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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
DUNKEL DAVID L |
X | X | Chief Executive Officer |
David L. Dunkel | 07/05/2005 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | The ownership of these shares was not previously known to the reporting person. The reporting person disclaims beneficial ownership of these shares. |
(2) | Shares are held by the David L. Dunkel 2003 Grantor Retained Annuity Trust, dated 10/3/2003. |
(3) | Shares are held by the David L. Dunkel 2004 Grantor Retained Annuity Trust, dated 4/13/2004. |
(4) | Shares are held by the David L. Dunkel Amended and Restated Revocable Living Trust, dated 10/3/2003. On January 11, 2005, 35,088 shares were exercised and were disclosed as being held directly by the reporting person and such shares should have been deposited into the David L. Dunkel Amended and Restated Revocable Living Trust, dated 10/3/2003. On May 19, 2005, the reporting person transferred 82,000 shares from his direct ownership into the David L. Dunkel Amended and Restated Revocable Living Trust, dated 10/3/2003, accordingly neither event caused the beneficial ownership to change. |
(5) | Shares are held by the David L. Dunkel 2005 Grantor Retained Annuity Trust, dated 4/7/2005. |
(6) | Shares include 38,330 shares of restricted stock that will vest on January 1, 2006 and 98,166 shares of restricted stock that will vest on December 21, 2006. |