elect Director James E. Lillie For For Management
1h Elect Director Lord Myners of Truro For For Management
1i Elect Director Victoria Parry For For Management
1j Elect Director Brian Welch For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
NORTHSTAR REALTY FINANCE CORP.
Ticker: NRF Security ID: 66704R803
Meeting Date: JUN 20, 2016 Meeting Type: Annual
Record Date: MAY 09, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David T. Hamamoto For For Management
1.2 Elect Director Judith A. Hannaway For For Management
1.3 Elect Director Wesley D. Minami For For Management
1.4 Elect Director Louis J. Paglia For For Management
1.5 Elect Director Gregory Z. Rush For For Management
1.6 Elect Director Charles W. Schoenherr For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify Grant Thornton LLP as Auditors For For Management
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
NOVARTIS AG
Ticker: NOVN Security ID: 66987V109
Meeting Date: FEB 23, 2016 Meeting Type: Annual
Record Date: JAN 22, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Discharge of Board and Senior For For Management
Management
3 Approve Allocation of Income and For For Management
Dividends of CHF 2.70 per Share
4 Approve CHF 24.9 Million Reduction in For For Management
Share Capital via Cancellation of
Repurchased Shares
5 Authorize Repurchase of up to CHF 10 For Against Management
Billion in Issued Share Capital
6.1 Approve Maximum Remuneration of Board For For Management
of Directors in the Amount of CHF 8.16
Million
6.2 Approve Maximum Remuneration of For For Management
Executive Committee in the Amount of
CHF 93 Million
6.3 Approve Remuneration Report For For Management
(Non-Binding)
7.1 Reelect Joerg Reinhardt as Director For For Management
and Chairman
7.2 Reelect Nancy Andrews as Director For For Management
7.3 Reelect Dimitri Azar as Director For For Management
7.4 Reelect Srikant Datar as Director For For Management
7.5 Reelect Ann Fudge as Director For For Management
7.6 Reelect Pierre Landolt as Director For For Management
7.7 Reelect Andreas von Planta as Director For For Management
7.8 Reelect Charles Sawyers as Director For For Management
7.9 Reelect Enrico Vanni as Director For For Management
7.10 Reelect William Winters as Director For For Management
7.11 Elect Tom Buechner as Director For For Management
7.12 Elect Elizabeth Doherty as Director For For Management
8.1 Appoint Srikant Datar as Member of the For For Management
Compensation Committee
8.2 Appoint Ann Fudge as Member of the For For Management
Compensation Committee
8.3 Appoint Enrico Vanni as Member of the For For Management
Compensation Committee
8.4 Appoint William Winters as Member of For For Management
the Compensation Committee
9 Ratify PricewaterhouseCoopers AG as For For Management
Auditors
10 Designate Peter Andreas Zahn as For For Management
Independent Proxy
11 Transact Other Business (Voting) For Against Management
--------------------------------------------------------------------------------
NRG YIELD, INC.
Ticker: NYLD.A Security ID: 62942X306
Meeting Date: APR 26, 2016 Meeting Type: Annual
Record Date: MAR 07, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John F. Chlebowski For For Management
1.2 Elect Director Mauricio Gutierrez For Withhold Management
1.3 Elect Director Kirkland B. Andrews For Withhold Management
1.4 Elect Director Brian R. Ford For For Management
1.5 Elect Director Ferrell P. McClean For For Management
1.6 Elect Director Christopher S. Sotos For Withhold Management
2 Amend Charter to Allow Removal of For For Management
Directors With or Without Cause by
Majority Vote
3 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
OCCIDENTAL PETROLEUM CORPORATION
Ticker: OXY Security ID: 674599105
Meeting Date: APR 29, 2016 Meeting Type: Annual
Record Date: FEB 29, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Spencer Abraham For For Management
1.2 Elect Director Howard I. Atkins For For Management
1.3 Elect Director Eugene L. Batchelder For For Management
1.4 Elect Director Stephen I. Chazen For For Management
1.5 Elect Director John E. Feick For For Management
1.6 Elect Director Margaret M. Foran For For Management
1.7 Elect Director Carlos M. Gutierrez For For Management
1.8 Elect Director Vicki A. Hollub For For Management
1.9 Elect Director William R. Klesse For For Management
1.10 Elect Director Avedick B. Poladian For For Management
1.11 Elect Director Elisse B. Walter For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
4 Review and Assess Membership of Against For Shareholder
Lobbying Organizations
5 Annually Assess Portfolio Impacts of Against For Shareholder
Policies to Meet 2 Degree Scenario
6 Amend Bylaws -- Call Special Meetings Against For Shareholder
7 Report on Methane and Flaring Against For Shareholder
Emissions Management and Reduction
Targets
--------------------------------------------------------------------------------
OCH-ZIFF CAPITAL MANAGEMENT GROUP LLC
Ticker: OZM Security ID: 67551U105
Meeting Date: MAY 10, 2016 Meeting Type: Annual
Record Date: MAR 15, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Daniel S. Och For For Management
1.2 Elect Director Jerome P. Kenney For Withhold Management
2 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
OHL MEXICO S.A.B. DE C.V.
Ticker: OHLMEX * Security ID: P7356Z100
Meeting Date: APR 29, 2016 Meeting Type: Annual
Record Date: APR 21, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1.a Present Report of Audit and Corporate For For Management
Practices Committees in Accordance
with Article 43 of Securities Market
Law
1.b Present Reports of CEO, External For For Management
Auditor and Fiscal Obligations
Compliance, and Board's Opinion on
CEO's Report in Accordance with
Article 44 of Securities Market Law
1.c Present Board's Report on Financial For For Management
Statements and Statutory Reports and
Present Report on Activities and
Operations Undertaken by Board
2 Approve Allocation of Income For Against Management
3 Approve Dividends For Against Management
4 Set Aggregate Nominal Amount of Share For For Management
Repurchase Reserve
5 Elect or Ratify Directors, Alternates, For Against Management
Chairmen of Special Committees and
Secretaries; Approve Their
Remuneration; Verify Independence of
Board Members
6 Appoint Legal Representatives For For Management
--------------------------------------------------------------------------------
OM ASSET MANAGEMENT PLC
Ticker: OMAM Security ID: G67506108
Meeting Date: MAR 15, 2016 Meeting Type: Special
Record Date: FEB 26, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Authorise Market Purchase of Ordinary For For Management
Shares
--------------------------------------------------------------------------------
OM ASSET MANAGEMENT PLC
Ticker: OMAM Security ID: G67506108
Meeting Date: APR 29, 2016 Meeting Type: Annual
Record Date: MAR 29, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Peter L. Bain For For Management
1.2 Elect Director Ian D. Gladman For Withhold Management
1.3 Elect Director Kyle Prechtl Legg For For Management
1.4 Elect Director James J. Ritchie For For Management
1.5 Elect Director John D. Rogers For For Management
1.6 Elect Director Donald J. Schneider For Withhold Management
1.7 Elect Director Robert J. Chersi For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Ratify KPMG LLP as U.K. Auditors For For Management
4 Authorize Board to Fix Remuneration of For For Management
Auditors
5 Advisory Vote To Approve Executive For For Management
Compensation
6 Approve Remuneration Policy For For Management
7 Approve Remuneration Report For For Management
8 Authorize Share Repurchase Program For For Management
--------------------------------------------------------------------------------
PATTERN ENERGY GROUP INC.
