UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
HarbourVest International Private Equity Partners IV-Direct Fund L.P. C/O HARBOURVEST PARTNERS LLC ONE FINANCIAL CENTER, 44TH FLOOR BOSTON, MA 02111 |
 |  X |  |  |
HIPEP IV-Direct Associates LLC C/O HARBOURVEST PARTNERS LLC ONE FINANCIAL CENTER, 44TH FLOOR BOSTON, MA 02111 |
 |  |  | See Footnote 1 |
HARBOURVEST PARTNERS LLC C/O HARBOURVEST PARTNERS LLC ONE FINANCIAL CENTER, 44TH FLOOR BOSTON, MA 02111 |
 |  |  | See Footnote 1 |
HarbourVest International Private Equity Partners IV-Direct Fund L.P. | 06/13/2013 | |
**Signature of Reporting Person | Date | |
By: HIPEP IV-Direct Associates LLC, its General Partner | 06/13/2013 | |
**Signature of Reporting Person | Date | |
By: HarbourVest Partners LLC, its Managing Member | 06/13/2013 | |
**Signature of Reporting Person | Date | |
By: Martha D. Vorlicek, Managing Director | 06/13/2013 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | These securities are owned solely by HarbourVest International Private Equity Partners IV-Direct Fund L.P. HarbourVest Partners LLC is the Managing Member of HIPEP IV-Direct Associates LLC which is the General Partner of HarbourVest International Private Equity Partners IV-Direct Fund L.P.Both HarbourVest Partners LLC and HIPEP IV-Direct Associates LLC may be deemed to have a beneficial interest in the shares held by Harbourvest International Private Equity Partners IV-Direct Fund L.P. and both disclaim beneficial ownership of such shares except to the extent of its pecuniary interest which is subject to indeterminable future events. |
 Remarks: On June 3, 2013, Finjan, Inc. merged into a subsidiary of Converted Organics, Inc.  Pursuant to the merger the Reporting Person's stock in Finjan, Inc. was exchanged for stock in Converted Organics, Inc. which changed its name to Finjan Holdings, Inc. |