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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
2002 PRPA-CSE (3) | (3) | 01/03/2005 | M | 4,766 | 01/03/2005 | 01/03/2005 | Common Stock | 4,766 | (3) | 0 | D | ||||
1989 Plan PE Units (4) | (4) | 01/14/2005 | M | 674 (4) | (4) | (4) | Common Stock | 674 | (4) | 0 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
MILLER GARY A THE GOODYEAR TIRE & RUBBER COMPANY 1144 EAST MARKET STREET AKRON, OH 44316-0001 |
Vice President |
/s/ Bertram Bell, signing as an attorney-in-fact and agent duly authorized to execute this Form 4 on behalf of Gary A Miller pursuant to a Power of Attorney dated 10/3/02, a copy of which has been previously filed with the SEC. | 01/28/2005 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Total number of shares of common stock allocated to the account of the reporting person in a Trust established under Goodyear's Employee Savings Plan for Salaried Employees, a 401(k) Plan (the "Savings Plan"), as of the date of this statement as reported by the Plan Trustee. |
(2) | The shares are held by a nominee of The Northern Trust Company, the Savings Plan Trustee. |
(3) | Settlement of stock units awarded on 3/31/02 under the 2001 Performance Recognition Plan, the payment of which had been deferred by the reporting person until January 2005. A total of 4,766 shares were issued of which 1,359 shares were withheld for payment of taxes. The units had a fair market value at $14.77 on 1/3/05. |
(4) | Settlement of Performance Equity Units granted on 12/3/96 under the 1989 Goodyear Performance and Equity Incentive Plan (the "1989 Plan"), the payment of which had been deferred by the reporting person until 1/14/05. In accordance with the reporting person?s election, these units were paid in stock. The per share market value of the common stock at 1/14/05 equal to $15.10. |
(5) | Includes 300 shares held by the reporting person as custodian for a minor child. |