Ticker: PEGI Security ID: 70338P100
Meeting Date: JUN 15, 2016 Meeting Type: Annual
Record Date: APR 21, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Alan R. Batkin For For Management
1.2 Elect Director Patricia S. Bellinger For For Management
1.3 Elect Director The Lord Browne of For For Management
Madingley
1.4 Elect Director Michael M. Garland For For Management
1.5 Elect Director Douglas G. Hall For For Management
1.6 Elect Director Michael B. Hoffman For For Management
1.7 Elect Director Patricia M. Newson For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
PDG REALTY S.A. EMPREENDIMENTOS E PARTICIPACOES
Ticker: PDGR3 Security ID: P7S4A0AF5
Meeting Date: SEP 14, 2015 Meeting Type: Debenture Holder
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Terms of Eighth Issuance of For Did Not Vote Management
Convertible Debentures
--------------------------------------------------------------------------------
PERRIGO COMPANY PLC
Ticker: PRGO Security ID: G97822103
Meeting Date: APR 26, 2016 Meeting Type: Annual
Record Date: FEB 26, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Laurie Brlas For For Management
1.2 Elect Director Gary M. Cohen For For Management
1.3 Elect Director Marc Coucke For For Management
1.4 Elect Director Ellen R. Hoffing For For Management
1.5 Elect Director Michael J. Jandernoa For For Management
1.6 Elect Director Gerald K. Kunkle, Jr. For For Management
1.7 Elect Director Herman Morris, Jr. For For Management
1.8 Elect Director Donal O'Connor For For Management
1.9 Elect Director Joseph C. Papa For For Management
1.10 Elect Director Shlomo Yanai For For Management
2 Approve Ernst & Young LLP as Auditors For For Management
and Authorize Board to Fix Their
Remuneration
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Authorize Share Repurchase Program For For Management
5 Determine Price Range for Reissuance For For Management
of Treasury Shares
--------------------------------------------------------------------------------
PETS AT HOME GROUP PLC
Ticker: PETS Security ID: G7041J107
Meeting Date: SEP 09, 2015 Meeting Type: Annual
Record Date: SEP 07, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Final Dividend For For Management
4A Re-elect Tony DeNunzio as Director For For Management
4B Re-elect Dennis Millard as Director For For Management
4C Re-elect Nick Wood as Director For For Management
4D Re-elect Ian Kellett as Director For For Management
4E Re-elect Brian Carroll as Director For For Management
4F Re-elect Amy Stirling as Director For For Management
4G Re-elect Paul Coby as Director For For Management
4H Re-elect Tessa Green as Director For For Management
4I Re-elect Paul Moody as Director For For Management
5 Reappoint KPMG LLP as Auditors For For Management
6 Authorise Board to Fix Remuneration of For For Management
Auditors
7 Authorise Issue of Equity with For For Management
Pre-emptive Rights
8 Authorise EU Political Donations and For For Management
Expenditure
9 Authorise Issue of Equity without For For Management
Pre-emptive Rights
10 Authorise Market Purchase of Ordinary For For Management
Shares
11 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
--------------------------------------------------------------------------------
PFIZER INC.
Ticker: PFE Security ID: 717081103
Meeting Date: APR 28, 2016 Meeting Type: Annual
Record Date: MAR 01, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Dennis A. Ausiello For For Management
1.2 Elect Director W. Don Cornwell For For Management
1.3 Elect Director Joseph J. Echevarria For For Management
1.4 Elect Director Frances D. Fergusson For For Management
1.5 Elect Director Helen H. Hobbs For For Management
1.6 Elect Director James M. Kilts For For Management
1.7 Elect Director Shantanu Narayen For For Management
1.8 Elect Director Suzanne Nora Johnson For For Management
1.9 Elect Director Ian C. Read For For Management
1.10 Elect Director Stephen W. Sanger For For Management
1.11 Elect Director James C. Smith For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Report on Lobbying Payments and Policy Against For Shareholder
5 Give Shareholders Final Say on Against Against Shareholder
Election of Directors
6 Provide Right to Act by Written Consent Against For Shareholder
7 Prohibit Tax Gross-ups on Inversions Against Against Shareholder
--------------------------------------------------------------------------------
PROLOGIS PROPERTY MEXICO S.A. DE C.V.
Ticker: FIBRAPL 14 Security ID: P4559M101
Meeting Date: APR 25, 2016 Meeting Type: Annual
Record Date: APR 15, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect or Ratify Directors and For For Management
Alternates of Trust Technical Committee
2 Approve Remuneration of Independent For For Management
Members and Alternates of Trust
Technical Committee
3 Approve Financial Statements and For For Management
Statutory Reports
4 Approve Annual Report of Trust For For Management
5 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
--------------------------------------------------------------------------------
PROLOGIS PROPERTY MEXICO S.A. DE C.V.
Ticker: FIBRAPL 14 Security ID: P4559M101
Meeting Date: MAY 11, 2016 Meeting Type: Special
Record Date: MAY 03, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Amendment to the Lease For For Management
Commission of Trust
2 Delegate Joint Representatives and or For For Management
Trustee to Perform All Required
Actions in Connection with Item 1
3 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
--------------------------------------------------------------------------------
RAYTHEON COMPANY
Ticker: RTN Security ID: 755111507
Meeting Date: MAY 26, 2016 Meeting Type: Annual
Record Date: APR 05, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Tracy A. Atkinson For For Management
1b Elect Director Robert E. Beauchamp For For Management
1c Elect Director James E. Cartwright For For Management
1d Elect Director Vernon E. Clark For For Management
1e Elect Director Stephen J. Hadley For For Management
1f Elect Director Thomas A. Kennedy For For Management
1g Elect Director Letitia A. Long For For Management
1h Elect Director George R. Oliver For For Management
1i Elect Director Michael C. Ruettgers For For Management
1j Elect Director William R. Spivey For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
4 Adopt the Jurisdiction of For Against Management
Incorporation as the Exclusive Forum
for Certain Disputes
5 Adopt a Payout Policy Giving Against Against Shareholder
Preference to Share Buybacks Over
Dividends
6 Proxy Access Against For Shareholder
--------------------------------------------------------------------------------
REGIONS FINANCIAL CORPORATION
Ticker: RF Security ID: 7591EP100
Meeting Date: APR 21, 2016 Meeting Type: Annual
Record Date: FEB 22, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Carolyn H. Byrd For For Management
1b Elect Director David J. Cooper, Sr. For For Management
1c Elect Director Don DeFosset For For Management
1d Elect Director Eric C. Fast For For Management
1e Elect Director O. B. Grayson Hall, Jr. For For Management
1f Elect Director John D. Johns For For Management
1g Elect Director Ruth Ann Marshall For For Management
1h Elect Director Susan W. Matlock For For Management
1i Elect Director John E. Maupin, Jr. For For Management
1j Elect Director Charles D. McCrary For For Management
1k Elect Director Lee J. Styslinger, III For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ROYAL CARIBBEAN CRUISES LTD.
