ttpnpx.htm





UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549

FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY


Investment Company Act file number 811-22585


Tortoise Pipeline & Energy Fund, Inc.
(Exact Name of Registrant as specified in charter)


11550 Ash Street, Suite 300, Leawood, KS 66211
(Address of Principal Executive Offices) (Zip code)


Terry C. Matlack
Diane Bono
11550 Ash Street, Suite 300, Leawood, KS 66211
(Name and Address of Agent For Service)


Registrant's telephone number, including area code: 913-981-1020


Date of fiscal year end: November 30


Date of reporting period: June 30, 2013



 
 

 

Item 1. Proxy Voting Record

 
Company Name
Meeting Date
CUSIP
Ticker
Devon Energy Corporation
June 5, 2013
25179M103
DVN
       
Vote
For/Against Management
Proposal
Proposed by Issuer or Security Holder
For
For
Election of Directors:
Issuer
   
1. Robert H. Henry
 
   
2. John A. Hill
 
   
3. Michael M. Kanovsky
 
   
4. Robery A. Mosbacher, Jr.
 
   
5. J. Larry Nichols
 
   
6. Duane C. Radtke
 
   
7. Mary P. Ricciardello
 
   
8. John Richels
 
       
For
For
Advisory vote to approve executve compensation
Issuer
       
For
For
Ratify the appointment of the Company's independent auditors for 2013
Issuer
       
Against
For
Report disclosing lobbying policies and practices
Security Holder
       
Against
For
Majority vote standard for director elections
Security Holder
       
Against
For
Right to act by written consent
Security Holder
       
       
Company Name
Meeting Date
CUSIP
Ticker
Buckeye Partners, L.P.
June 4, 2013
118230101
BPL
       
Vote
For/Against Management
Proposal
Proposed by Issuer or Security Holder
For
For
Election of Directors:
Issuer
   
1. Oliver G. Richard, III
 
   
2. Clark C. Smith
 
   
3. Frank S. Sowinski
 
       
For
For
The approval of the Buckeye Partners, L.P. 2013 Long-Term Incentive Plan
Issuer
       
For
For
The ratification of the selection of Deloitte & Touche LLP as Buckeye Partners, L.P.'s independent registered public accountants for 2013
Issuer
       
       
Company Name
Meeting Date
CUSIP
Ticker
Chevron Corporation
May 29, 2013
166764100
CVX
       
Vote
For/Against Management
Proposal
Proposed by Issuer or Security Holder
   
Election of Directors:
 
For
For
1. L.F. Deily
Issuer
For
For
2. R.E. Denham
Issuer
For
For
3. A.P. Gast
Issuer
For
For
4. E. Hernandez
Issuer
For
For
5. G.L. Kirkland
Issuer
For
For
6. C.W. Moorman
Issuer
For
For
7. K.W. Sharer
Issuer
For
For
8. J.G. Stumpf
Issuer
For
For
9. R.D. Sugar
Issuer
For
For
10. C. Ware
Issuer
For
For
11. J.S. Watson
Issuer
       
For
For
Ratification of appointment of independent registered public accounting firm
Issuer
       
For
For
Advisory vote to approve named executive officer compensation
Issuer
       
For
For
Approval of amendments to Long-Term Incentive Plan
Issuer
       
   
Stockholder Proposals:
 
Against
For
1. Shale Energy Operations
Security Holder
Against
For
2. Offshore Oil Wells
Security Holder
Against
For
3. Climate Risk
Security Holder
Against
For
4. Lobbying Disclosure
Security Holder
Against
For
5. Cessation of use of corporate funds for political purposes
Security Holder
Against
For
6. Cumulative Voting
Security Holder
Against
For
7. Special Meetings
Security Holder
Against
For
8. Independent Director with environmental expertise
Security Holder
Against
For
9. Country Selection Guidelines
Security Holder
       
Company Name
Meeting Date
CUSIP
Ticker
Exxon Mobil Corp.
May 29, 2013
30231G102
XOM
       
Vote
For/Against Management
Proposal
Proposed by Issuer or Security Holder
For
For
Election of Directors:
Issuer
   
