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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
MCGONIGLE JOHN W FEDERATED INVESTORS TOWER 1001 LIBERTY AVENUE PITTSBURGH, PA 15222-3779 |
X | Vice Chairman, Sec, EVP |
/s/ John D. Martini (Attorney-in-fact) | 07/31/2013 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Fairview Partners L.P. ("Fairview") is a limited partnership of which 713 Investment Corp. is the sole general partner. Mr. McGonigle and his wife are shareholders and directors of 713 Investment Corp. On July 29, 2013, five limited partners of Fairview (including the Grantor Trust for Kevin McGonigle, the Grantor Trust for Christine Newcamp and the Grantor Trust for Michael McGonigle (collectively, the "Family Trusts")) redeemed a portion of their limited partnership interests in Fairview in exchange for a total of 1,300,000 shares of FII Class B Common Stock. Mr. McGonigle's spouse serves as co-trustee of the Family Trusts, each of which benefits members of Mr. McGonigle's immediate family. |
(2) | Immediately following this redemption of limited partnership interests in Fairview (See Footnote 1), the Family Trusts, as well as the additional two limited partners of Fairview that redeemed limited partnership interests, tendered shares of FII to the John W. McGonigle Revocable Trust and the Mary Ita McGonigle Revocable Trust to partially satisfy outstanding promissory notes. Mr. McGonigle was not one of the five limited partners who redeemed shares. The reporting person disclaims beneficial ownership of the FII Class B Common Stock held by Fairview except to the extent of his pecuniary interest therein. This transaction did not involve any public sale of shares. |
Remarks: The Power of Attorney dated June 19, 2012 is incorporated by reference. |