Ticker: RCL Security ID: V7780T103
Meeting Date: MAY 20, 2016 Meeting Type: Annual
Record Date: MAR 30, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director John F. Brock For For Management
1b Elect Director Richard D. Fain For For Management
1c Elect Director William L. Kimsey For For Management
1d Elect Director Maritza G. Montiel For For Management
1e Elect Director Ann S. Moore For For Management
1f Elect Director Eyal M. Ofer For For Management
1g Elect Director Thomas J. Pritzker For For Management
1h Elect Director William K. Reilly For For Management
1i Elect Director Bernt Reitan For For Management
1j Elect Director Vagn O. Sorensen For For Management
1k Elect Director Donald Thompson For For Management
1l Elect Director Arne Alexander For For Management
Wilhelmsen
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
5 Proxy Access None For Shareholder
--------------------------------------------------------------------------------
ROYAL MAIL PLC
Ticker: RMG Security ID: G7368G108
Meeting Date: JUL 23, 2015 Meeting Type: Annual
Record Date: JUL 21, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Final Dividend For For Management
4 Re-elect Donald Brydon as Director For For Management
5 Re-elect Moya Greene as Director For For Management
6 Re-elect Matthew Lester as Director For For Management
7 Re-elect Nick Horler as Director For For Management
8 Re-elect Cath Keers as Director For For Management
9 Re-elect Paul Murray as Director For For Management
10 Re-elect Orna Ni-Chionna as Director For For Management
11 Re-elect Les Owen as Director For For Management
12 Elect Peter Long as Director For For Management
13 Appoint KPMG LLP as Auditors For For Management
14 Authorise Board to Fix Remuneration of For For Management
Auditors
15 Authorise EU Political Donations and For For Management
Expenditure
16 Authorise Issue of Equity with For For Management
Pre-emptive Rights
17 Authorise Issue of Equity without For For Management
Pre-emptive Rights
18 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
19 Authorise Market Purchase of Ordinary For For Management
Shares
--------------------------------------------------------------------------------
RUMO LOGISTICA OPERADORA MULTIMODAL SA
Ticker: RUMO3 Security ID: P8S112140
Meeting Date: DEC 23, 2015 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Release Shareholders Cosan Logistica S. For For Management
A., GIF Rumo Fundo de Investimento em
Participacoes, and TGP VI Fundo de
Investimento em Participacoes of
Obligations to the Company
2 Approve Issuance of Shares for a For For Management
Private Placement
3 Approve Increase in Authorized Capital For For Management
--------------------------------------------------------------------------------
RUMO LOGISTICA OPERADORA MULTIMODAL SA
Ticker: RUMO3 Security ID: P8S112140
Meeting Date: FEB 03, 2016 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Cancel Share Issuance for Private For For Management
Placement Approved at the Dec. 23,
2015, EGM
2 Ratify and Extend Waiver of For Against Management
Shareholders Cosan Logistica S.A., GIF
Rumo Fundo de Investimento em
Participacoes, and TGP VI Fundo de
Investimento em Participacoes of
Obligations to the Company
--------------------------------------------------------------------------------
RUMO LOGISTICA OPERADORA MULTIMODAL SA
Ticker: RUMO3 Security ID: P8S112140
Meeting Date: FEB 23, 2016 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Changes in Authorized Capital For For Management
and Amend Article 6
2 Change Location of Company For For Management
Headquarters and Amend Article 2
3 Elect Fiscal Council Member For For Management
--------------------------------------------------------------------------------
RUMO LOGISTICA OPERADORA MULTIMODAL SA
Ticker: RUMO3 Security ID: P8S112140
Meeting Date: MAY 13, 2016 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports for Fiscal Year
Ended Dec. 31, 2015
2 Approve Treatment of Net Loss For For Management
3 Elect Fiscal Council Members For For Management
3.1 Elect Fiscal Council Member Appointed None Did Not Vote Shareholder
by Minority Shareholder
--------------------------------------------------------------------------------
RUMO LOGISTICA OPERADORA MULTIMODAL SA
Ticker: RUMO3 Security ID: P8S112140
Meeting Date: MAY 13, 2016 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Remuneration of Company's For Against Management
Management for Fiscal Year 2016
2 Approve Remuneration of Fiscal Council For For Management
Members for Fiscal Year 2016
3 Ratify Remuneration of Fiscal Council For For Management
Members for Fiscal Year 2015
--------------------------------------------------------------------------------
SAMSUNG ELECTRONICS CO., LTD.
Ticker: A005930 Security ID: Y74718100
Meeting Date: MAR 11, 2016 Meeting Type: Annual
Record Date: DEC 31, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Allocation of Income
2.1.1 Elect Lee In-ho as Outside Director For For Management
2.1.2 Elect Song Gwang-su as Outside Director For For Management
2.1.3 Elect Park Jae-wan as Outside Director For For Management
2.2.1 Elect Yoon Bu-geun as Inside Director For For Management
2.2.2 Elect Shin Jong-gyun as Inside Director For For Management
2.2.3 Elect Lee Sang-hun as Inside Director For For Management
2.3.1 Elect Lee In-ho as Member of Audit For For Management
Committee
2.3.2 Elect Song Gwang-su as Member of Audit For For Management
Committee
3 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
4 Amend Articles of Incorporation For For Management
--------------------------------------------------------------------------------
SCHRODERS PLC
Ticker: SDR Security ID: G78602136
Meeting Date: APR 28, 2016 Meeting Type: Annual
Record Date: APR 26, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3 Approve Remuneration Report For For Management
4 Elect Rhian Davies as Director For For Management
5 Re-elect Michael Dobson as Director For Against Management
6 Re-elect Peter Harrison as Director For For Management
7 Re-elect Richard Keers as Director For For Management
8 Re-elect Philip Mallinckrodt as For For Management
Director
9 Re-elect Massimo Tosato as Director For For Management
10 Re-elect Robin Buchanan as Director For For Management
11 Re-elect Lord Howard of Penrith as For For Management
Director
12 Re-elect Nichola Pease as Director For For Management
13 Re-elect Bruno Schroder as Director For For Management
14 Reappoint PricewaterhouseCoopers LLP For For Management
as Auditors
15 Authorise the Audit and Risk Committee For For Management
to Fix Remuneration of Auditors
16 Authorise EU Political Donations and For For Management
Expenditure
17 Authorise Issue of Equity with For For Management
Pre-emptive Rights
18 Authorise Market Purchase of For For Management
Non-Voting Ordinary Shares
19 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
--------------------------------------------------------------------------------
SK HYNIX INC.