1. M.J. Boskin
 
   
2. P. Brabeck-Letmathe
 
   
3. U.M. Burns
 
   
4. L.R. Faulkner
 
   
5. J.S. Fishman
 
   
6. H.H. Fore
 
   
7. K.C. Frazier
 
   
8. W.W. George
 
   
9. S.J. Palmisano
 
   
10. S.S. Reinemund
 
   
11. R.W. Tillerson
 
   
12. W.C. Weldon
 
   
13. E.E. Whitacre, Jr.
 
       
For
For
Ratification of Independent Auditors
Issuer
       
For
For
Advisory vote to approve executive compensation
Issuer
       
Against
For
Independent Chairman
Security Holder
       
Against
For
Majority vote for Directors
Security Holder
       
Against
For
Limit Directorships
Security Holder
       
Against
For
Report on Lobbying
Security Holder
       
Against
For
Political Contributions Policy
Security Holder
       
Against
For
Amendment of EEO Policy
Security Holder
       
Against
For
Report on Natural Gas Production
Security Holder
       
Against
For
Greenhouse Gas Emissions Goals
Security Holder
       
       
Company Name
Meeting Date
CUSIP
Ticker
Markwest Energy Partners
May 29, 2013
570759100
MWE
       
Vote
For/Against Management
Proposal
Proposed by Issuer or Security Holder
For
For
Election of Directors:
Issuer
   
1. Frank M. Semple
 
   
2. Donald D. Wolf
 
   
3. Keith E. Bailey
 
   
4. Michael L. Beatty
 
   
5. Charles K. Dempster
 
   
6. Donald C. Heppermann
 
   
7. Randall J. Larson
 
   
8. Anne E. Fox Mounsey
 
   
9. William P Nicoletti
 
       
For
For
Ratification of Deloitte & Touche LLP as the Partnership's Independent Registered Public Accountants for the fiscal year ending December 31, 2013.
Issuer
       
       
Company Name
Meeting Date
CUSIP
Ticker
Continental Resources, Inc.
May 23, 2013
212015101
CLR
       
Vote
For/Against Management
Proposal
Proposed by Issuer or Security Holder
For
For
Election of Directors:
Issuer
   
1. Harold G. Hamm
 
   
2. John T. McNabb, II
 
   
3. David L. Boren
 
       
For
For
Approval of the Company's 2013 Long-Term Incentive Plan
Issuer
       
For
For
Ratification of selection of Grant Thornton LLP as independent registered public accounting firm
Issuer
       
       
Company Name
Meeting Date
CUSIP
Ticker
Pioneer Natural Resources Company
May 23, 2013
723787107
PXD
       
Vote
For/Against Management
Proposal
Proposed by Issuer or Security Holder
   
Election of Directors:
 
For
For
1. Timothy L. Dove
Issuer
For
For
2. Charles E. Ramsey, Jr.
Issuer
For
For
3. Frank A. Risch
Issuer
       
For
For
Ratification of selection of independent registered public accounting firm
Issuer
       
For
For
Advisory vote to approve executive officer compensation
Issuer
       
Against
For
Stockholder proposal relating to Hydraulic Fracturing Disclosure
Security Holder
       
       
Company Name
Meeting Date
CUSIP
Ticker
Denbury Resources Inc
May 22, 2013
247916208
DNR
       
Vote
For/Against Management
Proposal
Proposed by Issuer or Security Holder
For
For
Election of Directors:
Issuer
   
1. Wieland F. Wettstein
 
   
2. Michael L. Beatty
 
   
3. Michael B. Decker
 
   
4. Ronald G. Greene
 
   
5. Gregory L. McMichael
 
   
6. Kevin O. Meyers
 
   
7. Phil Rykhoek
 
   
8. Randy Stein
 
   
9. Laura A. Sugg
 
       
For
For
Advisory proposal to approve the company's 2012 named executive officer compensation
Issuer
       
For
For
Proposal to amend and restate the company's employee stock purchase plan to (I) increase the number of reserved shares and (II) extend the term of the plan
Issuer
       
For
For
Proposal to amend and restate the company's 2004 omnibus stock and incentive plan to (I) increase the number of reserved shares, (II) extend the term of the plan, (III) amend the performance measures relevant to IRS code section 162(M) qualification, and (IV) make other administrative changes
Issuer
       
For
For
Proposal to ratify the audit committee's selection of PricewaterhouseCoopers LLP as the company's independent auditor for 2013
Issuer
       
