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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Employee stock option (right to buy) | $ 3.62 | 11/24/2004 | D | 40,000 | 03/25/2003(2) | 03/25/2010 | Common Stock | 40,000 | $ 0 (2) | 0 | D | ||||
Employee stock option (right to buy) | $ 4.55 | 11/24/2004 | D | 14,095 | 04/25/2003(3) | 04/25/2010 | Common Stock | 14,095 | $ 0 (3) | 0 | D | ||||
Employee stock option (right to buy) | $ 4.55 | 11/24/2004 | D | 25,905 | 04/25/2003(4) | 04/25/2010 | Common Stock | 25,905 | $ 0 (4) | 0 | D | ||||
Employee stock option (right to buy) | $ 10.35 | 11/24/2004 | D | 75,000 | 03/09/2004(5) | 12/10/2013 | Common Stock | 75,000 | $ 0 (5) | 0 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
SOMMER REGINA O C/O NETEGRITY, INC. 201 JONES ROAD WALTHAM, MA 02451 |
Treasurer, VP, CFO |
Regina O. Sommer | 11/24/2004 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Disposed of pursuant to a merger agreement between issuer and Computer Associates International, Inc. in exchange for the right to receive $10.75 per share. |
(2) | This option granted 03/25/2003, which provided for a 20% vesting immediately on the grant date with the remainder to vest quarterly over a 3-year period, was assumed by Computer Associates in the merger and replaced with an option to purchase 14,292 shares of Computer Associates common stock for $10.13 per share. |
(3) | This option granted 04/25/2003, which provided for a 20% vesting immediately on the grant date with the remainder to vest quarterly over a 3-year period, was assumed by Computer Associates in the merger and replaced with an option to purchase 5,036 shares of Computer Associates common stock for $12.73 per share. |
(4) | This option granted 04/25/2003, which provided for a 20% vesting immediately on the grant date with the remainder to vest quarterly over a 3-year period, was assumed by Computer Associates in the merger and replaced with an option to purchase 9,255 shares of Computer Associates common stock for $12.73 per share. |
(5) | This option granted 12/09/2003, which provided for a vesting of 6.25% quarterly beginning three (3) months after the grant date, was assumed by Computer Associates in the merger and replaced with an option to purchase 26,797 shares of Computer Associates common stock for $28.97 per share. |