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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Restricted Stock / Units (4) | $ 0 | 03/07/2011 | H | 41,375 | (5) | (5) | Common Stock (1) | 41,375 | $ 0 | 9,375 | D | ||||
Option (Buy $56.73) (4) | $ 56.73 | 03/07/2011(2) | M | 5,600 | 05/05/2009 | 05/05/2015 | Common Stock (1) | 5,600 | $ 0 | 0 | D | ||||
Option (Buy $71.88) (4) | $ 71.88 | 03/07/2011(2) | M | 4,900 | 05/03/2010 | 05/03/2016 | Common Stock (1) | 4,900 | $ 0 | 0 | D | ||||
Option (Buy $74.10) (4) | $ 74.1 | 03/07/2011(2) | M | 8,250 | (6) | 05/02/2017 | Common Stock (1) | 8,250 | $ 0 | 2,750 | D | ||||
Option (Buy $74.10) (4) | $ 74.1 | 03/07/2011 | H | 2,750 | (5) | 05/02/2017 | Common Stock (1) | 2,750 | $ 0 | 0 | D | ||||
Option (Buy $135.83) (4) | $ 135.83 | 03/07/2011 | H | 3,500 | (5) | 05/07/2018 | Common Stock (1) | 3,500 | $ 0 | 3,500 | D | ||||
Conditional Grant / ($216 Theshold) | $ 0 | 03/07/2011 | H | 3,890 | (5) | 12/31/2012 | Common Stock (1) | 3,890 | $ 0 | 0 | D | ||||
Option (Buy $82.55) (4) | $ 82.55 | 03/07/2011(2) | M | 2,275 | (7) | 05/06/2019 | Common Stock (1) | 2,275 | $ 0 | 6,825 | D | ||||
Option (Buy $82.55) (4) | $ 82.55 | 03/07/2011 | H | 6,825 | (5) | 05/06/2019 | Common Stock (1) | 6,825 | $ 0 | 0 | D | ||||
Option (Buy $99.30) (4) | $ 99.3 | 03/07/2011 | H | 24,414 | (5) | 05/05/2020 | Common Stock (1) | 24,414 | $ 0 | 0 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
CRUM JOHN A 2000 POST OAK BOULEVARD SUITE 100 HOUSTON, TX 77056 |
Former Executive Officer |
Cheri L. Peper, Attorney-in-Fact | 03/09/2011 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | The shares of common stock of Apache are deemed to also represent certain preferred stock purchase rights ('Rights'). The Rights are not currently exercisable or separately tradable and presently are evidenced by certificates for shares of the common stock. Value attributable to such Rights, if any, is reflected in the market price of the common stock. |
(2) | Stock option exercises and share sales on 03/04/2011 - data provided by plan administrator on 03/07/2011. |
(3) | Weighted average price within a one dollar price range. Sale prices range from $123.20 to $123.47 per share. Upon request, full information regarding the number of shares sold at each separate price will be provided. |
(4) | With tandem tax withholding right |
(5) | Upon termination of employment, forfeited for no value - exempt pursuant to Rule 16(b)-6(d). |
(6) | Exercisable ratably over four years, beginning 05/02/2008. |
(7) | Exercisable ratably over four years beginning 05/06/2010. |