Ticker: A000660 Security ID: Y8085F100
Meeting Date: MAR 18, 2016 Meeting Type: Annual
Record Date: DEC 31, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Allocation of Income
2.1 Elect Kim Jun-ho as Inside Director For For Management
2.2 Elect Park Jeong-ho as Inside Director For For Management
3 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
4 Approve Terms of Retirement Pay For For Management
--------------------------------------------------------------------------------
SNAP-ON INCORPORATED
Ticker: SNA Security ID: 833034101
Meeting Date: APR 28, 2016 Meeting Type: Annual
Record Date: FEB 29, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Karen L. Daniel For For Management
1.2 Elect Director Ruth Ann M. Gillis For For Management
1.3 Elect Director James P. Holden For For Management
1.4 Elect Director Nathan J. Jones For For Management
1.5 Elect Director Henry W. Knueppel For For Management
1.6 Elect Director W. Dudley Lehman For For Management
1.7 Elect Director Nicholas T. Pinchuk For For Management
1.8 Elect Director Gregg M. Sherrill For For Management
1.9 Elect Director Donald J. Stebbins For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
SSE PLC
Ticker: SSE Security ID: G8842P102
Meeting Date: JUL 23, 2015 Meeting Type: Annual
Record Date: JUL 21, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Final Dividend For For Management
4 Re-elect Alistair Phillips-Davies as For For Management
Director
5 Re-elect Gregor Alexander as Director For For Management
6 Re-elect Jeremy Beeton as Director For For Management
7 Re-elect Katie Bickerstaffe as Director For For Management
8 Re-elect Sue Bruce as Director For For Management
9 Re-elect Richard Gillingwater as For For Management
Director
10 Re-elect Peter Lynas as Director For For Management
11 Reappoint KPMG LLP as Auditors For For Management
12 Authorise the Audit Committee to Fix For For Management
Remuneration of Auditors
13 Authorise Issue of Equity with For For Management
Pre-emptive Rights
14 Authorise Issue of Equity without For For Management
Pre-emptive Rights
15 Authorise Market Purchase Ordinary For For Management
Shares
16 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
17 Approve Scrip Dividend Scheme For For Management
18 Ratify and Confirm Payment of the For For Management
Dividends
--------------------------------------------------------------------------------
STARWOOD WAYPOINT RESIDENTIAL TRUST
Ticker: SWAY Security ID: 85571W109
Meeting Date: DEC 17, 2015 Meeting Type: Special
Record Date: NOV 06, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Internalization Plan For Against Management
2 Issue Shares in Connection with For For Management
Acquisition
3 Adjourn Meeting For Against Management
--------------------------------------------------------------------------------
STATE STREET CORPORATION
Ticker: STT Security ID: 857477103
Meeting Date: MAY 18, 2016 Meeting Type: Annual
Record Date: MAR 11, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Kennett F. Burnes For For Management
1b Elect Director Patrick de Saint-Aignan For For Management
1c Elect Director Lynn A. Dugle For For Management
1d Elect Director William C. Freda For For Management
1e Elect Director Amelia C. Fawcett For For Management
1f Elect Director Linda A. Hill For For Management
1g Elect Director Joseph L. Hooley For For Management
1h Elect Director Richard P. Sergel For For Management
1i Elect Director Ronald L. Skates For For Management
1j Elect Director Gregory L. Summe For For Management
1k Elect Director Thomas J. Wilson For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Executive Incentive Bonus Plan For For Management
4 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
STORA ENSO OYJ
Ticker: STERV Security ID: X8T9CM113
Meeting Date: APR 28, 2016 Meeting Type: Annual
Record Date: APR 18, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Call the Meeting to Order None None Management
3 Designate Inspector or Shareholder For For Management
Representative(s) of Minutes of Meeting
4 Acknowledge Proper Convening of Meeting For For Management
5 Prepare and Approve List of For For Management
Shareholders
6 Receive Financial Statements and None None Management
Statutory Reports; Receive Board's
Report; Receive Auditor's Report
7 Accept Financial Statements and For For Management
Statutory Reports
8 Approve Allocation of Income and For For Management
Dividends of EUR 0.33 Per Share
9 Approve Discharge of Board and For For Management
President
10 Approve Remuneration of Directors in For For Management
the Amount of EUR 170,000 for
Chairman, EUR 100,000 for Vice
Chairman, and EUR 70,000 for Other
Directors; Approve Remuneration for
Committee Work
11 Fix Number of Directors at Eight For For Management
12 Reelect Gunnar Brock, Anne Brunila, For For Management
Elisabeth Fleuriot, Hock Goh, Mikael
Makinen, Richard Nilsson and Hans
Straberg as Directors; Elect Jorma
Eloranta as New Director
13 Approve Remuneration of Auditors For For Management
14 Ratify Deloitte & Touche as Auditors For For Management
15 Authorize Chairman and Vice Chairman For For Management
of Board and Representatives of Two of
Company's Largest Shareholders to
Serve on Nominating Committee
16 Presentation of Minutes of the Meeting None None Management
17 Close Meeting None None Management
--------------------------------------------------------------------------------
SUMITOMO MITSUI FINANCIAL GROUP, INC.
Ticker: 8316 Security ID: J7771X109
Meeting Date: JUN 29, 2016 Meeting Type: Annual
Record Date: MAR 31, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 75
2 Amend Articles to Amend Business Lines For For Management
3.1 Elect Director Miyata, Koichi For For Management
3.2 Elect Director Ota, Jun For For Management
3.3 Elect Director Noda, Koichi For For Management
3.4 Elect Director Kubo, Tetsuya For For Management
3.5 Elect Director Yokoyama, Yoshinori For For Management
4.1 Appoint Statutory Auditor Teramoto, For For Management
Toshiyuki
4.2 Appoint Statutory Auditor Tsuruta, For For Management
Rokuro
--------------------------------------------------------------------------------
SVENSKA CELLULOSA AB (SCA)
Ticker: SCA B Security ID: W90152120
Meeting Date: APR 14, 2016 Meeting Type: Annual
Record Date: APR 08, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting; Elect Chairman of Meeting For For Management
2 Prepare and Approve List of For For Management
Shareholders
3 Designate Inspector(s) of Minutes of For For Management
Meeting
4 Acknowledge Proper Convening of Meeting For For Management
5 Approve Agenda of Meeting For For Management
6 Receive Financial Statements and None None Management
Statutory Reports
7 Receive President's Report None None Management
8a Accept Financial Statements and For For Management
Statutory Reports
8b Approve Allocation of Income and For For Management
Dividends of SEK 5.75 Per Share
8c Approve Discharge of Board and For For Management
President
9 Determine Number of Directors (9) and For For Management
Deputy Directors (0) of Board
10 Determine Number of Auditors (1) and For For Management
Deputy Auditors (0)
11 Approve Remuneration of Directors in For For Management
the Amount of SEK 2.1 Million for
Chairman and SEK 700,000 for Other
Directors; Approve Remuneration for
Committee Work; Approve Remuneration
of Auditors
12a Reelect Par Boman as Director For For Management
12b Reelect Annemarie Gardshol as Director For For Management
12c Reelect Magnus Groth as Director For For Management
12d Reelect Louise Svanberg as Director For For Management
12e Reelect Bert Nordberg as Director For For Management
12f Reelect Barbara Thoralfsson as Director For For Management
12g Elect Ewa Bjorling as New Director For For Management
12h Elect Maija-Liisa Friman as New For For Management
Director
12i Elect Johan Malmquist as New Director For For Management
13 Elect Par Boman as Board Chairman For For Management
14 Ratify Ernst & Young as Auditors For For Management
15 Authorize Chairman of Board and For For Management
Representatives of Four of Company's
Largest Shareholders to Serve on
Nominating Committee
16 Approve Remuneration Policy And Other For Against Management
Terms of Employment For Executive
Management
17 Close Meeting None None Management
--------------------------------------------------------------------------------
SWEDISH MATCH AB
Ticker: SWMA Security ID: W92277115