       
Company Name
Meeting Date
CUSIP
Ticker
ONEOK, Inc.
May 22, 2013
682680103
OKE
       
Vote
For/Against Management
Proposal
Proposed by Issuer or Security Holder
   
Election of Directors:
 
For
For
1. James C. Day
Issuer
For
For
2. Julie H. Edwards
Issuer
For
For
3. William L. Ford
Issuer
For
For
4. John W. Gibson
Issuer
For
For
5. Bert H. Mackie
Issuer
For
For
6. Steven J.Malcolm
Issuer
For
For
7. Jim W. Mogg
Issuer
For
For
8. Pattye L. Moore
Issuer
For
For
9. Gary D. Parker
Issuer
For
For
10. Eduardo A. Rodriguez
Issuer
       
For
For
Ratification of the selection of PricewaterhouseCoopers LLP as the independent registered public accounting firm of ONEOK, Inc.
Issuer
       
For
For
A proposal to approve the material terms of the performance goals for the company's Equity Compensation Plan
Issuer
       
For
For
An advisory vote to approve the Company's executive compensation
Issuer
       
Against
For
A shareholder proposal regarding publication of a report on Methane Emissions
Security Holder
       
       
Company Name
Meeting Date
CUSIP
Ticker
Range Resources Corporation
May 22, 2013
75281A109
RRC
       
Vote
For/Against Management
Proposal
Proposed by Issuer or Security Holder
 
 
Election of Directors:
 
For
For
1. Anthony V. Dub
Issuer
For
For
2. V. Richard Eales
Issuer
For
For
3. Allen Finkelson
Issuer
For
For
4. James M. Funk
Issuer
For
For
5. Jonathan S. Linker
Issuer
For
For
6. Mary Ralph Lowe
Issuer
For
For
7. Kevin S. McCarthy
Issuer
For
For
8. John H. Pinkerton
Issuer
For
For
9. Jeffrey L. Ventura
Issuer
       
For
For
A proposal to approve the compensation philosophy, policies and procedures described in the Compensation Discussion and Analysis
Issuer
       
For
For
To ratify the appointment of Ernst & Young LLP as the company's independent registered public accounting firm as of and for the fiscal year ending December 31, 2013
Issuer
       
Against
For
Stockholder Proposal - A proposal requesting a report regarding fugitive methane emissions
Security Holder
       
       
Company Name
Meeting Date
CUSIP
Ticker
Targa Resources Corporation
May 20, 2013
87612G101
TRGP
       
Vote
For/Against Management
Proposal
Proposed by Issuer or Security Holder
For
For
Election of Directors:
Issuer
   
1. Rene R. Joyce
 
   
2. Peter R. Kagan
 
   
3. Chris Tong
 
       
For
For
Ratification of selection of independent auditors
Issuer
       
       
Company Name
Meeting Date
CUSIP
Ticker
Apache  Corporation
May 16, 2013
037411105
APA
       
Vote
For/Against Management
Proposal
Proposed by Issuer or Security Holder
   
Election of Directors :
 
For
For
1. Eugene C. Fiedorek
Issuer
For
For
2. Chansoo Joung
Issuer
For
For
3. William C. Montgomery
Issuer
       
For
For
Ratification of Ernst & Young LLP as Apache's independent auditors
Issuer
       
For
For
Advisory vote to approve the compensation of Apache's named executive officers
Issuer
       
For
For
Approval of amendment to Apache's 2011 Omnibus Equity Compensation Plan to increase the number of shares issuable under the plan
Issuer
       
For
For
Approval of amendment to Apache's Restated Certificate of Incorporation to eliminate Apache's classified board of directors
Issuer
       
       
Company Name
Meeting Date
CUSIP
Ticker
The Williams Companies, Inc
May 16, 2013
969457100
WMB
       
Vote
For/Against Management
Proposal
Proposed by Issuer or Security Holder
   
Election of Directors:
 
For
For
1. Alan S. Armstrong
Issuer
For
For
2. Joseph R. Cleveland
Issuer
For
For
3. Kathleen B. Cooper
Issuer
For
For
4. John A. Hagg
Issuer
For
For
5. Juanita H. Hinshaw
Issuer
For
For
6. Ralph Izzo
Issuer
For
For
7. Frank T. Macinnis
Issuer
For
For
8. Steven W. Nance
Issuer
For
For
9. Murray D. Smith
Issuer
For
For
10. Janice D. Stoney
Issuer
For
For
11. Laura A. Sugg
Issuer
       
