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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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| Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
| Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) | ||
| 1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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| Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
| Stock Options (right to buy) | $ 0.73 | 08/02/2010 | J(1) | V | 676 | (2) | 08/15/2013 | Common Stock | 676 | $ 0 | 676 | D | |||
| Stock Options (right to buy) | $ 1.5 | 08/02/2010 | J(3) | V | 2,700 | (2) | 05/05/2014 | Common Stock | 2,700 | $ 0 | 2,700 | D | |||
| Stock Options (right to buy) | $ 1.29 | 08/02/2010 | J(4) | V | 15,000 | (2) | 05/13/2014 | Common Stock | 15,000 | $ 0 | 15,000 | D | |||
| Stock Options (right to buy) | $ 3.43 | 08/02/2010 | J(5) | V | 900 | (2) | 05/04/2015 | Common Stock | 900 | $ 0 | 900 | D | |||
| Stock Options (right to buy) | $ 3.47 | 08/02/2010 | J(6) | V | 15,000 | (2) | 05/12/2015 | Common Stock | 15,000 | $ 0 | 15,000 | D | |||
| Stock Options (right to buy) | $ 10.79 | 08/02/2010 | J(7) | V | 2,700 | (2) | 05/03/2016 | Common Stock | 2,700 | $ 0 | 2,700 | D | |||
| Stock Options (right to buy) | $ 14.89 | 08/02/2010 | J(8) | V | 900 | (2) | 05/04/2017 | Common Stock | 900 | $ 0 | 900 | D | |||
| Reporting Owner Name / Address | Relationships | |||
| Director | 10% Owner | Officer | Other | |
| MCWILLIAMS D BRADLEY C/O MCDERMOTT INTERNATIONAL, INC. 777 N. ELDRIDGE PARKWAY HOUSTON, TX 77079 |
X | |||
| Liane K. Hinrichs, by power of attorney | 01/31/2011 | |
| **Signature of Reporting Person | Date |
| * | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
| ** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
| (1) | These options were originally reported as covering 225 shares at an exercise price of $4.225 per share, which were then adjusted in connection with the Issuer's 3-for-2 stock split on May 31, 2006 to cover 338 shares at an exercise price of $2.8166 per share, which were then adjusted in connection with the Issuer's 2-for-1 stock split on September 10, 2007 to cover 676 shares at an exercise price of $1.4083 per share, and these options were then adjusted in connection with the July 30, 2010 spin-off of The Babcock & Wilcox Company (the "Spin-off"). |
| (2) | 100% of the options are vested. |
| (3) | These options were originally reported as covering 900 shares at an exercise price of $8.735 per share, which were then adjusted in connection with the Issuer's 3-for-2 stock split on May 31, 2006 to cover 1,350 shares at an exercise price of $5.8233 per share, which were then adjusted in connection with the Issuer's 2-for-1 stock split on September 10, 2007 to cover 2,700 shares at an exercise price of $2.9117 per share, and these options were then adjusted in connection with the Spin-off. |
| (4) | These options were originally reported as covering 5,000 shares at an exercise price of $7.525 per share, which were then adjusted in connection with the Issuer's 3-for-2 stock split on May 31, 2006 to cover 7,500 shares at an exercise price of $5.0166 per share, which were then adjusted in connection with the Issuer's 2-for-1 stock split on September 10, 2007 to cover 15,000 shares at an exercise price of $2.5083 per share, and these options were then adjusted in connection with the Spin-off. |
| (5) | These options were originally reported as covering 300 shares at an exercise price of $19.935 per share, which were then adjusted in connection with the Issuer's 3-for-2 stock split on May 31, 2006 to cover 450 shares at an exercise price of $13.29 per share, which were then adjusted in connection with the Issuer's 2-for-1 stock split on September 10, 2007 to cover 900 shares at an exercise price of $6.645 per share, and these options were then adjusted in connection with the Spin-off. |
| (6) | These options were originally reported as covering 5,000 shares at an exercise price of $20.18 per share, which were then adjusted in connection with the Issuer's 3-for-2 stock split on May 31, 2006 to cover 7,500 shares at an exercise price of $13.4533 per share, which were then adjusted in connection with the Issuer's 2-for-1 stock split on September 10, 2007 to cover 15,000 shares at an exercise price of $6.7267 per share, and these options were then adjusted in connection with the Spin-off. |
| (7) | These options were originally reported as covering 900 shares at an exercise price of $62.75 per share, which were then adjusted in connection with the Issuer's 3-for-2 stock split on May 31, 2006 to cover 1,350 shares at an exercise price of $41.8333 per share, which were then adjusted in connection with the Issuer's 2-for-1 stock split on September 10, 2007 to cover 2,700 shares at an exercise price of $20.9167 per share, and these options were then adjusted in connection with the Spin-off. |
| (8) | These options were originally reported as covering 450 shares at an exercise price of $57.735 per share, which were then adjusted in connection with the Issuer's 2-for-1 stock split on September 10, 2007 to cover 900 shares at an exercise price of $28.8675 per share, and these options were then adjusted in connection with the Spin-off. |