UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

FORM 8-K

 

 

CURRENT REPORT

Pursuant to Section 13 or 15(d) of the

Securities Exchange Act of 1934

Date of Report (Date of earliest event reported): August 29, 2013

 

 

InfuSystem Holdings, Inc.

(Exact name of registrant as specified in its charter)

 

 

 

Delaware		001-35020		20-3341405
(State or other jurisdiction of incorporation or organization)		(Commission File Number)		(I.R.S. Employer Identification No.)

31700 Research Park Drive

Madison Heights, Michigan 48071

(Address of principal executive offices) (Zip Code)

Registrant’s telephone number, including area code: (248) 291-1210

Not Applicable

(Former Name or Former Address, if Changed Since Last Report)

 

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

 

¨

Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

¨

Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

¨

Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

¨

Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

 

 

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Item 5.07.

Submission of Matters to a Vote of Security Holders

On August 29, 2013, the Company held its 2013 Annual Meeting of Stockholders (the “Annual Meeting”). Of the 22,088,731 shares of the Company’s common stock outstanding and entitled to vote as of the July 12, 2013 record date, 17,435,540 shares were present at the Annual Meeting in person or by proxy. The following proposals were voted on at the Annual Meeting:

Proposal 1 - The stockholders elected all of the Company’s nominees for election to the Company’s Board of Directors. The results of the number of shares voted were as follows:

 

Director Name		For (Shares)				% of Vote				Withheld (Shares)				% of Vote
David Dreyer			10,421,217				81.22	%			2,408,945				18.78	%
Ryan Morris			9,800,595				76.39	%			3,029,567				23.61	%
Eric Steen			11,828,150				92.19	%			1,002,012				7.81	%
Joe Whitters			10,202,057				79.52	%			2,628,105				20.48	%
Wayne Yetter			10,646,322				82.97	%			2,183,840				17.02	%

Proposal 2 - Approval of an amendment of the Company’s Amended and Restated Certificate of Incorporation pursuant to the Credit Agreement was approved based on the number of outstanding shares voted as follows:

 

		Shares				% of Outstanding Shares
For:			11,232,765				50.85	%
Against:			1,268,197				5.74	%
Abstain:			329,200				1.49	%

Proposal 3 - Approval of an increase in available shares authorized for issuance under the Company’s 2007 Stock Incentive Plan was not approved based on the number of shares voted as follows:

 

		Shares				% of Vote
For:			3,946,141				30.75	%
Against:			8,871,671				69.15	%
Abstain:			12,350				0.10	%

Proposal 4 - Approval, by advisory vote, on the compensation of the Company’s named executive officers was approved based on the number of shares voted as follows:

 

		Shares				% of Vote
For:			7,176,124				55.93	%
Against:			5,090,721				39.68	%
Abstain:			563,317				4.39	%

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Proposal 5 - An advisory vote regarding the frequency of conducting future advisory votes on the compensation of the Company’s named executive officers was approved based on the number of shares voted as follows:

 

		Shares				% of Vote
1-Year:			9,154,312				71.34	%
2-Years:			3,062,190				23.87	%
3-Years:			45,563				0.36	%
Abstain:			568,097				4.43	%

Proposal 6 - The stockholders ratified the appointment of BDO USA LLP as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2013. The results of the number of shares voted were as follows:

 

		Shares				% of Vote
For:			16,882,206				96.83	%
Against:			125,439				0.72	%
Abstain:			427,895				2.45	%

Signature

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

Dated: August 30, 2013