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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
ESL INVESTMENTS INC 200 GREENWICH AVENUE GREENWICH, CT 06830 |
X | |||
ESL PARTNERS LP 200 GREENWICH AVENUE GREENWICH, CT 06830 |
X | |||
ESL INVESTORS LLC 200 GREENWICH AVENUE GREENWICH, CT 06830 |
X | |||
RBS PARTNERS L P /CT 200 GREENWICH AVENUE GREENWICH, CT 06830 |
X |
ESL Investments, Inc.; /s/ Robert Jackowitz, Treasurer | 11/01/2005 | |
**Signature of Reporting Person | Date | |
ESL Partners, L.P.; By: RBS Partners, L.P., its general partner; By: ESL Investments, Inc., its general partner; /s/ Robert Jackowitz, Treasurer | 11/01/2005 | |
**Signature of Reporting Person | Date | |
ESL Investors, L.L.C.; By: RBS Partners, L.P., its general partner; By: ESL Investments, Inc., its general partner; /s/ Robert Jackowitz, Treasurer | 11/01/2005 | |
**Signature of Reporting Person | Date | |
RBS Partners, L.P.; By: ESL Investments, Inc., its general partner; /s/ Robert Jackowitz, Treasurer | 11/01/2005 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | These securities are held for the account of ESL Partners, L.P. ("Partners"). |
(2) | These securities are held for the account of ESL Investors, L.L.C. ("Investors"). |
(3) | These securities are held for the account of ESL Institutional Partners, L.P. ("Institutional"). |
(4) | These securities are held for the account of Acres Partners, L.P. ("Acres"). |
(5) | This Form 4 is filed on behalf of Partners, Investors, RBS Partners, L.P. ("RBS") and ESL Investments, Inc. ("Investments"). RBS is the general partner of Partners and the managing member of Investors. In such capacities, RBS may be deemed to have a pecuniary interest in the securities held for the accounts of each of Partners and Investors. RBS Investment Management, LLC ("RBSIM") is the general partner of Institutional. Investments is the general partner of RBS and Acres and the managing member of RBSIM. In such capacities, Investments may be deemed to have a pecuniary interest in the securities held for the accounts of each of Partners, Investors, Acres and Institutional. Edward S. Lampert, a director of the Issuer, is the sole stockholder of Investments. |
Remarks: Pursuant to Rule 16a-1(a)(2)(ii)(B) under the Securities Exchange Act of 1934, as amended (the "Act"), each of the reporting persons may be deemed to be the beneficial owner of the securities reported herein only to the extent of its pecuniary interest therein. Pursuant to Rule 16a-1(a)(4) under the Act, this filing shall not be deemed an admission that any of the reporting persons is, for purposes of Section 16 of the Act or otherwise, the beneficial owner of any securities reported herein in excess of such amount. |