Meeting Date: APR 28, 2016 Meeting Type: Annual
Record Date: APR 22, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting; Elect Chairman of Meeting For For Management
2 Prepare and Approve List of For For Management
Shareholders
3 Designate Inspector(s) of Minutes of For For Management
Meeting
4 Acknowledge Proper Convening of Meeting For For Management
5 Approve Agenda of Meeting For For Management
6 Receive Financial Statements and None None Management
Statutory Reports
7 Accept Financial Statements and For For Management
Statutory Reports
8 Approve Allocation of Income, For For Management
Dividends of SEK 8 Per Share and
Special Dividend of SEK 12 Per Share
9 Approve Discharge of Board and For For Management
President
10a Approve SEK 15.4 Million Reduction in For For Management
Share Capital via Share Cancellation
10b Approve SEK 15.4 Million Share Capital For For Management
Increase via Transfer of Funds from
Unrestricted Equity to Share Capital
11 Authorize Share Repurchase Program For For Management
12 Approve Remuneration Policy And Other For For Management
Terms of Employment For Executive
Management
13 Determine Number of Directors (7) and For For Management
Deputy (0) Directors of Board
14 Approve Remuneration of Directors in For For Management
the Amounts of SEK 1.75 Million to the
Chairman, SEK 830,000 to the Vice
Chairman, and SEK 700,000 to Other
Directors; Approve Remuneration for
Committee Work
15a Reelect Charles Blixt, Andrew Cripps For For Management
(Vice Chair), Jacqueline Hoogerbrugge,
Conny Karlsson, Wenche Rolfsen, Meg
Tiveus, and Joakim Westh as Directors
15b Elect Conny Karlsson as Board Chairman For For Management
15c Elect Andrew Cripps as Vice Chairman For For Management
16 Determine Number of Auditors (1) For For Management
17 Approve Remuneration of Auditors For For Management
18 Ratify KPMG as Auditors For For Management
19 Amend Articles Re: Appointment of For For Management
Auditor
20a Establish a Policy Concerning Zero None Against Shareholder
Tolerance for Workplace Accidents
20b Instruct the Board to Set up a None Against Shareholder
Committee to Ensure Follow-Up on the
Issue of Workplace Accidents
20c Instruct the Board to Yearly Report to None Against Shareholder
the AGM in Writing the Progress
Concerning Workplace Accidents
20d Adopt Vision Regarding Gender Equality None Against Shareholder
in the Company
20e Instruct Board to Appoint a Working None Against Shareholder
Group to Carefully Monitor the
Development of Gender and Ethnicity
Diversity in the Company
20f Require the Results from the Working None Against Shareholder
Group Concerning Gender and Ethnicity
Diversity to be Reported to the AGM
20g Request Board to Take Necessary Action None Against Shareholder
to Create a Shareholders' Association
20h Require that Board Members Cannot be None Against Shareholder
Invoiced by a Legal Entity
20i Instruct Nomination Committee to Pay None Against Shareholder
Particular Attention to Issues
Associated with Ethics, Gender, and
Ethnicity
20j Instruct Board to Propose to the None Against Shareholder
Government a Change in Legislation
Regarding Invoicing of Director Fees
20k Instruct Board to Prepare a Proposal None Against Shareholder
Concerning a System for Giving Small
and Medium-Sized Shareholders
Representation in Both the Board of
Directors and the Nominating Committee
20l Request Board to Propose to the None Against Shareholder
Swedish Government Legislation on the
Abolition of Voting Power Differences
in Swedish Limited Liability Companies
20m Amend Articles Re: Former Politicians None Against Shareholder
on the Board of Directors
20n Instruct Board to Pay Attention to the None Against Shareholder
Desirability to Achieve a National so
Called "Cool-Off Period" for
Politicains
--------------------------------------------------------------------------------
SYMRISE AG
Ticker: SY1 Security ID: D827A1108
Meeting Date: MAY 11, 2016 Meeting Type: Annual
Record Date: APR 19, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal 2015
(Non-Voting)
2 Approve Allocation of Income and For For Management
Dividends of EUR 0.80 per Share
3 Approve Discharge of Management Board For For Management
for Fiscal 2015
4 Approve Discharge of Supervisory Board For For Management
for Fiscal 2015
5 Ratify KPMG AG as Auditors for Fiscal For For Management
2016
6.1 Reelect Thomas Rabe to the Supervisory For For Management
Board
6.2 Elect Ursula Buck to the Supervisory For For Management
Board
6.3 Reelect Horst-Otto Geberding to the For For Management
Supervisory Board
6.4 Reelect Andrea Pfeifer to the For For Management
Supervisory Board
6.5 Reelect Michael Becker to the For For Management
Supervisory Board
6.6 Reelect Winfried Steeger to the For For Management
Supervisory Board
--------------------------------------------------------------------------------
TE CONNECTIVITY LTD.
Ticker: TEL Security ID: H84989104
Meeting Date: MAR 02, 2016 Meeting Type: Annual
Record Date: FEB 11, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Pierre R. Brondeau For For Management
1b Elect Director Terrence R. Curtin For For Management
1c Elect Director Carol A. ("John") For For Management
Davidson
1d Elect Director Juergen W. Gromer For For Management
1e Elect Director William A. Jeffrey For For Management
1f Elect Director Thomas J. Lynch For For Management
1g Elect Director Yong Nam For For Management
1h Elect Director Daniel J. Phelan For For Management
1i Elect Director Paula A. Sneed For For Management
1j Elect Director Mark C. Trudeau For For Management
1k Elect Director John C. Van Scoter For For Management
1l Elect Director Laura H. Wright For For Management
2 Elect Board Chairman Thomas J. Lynch For Against Management
3a Elect Daniel J. Phelan as Member of For For Management
Management Development & Compensation
Committee
3b Elect Paula A. Sneed as Member of For For Management
Management Development & Compensation
Committee
3c Elect John C. Van Scoter as Member of For For Management
Management Development & Compensation
Committee
4 Designate Jvo Grundler as Independent For For Management
Proxy
5.1 Accept Annual Report for Fiscal Year For For Management
Ended September 26, 2014
5.2 Accept Statutory Financial Statements For For Management
for Fiscal Year Ended September 26,
2014
5.3 Approve Consolidated Financial For For Management
Statements for Fiscal Year Ended
September 26, 2014
6 Approve Discharge of Board and Senior For For Management
Management
7.1 Ratify Deloitte & Touche LLP as For For Management
Independent Registered Public
Accounting Firm for Fiscal Year Ending
September 25, 2015
7.2 Ratify Deloitte AG as Swiss Registered For For Management
Auditors
7.3 Ratify PricewaterhouseCoopers AG as For For Management
Special Auditors
8 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
9 Approve the Increase in Maximum For For Management
Aggregate Remuneration of Executive
Management
10 Approve the Increase in Maximum For For Management
Aggregate Remuneration of Board of
Directors
11 Approve Allocation of Available For For Management
Earnings for Fiscal Year 2014
12 Approve Declaration of Dividend For For Management
13 Authorize Share Repurchase Program For Against Management
14 Amend Articles of Association Re: For For Management
Capital and Related Amendments
15 Approve Reduction of Share Capital For For Management
16 Adjourn Meeting For Against Management
--------------------------------------------------------------------------------
TEVA- PHARMACEUTICAL INDUSTRIES LTD
Ticker: TEVA Security ID: 881624209
Meeting Date: SEP 03, 2015 Meeting Type: Annual
Record Date: AUG 04, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1a Reelect Roger Abravanel as Director For For Management
For a Three Year Term
1b Elect Rosemary A. Crane as Director For For Management
For a Three Year Term
1c Elect Gerald M. Lieberman as Director For For Management
For a Three Year Term
1d Reelect Galia Maor as Director For a For For Management
Three Year Term
2 Elect Gabrielle Greene-Sulzberger as For For Management
External Director For a Three Year
Term and Approve her Compensation
3a Amend Compensation Policy for the For For Management
Directors and Officers of the Company,
In Respect To Directors' Compensation
3a.1 Vote FOR if you have a personal None Against Management
interest in item 3a; otherwise, vote
AGAINST. You may not abstain. If you
vote FOR, please provide an
explanation to your account manager.