For
For
Ratification of Ernst & Young LLP as auditors for 2013
Issuer
       
For
For
Approval, by nonbinding advisory vote, of the Company's executive compensation
Issuer
       
       
Company Name
Meeting Date
CUSIP
Ticker
HollyFrontier Corporation
May 15, 2013
436106108
HFC
       
Vote
For/Against Management
Proposal
Proposed by Issuer or Security Holder
   
Election of Directors:
 
For
For
1. Douglas Y. Bech
Issuer
For
For
2. Buford P. Berry
Issuer
For
For
3. Leldon E. Echols
Issuer
For
For
4. R. Kevin Hardage
Issuer
For
For
5. Michael C. Jennings
Issuer
For
For
6. Robert J. Kostelnik
Issuer
For
For
7. James H. Lee
Issuer
For
For
8. Robert G. McKenzie
Issuer
For
For
9. Franklin Myers
Issuer
For
For
10. Michael E. Rose
Issuer
For
For
11. Tommy A. Valenta
Issuer
       
For
For
Advisory vote to approve named executive officer compensation
Issuer
       
For
For
To ratify the appointment of Ernst & Young LLP as the Company's registered public accounting firm for the 2013 fiscal year
Issuer
       
       
Company Name
Meeting Date
CUSIP
Ticker
Anadarko Petroleum Corporation
May 14, 2013
032511107
APC
       
Vote
For/Against Management
Proposal
Proposed by Issuer or Security Holder
   
Election of Directors:
 
For
For
1. Kevin P. Chilton
Issuer
For
For
2. Luke R. Corbett
Issuer
For
For
3. H. Paulett Eberhart
Issuer
For
For
4. Peter J. Fluor
Issuer
For
For
5. Richard L. George
Issuer
For
For
6. Preston M. Geren III
Issuer
For
For
7. Charles W. Goodyear
Issuer
For
For
8. John R. Gordon
Issuer
For
For
9. Eric D. Mullins
Issuer
For
For
10. Paula Rosput Reynolds
Issuer
For
For
11. R.A. Walker
Issuer
       
For
For
Ratification of appointment of KPMG LLP as independent auditor
Issuer
       
For
For
Advisory vote to approve named executive officer compensation
Issuer
       
Against
For
Stockholder proposal - Report on Political Contributions
Security Holder
       
       
Company Name
Meeting Date
CUSIP
Ticker
Nisource Inc
May 14, 2013
65473P105
NI
       
Vote
For/Against Management
Proposal
Proposed by Issuer or Security Holder
   
Election of Directors:
 
For
For
1. Richard A. Abdoo
Issuer
For
For
2. Aristides S. Candris
Issuer
For
For
3. Sigmund L. Cornelius
Issuer
For
For
4. Michael E. Jesanis
Issuer
For
For
5. Marty R. Kittrell
Issuer
For
For
6. W. Lee Nutter
Issuer
For
For
7. Deborah S. Parker
Issuer
For
For
8. Robert C. Skaggs, Jr.
Issuer
For
For
9. Teresa A. Taylor
Issuer
For
For
10. Richard L. Thompson
Issuer
For
For
11. Carolyn Y. Woo
Issuer
       
For
For
To ratify the appointment of Deloitte & Touche LLP as the Company's independent registered public accountants
Issuer
       
For
For
To consider advisory approval of executive compensation
Issuer
       
Against
For
To consider a stockholder proposal regarding action by written consent
Security Holder
       
Against
For
To consider a stockholder proposal regarding a policy to end benchmarking CEO compensation
Security Holder
       
       
Company Name
Meeting Date
ISIN
Ticker
Pembina Pipeline Corporation
May 10, 2013
CA7063271034
PPL
       
Vote
For/Against Management
Proposal
Proposed by Issuer or Security Holder
For
For
Election of Directors:
Issuer
   
1. Grant D. Billing
 
   
2. Thomas W. Buchanan
 
   
3. Allan L. Edgeworth
 
   
4. Randall J. Findlay
 
   
5. Lorne B. Gordon
 
   
6. David M.B. LeGresley
 
   
7. Robert B. Michaleski
 
   
8. Leslie A. O'Donoghue
 
   
9. Jeffrey T. Smith
 
       
For
For
To appoint KPMG LLP, Chartered Accountants, as the auditors of the Corporation for the ensuing financial year at a remuneration to be fixed by Management
Issuer
       
