|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549ANNUAL STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
|
| |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
|
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 2270 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned at End of Issuer's Fiscal Year (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
|||
(A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
LOEWENBAUM G WALTER II 333 THREE D SYSTEMS CIRCLE ROCK HILL, SC 29730 |
 X |  |  |  |
/s/Robert M. Grace, Jr., Attorney-in-Fact | 01/28/2010 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Mr. Loewenbaum transferred 70,592 shares from the GWL 2008 Annuity Trust to his direct holdings on the transaction date. This did not change his total benefical ownership as of the transaction date. |
(2) | Following the transaction date on November 5, 2009, Mr. Loewenbaum's direct holdings were equal to 816,444. This subsequently changed with the disposition on November 10, 2009 and his direct holdings as of December 31, 2009 equaled 815,444 shares. |
(3) | The Reporting Person disclaims beneficial ownership of these securities except to the extent of any pecuniary interest therein. |
(4) | Mr. Loewenbaum serves as Trustee. |
(5) | Mr. Loewenbaum serves as Trustee. This is Mr. Loewenbaum's pension plan. |
(6) | Mr. and Mrs. Loewenbaum serve as Trustees. |
(7) | On November 5, 2009, this account had 20,771 shares prior to the purchase of 1,053 shares on November 19, 2009. |
(8) | Mr. and Mrs. Loewenbaum are the general partners. |