3b Approve Compensation of Company's For For Management
Directors, Excluding Chairman
3c Approve Compensation of Yitzhak For For Management
Peterburg, Chairman
4a Amend Employment Terms of Erez For For Management
Vigodman, President and CEO
4b Approve Special Cash Bonus to Erez For For Management
Vigodman, President and CEO
5 Approve 2015 Equity Compensation Plan For For Management
6 Reappoint Kesselman & Kesselman as For For Management
Auditors
7 Discuss Financial Statements and the None None Management
Report of the Board for 2014
--------------------------------------------------------------------------------
TEVA- PHARMACEUTICAL INDUSTRIES LTD
Ticker: TEVA Security ID: 881624209
Meeting Date: NOV 05, 2015 Meeting Type: Special
Record Date: OCT 06, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1 Authorize New Class of Mandatory For For Management
Convertible Preferred Shares
--------------------------------------------------------------------------------
TEVA- PHARMACEUTICAL INDUSTRIES LTD
Ticker: TEVA Security ID: 881624209
Meeting Date: APR 18, 2016 Meeting Type: Annual
Record Date: MAR 21, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1a Reelect Yitzhak Peterburg as Director For For Management
Until the 2019 Annual Meeting of
Shareholders
1b Reelect Arie Belldegrun as Director For For Management
Until the 2019 Annual Meeting of
Shareholders
1c Reelect Amir Elstein as Director Until For For Management
the 2019 Annual Meeting of Shareholders
2 Amend Compensation Policy for the For For Management
Directors and Officers of the Company
2a Vote FOR if you are a controlling None Against Management
shareholder or have a personal
interest in Item 2; otherwise, vote
AGAINST. You may not abstain. If you
vote FOR, please provide an
explanation to your account manager
3a Approve an Increase to the Fees For For Management
Payable to Erez Vigodman, CEO
3b Approve Amendment to Annual Cash Bonus For For Management
Objectives and Payout Terms for Erez
Vigodman, CEO
3c Approve Amendment to Annual Equity For For Management
Awards for Erez Vigodman, CEO
4 Approve Amendment to the 2015 For For Management
Long-Term Equity-Based Incentive Plan
to Increase the Number of Shares
Available for Issuance Thereunder
5 Reappoint Kesselman & Kesselman as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
--------------------------------------------------------------------------------
THE GEO GROUP, INC.
Ticker: GEO Security ID: 36162J106
Meeting Date: APR 27, 2016 Meeting Type: Annual
Record Date: MAR 04, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Clarence E. Anthony For For Management
1.2 Elect Director Anne N. Foreman For For Management
1.3 Elect Director Richard H. Glanton For For Management
1.4 Elect Director Christopher C. Wheeler For For Management
1.5 Elect Director Julie Myers Wood For For Management
1.6 Elect Director George C. Zoley For For Management
2 Ratify Grant Thornton LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Executive Incentive Bonus Plan For For Management
5 Proxy Access Against For Shareholder
6 Report on Human Rights Policy Against For Shareholder
Implementation
--------------------------------------------------------------------------------
THE HOME DEPOT, INC.
Ticker: HD Security ID: 437076102
Meeting Date: MAY 19, 2016 Meeting Type: Annual
Record Date: MAR 21, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Gerard J. Arpey For For Management
1b Elect Director Ari Bousbib For For Management
1c Elect Director Gregory D. Brenneman For For Management
1d Elect Director J. Frank Brown For For Management
1e Elect Director Albert P. Carey For For Management
1f Elect Director Armando Codina For For Management
1g Elect Director Helena B. Foulkes For For Management
1h Elect Director Linda R. Gooden For For Management
1i Elect Director Wayne M. Hewett For For Management
1j Elect Director Karen L. Katen For For Management
1k Elect Director Craig A. Menear For For Management
1l Elect Director Mark Vadon For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Prepare Employment Diversity Report Against For Shareholder
and Report on Diversity Policies
5 Reduce Ownership Threshold for Against For Shareholder
Shareholders to Call Special Meeting
--------------------------------------------------------------------------------
THE KRAFT HEINZ COMPANY
Ticker: KHC Security ID: 500754106
Meeting Date: APR 21, 2016 Meeting Type: Annual
Record Date: FEB 22, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Gregory E. Abel For For Management
1b Elect Director Alexandre Behring For For Management
1c Elect Director Warren E. Buffett For For Management
1d Elect Director John T. Cahill For For Management
1e Elect Director Tracy Britt Cool For For Management
1f Elect Director Jeanne P. Jackson For For Management
1g Elect Director Jorge Paulo Lemann For For Management
1h Elect Director Mackey J. McDonald For For Management
1i Elect Director John C. Pope For For Management
1j Elect Director Marcel Herrmann Telles For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Approve Omnibus Stock Plan For For Management
5 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
THE RYLAND GROUP, INC.
Ticker: RYL Security ID: 783764103
Meeting Date: SEP 28, 2015 Meeting Type: Special
Record Date: AUG 12, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Adopt Surviving Corporation's Amended For For Management
and Restated Certificate of
Incorporation
3 Adopt Surviving Corporation's Amended For For Management
and Restated Bylaws
4 Advisory Vote on Golden Parachutes For Against Management
5 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
THE TJX COMPANIES, INC.
Ticker: TJX Security ID: 872540109
Meeting Date: JUN 07, 2016 Meeting Type: Annual
Record Date: APR 11, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Zein Abdalla For For Management
1.2 Elect Director Jose B. Alvarez For For Management
1.3 Elect Director Alan M. Bennett For For Management
1.4 Elect Director David T. Ching For For Management
1.5 Elect Director Ernie Herrman For For Management
1.6 Elect Director Michael F. Hines For For Management
1.7 Elect Director Amy B. Lane For For Management
1.8 Elect Director Carol Meyrowitz For For Management
1.9 Elect Director John F. O'Brien For For Management
1.10 Elect Director Willow B. Shire For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Include Executive Diversity as a Against Against Shareholder
Performance Measure for Senior
Executive Compensation
5 Report on Pay Disparity Against Against Shareholder
--------------------------------------------------------------------------------
THE WALT DISNEY COMPANY
Ticker: DIS Security ID: 254687106
Meeting Date: MAR 03, 2016 Meeting Type: Annual
Record Date: JAN 04, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Susan E. Arnold For For Management
1b Elect Director John S. Chen For For Management
1c Elect Director Jack Dorsey For For Management
1d Elect Director Robert A. Iger For For Management
1e Elect Director Maria Elena Lagomasino For For Management
1f Elect Director Fred H. Langhammer For For Management
1g Elect Director Aylwin B. Lewis For For Management
1h Elect Director Robert W. Matschullat For For Management
1i Elect Director Mark G. Parker For For Management
1j Elect Director Sheryl K. Sandberg For For Management
1k Elect Director Orin C. Smith For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Reduce Supermajority Vote Requirement For For Management
5 Reduce Supermajority Vote Requirement Against For Shareholder
6 Report on Lobbying Payments and Policy Against For Shareholder
--------------------------------------------------------------------------------
THERMO FISHER SCIENTIFIC INC.