For
For
To accept the approach to executive compensation as disclosed in the management proxy circular
Issuer
       
For
For
A special resolution approving and authorizing an amendment to the articles to create a new class of preferred shares designated as "Class A Preferred Shares" as more particularly described in the management proxy circular
Issuer
       
For
For
A special resolution approving and authorizing an amendment to the articles to change the designation and terms of the Corporation's existing internally held preferred shares as more particularly described in the management proxy circular
Issuer
       
For
For
A special resolution approving and authorizing an amendment to the articles to increase the maximum number of directors of Pembina from 11 to 13 as more particularly described in the management proxy circular
Issuer
       
For
For
An ordinary resolution to continue, and amend and restate the shareholder rights plan agreement as more particularly described in the management proxy circular
Issuer
       
       
Company Name
Meeting Date
CUSIP
Ticker
Questar Corporation
May 10, 2013
748356102
STR
       
Vote
For/Against Management
Proposal
Proposed by Issuer or Security Holder
   
Election of Directors:
 
For
For
1. Teresa Beck
Issuer
For
For
2. R.D. Cash
Issuer
For
For
3. Laurence M. Downes
Issuer
For
For
4. Christopher A. Helms
Issuer
For
For
5. Ronald W. Jibson
Issuer
For
For
6. Keith O. Rattie
Issuer
For
For
7. Harris H. Simmons
Issuer
For
For
8. Bruce A. Williamson
Issuer
       
For
For
Ratify the selection of Ernst & Young LLP as the Company's independent auditor
Issuer
       
For
For
Advisory vote to approve named executive officer compensation
Issuer
       
       
Company Name
Meeting Date
CUSIP
Ticker
Enbridge Inc.
May 8, 2013
29250N105
ENB
       
Vote
For/Against Management
Proposal
Proposed by Issuer or Security Holder
For
For
Election of Directors:
Issuer
   
1. David A. Arledge
 
   
2. James J. Blanchard
 
   
3. J. Lorne Braithwaite
 
   
4. J. Herb England
 
   
5. Charles W. Fischer
 
   
6. V. Maureen Kempston Darkes
 
   
7. David A. Leslie
 
   
8. Al Monaco
 
   
9. George K. Petty
 
   
10. Charles E. Shultz
 
   
11. Dan C. Tutcher
 
   
12. Catherine L. Williams
 
       
For
For
Appoint PricewaterhouseCoopers LLP as auditors
Issuer
       
For
For
Vote on approach to executive compensation.  While this vote is non-binding, it gives shareholders an opportunity to provide important input to board
Issuer
       
       
Company Name
Meeting Date
ISIN
Ticker
Keyera Corporation
May 7, 2013
CA4932711001
KEY
       
Vote
For/Against Management
Proposal
Proposed by Issuer or Security Holder
For
For
Election of Directors:
Issuer
   
1. James V. Bertram
 
   
2. Robert B. Catell
 
   
3. Michael B.C. Davies
 
   
4. Douglas J. Haughey
 
   
5. Nancy M. Laird
 
   
6. Donald J. Nelson
 
   
7. H. Neil Nichols
 
   
8. Michael J. Norris
 
   
9. William R. Stedman
 
       
For
For
To appoint Deloitte & Touche LLP as auditors of Keyera for a term expiring at the close of the next annual meeting of Shareholders
Issuer
       
For
For
On the ordinary resolution, the full text of whichis set forth in Schedule B to the Information Circular published by Keyera in connection with the Meeting (the "Circular"), to ratify, confirm and approve the Advance Notice Bylaw, as more particularly described in the Circular under the heading "Matters to be Acted Upon at the Meeting" and in Schedule B
Issuer
       
For
For
On the special resolution, the full text of which is set forth in Schedule C to the Circular, to approve amendments to the articles of Keyera on substantially the terms set out in Schedule C to the Circular, including the creation of a limited number of preferred shares without nominal or par value to be referred to as the "First Preferred Shares" and a limited number of preferred shares without nominal or par value to be referred to as the "Second Preferred Shares", as more particularly described in the Circular under the heading "Matters to be Acted Upon at the Meeting" and in Schedule C
Issuer
       
