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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
ACTOIL, LLC 730 THIRD AVENUE NEW YORK, NY 10017 |
X | |||
TIAA Oil & Gas Investments, LLC 730 THIRD AVENUE NEW YORK, NY 10017 |
X | |||
TEACHERS INSURANCE & ANNUITY ASSOCIATION OF AMERICA 730 THIRD AVENUE NEW YORK, NY 10017 |
X |
/s/ Lisa M. Ferraro, Lisa M. Ferraro, President, on behalf of ACTOIL, LLC | 03/23/2015 | |
**Signature of Reporting Person | Date | |
/s/ Lisa M. Ferraro, Lisa M. Ferraro, President, on behalf of TIAA Oil and Gas Investments, LLC | 03/23/2015 | |
**Signature of Reporting Person | Date | |
/s/ Lisa M. Ferraro, Lisa M. Ferraro, Managing Director, on behalf of Teachers Insurance and Annuity Association of America | 03/23/2015 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | ACTOIL, LLC is a wholly owned subsidiary of TIAA Oil and Gas Investments, LLC, its sole member. TIAA Oil and Gas Investments, LLC is a wholly owned subsidiary of Teachers Insurance and Annuity Association of America, its sole member. Because of the foregoing relationships, each of ACTOIL, LLC, TIAA Oil and Gas Investments, LLC and Teachers Insurance and Annuity Association of America may be deemed to have voting and dispositive power over the reported securities and may also be deemed to be the beneficial owner of these securities. |
Remarks: Exhibit List: Exhibit 99 -- Joint Filer Information |