Ticker: TMO Security ID: 883556102
Meeting Date: MAY 18, 2016 Meeting Type: Annual
Record Date: MAR 28, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Marc N. Casper For For Management
1b Elect Director Nelson J. Chai For For Management
1c Elect Director C. Martin Harris For For Management
1d Elect Director Tyler Jacks For For Management
1e Elect Director Judy C. Lewent For For Management
1f Elect Director Thomas J. Lynch For For Management
1g Elect Director Jim P. Manzi For For Management
1h Elect Director William G. Parrett For For Management
1i Elect Director Scott M. Sperling For For Management
1j Elect Director Elaine S. Ullian For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
TIME WARNER CABLE INC.
Ticker: TWC Security ID: 88732J207
Meeting Date: JUL 01, 2015 Meeting Type: Annual
Record Date: MAY 07, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Carole Black For Against Management
1b Elect Director Thomas H. Castro For For Management
1c Elect Director David C. Chang For For Management
1d Elect Director James E. Copeland, Jr. For For Management
1e Elect Director Peter R. Haje For Against Management
1f Elect Director Donna A. James For For Management
1g Elect Director Don Logan For For Management
1h Elect Director Robert D. Marcus For For Management
1i Elect Director N.J. Nicholas, Jr. For Against Management
1j Elect Director Wayne H. Pace For For Management
1k Elect Director Edward D. Shirley For Against Management
1l Elect Director John E. Sununu For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Report on Lobbying Payments and Policy Against For Shareholder
5 Pro-rata Vesting of Equity Awards Against For Shareholder
--------------------------------------------------------------------------------
UBM PLC
Ticker: UBM Security ID: G91709108
Meeting Date: JAN 07, 2016 Meeting Type: Special
Record Date: JAN 05, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Disposal by the Company of PR For For Management
Newswire to PWW Acquisition LLC
2 Approve Share Subdivision and For For Management
Consolidation
--------------------------------------------------------------------------------
UBM PLC
Ticker: UBM Security ID: G91709108
Meeting Date: MAY 18, 2016 Meeting Type: Annual
Record Date: MAY 16, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Final Dividend For For Management
4 Reappoint Ernst & Young LLP as Auditors For For Management
5 Authorise Board to Fix Remuneration of For For Management
Auditors
6 Re-elect Dame Helen Alexander as For For Management
Director
7 Re-elect Tim Cobbold as Director For For Management
8 Elect Marina Wyatt as Director For For Management
9 Re-elect Alan Gillespie as Director For For Management
10 Re-elect Pradeep Kar as Director For For Management
11 Re-elect Greg Lock as Director For For Management
12 Re-elect John McConnell as Director For For Management
13 Re-elect Mary McDowell as Director For For Management
14 Re-elect Terry Neill as Director For For Management
15 Elect Trynka Shineman as Director For For Management
16 Authorise Issue of Equity with For For Management
Pre-emptive Rights
17 Authorise Issue of Equity without For For Management
Pre-emptive Rights
18 Authorise Market Purchase of Ordinary For For Management
Shares
19 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
--------------------------------------------------------------------------------
UNILEVER NV
Ticker: UNA Security ID: N8981F271
Meeting Date: APR 21, 2016 Meeting Type: Annual
Record Date: MAR 24, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Discussion of the Annual Report and None None Management
Accounts for the 2015 financial year
2 Approve Financial Statements and For For Management
Allocation of Income
3 Approve Discharge of Executive Board For For Management
Members
4 Approve Discharge of Non-Executive For For Management
Board Members
5 Reelect N S Andersen as a For For Management
Non-Executive Director
6 Reelect L M Cha as a Non-Executive For For Management
Director
7 Reelect V Colao as a Non-Executive For For Management
Director
8 Reelect L O Fresco as Non-Executive For For Management
Director
9 Reelect A M Fudge as Non-Executive For For Management
Director
10 Elect J Hartmann as a Non-Executive For For Management
Director
11 Reelect M Ma as a Non-Executive For For Management
Director
12 Reelect P G J M Polman as an Executive For For Management
Director
13 Reelect J Rishton as a Non-Executive For For Management
Director
14 Reelect F Sijbesma as a Non-Executive For For Management
Director
15 Elect M Dekkers as a Non-Executive For For Management
Director
16 Elect S Masiyiwa as a Non-Executive For For Management
Director
17 Elect Y Moon as a Non-Executive For For Management
Director
18 Elect G Pitkethly as an Executive For For Management
Director
19 Ratify KPMG as Auditors For For Management
20 Grant Board Authority to Issue Shares For For Management
Up To 10 Percent of Issued Capital
Plus Additional 10 Percent in Case of
Takeover/Merger and
Restricting/Excluding Preemptive Rights
21 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
22 Approve Cancellation of Repurchased For For Management
Shares
23 Close Meeting None None Management
--------------------------------------------------------------------------------
UNITEDHEALTH GROUP INCORPORATED
Ticker: UNH Security ID: 91324P102
Meeting Date: JUN 06, 2016 Meeting Type: Annual
Record Date: APR 08, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director William C. Ballard, Jr. For For Management
1b Elect Director Edson Bueno For For Management
1c Elect Director Richard T. Burke For For Management
1d Elect Director Robert J. Darretta For For Management
1e Elect Director Stephen J. Hemsley For For Management
1f Elect Director Michele J. Hooper For For Management
1g Elect Director Rodger A. Lawson For For Management
1h Elect Director Glenn M. Renwick For For Management
1i Elect Director Kenneth I. Shine For For Management
1j Elect Director Gail R. Wilensky For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
UNIVERSAL HEALTH SERVICES, INC.
