UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 12b-25
NOTIFICATION OF LATE FILING
SEC File Number: 0-29440
CUSIP Number: 45170X205
| (Check One): | x Form 10-K ¨ Form 20-F ¨ Form 11-K ¨ Form 10-Q ¨ Form N-SAR ¨ Form N-CSR | |
| For Period Ended: December 31, 2015 | ||
| ¨ Transition Report on Form 10-K | ||
| ¨ Transition Report on Form 20-F | ||
| ¨ Transition Report on Form 11-K | ||
| ¨ Transition Report on Form 10-Q | ||
| ¨ Transition Report on Form N-SAR | ||
| ¨ Transition Report on Form N-CSR | ||
| For the Transition Period Ended: | ||
| Nothing in this form shall be construed to imply that the Commission has verified any information contained herein. |
If the notification relates to a portion of the filing checked above, identify the Item(s) to which the notification relates:
PART I — REGISTRANT INFORMATION
Identiv, Inc.
Full name of registrant
Former name if applicable
2201 Walnut Avenue, Suite 310
Address of principal executive office (Street and number)
Fremont, California 94538
City, state and zip code
PART II—RULES 12b-25(b) and (c)
If the subject report could not be filed without unreasonable effort or expense and the registrant seeks relief pursuant to Rule 12b-25(b), the following should be completed. (Check box if appropriate)
| ¨ | (a) | The reasons described in reasonable detail in Part III of this form could not be eliminated without unreasonable effort or expense;
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| (b) | The subject annual report, semi-annual report, transition report on Form 10-K, Form 20-F, Form 11-K, Form N-SAR or Form N-CSR, or portion thereof, will be filed on or before the fifteenth calendar day following the prescribed due date; or the subject quarterly report or transition report on Form 10-Q, or portion thereof will be filed on or before the fifth calendar day following the prescribed due date; and
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| (c) | The accountant’s statement or other exhibit required by Rule 12b-25(c) has been attached if applicable. |
PART III – NARRATIVE
State below in reasonable detail why Forms 10-K, 20-F, 11-K, 10-Q, N-SAR, N-CSR, or the transition report or portion thereof, could not be filed within the prescribed time period.
Identiv, Inc. (the “Company”) is filing this Form 12b-25 with respect to its annual report on Form 10-K for the period ended December 31, 2015 (the “Annual Report”). The Company has filed the Annual Report. On March 30, 2016 at 2:16 p.m. Pacific Time, 5:16 p.m. Eastern Time, the Company directed its filing service to commence transmission of the Annual Report. There were transmission delays, apparently due to a high volume of filings, and the transmission was not received by the Commission until 5:35 p.m. Eastern Time, which was after the cutoff time of 5:30 p.m. Eastern Time. The Annual Report filing was completed and accepted by the Commission at 5:42 p.m.
PART IV—OTHER INFORMATION
| (1) | Name and telephone number of person to contact in regard to this notification: |
| Steven Finney | (949) | 250-8888 | ||||||
| (Name) | (Area Code) | (Telephone Number) |
| (2) | Have all other periodic reports required under Section 13 or 15(d) of the Securities Exchange Act of 1934 or Section 30 of the Investment Company Act of 1940 during the preceding 12 months or for such shorter period that the registrant was required to file such report(s) been filed? If the answer is no, identify report(s). x Yes ¨ No |
| (3) | Is it anticipated that any significant change in results of operations from the corresponding period for the last fiscal year will be reflected by the earnings statements to be included in the subject report or portion thereof? x Yes ¨ No |
If so, attach an explanation of the anticipated change, both narratively and quantitatively, and, if appropriate, state the reasons why a reasonable estimate of the results cannot be made.
The subject Annual Report has already been filed and reference is made to the results set forth therein.
Identiv, Inc.
(Name of Registrant as Specified in Charter)
has caused this notification to be signed on its behalf by the undersigned thereunto duly authorized.
| Date: |
March 31, 2016 | By: | /S/ STEVEN FINNEY | |||||||
| Steven Finney | ||||||||||
| Interim Chief Financial Officer |