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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Non-Qualified Stock Option (right to buy) | $ 9.8 | 02/22/2006 | M | 46,798 | (4) | 02/19/2012 | Common Stock | 46,798 | $ 0 | 4,802 | D | ||||
Non-Qualified Stock Option (right to buy) | $ 9.8 | 02/23/2006 | M | 1,600 | (5) | 02/19/2012 | Common Stock | 1,600 | $ 0 | 3,202 | D | ||||
Non-Qualified Stock Option (right to buy) | $ 9.8 | 02/23/2006 | M | 3,202 | (4) | 02/19/2012 | Common Stock | 3,202 | $ 0 | 0 | D | ||||
Non-Qualified Stock Option (right to buy) | $ 11.86 | 02/21/2006 | M | 1,900 | (6) | 01/02/2012 | Common Stock | 1,900 | $ 0 | 100 | D | ||||
Non-Qualified Stock Option (right to buy) | $ 11.86 | 02/23/2006 | M | 100 | (6) | 01/02/2012 | Common Stock | 100 | $ 0 | 0 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
DERKACHT GREGORY D 224 S. 108 AVENUE OMAHA, NE 68154 |
Executive Vice President |
By: /s/ Victoria H. Finley, Attorney in Fact For: Gregory D. Derkacht | 02/23/2006 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | The sale price ranged from $30.05 to $30.80, with a weighted average sale price of $30.4468. |
(2) | The sale price ranged from $29.90 to $30.14, with a weighted average sale price of $30.019. |
(3) | The sale price ranged from $30.00 to $30.38, with a weighted average sale price of $30.2213. |
(4) | The options vest in equal annual installments over a 4 - year period commencing February 19, 2002. This vesting schedule was subject to acceleration based upon the achievement of certain financial criteria; however, the criteria were not met and, accordingly, the options vest on an annual basis over a 4 - year period. The options reported as exercised herein were vested prior to exercise. |
(5) | The options vest in equal annual installments over a 3 - year period commencing February 19, 2002. The options reported as exercised herein were vested prior to exercise. |
(6) | The options vest in equal annual installments over a 3 - year period commencing January 2, 2002. The options reported as exercised herein were vested prior to exercise. |
Remarks: Transaction Systems Architects, Inc. ("TSA") issued a press release dated September 28, 2004 announcing Mr. Derkacht's plans to retire from TSA not later than June 30, 2006, which press release was attached as an exhibit to TSA's Current Report on Form 8-K dated September 29, 2004. The transactions reported herein are in contemplation of Mr. Derkacht's planned retirement. |