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FORM 6-K

U.S. SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

Report of Foreign Private Issuer

Pursuant to Rule 13a-16 or 15d-16 of

the Securities Exchange Act of 1934

Commission File Number: 1-15270

For the month of September 2016

NOMURA HOLDINGS, INC.

(Translation of registrant’s name into English)

9-1, Nihonbashi 1-chome

Chuo-ku, Tokyo 103-8645

Japan

(Address of principal executive offices)

Indicate by check mark whether the registrant files or will file annual reports under cover Form 20-F or Form 40-F.

Form 20-F       X            Form 40-F              

 

Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1):             

Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7):             

 

 

 

 

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Information furnished on this form:

EXHIBIT

 

Exhibit Number
1.		(English Translation) Share Buyback Report for the reporting month from August 1, 2016 to August 31, 2016

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SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

		NOMURA HOLDINGS, INC.
Date: September 9, 2016		By:		/s/ Hajime Ikeda
				Hajime Ikeda
				Senior Managing Director

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[Translation of Share Buyback Report for the reporting month from August 1, 2016 to August 31, 2016 filed with the Director General of the Kanto Finance Bureau by Nomura Holdings, Inc. on September 9, 2016]

Class of Shares: Common Stock

 

1.	Status of repurchase

 

(1)	Status of a repurchase pursuant to a resolution at a general meeting of shareholders

Not applicable

 

(2)	Status of a repurchase pursuant to a resolution at the meeting of a board of directors (“Board”)

 

								as of August 31, 2016
		Number of Shares						Total Repurchase Amount (JPY)
Authorization pursuant to the resolution of the Board (July 28, 2016)
(Period of repurchase: from August 15, 2016 to January 27, 2017 (excluding the period between October 28, 2016 to November 11, 2016))					100,000,000				45,000,000,000
Repurchases during this reporting month (Date of repurchase)		(Date)
		August 15			1,653,800				758,791,620
		August 16			1,653,800				756,223,390
		August 17			3,307,600				1,509,727,570
		August 18			1,653,800				751,206,040
		August 19			1,653,800				753,121,010
		August 22			1,508,100				687,744,850
		August 23			1,508,100				682,508,540
		August 24			3,011,400				1,375,356,070
		August 25			1,508,100				690,631,360
		August 26			1,508,100				685,092,080
		August 29			1,247,000				587,459,940
		August 30			1,247,000				586,095,760
		August 31			1,247,000				603,972,990
Total		—			22,707,600				10,427,931.220
Aggregate shares repurchased as of the end of this reporting month					22,707,600				10,427,931,220
Progress of share repurchase (%)					22.7				23.2

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2.	Status of disposition

 

				as of August 31, 2016
		Number of shares disposed in the reporting month						Aggregate amount of disposition (JPY)
Treasury shares disposed subject to procedures for issuance of new shares		(Date)			—				—
Subtotal		—			—				—
Treasury shares canceled		(Date)			—				—
Subtotal		—			—				—
Treasury shares transferred upon merger, share exchange or demerger		(Date)			—				—
Subtotal		—			—				—
Other (upon request for purchasing “less-than-a-full-unit shares”)		(Date) August 4			60				25,014
Subtotal		—			60				25,014
Other (exercise of stock acquisition rights)		(Date)
		August 1			1,209,300				1,209,300
		August 2			635,800				635,800
		August 3			103,400				103,400
		August 4			168,700				168,700
		August 5			17,000				611,000
		August 8			257,400				257,400
		August 9			171,100				171,100
		August 10			461,900				461,900
		August 12			38,600				2,419,600
		August 15			52,000				1,537,000
		August 16			68,900				68,900
		August 17			70,300				666,300
		August 18			141,800				141,800
		August 19			4,000				4,000
		August 22			334,300				334,300
		August 23			2,700				2,700
		August 24			23,800				23,800
		August 26			7,900				7,900
		August 31			7,300				7,300
Subtotal		—			3,776,200				8,832,200
Total		—			3,776,260				8,857,214

 

3.	Status of shares held in treasury

 

		as of August 31, 2016
As of the end of the reporting month		Number of Shares
Total number of issued shares			3,822,562,601
Number of shares held in treasury			251,716,809