       
Company Name
Meeting Date
CUSIP
Ticker
Kinder Morgan Inc
May 7, 2013
49456B101
KMI
       
Vote
For/Against Management
Proposal
Proposed by Issuer or Security Holder
For
For
Election of Directors:
Issuer
   
1. Richard D. Kinder
 
   
2. C. Park Shaper
 
   
3.Steven J. Kean
 
   
4. Anthony W. Hall, Jr.
 
   
5. Deborah A. Macdonald
 
   
6. Michael Miller
 
   
7. Michael C. Morgan
 
   
8. Fayez Sarofim
 
   
9. Joel V. Staff
 
   
10. John Stokes
 
   
11. Robert F. Vagt
 
       
For
For
Ratification of the selection of PricewaterhouseCoopers LLP as the independent registered public accounting firm for 2013
Issuer
       
       
Company Name
Meeting Date
CUSIP
Ticker
Whiting Petroleum Corporation
May 7, 2013
966387102
WLL
       
Vote
For/Against Management
Proposal
Proposed by Issuer or Security Holder
For
For
Election of Directors:
Issuer
   
1. Thomas L. Aller
 
   
2. Michael B. Walen
 
       
For
For
To approve the Whiting Petroleum Corporation 2013 Equity Incentive Plan
Issuer
       
For
For
To approve, by advisory vote, the compensation of the company's named executive officers as disclosed in the proxy statement
Issuer
       
For
For
To ratify the appointment of Deloitte & Touche LLP as the independent registered public accounting firm for 2013
Issuer
       
       
Company Name
Meeting Date
CUSIP
Ticker
Occidental Petroleum Corporation
May 3, 2013
674599105
OXY
       
Vote
For/Against Management
Proposal
Proposed by Issuer or Security Holder
   
Election of Directors:
 
For
For
1. Spencer Abraham
Issuer
For
For
2. Howard I. Atkins
Issuer
For
For
3. Stephen I. Chazen
Issuer
For
For
4. Edward P. Djerejian
Issuer
For
For
5. John E. Feick
Issuer
For
For
6. Margaret M. Foran
Issuer
For
For
7. Carlos M. Gutierrez
Issuer
Against
Against
8. Ray R. Irani
Issuer
For
For
9. Avedick B. Poladian
Issuer
For
For
10. Aziz D. Syriani
Issuer
       
Against
Against
Advisory vote approving executive compensation
Issuer
       
For
For
Ratification of selection of KPMG LLP as independent auditors
Issuer
       
Against
For
Stockholder right to act by written consent
Security Holder
       
       
Company Name
Meeting Date
CUSIP
Ticker
EOG Resources, Inc.
May 2, 2013
26875P101
EOG
       
Vote
For/Against Management
Proposal
Proposed by Issuer or Security Holder
   
Election of Directors:
 
For
For
1. Charles R. Crisp
Issuer
For
For
2. James C. Day
Issuer
For
For
3. Mark G. Papa
Issuer
For
For
4. H. Leighton Steward
Issuer
For
For
5. Donald F. Textor
Issuer
For
For
6. William R. Thomas
Issuer
For
For
7. Frank G. Wisner
Issuer
       
For
For
To ratify the appointment by the audit committee of the board of directors of Deloitte & Touche LLP, independent registered public accounting firm, as auditors for the company for the year ending December 31,2013
Issuer
       
For
For
To approve the amended and restated EOG Resources, Inc. 2008 omnibus equity compensation plan
Issuer
       
For
For
To approve, by non-binding vote, the compensation of the company's named executive officers
Issuer
       
       
Company Name
Meeting Date
CUSIP
Ticker
Newfield Exploration Company
May 2, 2013
651290108
NFX
       
Vote
For/Against Management
Proposal
Proposed by Issuer or Security Holder
   
Election of Directors:
 
For
For
1. Lee K. Boothby
Issuer
For
For
2. Pamela J. Gardner
Issuer
For
For
3. John Randolph Kemp III
Issuer
For
For
4. Joseph H. Netherland
Issuer
For
For
5.Howard H. Newman
Issuer
For
For
6. Thomas G. Ricks
Issuer
For
For
7. Juanita M. Romans
Issuer
For
For
8. C. E. (Chuck) Shultz
Issuer
For
For
9. Richard K. Stoneburner
Issuer
For
For
10. J. Terry Strange
Issuer
       
