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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
DONAHUE J CHRISTOPHER FEDERATED INVESTORS INC FEDERATED INVESTORS TOWER PITTSBURGH, PA 15222-3779 |
X | President and CEO |
/s/ Kary A. Moore (Attorney-In-Fact) | 12/05/2005 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | On September 15, 2005 J. Christopher Donahue was gifted voting shares of Beechmax Company, the general partner of the Beechwood Company L.P. and Comax Partners Limited Partnership. The Federated Investors, Inc. shares reported represent Mr. Donahue's proportional beneficial interest in the shares held by Beechwood Company L.P. and Comax Partners Limited Partnership as a result of the gift. |
(2) | In addition to the securities reported in Column 5 of Table I: 4,219,459 shares are held directly (this includes 136,524 shares of FII Class B Common Stock held in Federated's Profit Sharing/401(k) plan); 50,296 shares are held indirectly by his spouse; 1,272,046 shares are held indirectly by his children; 439,940 shares are held indirectly by Daniel McGrogan as custodian for minor children; 5,075 shares are held indirectly by Tiger Investment Management, LLC; 636,566 shares are held indirectly by Power of Attorney; and 831,026 shares are held indirectly by Tom Donahue as custodian for minor children. |
(3) | The Federated Investors, Inc. shares reported represent Mr. Donahue's proportional beneficial interest in the shares held by Comax Partners Limited Partnership. |
Remarks: The Power of Attorney filed February 3, 2003 is incorporated herein by reference. |