Ticker: UHS Security ID: 913903100
Meeting Date: MAY 18, 2016 Meeting Type: Annual
Record Date: MAR 22, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Robert H. Hotz For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Proxy Access Against For Shareholder
--------------------------------------------------------------------------------
UPM-KYMMENE OY
Ticker: UPM1V Security ID: X9518S108
Meeting Date: APR 07, 2016 Meeting Type: Annual
Record Date: MAR 24, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Call the Meeting to Order None None Management
3 Designate Inspector or Shareholder For For Management
Representative(s) of Minutes of Meeting
4 Acknowledge Proper Convening of Meeting For For Management
5 Prepare and Approve List of For For Management
Shareholders
6 Receive Financial Statements and None None Management
Statutory Reports
7 Accept Financial Statements and For For Management
Statutory Reports
8 Approve Allocation of Income and For For Management
Dividends of EUR 0.75 Per Share
9 Approve Discharge of Board and For For Management
President
10 Approve Remuneration of Directors in For For Management
the Amount of EUR 175,000 for Chairman
and EUR 95,000 for Other Directors
11 Fix Number of Directors at Ten For For Management
12 Reelect Berndt Brunow, Henrik For For Management
Ehrnrooth, Piia-Noora Kauppi, Wendy
Lane, Jussi Pesonen, Ari Puheloinen,
Veli-Matti Reinikkala, Suzanne Thoma,
Kim Wahl, and Bjorn Wahlroos as
Directors
13 Approve Remuneration of Auditors For For Management
14 Ratify PricewaterhouseCoopers as For For Management
Auditors
15 Approve Issuance of up to 25 Million For For Management
Shares without Preemptive Rights
16 Authorize Share Repurchase Program For For Management
17 Authorize Recognition of Reversal For For Management
Entries of Revaluations in Reserve for
Invested Non-Restricted Equity
18 Authorize Charitable Donations For For Management
19 Close Meeting None None Management
--------------------------------------------------------------------------------
VINCI
Ticker: DG Security ID: F5879X108
Meeting Date: APR 19, 2016 Meeting Type: Annual/Special
Record Date: APR 14, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Consolidated Financial For For Management
Statements and Statutory Reports
2 Approve Financial Statements and For For Management
Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of EUR 1.84 per Share
4 Reelect Jean-Pierre Lamoure as Director For For Management
5 Ratify Appointment of Qatar Holding For For Management
LLC as Director
6 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
7 Advisory Vote on Compensation of For For Management
Xavier Huillard, Chairman and CEO
8 Advisory Vote on Compensation of For For Management
Pierre Coppey, Vice-CEO
9 Authorize Decrease in Share Capital For For Management
via Cancellation of Repurchased Shares
10 Authorize Capital Issuances for Use in For For Management
Employee Stock Purchase Plans
11 Authorize Capital Issuances for Use in For For Management
Employee Stock Purchase Plans Reserved
for Employees of International
Subsidiaries
12 Authorize up to 1 Percent of Issued For Against Management
Capital for Use in Restricted Stock
Plans
13 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
VODAFONE GROUP PLC
Ticker: VOD Security ID: 92857W308
Meeting Date: JUL 28, 2015 Meeting Type: Annual
Record Date: JUN 16, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Re-elect Gerard Kleisterlee as Director For For Management
3 Re-elect Vittorio Colao as Director For For Management
4 Re-elect Nick Read as Director For For Management
5 Re-elect Sir Crispin Davis as Director For For Management
6 Elect Dr Mathias Dopfner as Director For For Management
7 Re-elect Dame Clara Furse as Director For For Management
8 Re-elect Valerie Gooding as Director For For Management
9 Re-elect Renee James as Director For For Management
10 Re-elect Samuel Jonah as Director For For Management
11 Re-elect Nick Land as Director For For Management
12 Re-elect Philip Yea as Director For For Management
13 Approve Final Dividend For For Management
14 Approve Remuneration Report For For Management
15 Reappoint PricewaterhouseCoopers LLP For For Management
as Auditors
16 Authorise the Audit and Risk Committee For For Management
to Fix Remuneration of Auditors
17 Authorise Issue of Equity with For For Management
Pre-emptive Rights
18 Authorise Issue of Equity without For For Management
Pre-emptive Rights
19 Authorise Market Purchase of Ordinary For For Management
Shares
20 Authorise EU Political Donations and For For Management
Expenditure
21 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
--------------------------------------------------------------------------------
WELLS FARGO & COMPANY
Ticker: WFC Security ID: 949746101
Meeting Date: APR 26, 2016 Meeting Type: Annual
Record Date: MAR 01, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director John D. Baker, II For For Management
1b Elect Director Elaine L. Chao For For Management
1c Elect Director John S. Chen For For Management
1d Elect Director Lloyd H. Dean For For Management
1e Elect Director Elizabeth A. Duke For For Management
1f Elect Director Susan E. Engel For For Management
1g Elect Director Enrique Hernandez, Jr. For For Management
1h Elect Director Donald M. James For For Management
1i Elect Director Cynthia H. Milligan For For Management
1j Elect Director Federico F. Pena For For Management
1k Elect Director James H. Quigley For For Management
1l Elect Director Stephen W. Sanger For For Management
1m Elect Director John G. Stumpf For For Management
1n Elect Director Susan G. Swenson For For Management
1o Elect Director Suzanne M. Vautrinot For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
4 Require Independent Board Chairman Against Against Shareholder
5 Report on Lobbying Payments and Policy Against Against Shareholder
--------------------------------------------------------------------------------
WESTERN DIGITAL CORPORATION
Ticker: WDC Security ID: 958102105
Meeting Date: NOV 04, 2015 Meeting Type: Annual
Record Date: SEP 08, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Martin I. Cole For For Management
1b Elect Director Kathleen A. Cote For For Management
1c Elect Director Henry T. DeNero For For Management
1d Elect Director Michael D. Lambert For For Management
1e Elect Director Len J. Lauer For For Management
1f Elect Director Matthew E. Massengill For For Management
1g Elect Director Stephen D. Milligan For For Management
1h Elect Director Paula A. Price For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Amend Qualified Employee Stock For For Management
Purchase Plan
5 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
WESTERN DIGITAL CORPORATION
Ticker: WDC Security ID: 958102105
Meeting Date: MAR 15, 2016 Meeting Type: Special
Record Date: FEB 03, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Issue Shares in Connection with Merger For For Management
2 Adjourn Meeting For For Management
3 Advisory Vote on Golden Parachutes For For Management
--------------------------------------------------------------------------------
WESTFIELD CORP
Ticker: WFD Security ID: Q9701H107
Meeting Date: MAY 12, 2016 Meeting Type: Annual
Record Date: MAY 10, 2016
# Proposal Mgt Rec Vote Cast Sponsor
2 Approve the Remuneration Report For Did Not Vote Management
3 Elect Frank Lowy as Director For Did Not Vote Management
4 Elect Ilana Atlas as Director For Did Not Vote Management
5 Elect Mark G. Johnson as Director For Did Not Vote Management
6 Elect John McFarlane as Director For Did Not Vote Management
--------------------------------------------------------------------------------
ZIMMER BIOMET HOLDINGS, INC.
Ticker: ZBH Security ID: 98956P102
Meeting Date: MAY 03, 2016 Meeting Type: Annual
Record Date: MAR 04, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Christopher B. Begley For For Management
1b Elect Director Betsy J. Bernard For For Management
1c Elect Director Paul M. Bisaro For For Management
1d Elect Director Gail K. Boudreaux For For Management
1e Elect Director David C. Dvorak For For Management
1f Elect Director Michael J. Farrell For For Management
1g Elect Director Larry C. Glasscock For For Management
1h Elect Director Robert A. Hagemann For For Management
1i Elect Director Arthur J. Higgins For For Management
1j Elect Director Michael W. Michelson For For Management
1k Elect Director Cecil B. Pickett For For Management
1l Elect Director Jeffrey K. Rhodes For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
========== END NPX REPORT