For
For
Ratification of appointment of PricewaterhouseCoopers LLP as independent auditor for fiscal 2013
Issuer
       
For
For
Advisory vote on named executive officer compensation
Issuer
       
For
For
Approval of the First Amended and Restated Newfield Exploration Company 2011 Omnibus Stock Plan
Issuer
       
Against
For
Stockholder Proposal - Policy Requiring Independent Director with Environmental Expertise
Security Holder
       
       
Company Name
Meeting Date
CUSIP
Ticker
Spectra Energy Corp
April 30, 2013
847560109
SE
       
Vote
For/Against Management
Proposal
Proposed by Issuer or Security Holder
   
Election of Directors:
 
For
For
1. William T. Esrey
Issuer
For
For
2. Gregory L. Ebel
Issuer
For
For
3. Austin A. Adams
Issuer
For
For
4. Joseph Alvarado
Issuer
For
For
5. Pamela L. Carter
Issuer
For
For
6. F. Anthony Comper
Issuer
For
For
7. Peter B. Hamilton
Issuer
For
For
8. Dennis R. Hendrix
Issuer
For
For
9. Michael McShane
Issuer
For
For
10. Michael G. Morris
Issuer
For
For
11. Michael E. J. Phelps
Issuer
       
For
For
Ratification of the appointment of Deloitte & Touche LLP as Spectra Energy Corp's independent registered public accounting firm for fiscal year 2013
Issuer
       
For
For
An advisory resolution to approve executive compensation
Issuer
       
Against
For
Shareholder proposal concerning disclosure of political contributions
Security Holder
       
Against
For
Shareholder proposal concerning Fugitive Methane Emissions Report
Security Holder
       
       
Company Name
Meeting Date
CUSIP
Ticker
Transcanada Corporation
April 26, 2013
89353D107
TRP
       
Vote
For/Against Management
Proposal
Proposed by Issuer or Security Holder
For
For
Election of Directors:
Issuer
   
1. Kevin E. Benson
 
   
2. Derek H. Burney
 
   
3. Paule Gauthier
 
   
4. Russell K. Girling
 
   
5. S. Barry Jackson
 
   
6. Paul L. Joskow
 
   
7. Paula Rosput Reynolds
 
   
8. Mary Pat Salomone
 
   
9. W. Thomas Stephens
 
   
10. D. Michael G. Stewart
 
   
11. Richard E. Waugh
 
       
For
For
Resolution to appoint KPMG LLP, Chartered Accountants as auditors and authorize the Directors to set their remuneration
Issuer
       
For
For
Resolution to reconfirm and amend the Stock Option Plan, as described in the Management Information Circular
Issuer
       
For
For
Resolution to continue and approve the amended and restated Shareholder Rights Plan, as described in the Management Information Circular
Issuer
       
For
For
Resolution to accept Transcanada Corporations's approach to executive compensation, as described in the Management Information Circular
Issuer
       
       
Company Name
Meeting Date
CUSIP
Ticker
Centerpoint Energy, Inc.
April 25, 2013
15189T107
CNP
       
Vote
For/Against Management
Proposal
Proposed by Issuer or Security Holder
   
Election of Directors:
 
For
For
1. Milton Carroll
Issuer
For
For
2. Michael P. Johnson
Issuer
For
For
3. Janiece M. Longoria
Issuer
For
For
4. David M. McClanahan
Issuer
For
For
5. Susan O. Rheney
Issuer
For
For
6. R. A. Walker
Issuer
For
For
7. Peter S. Wareing
Issuer
       
For
For
Ratify the appointment of Deloitte & Touche LLP as independent auditors for 2013
Issuer
       
For
For
Approve the advisory resolution on executive compensation
Issuer
       
       
Company Name
Meeting Date
CUSIP
Ticker
Magellan Midstream Partners, L.P.
April 25, 2013
559080106
MMP
       
Vote
For/Against Management
Proposal
Proposed by Issuer or Security Holder
For
For
Directors recommend: A vote for election of the following nominees
Issuer
   
