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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Price Ronald Clark ONE MOODY PLAZA GALVESTON, TX 77550 |
See Remarks |
Ronald C. Price, by J. Mark Flippin as Attorney-in-Fact | 08/19/2013 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Shares acquired by dividend reinvestment. |
(2) | This total includes shares acquired by dividend reinvestment as follows: 1.458 shares on June 15, 2012 at $70.2401 per share; 1.448 shares on September 21, 2012 at $71.4986 per share; and 1.534 shares on December 21, 2012 at $68.2203. |
(3) | The reporting person's sale of the Issuer's common stock reported on this form was matchable under Section 16(b) of the Securities Exchange Act of 1934 with the reporting person's purchase of 166 shares of the Issuer's common stock on March 5, 2013 and his acquisitions by dividend reinvestment on June 21, 2013 and March 25, 2013. The reporting person has voluntarily disgorged the full amount of the short-swing profit from these transactions to the Issuer. |
Remarks: Reporting Person is Senior Vice President, Chief Marketing Officer - Career Life Agencies. |