1. Walter R. Arnheim
 
   
2. Patrick C. Eilers
 
       
For
For
Advisory resolution to approve Executive Compensation
Issuer
       
For
For
Ratification of appointment of Independent Auditor
Issuer
       
       
Company Name
Meeting Date
CUSIP
Ticker
Marathon Oil Corporation
April 24, 2013
565849106
MRO
       
Vote
For/Against Management
Proposal
Proposed by Issuer or Security Holder
 
 
Election of Directors for a one-year term expiring in 2014:
 
For
For
1. Gregory H. Boyce
Issuer
For
For
2. Pierre Brondeau
Issuer
For
For
3. Clarence P. Cazalot, Jr.
Issuer
For
For
4. Linda Z. Cook
Issuer
For
For
5. Shirley Ann Jackson
Issuer
For
For
6. Philip Lader
Issuer
For
For
7. Michael E.J. Phelps
Issuer
For
For
8. Dennis H. Reilley
Issuer
       
For
For
Ratification of the selection of PricewaterhouseCoopers LLP as the company's independent auditor for 2013
Issuer
       
For
For
Board proposal for a non-binding advisory vote to approve the company's named executive officer compensation
Issuer
       
Against
For
Stockholder proposal seeking a report regarding the Company's lobbying activities, policies and procedures
Security Holder
       
       
Company Name
Meeting Date
CUSIP
Ticker
BP P.L.C
April 11, 2013
055622104
BP
       
Vote
For/Against Management
Proposal
Proposed by Issuer or Security Holder
   
To re-elect as a Director:
 
For
For
1. Mr. R W Dudley
Issuer
For
For
2. Mr. I C Conn
Issuer
For
For
3. Dr. B Gilvary
Issuer
For
For
4. Mr. P M Anderson
Issuer
For
For
5. Admiral F L Bowman
Issuer
For
For
6. Mr. A Burgmans
Issuer
For
For
7. Mrs. C B Carroll
Issuer
For
For
8. Mr. G David
Issuer
For
For
9. Mr. I E L Davis
Issuer
For
For
10. Professor Dame Ann Dowling
Issuer
For
For
11. Mr. B R Nelson
Issuer
For
For
12. Mr. F P Nhleko
Issuer
For
For
13. Mr. A B Shilston
Issuer
For
For
14. Mr. C-H Svanberg
Issuer
       
For
For
To receive the Directors' Annual Report and Accounts
Issuer
       
For
For
To approve the Directors' Remuneration Report
Issuer
       
For
For
To reappoint Ernst & Young LLP as auditors and authorize the Board to fix their remuneration
Issuer
       
For
For
Special Resolution: to give limited authority for the purchase of its own shares by the Company
Issuer
       
For
For
To give limited authority to allot shares up to a specified amount
Issuer
       
For
For
Special Resolution: to give authority to allot a limited number of shares for cash free of pre-emption rights
Issuer
       
For
For
Special Resolution: to authorize the calling of general meetings (excluding Annual General Meetings) by notice of at least 14 clear days
Issuer
       
       
Company Name
Meeting Date
CUSIP
Ticker
National Fuel Gas Company
March 7, 2013
636180101
NFG
       
Vote
For/Against Management
Proposal
Proposed by Issuer or Security Holder
For
For
Directors recommend: A vote for election of the following nominees
Issuer
   
1. David C. Carroll
 
   
2. Craig G. Matthews
 
   
3. David F. Smith
 
       
For
For
Vote to ratify PricewaterhouseCoopers LLP as the Registered Public Accounting Firm
Issuer
       
For
For
Advisory approval of executive compensation
Issuer
       
       
Company Name
Meeting Date
CUSIP
Ticker
Continental Resources, Inc.
August 10, 2012
212015101
CLR
       
Vote
For/Against Management
Proposal
Proposed by Issuer or Security Holder
For
For
Approve issuance of shares of common stock pursuant to the terms and conditions of a Reorganization and Purchase and Sale Agreement, dated as of March 27, 2012 (the "Agreement"), in accordance with Section 312.03(B) of The New York Stock Exchange listed company manual and the requirements of the Agreement.
Issuer
       

 
 

 



SIGNATURES

Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.


  TORTOISE PIPELINE & ENERGY FUND, INC.  
       
Date: August 20, 2013
By:
/s/ Terry Matlack  
    Terry Matlack  
    Chief Executive Officer